The sister European conference was very useful for me in...
Jonathan Lord, CoChair Hewlett-Packard UK Pension Plan, Hewlett-Packard UK
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CNBC Interviews Live from
Active-Passive Investor Summit |
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Peter Bassler
Managing Director
ESECLENDING
Peter Bassler is a Managing Director at eSecLending. In his current role he is the Head of Business Development - North America and responsible for the firm’s Product Management Team.
Peter joined eSecLending in May 2008 with 17 years of industry experience. Prior to eSecLending, Peter was the Director of ... [ Read More ]
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Jeffrey S. Benner
Senior Vice President
NORTHERN TRUST
Jeff Benner
Senior Vice President
The Northern Trust Company
Jeff Benner is a Senior Vice President at The Northern Trust Company in Chicago. He is currently the Deputy Head of Global Securities Lending, with responsibility for securities lending in North America.
Prior to his current role, he managed the North American ... [ Read More ]
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Ed Blount
Executive Director
CENTER FOR THE STUDY OF FINANCIAL MARKET EVOLUTION
Ed Blount, capital markets consultant and expert witness
Ed Blount serves as an advisor to financial regulators and trade associations on capital markets issues, as well as a consultant to law firms on securities litigation matters. Blount has worked in the securities markets for 35 years, first with Citibank, Bankers Trust, ... [ Read More ]
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James Bryant
Senior Managing Director, Securities Finance
STATE STREET CORPORATION
James Bryant
Senior Managing Director, Securities Finance
State Street
James (Jim) Bryant is a senior managing director in State Street’s Securities Finance division. He is responsible for transitioning Investor Financial Services (IFS) legacy clients onto State Street’s platform following the firm’s acquisition.
With 17 years of securities finance experience, Mr. Bryant joined State ... [ Read More ]
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Jonathan Cooper
Senior Consultant
FINADIUM LLC
Jonathan Cooper is a Senior Consultant at Finadium, following 30 years of industry experience in the repo and bond markets at several sell-side firms. He founded the Emerging Markets Repo businesses at JP Morgan and Bankers Trust Company. Following the merger of Bankers Trust and Deutsche Bank, Jonathan ran the ... [ Read More ]
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Robert Coxon
Managing Director, Head of International Securities Lending
BNY MELLON
Rob is a Managing Director and Head of International Securities Lending. In this role, he is the senior executive for the EMEA Securities Lending business with managers from the group’s equity and fixed income trading, client relationship and business development reporting directly to him. Rob also has FSA regulatory oversight ... [ Read More ]
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Timothy D'Arcy
Senior Vice President - ASTEC
SUNGARD
Tim D’Arcy is Senior Vice President of SunGard ASTEC Analytics, responsible for day to day management of securities lending research and market data services. Tim works closely with a variety of market participants, providing the market information and analysis needed to properly manage their programs. He is also active in ... [ Read More ]
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Josh Galper
Managing Principal
FINADIUM LLC
Josh Galper is the lead for Finadium's research and consulting practice. His expertise focuses on trading, clearing, settlement and custody. Josh has conducted numerous consulting assignments on prime brokerage, securities lending, market data, custody and clearing. His prior roles include corporate development at Merrill Lynch and running Electronic Trading at ... [ Read More ]
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James Gerspach
Executive Director
J.P. MORGAN
James Gerspach is an Executive Director and manager of J.P. Morgan’s International Equity Lending in New York. Mr. Gerspach leads a team of traders providing solutions to the financing needs of the firm’s client base and the equity borrowing needs of broker-dealer counterparts.
Prior to joining J.P. Morgan, Mr. Gerspach ... [ Read More ]
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Jack Huber
Director, Institutional Sales
CITI
Jack Huber manages the Institutional Sales effort for securities finance within the Prime Finance division at Citi. He joined Citi in April 2010 and brings over 30 years of experience in the financing markets to his role. He is tasked with targeting new sources of supply and funding through ... [ Read More ]
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LJ Jhangiani
Portfolio Manager
ALLSTATE INVESTMENTS, LLC
LJ Jhangiani is a Portfolio Manager on the Short Term/Government Desk at Allstate Investments LLC, since 2005. His responsibilities include Securities Lending, Securities Lending Reinvestment, Corporate Cash Management, and co-managing several government portfolios. Prior to joining Allstate, he has held several other trading and administrative positions at agent lending banks, ... [ Read More ]
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Jeff Kearny
Principal
KORTE & ASSOCIATES CONSULTING, LLC
Jeff Kearny is a Managing Director and Consultant for the firm. Jeff’s responsibilities include managing client consulting engagements, conducting service provider due diligence and industry research, and supporting the strategic development of the business. Jeff has extensive investment consulting and investment operations consulting experience and works with Korte ... [ Read More ]
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Jeffrey Kidwell
Director of AVM Solutions
AVM, LP AND III ASSOCIATES
Jeffrey S. Kidwell joined AVM in 2008. Prior to joining AVM, from 2004 through 2007, he was a Managing Director at Cantor Fitzgerald where he was Co-Head of the Global Repo Desk and helped build it into a successful Primary Dealer. From 1982 to 2004, he worked on ... [ Read More ]
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Dan Kiefer
Opportunistic Portfolio Manager
CALIFORNIA PUBLIC EMPLOYEES' RETIREMENT SYSTEM
Dan joined CalPERS in August 1993. He is currently the Opportunistic Portfolio Manager within the Fixed Income Unit and oversees the Securities Lending Program as well as CalPERS Credit Enhancement Program.
As the manager of the Securities Lending Program, Dan provides direction and oversight for the program and ... [ Read More ]
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Jon Kinderlerer
Director, Risk Management, Prime Services
CREDIT SUISSE
Jon Kinderlerer is co-head of the New York Risk Management team for Credit Suisse's Prime Services business. Within this role, Jon is intimately involved with decisions around the financing extended to Prime Services clients. Jon also runs the global risk advisory function within Prime Services, advising hedge fund clients on ... [ Read More ]
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Greg S. Korte
President
KORTE & ASSOCIATES CONSULTING, LLC
As the founder and principal of Korte & Associates Consulting LLC, Greg Korte brings his 27 years of operational experience to his financial services consulting firm. The firm is positioned to bring high quality operations consulting services to the large market investment and pension plan industry.
During his 27 years in ... [ Read More ]
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Philip Larrieu CFA
Investment Officer/Corporate Governance
CALIFORNIA STATE TEACHERS' RETIREMENT SYSTEM
Philip Larrieu is an Investment Officer III within the Corporate Governance Unit of the California State Teachers’ Retirement System (CalSTRS). Philip is responsible for working with a dedicated governance team to further CalSTRS’ mission to secure the financial future and sustain the trust of California’s educators. Philip’s main areas of ... [ Read More ]
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Joshua Lavender
Executive Director, Technical Sales RM
J.P. MORGAN
Joshua Lavender is an Executive Director in Securities Lending, Financing and Markets Products at J.P. Morgan. Mr. Lavender oversees consultant relations and has an integral role in directing client strategy and developing new business opportunities. Mr. Lavender provides consulting services to clients on the design and development of ... [ Read More ]
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Susan Light
Senior Vice President & Chief Counsel
FINANCIAL INDUSTRY REGULATORY AUTHORITY
Susan Light has been a senior vice president in the Department of Enforcement of the Financial Industry Regulatory Authority ("FINRA") since the integration of the NASD and portions of NYSE Regulation on July 30, 2007. Prior to the consolidation, she served as senior vice president and department head in ... [ Read More ]
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Irv M. Lowenberg
Treasurer
CITY OF SOUTHFIELD, MI
Irv Lowenberg has been the elected Treasurer for the City of Southfield, Michigan since 2005. Southfield has a daytime population nearing 175,000. It is Michigan’s suburban business center with 26 million square feet of office space and more than 9,000 businesses. The city has over 80 “Fortune ... [ Read More ]
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Paul Lynch
Chief Operating Officer
ESECLENDING
Having over 20 years of financial service experience, Lynch has specialized in securities lending since 1996. Throughout his career, Lynch has achieved significant industry and corporate accomplishments across a broad range of finance, investment, and banking related disciplines. Most recently, he was a Senior Managing Director at Premier ... [ Read More ]
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Judith Mabry
Consultant
MABRY CONSULTING
Judy began her career at Salomon Brothers in the late 1970's and then moved to Morgan Stanley where she spent 11 years in their New York, London and Tokyo offices. Her experience includes several years trading US Treasury and Mortgage-Backed Repo; then developing and growing a Product Management ... [ Read More ]
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James P. Maloney
Trustee
CHICAGO POLICEMEN'S ANNUITY & BENEFIT FUND
James "Jim" Maloney is an elected Trustee for the Chicago Policemen's Annuity and Benefit Fund. Jim serves part-time on the Fund and continues to work on the Chicago Police Department assigned as the Commanding Officer of the Financial Crimes Investigations Section. Jim also serves on the Board of Directors for ... [ Read More ]
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David Martocci
Global Head of Sales and Third Party Lending, Securities Finance
CITI
David Martocci is a Managing Director and the Global Head of Product Sales and Client Management of Citi’s Agency Securities Finance business. In this role, David is responsible for the client servicing of Citi’s diverse lender base as well as developing and managing the global sales and marketing strategy for ... [ Read More ]
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Paul H.D. Matson
Director
ARIZONA STATE RETIREMENT SYSTEM
Paul Matson has served since 2003 as chief executive of the Arizona State Retirement System, a state agency with over 500,000 members and an investment portfolio of approximately $27 billion in its administration of the state's largest public pension plan.
Mr. Matson began at the ASRS in 1995 as chief ... [ Read More ]
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Michael McAuley
Managing Director, Securities Lending Senior Business Strategist
BNY MELLON
Mike McAuley is a managing director and the senior business strategist for BNY Mellon’s Global Securities Lending group. He is responsible for leading the securities lending business’ efforts to identify and capitalize on new opportunities in a changing business, tax and regulatory environment. Prior to BNY Mellon, Mike was ... [ Read More ]
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Bruce McDougal
Director - Global Securities Lending
BLACKROCK
Bruce is a member of BlackRock's Securities Lending team. He is responsible for coordinating risk management within the securities lending businesses. He has been with BlackRock since 2001, including his years with Barclays Global Investors (BGI), which was acquired by BlackRock in 2009. Previously, he held the position of ... [ Read More ]
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Debra McGinty-Poteet
Director, Mutual Funds
BRANDES INVESTMENT PARTNERS
Debra is responsible for managing Brandes’ sub-advisory and mutual fund business, as well as the Brandes proprietary institutional mutual funds. She is president of the Brandes Investment Trust Board and a trustee of the Brandes Investment Funds, Plc. Prior to joining Brandes, Debra was the chief operating officer, executive ... [ Read More ]
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Tred W. McIntire
Managing Director
GOLDMAN SACHS
Tred McIntire is the Global Head of Goldman Sachs Agency Lending in the U.S. and Europe. He joined the business in 1998, after spending the previous two years as Chief Financial Officer of the Equities Division of Goldman Sachs. He has twenty-four years of experience in the financial services industry, ... [ Read More ]
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Steven R. Meier CFA
Executive Vice President-Chief Investment Officer, Global Cash Management
STATE STREET GLOBAL ADVISORS
Steven is an Executive Vice President of State Street Global Advisors and is the Global Cash CIO. Steven, who joined SSgA in 2003, has more than 27 years of experience in the global cash and fixed income markets. Previously, he headed the firm's North American Cash and Securities Lending Cash ... [ Read More ]
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Tamela Merriweather
Securities Lending Legal Counsel
NORTHERN TRUST
Tamela Merriweather currently serves as counsel for Securities Lending at The Northern Trust Company. Prior to joining Northern Trust, Ms. Merriweather practiced Corporate and Securities law in the Chicago and London offices of Mayer Brown LLP, where she was also a member of the Private Investment Funds group. ... [ Read More ]
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Ed Oliver
Senior Vice President, Client Relationship Management
ESECLENDING
Ed Oliver currently serves as Senior Vice President of Client Relationship Management. Having 23 years of financial service experience, Oliver has specialized in securities lending since 2002. Most recently, Oliver was the Global Head of Consulting at Data Explorers, specializing in providing securities financing advice. In this role, Oliver assisted ... [ Read More ]
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Mark H. Payson
Managing Director, Global Head of Trading & Asset Liability Management
BROWN BROTHERS HARRIMAN
Mark H. Payson
Managing Director, Global Head of Trading & Asset Liability Management
Mark H. Payson joined BBH in 1999 as the Head of Securities Lending Trading. In this role, Mr. Payson has global responsibility for Trading, Asset Liability Management, and Cash Reinvestment Products. Prior to joining BBH, Mr. Payson ... [ Read More ]
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Steven Pesek
Supervising Examiner
FEDERAL RESERVE BANK OF NEW YORK
Steve is currently Supervising Examiner for Securities Lending with the Federal Reserve Bank of New York. Prior to joining the New York Fed, Steve was the Payments Systems Risk Specialist and Risk Specialty Officer designee for Retail Payments in Banking Supervision’s Risk and Policy function at the Charlotte branch ... [ Read More ]
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Gene Picone
Director
SCOTIA CAPITAL
Director, Scotia Capital Global Agent Securities Lending. Gene's key areas of focus are new business development, client management and product development.
Prior to joining Scotia Gene was a Managing Director at Wachovia Global Securities Lending, a division of Wachovia Bank. While at Wachovia Gene was responsible to Global Distribution, Client ... [ Read More ]
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Judith Polzer
Head of Securities Lending Product
J.P. MORGAN
Judy Polzer is a Managing Director in Financing and Markets Products and the Global Head of Securities Lending. In this role, Ms. Polzer leads the Securities Lending product team in managing all aspects of product development, P&L, program management and credit, risk and regulatory affairs. Ms. Polzer also participates in ... [ Read More ]
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William Pridmore
President
WILLIAM F. PRIDMORE, LTD.
Bill has over 30 years of diversified experience as an independent consultant and senior manager in Institutional Trust and Commercial Banking. This includes extensive experience in all aspects of Global Securities Lending, Global Custody, Master Trust Securities Operations and Securities Finance.
Bill currently works as an independent consultant out of ... [ Read More ]
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James Reichert
Senior Consultant
NEPC, LLC
Mr. Reichert joined NEPC in 2007 and has more than ten years of experience in the investment industry. As a Consultant, James is exposed to a variety of client types, including corporations, endowments and foundations, public funds and Taft-Hartley. In support of his client relationships, James is responsible ... [ Read More ]
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Robert Rinaldi
Supervising Examiner
FEDERAL RESERVE BANK OF NEW YORK
Robert Rinaldi is currently a Supervising Examiner in the Financial Supervision Group for the Federal Reserve Bank of New York, managing a team that focuses on financial market infrastructure and operational risk related to securities processing services. He joined the FRBNY as an operational risk examiner in 2003. Prior to ... [ Read More ]
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Anita Ryan
General Counsel
ESECLENDING
Anita currently serves as General Counsel and is currently responsible for overseeing legal affairs and the legal department at eSecLending. Prior to joining eSecLending in 2007, Anita was a member of the Securities Litigation and SEC Enforcement practice group at Goodwin Procter. Before her work at Goodwin Proctor, Anita ... [ Read More ]
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John M. Scully CFA
Vice President, Global Head of Relationship Management
GOLDMAN SACHS
With 21 years of financial services experience, John Scully has worked in various roles within the Goldman Sachs organization. He joined GSAL in 1997 as Vice President and Director of Operations. Prior to joining GSAL, John managed a Product Development Group in the Global Securities Services business, providing support to ... [ Read More ]
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Elizabeth Seidel
Managing Director
BROWN BROTHERS HARRIMAN
Elizabeth A. Seidel joined BBH in 1999 and currently serves as the Securities Lending Global Product Head. In this capacity, she is responsible for overseeing the day to day aspects of the firm's securities lending business and also maintains responsibility for the global relationship management team. Ms. Seidel has more ... [ Read More ]
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James Slater
Global Head of Securities Lending
BNY MELLON
James is Global Head of BNY Mellon’s Securities Lending business and is responsible for providing overall strategic direction and leveraging the program’s extensive world-wide network and robust product capabilities. James chairs the Securities Lending management group and, for more than 20 years, has held leadership positions with an emphasis ... [ Read More ]
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Tim Smith
Executive Vice President
SUNGARD SECURITIES FINANCE
Tim Smith is Senior Vice President at SunGard Securities Finance responsible for the Astec Analytics suite of products. Tim has spent 25 years in the securities lending industry with experience in all sides of the business. After leaving the London School of Economics he joined the Royal Bank of Scotland ... [ Read More ]
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Tim Smollen
Global Head of Agency Securities Lending
DEUTSCHE BANK
Tim Smollen is the Global Head of Deutsche Bank’s Agency Securities Lending Program having re-joined Deutsche Bank on December 1, 2009. As Global Head, he currently oversees all aspects of the business and the 55+ strong team which is currently based in NY, London, Frankfurt and Hong Kong. ... [ Read More ]
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Aaron Stearns CFA
Trader
AVM, LP AND III ASSOCIATES
Aaron Stearns, CFA is a Senior Trader on the Funding & Liquidity desk at AVM, L.P. / III Associates in Boca Raton, Florida. He is responsible for managing the repo books for the III Associates family of Rates and Credit hedge funds and clients of AVM, L.P. Prior ... [ Read More ]
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Nancy Sullivan
Managing Director-Head of US Government Trading
BNY MELLON
Nancy Sullivan is a Managing Director, Global Securities Lending at BNY Mellon. She heads up U.S. Government trading, responsible for managing the lending of treasury and agency securities.
Nancy has twenty-five years experience in U.S. Government Lending and was selected to lead the U.S. trading group in ... [ Read More ]
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Mark Swenson
Deputy Treasurer
OFFICE OF THE ARIZONA STATE TREASURER
Mr. Swenson is Deputy Treasurer for the State of Arizona and first joined the Treasurer’s Office in January 2007. He chairs the Treasurer’s Investment Risk Management Committee and oversees the Investment Management Division, responsible for $10 billion in Assets Under Management that range from overnight cash to a $3 ... [ Read More ]
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Anthony T. Toscano
Managing Director Head of US Trading
DEUTSCHE BANK
Anthony Toscano is Head of Deutsche Bank’s North American Securities Lending business. He is currently responsible for all aspects of risk management, trading, and product development. Anthony has over 20 years of securities finance experience from both agent to principal perspectives as well as custodial and non-custodial perspectives. ... [ Read More ]
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Robert Van Ness
Professor of Finance
THE UNIVERSITY OF MISSISSIPPI
Dr. Robert A. Van Ness is a Professor of Finance at the University of Mississippi as well as the director of the doctoral program for the School of Business. Robert is the co-editor of The Financial Review (along with Bonnie Van Ness).
Dr. Van Ness's primary area of research examines ... [ Read More ]
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Jon Wedrogowski CAIA
Vice President, Head of Analytics
KELLNER DILEO & COMPANY
Jon Wedrogowski is a Vice President and the Head of Analytics at KDC Alpha Securities in New York. In his current role, he is responsible for trading strategy development and quantitative risk management. Prior to joining KDC, Jon was a Securities Lending Trader at BlackRock in San Francisco as part ... [ Read More ]
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Paul Wilson
Managing Director
J.P. MORGAN
Paul Wilson is the global head of client management & sales for Financing & Markets Products ("FMP") which includes securities lending, foreign exchange, collateral management, clearance, futures & options clearing and transition management. Paul is responsible globally for new business development & technical sales for this business and product set ... [ Read More ]
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Robert Wittie
Partner
KL GATES LLP
Bob Wittie is a partner in the Washington, D.C. office of the global law firm of K&L Gates LLP. He received his B.A. in economics from the University of Michigan and his law degree from Harvard Law School.
Mr. Wittie is a member of the K&L Gates investment management and ... [ Read More ]
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Brian K. Yeazel
Managing Director - Fixed Income
MASON STREET ADVISORS
Mr. Yeazel is a senior portfolio manager and head of fixed income trading at Mason Street Advisors, a registered investment subsidiary of Northwestern Mutual Life. He has over 20 years of experience in fixed income portfolio management and trading. As a portfolio manager, Mr. Yeazel is responsible for Treasury securities, ... [ Read More ]
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