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Charles Agee

Westfleet Advisors

Charles M. Agee, III is the Founder and CEO of Westfleet Advisors. Based in Nashville, Westfleet is the leading firm that specializes in advising lawyers and their clients who wish to explore litigation financing.   Mr. Agee routinely provides his expertise to assist clients with the process of securing litigation financing. His industry network includes relationships with numerous capital sources and other specialized service providers. He is an expert in the litigation finance market and financing process as well as the unique legal, ethical, and regulatory issues associated therewith.   For fifteen years prior to founding Westfleet, Mr. Agee served ... (view full description)

Teddy Baldwin

Steptoe & Johnson

Teddy Baldwin is a partner in the Washington, DC office of Steptoe & Johnson.  Teddy acts as lead counsel to investors and states in investor-state proceedings, as well as in enforcement actions in U.S. courts.  Teddy also represents companies in commercial arbitration before the ICC, ICDR, HKIAC, SIAC, and other institutions.  Teddy regularly advocates for increased access to justice in investor-state arbitration. 

James Batson

Investment Manager and Legal Counsel
Bentham IMF

James Batson, head of Bentham’s New York office, is one of the most experienced professionals working in the United States litigation funding industry. Before joining Bentham IMF in 2014, Jim held roles as Chief Operating Officer and Consultant for two commercial litigation finance companies. Jim helps companies and individuals obtain non-recourse financing for commercial lawsuits. He monitors a multi-million-dollar investment portfolio, managing the process from initial review through final resolution. Jim serves as a strategic partner for the lawyers handling the cases in his portfolio, providing consultation as needed, without directing the course of the litigation. His guidan ... (view full description)

Eric Blinderman

Chief Executive Officer, U.S.
Therium Capital Management

Eric is the Chief Executive Officer of Therium Capital Management's U.S. operations. Eric is a seasoned international and commercial litigator.  While at Proskauer Rose LLP, he represented governmental and private entities in the U.S., Middle East, China, Europe, and Canada in complex litigations and international commercial arbitrations. Eric also worked for the U.S. Department of Defense and the U.S. Department of Justice – including serving in Iraq as Chief Legal Counsel and Associate Deputy to the Regime Crimes Liaison’s Office, where he served as the principal U.S. attorney responsible for advising on all matters of law and procedure in the trial of Saddam Hussein and seven other co-def ... (view full description)

Michael Bowe

Brown Rudnick

Michael Bowe has almost thirty years of experience successfully litigating virtually every type of high-stakes business and personal case, on both the plaintiff and defense side, and at both the trial and appellate level. He has navigated to safety many companies and high net worth individuals facing serious criminal and regulatory jeopardy. He also provides crisis management advice during periods of substantial duress. He typically tries or arbitrates multiple cases each year, where he turns complex disputes into simple, compelling stories. He has employed novel solutions to problems other lawyers had advised clients could not be effectively addressed. According to on ... (view full description)

Jo Burgess

Strategy & Operations Director
Affiniti Finance Ltd.

Jo joined Affiniti Finance in 2018 to manage operations, governance and strategic planning across the company. Jo has over 10 years’ experience working at both the UK’s largest Insurer and the UK’s largest Broker. She made the move to Litigation Finance after working with Affiniti to set up a specialist MGA for ATE insurance. Jo presided over the design and build of Affiniti’s custom built, integrated IT platform, the first of it’s kind in the UK market. Jo has a wealth of experience in governance, programme management, operational management and strategic planning.

Daniel Bush

Executive VP/ CIO/ Legal Counsel
Law Finance Group

Dan is an experienced attorney with a strong background in appellate law.  Immediately prior to joining LFG in 2011, Daniel served as a supervising Staff Attorney at the US Court of Appeals for the Ninth Circuit, leading a team of 10-15 other Staff Attorneys.  Daniel went to the Ninth Circuit after working in private practice at Townsend & Townsend & Crew LLP (now Kilpatrick Townsend & Stockton LLP) and Gunderson Dettmer LLP.  Daniel earned his law degree from Stanford Law School, where he was a member of Stanford’s Technology Law Review.  He earned his undergraduate degree summa cum laude in Philosophy from Dartmouth College, where he won the Francis W. Gramlich Philoso ... (view full description)

Hugh Carlson

Managing Director
Three Crowns LLP

Hugh Carlson is the Managing Director of Three Crowns.  In that capacity, he is responsible for the Firm’s global operations. Hugh also acts as counsel in international arbitration, and has advised clients under most major arbitral rules systems. Hugh is a lecturer on law at Harvard Law School and co-directs its International Arbitration Workshop.  He is also an adjunct professor at Georgetown Law School.  He is recommended in Legal 500 (US) and has been recognized as a “Rising Star” by Super Lawyers (2016-2019).  He is a member of the ICCA/IBA Joint Task Force on Data Protection in International Arbitration Proceedings and the CPR Cybersecurity Task Force. ... (view full description)

Dai Wai Chin Feman

Director of Commercial Litigation Strategies
Parabellum Capital

Dai Wai Chin Feman is a director and corporate counsel at Parabellum Capital, a litigation finance firm in New York.  Dai Wai leads Parabellum’s commercial litigation vertical, with emphases on sourcing and structuring single-case and portfolio transactions. Recognized as one of 100 global leaders in legal finance by Lawdragon, Dai Wai is a frequent speaker and commentator on cutting-edge issues in the litigation finance industry, including ethics, disclosure, and best practices.  He is a member of the International Legal Finance Association’s US Regional Committee and the New York City Bar Association's Professional Ethics Committee.  Previously, he served on the New York City B ... (view full description)

Collin Cox

Gibson, Dunn & Crutcher LLP

For the third year in a row, Collin is the youngest trial lawyer in Texas to receive an official ranking from Chambers USA in General Commercial Litigation. Chambers 2018 reports on his reputation for impressive performance in trials and his offering of “particular expertise in the financial services, software, and energy industries.” Collin's strong reputation also is reflected in his national role serving on Law360's Trials Editorial Advisory Board.   In 2018, Collin was one of 59 Americans selected as a Presidential Leadership Scholar, completing a year-long leadership curriculum centered around four presidential administrations ... (view full description)

Grant Cumbley

Head of Pricing & Risk
Affiniti Finance

Grant joined Affiniti Finance in 2016 and co-ordinates the analysis and underwriting for new cases across Affiniti’s Commercial & FCA regulated divisions. Grant utilizes his 20 year’s experience in the legal, ATE and cost sector  to work directly with Counsel, Lawyers and ATE providers on the end to end of Affiniti’s underwriting division.

Ian Cunningham

Affiniti Finance

Known for his entrepreneurial spirit and ability to identify opportunities in turbulent markets, Ian founded Affiniti Finance in 2014. This built on his many years’ experience in financial and legal services. Ian has an excellent track record in the litigation sector having funded over 250 successful cases to date.

Patrick Dempsey

Chief Investment Officer, U.S.
Therium Capital Management

Patrick is the U.S. Chief Investment Officer at Therium Capital Management, where he is responsible for deploying capital to the U.S. legal market, including through litigation finance, judgment enforcement, and other forms of risk management solutions. Before joining Therium, Patrick was a litigator at Hogan Lovells and at Proskauer with extensive experience resolving complex commercial litigation and arbitration, including taking them through to a jury trial or arbitral hearing if necessary.  He received his J.D. from Tulane University Law School, magna cum laude, where he was Managing Editor of the Tulane Law Review and a member of the Order of the Coif.  While in law school, Mr. ... (view full description)

Geoff Dover

Founder & CIO
Heirloom Investment Management

Geoff is the Founder & Chief Investment Officer (CIO) of Heirloom Investment Management, which offers institutional-quality investment solutions to families, ultra-high-net-worth individuals and small institutions. Originating as a single family office, Heirloom now offers its award-winning investment approach more broadly via managed accounts, individual co-investment opportunities and a bespoke Outsourced Chief Investment Officer service. For larger clients, this bespoke approach includes acting as either discretionary manager or advisor to deliver fully individualized mandates, which uniquely includes the ability to incorporate specific ethical or impact frameworks.    Hei ... (view full description)

Lee Drucker

Co-founder & Principal
Lake Whillans Litigation Finance

Prior to founding Lake Whillans, Lee was a Vice President at BlackRobe Capital Partners. Lee's experience in litigation finance stretches back to 2007, when he worked at Burford Advisors. Lee has a J.D. from New York University School of Law, an M.B.A. from New York University Stern School of Business, and a B.S. in history and communication sciences from Northwestern University.

Julia Gewolb

Director of Underwriting
Validity Finance

As Director of Underwriting at Validity Finance, Julia is responsible for ensuring an effective review process to evaluate case merits during the diligence phase of a litigation investment. With her background in complex commercial litigation, she additionally helps offer legal advice on investments to the entire Validity team.  Prior to joining Validity, Julia was Legal Counsel at Bentham IMF and a litigation attorney at Boies, Schiller & Flexner LLP, where she represented both plaintiffs and defendants in a practice that included antitrust, intellectual property, securities, contract, trusts and estates, and constitutional law.  In 2015, Super Lawyers Magazine named Ju ... (view full description)

Stuart Grant

Managing Director
Bench Walk Advisors LLC

Stuart M. Grant, Co-founder & Managing Director of Bench Walk Advisors LLC, is an internationally recognized business leader, litigator and legal investor.  Prior to founding Bench Walk Advisors, he co-founded and served as Managing Director of Grant & Eisenhofer P.A., which grew under his leadership and capital investment into one of the world’s most formidable plaintiff advocacy firms.  He recently retired from Grant & Eisenhofer to devote his professional time to Bench Walk Advisors.   Mr. Grant, who was lead counsel in six of the seven largest settlements in the history of the Delaware Court of Chancery, has been at the forefront of corporate governance and securi ... (view full description)

Jay Greenberg


Jay Greenberg is LexShares’ Co-Founder and President. Prior to founding LexShares, Mr. Greenberg worked in Deutsche Bank's technology investment banking group where he focused on merger and acquisition advisory, debt and equity financings primarily for enterprise software, technology services and financial technology companies. There, he advised on over $13 billion of mergers and acquisitions and was involved in raising more than $5 billion of equity and debt financing.

Mr. Greenberg holds a Bachelor of Science in Finance and Corporate Reporting & Analysis from Boston College where he graduated Magna Cum Laude. He also holds Series 79, 63, 82 and 65 licenses.

Douglas Gruener

Levenfeld Pearlstein, LLC

Doug is a partner in the Corporate & Securities Group of Levenfeld Pearlstein, LLC. His practice focuses on complex transactional matters, including mergers and acquisitions, equity and debt financings, restructurings, fund formation, securities law compliance, and joint ventures.  Doug has extensive experience representing clients in the financial sector, including private equity funds, hedge fund managers, non-traditional asset managers, and proprietary trading firms.  Within non-traditional asset classes, Doug has developed a specialty in litigation finance, representing both providers and recipients of capital with regard to their transactional needs. Prior to joining LP, ... (view full description)

Michael Guzman

Kellogg Hansen Todd Figel & Frederick PLLC

Michael Guzman represents plaintiffs and defendants in high-stakes disputes. Mr. Guzman has tried a broad range of cases to decision before juries, judges, arbitrators, and administrative panels in federal and state proceedings. Mr. Guzman has taken on lead roles in more than a dozen trials.  Mr. Guzman’s representation of his clients has resulted in precedent-setting verdicts, including two of the largest antitrust verdicts in U.S. history. In total, he has won more than $2.5 billion to date in verdicts or settlements for his clients, and he has also successfully secured summary judgment for clients facing claims exceeding $2 billion. Mr. Guzman has substantial expertise handlin ... (view full description)

Steven Huttler

Sadis & Goldberg LLP

Steven Huttler is a partner in the firm’s Financial Services and Corporate Groups. Mr. Huttler has extensive experience in corporate, finance, investment fund and securities matters, including the representation of U.S. and foreign investment funds, underwriters, and private clients in various registered public and private offerings of debt and equity securities totaling in excess of $10 billion. As part of his investment fund practice, Mr. Huttler has served as corporate counsel to many private investment funds and partnerships based in or domiciled in the United States and in international and offshore jurisdictions such as the Cayman Islands, Bermuda, the British Virgin Islands, Ire ... (view full description)

Mark Jacobs

Arrowhead Capital

Mark Jacobs, co-founder and President of Arrowhead, brings to Arrowhead extensive and diverse experience derived from over 30 years of participating in every phase of litigation, arbitration and mediation of large commercial cases, with particular expertise in reorganization, restructuring and liquidation matters. Mark’s experience is both as counsel in complex commercial litigation and as an investor in commercial disputes and bankruptcy claims. In addition to operating his own law firm, Jacobs Partners LLC, Mark was a partner of Cadwalader, Wickersham & Taft LLP and Pryor Cashman LLP. After his clerkship in the Southern District of New York (Honorable S.W. Kram), Mark started his legal ... (view full description)

Patrick Jenevein

Co-Founder & CEO
Pointe Bello

Patrick Jenevein is Cofounder, President and CEO of Pointe Bello LLC, a strategic intelligence firm with offices in Dallas and Washington, DC. Patrick leverages more than 30 years of executive experience and insight in the global business arena to position Pointe Bello as a disruptor in understanding and balancing risk. From the United States to Asia to South America, he has developed noteworthy expertise building businesses in power generation and electric infrastructure, including companies providing sustainable energy solutions in China. A number of organizations have recognized Patrick’s business leadership through the years, including Ernst & Young, the Dallas Regio ... (view full description)

Drew Kelly

General Counsel
Delta Capital Partners

Formerly an attorney in the Corporate & Finance Transactions Group of K&L Gates LLP focusing particularly on formation, offering, M&A, securities and investment transactions involving hedge funds, private equity, venture capital, real estate, and managed futures funds, as well as investors and advisors to such funds, and public and private companies.   Previously, Mr. Kelly served as a legal clerk for the U.S. Commodity Futures Trading Commission, where Mr. Kelly assisted trial teams with the investigation, discovery, and litigation phases of Commission enforcement actions against investment fund managers, promoters and other persons and entities that were accused of ... (view full description)

Andrew Langhoff

Red Bridges Advisors

Andrew Langhoff, founder of Red Bridges Advisors and Chambers Ranked (Band One for Litigation Funding: Brokers). Andrew Langhoff launched Red Bridges Advisors LLC in December 2017, and has worked in litigation finance since 2012.  He spent several years as the COO of Burford Capital, also serving as CEO of Burford’s UK operations and as a Director of the Association of Litigation Funders of England and Wales.  Following his time at Burford, Andrew was a Principal at Gerchen Keller Capital, where he led origination for the firm.  At the time of its acquisition in December 2016, Gerchen Keller was the largest litigation finance firm in the world, with asse ... (view full description)

Floriane Lavaud

Debevoise & Plimpton

Floriane Lavaud is a member of the firm’s International Dispute Resolution Group in New York. Her practice focuses on international investment and commercial arbitration and enforcement-related litigation, in particular in the energy and mining sectors. Ms. Lavaud represents clients in arbitrations conducted under the auspices of the main arbitration institutions and in related court proceedings. She has advised clients in a variety of jurisdictions on issues of civil and common law, public international law, treaty and contract interpretation, and maritime boundary. Her expertise also includes the assessment of damages and the enforcement of arbitration awards. Ms. Lavaud is adm ... (view full description)

Joshua Meltzer

Managing Director, US

Josh Meltzer is the Managing Director, US for Woodsford Litigation Funding and leads the growth of the company in the United States. Josh joined Woodsford from Rembrandt IP Management, LLC, where he served as Vice President of Business Development. At Rembrandt, Josh was responsible for sourcing and reviewing all acquisition and commercialization opportunities as well as for the creation of new offerings that leveraged Rembrandt’s expertise and capital. Josh planned and launched Rembrandt’s litigation funding business, managing the initiative from inception to an operating company, encompassing a multi-disciplinary team, a large opportunity pipeline and a portfolio of completed investm ... (view full description)

Caline Mouawad

King & Spalding LLP

Caline Mouawad represents clients in international commercial arbitrations and in investment treaty disputes with host governments. A partner in our International Arbitration practice, Caline counsels clients in an array of multi-jurisdictional disputes that span from Europe to Latin America and from Africa to Asia, and concern such sectors as oil and gas, mining, consumer goods and telecommunications. Caline appears as counsel in arbitrations conducted in English and French under the rules of the International Chamber of Commerce, the International Centre for Settlement of Investment Disputes, the London Court of International Arbitration, the American Arbitration Association and the ... (view full description)

Camille Ng

Deputy Counsel
International Court of Arbitration

Camille M. Ng is Deputy Counsel of the North America Case Management team of the International Court of Arbitration of the International Chamber of Commerce (“ICC”), based in New York City. She assists the International Court of Arbitration in its administration of arbitrations related to that region, as well as reviews and processes correspondence submitted by arbitral tribunals and parties. She has given numerous presentations on the work of the ICC Court and its Secretariat and on discrete topics in international arbitration, on which she has also served as faculty member, guest lecturer, and CLE instructor. Prior to joining the ICC, she was Assistant Legal Counsel at the Permanent ... (view full description)

Michael Nicolas

Managing Director
Longford Capital Management

Michael A. Nicolas is a founder and Managing Director of Longford Capital. Michael is responsible for portfolio management, including underwriting, investment selection, and overseeing the efforts of independent attorneys and other professionals as part of the due diligence process. Michael also serves on Longford Capital’s Investment Committee.   Clients and peers recognize Michael as an industry leader in litigation finance and strategic counseling.  In Chambers and Partners, Michael is described by commentators as “super smart, is very principled and does things the right way, he understands both the financial and the litigation side of the business.” In addition, Chambers and Partners ra ... (view full description)

Edward Reilly

Managing Member
Themis Legal Capital

Before co-founding Themis Legal Capital, Ed Reilly was a corporate partner with several international law firms, including Goodwin Procter; Morgan Lewis & Bokius and LeBoeuf, Lamb, Greene & McRae.  Over the course of his career, he represented corporations and financial sponsors including prominent venture capital, mezzanine, private equity and hedge funds for more than 30 years.      Ed routinely acted as his clients’ de facto general counsel and advised them on a broad spectrum of issues ranging from the prosecution, defense and resolution of litigation and pre-litigation disputes to the structuring and closing of innovative financi ... (view full description)

Lisa Richman

McDermott Will & Emery LLP

Lisa M. Richman is a partner at McDermott Will & Emery LLP in the Firm’s Washington, D.C office.  She focuses her practice on dispute resolution (including international and domestic arbitrations and litigations) in civil and common law jurisdictions, with a particular emphasis on international commercial arbitration and public international law.  Her clients include companies, individuals and governments in a wide range of international commercial and investment treaty arbitrations.  Lisa’s work has included disputes conducted under ICC, ICSID, ICSID AF, AAA/ICDR, CPR, JAMS, SIAC, HKIAC, DIS, LCIA, Swiss Rules and UNCITRAL Rules as well as pure ad-hoc pro ... (view full description)

Brian Roth

Chief Executive Officer/CIO
Rocade Capital

Brian Roth serves as the Chief Executive Officer and Chief Investment Officer, and leads the firm’s strategic direction, new business initiatives, investment structuring and capital raising. After identifying law firm lending as an attractive niche asset class, Brian spearheaded Armadillo Financial Partners LLC as a specialty finance platform targeting the sector, and he has since overseen the deployment of more than $800 million of loans to law firms since 2014. In addition to his role at Rocade, Brian currently serves as Chief Executive Officer and Chief Investment Officer of Armadillo. In 2009, he joined EJF Capital LLC, where he has served as Senior Managing Director focused on special s ... (view full description)

Tatiana Sainati

Wiley Rein

Tatiana’s practice covers complex commercial litigation, arbitration, and the Foreign Corrupt Practices Act (FCPA). She represents corporate clients involved in commercial and international litigations and arbitrations, including government contracts, healthcare, intellectual property, personal injury and other contract and tort disputes positioned in domestic and international courts and tribunals. Prior to joining Wiley, Tatiana served as a Legal Adviser to Judge Rosemary Barkett on the Iran-United States Claims Tribunal in the Hague, advising on complex, politically sensitive state-to-state cases, and as a law clerk to the Honorable M. Margaret McKeown on the U.S. Court of App ... (view full description)

Anthony Sebok

Professor of Law
Cardozo School of Law

Anthony J. Sebok is a Professor of Law at Benjamin N. Cardozo School of Law.  He is an expert on legal ethics, litigation finance, tort law, and insurance law. Before coming to Cardozo in 2007, he was the Centennial Professor of Law and the Associate Dean for Research at Brooklyn Law School where he taught for 15 years. He was a Fellow in the Program in Law and Public Affairs at Princeton University from 2005-06, and in 1999, he was a Fellow at the American Academy in Berlin. Following law school, he clerked for Chief Judge Edward N. Cahn of the US District Court for the Eastern District of Pennsylvania. Professor Sebok’s casebook, Tort Law: Responsibilities and Redress, which he coauthored ... (view full description)

Roy Simon

Distinguished Professor of Legal Ethics Emeritus
Legal Ethics Advisor

Professor Roy D. Simon is a legal ethics advisor to lawyers and serves as an expert witness in cases alleging lawyer misconduct. He attended Williams College and NYU School of Law, where he was Editor-in-Chief of the NYU Law Review. After clerking for a federal judge in Virginia and working as a litigator at Jenner & Block in Chicago, he spent 28 years as a law professor, first at Washington University in St. Louis and then at Hofstra, where he was the Howard Lichtenstein Distinguished Professor of Legal Ethics.    Professor Simon has published over 50 editions of his books, including 19 editions of Simon's New York Rules of Professional Conduct Annotated, 3 ... (view full description)

Katherine Simpson

Independent Arbitrator
Simpson Dispute Resolution

Dr. Katherine Simpson in an Independent Arbitrator with Simpson Dispute Resolution (US) and 33 Bedford Row Chambers (London).  A true internationalist, she is well-versed in US and civil law approaches to international dispute resolution.  Her work has included disputes conducted under the ICC, ICSID, CEAC, DIS, DIAC, LCIA, and the SCC arbitration rules, as well as ad hoc proceedings under the UNCITRAL Rules.  Katherine lectures frequently on international arbitration and serves as an Adjunct Assistant Clinical Professor of Law at the University of Michigan Law School, where she teaches International Commercial Arbitration and Legal Writing ... (view full description)

David Spiegel

Managing Director
GLS Capital

David Spiegel is co-founder and Managing Director of GLS Capital, LLC.  At GLS, David leads commercial litigation and arbitration-related investing, where is responsible for originating, underwriting, and structuring litigation finance investments.  He focuses on claims relating to breach of contract, fraudulent conveyance, antitrust, judgment enforcement, and investor-state arbitration, among others.  David is a former Principal at Gerchen Keller Capital, LLC, where he built a team that underwrote investments at all stages of litigation and arbitration, from pre-complaint to post-settlement.  David held the same position at Burford Capital after its acquisition of GKC.  He also has been ret ... (view full description)

Narghis Torres


Narghis is a lawyer with over twenty years of experience specialized in asset management, corporate finance and M&A. He has advised in the structuring and execution of financing and investments and the structuring, placement and management of asset managers and funds for more than US$ 20 billion, both in Peru and internationally. Prior to founding LexFinance, Narghis was Founder and Managing Partner of Torres + Asociados. Narghis was General Counsel of BankBoston N.A. (Peru Branch) and General Counsel of Santander Investment Peru. He was also former President of the Peruvian Fulbright Association and former member of the board of the Lima Commodities Exchange. Nar ... (view full description)

Stephen Tountas

Kasowitz Benson Torres LLP

Steve oversees Kasowitz's portfolio of cases with alternative fee arrangements and is principally responsible for spearheading the firm's outreach to litigation funders, alternative asset managers, and other stakeholders in the litigation finance space.  Steve also maintains an active litigation practice and specializes in prosecuting and defending complex securities fraud disputes on behalf of hedge funds, mutual funds, family offices, and public pension funds.  In 2020, The National Law Journal honored Steve as a Plaintiff’s Trailblazer and highlighted the success of his market-leading strategies in several recent direct securities actions.  He has also been named a Litigation Sta ... (view full description)

Ron Vaisbort

General Counsel

Ron Vaisbort, J.D., CIPP/US Ron Vaisbort is a serial general counsel to world-class data technology companies, such as MemSQL, where he currently leads the legal and compliance function,, Good Technology and Trillium Digital Systems. A veteran of the technology, media, and entertainment industries, Ron has been at the forefront of numerous innovative business concepts—as both an attorney and business leader – for startups as well as Fortune 100 companies such as Intel and Toshiba.  Ron’s expertise is leading global legal and business development teams and spans international IP creation, data privacy and protection, commercialization strategy, licensing, and technology alliances. ... (view full description)

Ross Wallin

Managing Principal
Curiam Capital LLC

Ross Wallin is a co-founder and Managing Principal of Curiam Capital, a private investment firm that provides financing for high-value litigation. He heads the firm’s business development and new business initiatives. Ross was recently named to Lawdragon’s list of Global 100 Leaders in Legal Finance.   Before co-founding Curiam, Mr. Wallin worked as a litigator for 18 years at several New York law firms, representing both plaintiffs and defendants in some of the largest cases in the country. Most recently, Mr. Wallin was a partner at Grais & Ellsworth, where he helped institutional investors recover hundreds of millions of dollars in securities litigat ... (view full description)

Evan Wein

Partner, Senior Advisor-Special Situations
Mercury Capital Advisors, LLC

Evan H. Wein is Partner and Senior Advisor for Special Situations at Mercury Capital Advisors.  Over his 37 year career, Mr. Wein was previously a Senior Managing Director for Norfolk Markets, where he had global responsibility for capital markets and high yield financings. Prior to Norfolk, Mr. Wein was a Senior Managing Director and Head of Fixed Income at Weeden & Company, and earlier he was a Senior Partner at Skybridge Capital, an international incubation fund. Mr. Wein was also the CEO and Founding Partner of Coventry Capital, and Lucerne Management, specializing in high yield and distressed opportunities, options, and currency strategies. He spent 18 years at Merrill Lynch and ... (view full description)

William Weisman

Senior Investment Officer
Therium Capital Management

A core member of Therium’s investment team, senior investment officer Will Weisman is the U.S. team’s longest tenured non-executive officer and is directly responsible for all aspects of the company's investment activity. Will has extensive experience financing financial services litigation, insolvency matters, antitrust litigation, insurance coverage litigation, multi-jurisdictional and cross-border disputes, and mass arbitrations, in addition to portfolio funding, factoring transactions, and bespoke financing solutions for law firms and litigants. Will joined Therium from Liberty International Underwriters Inc., one of the nation’s largest insurance companies, where he oversaw ... (view full description)

Aviva Will

Burford Capital

Aviva Will is Co-Chief Operating Officer with overall responsibility for Burford’s global marketing, origination and underwriting activities, and a member of Burford's Management and Commitments Committees. In her role at Burford, Ms. Will has overseen the continuing innovation of its offerings to law firms and companies and has been instrumental in building the industry’s most respected legal finance team and process. At Burford, Ms. Will developed and launched The Equity Project, a groundbreaking initiative designed to help close the gender gap in law by providing an economic incentive for change through a $50 million pool of capital earmarked for financing commercial litigatio ... (view full description)

Boris Ziser

Schulte Roth & Zabel

Boris Ziser is co-head of the firm’s Structured Finance & Derivatives Group. With almost 25 years of experience across diverse asset classes, Boris focuses on asset-backed securitizations, warehouse facilities, secured financings and commercial paper conduits. His practice encompasses a variety of asset classes, including life settlements, equipment leases, structured settlements, lottery receivables, timeshare loans, litigation funding, merchant cash advances and cell towers, in addition to other esoteric asset classes such as intellectual property, various insurance-related cash flows and other cash flow producing assets. He also represents investors, lenders, hedge funds, private equi ... (view full description)
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Event Contacts for 2nd Annual Financing, Structuring & Investing in Litigation Finance


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*Website Access. Access to this website is restricted by password and only authorized IMN registrants may use the website. Any unauthorized access shall be the responsibility of the Registrant and his or her company and IMN shall not be liable for any damages arising out of such unauthorized access. You agree to: (1) Keep your password confidential; (2) prohibit others from using your account; (3) refrain from using other Users’ accounts; (4) refrain from selling, trading, or otherwise transferring your account to another party; and (5) refrain from charging anyone for access to any portion of DirectConnect, or any information arising therefrom. You are also responsible for anything that happens through your account unless you can demonstrate that your account was accessed without your knowledge or fault.

*User Communication. To the extent permitted while using DirectConnect, you can use and participate in groups, free to post and delete comment on the website. You are solely responsible for your interactions with other users. IMN may limit the number of connections you may have to other users and may at its sole discretion prohibit you from contacting other users through use of the Services or otherwise limit your use of the Services.

If you violate this Agreement while posting, that content may be removed without further notice or the rights of others posting here. Nothing you post here is confidential or proprietary and you are cautioned that other posters or viewers may use any information posted here. By posting here you agree that IMN is not responsible for the misappropriation or misuse of any information posted on this website.

*Privacy. Any submissions, including private personal information, like names, addresses and so on, are voluntary and you waive any and all rights you have to the protection of that information. By submitting ideas, suggestions, documents or other matter ("Submissions"), you agree that: (a) the Submissions are not confidential or proprietary information; (b) IMN has no obligation to keep the submissions confidential; (c) IMN can use or disclose the Submissions for any purpose, in any way, in any media worldwide; (d) if asked, you will irrevocably assign to IMN all rights to your Submissions; and (f) you are not entitled to any compensation of any kind from IMN under any circumstances.

*Content by Becoming a User of DirectConnect: As part of obtaining registration access to DirectConnect, unless you opt out, you may receive invitations to network from other conference attendees. We may also send you emails to keep you updated on developments in the site and services. Your registration for and/or subscription to such an email service and your use of the content received through these email services will be subject to these terms. You can unsubscribe to our email service by changing your email preferences on the website.

*License. If you comply with all your obligations under this Agreement, IMN grants you a limited, revocable, nonexclusive license and right to access the Services, through a generally available web browser, mobile device or application view information and use the web pages and in accordance with this Agreement for your use only. Any other use of DirectConnect is strictly prohibited. All rights not expressly granted in this Agreement, including, without limitation, title, ownership, intellectual property rights, and all other rights are retained by IMN.

*Anti-Hacking. You expressly agree not to use or attempt to use any "virus," "spyware," "malware," "adware," "Trojan horse" "deep-link," "scraper," "bot," "spider," "data-mining," "computer code" or any other automated device, program, tool, algorithm, process, or methodology or manual process having similar processes or functionality, to access, acquire, copy, or monitor any portion of this website or content. You also agree not to obtain or attempt to obtain through any means any materials or information on the website that have not been intentionally made available either by their public display on the Web Site or through their accessibility by a visible link or portal. You further agree not to violate the security of the website or attempt to gain unauthorized access to the website, data, materials, information, computer systems or networks connected to any server, through hacking, password mining or any other method.

*No Linkage. You expressly agree not to link or attempt to link to this website or the web pages contained herein.

*Third Party Information. Some of the information you access here is the property of third parties, made available here with the express permission of those third parties. IMN is not responsible for the content of any third party information provided on this website. You are cautioned that any further use of that information by you may be subject to the rights of those third parties and you may be required to obtain a license to use any such information. Failure to obtain third party permission may be a violation of federal law. You should contact the third party provider of the information to ascertain the requirements for using the information.

*Copyright and Trademarks. The layout of the website pages, graphics and pictures used and the collection of individual contributions are protected by copyright. All copyrights belong either to IMN, the third-party content providers or both. Either IMN or the third-party content providers own all trademarks and service marks depicted here.

*Indemnification. You agree to indemnify hold harmless and defend IMN, including our employees, officers, agents and contractors and our related entities and their employees, officers, partners, agents and contractors ("Indemnified") and continue to keep the Indemnified indemnified from and against any actions, proceedings, claims, demands, costs (on a full indemnity basis including, without limitation, reasonable legal and accounting fees) brought or made against the Indemnified by any person arising in connection with your use of the Website or content, or a breach of your representations and warranties in the Terms and Conditions of Use or this Agreement, or your violation of any of the Terms and Conditions of Use or this Agreement or any other activity in which you engage on or through, and from and against any damage, loss(whether personal or property, and whether direct or consequential, including without limitation consequential financial loss), cost or expense suffered or incurred by any Indemnified as a direct or indirect consequence thereof.

*Changes in Terms and Conditions. IMN may at any time revise the terms and conditions by which you may access the website or use IMN products or services. By using this website and IMN products and services, you agree to be bound by any such revisions and should therefore periodically visit this page to determine the then current version of this document.

*Limitation of Liability. Neither we, nor any of our suppliers, officers, employees, partners, affiliates, subsidiaries, successors and assigns, agents or representatives (our "Representatives") will be liable to you for:

(a) any incidental, punitive, indirect, special or consequential damage, loss or expenses, including but not limited to any loss of business, contracts, revenue, or profits, any business interruption, security breach, loss of data, loss of goodwill or reputation or other pecuniary loss suffered by you, even if we or any of our Representatives have been advised of their possible existence; nor? (b) any direct damage loss or expenses arising from loss of customers, loss of profits, loss of anticipated profits or loss of savings.

*Termination. You may terminate this Agreement, for any or no reason, at any time, when IMN receives notice from you. IMN may terminate the Agreement and your account for any reason or no reason, at any time, with or without notice. This cancellation shall be effective immediately or as may be specified in the notice and may include disabling your current and future access to DirectConnect. IMN may also suspend or terminate this Agreement if you invite other users with whom you do not know to connect; abuse the any DirectConnect messaging services; creating multiple or false profiles; infringe on any intellectual property rights, violating any provisions in this Agreement, disparage IMN or its executives, Board members, affiliates, staff or other related entities or persons, or exhibit any other behavior that IMN, in its sole discretion, deems contrary to the purpose of the website.

*No Waiver. Failure by either party to exercise any right or remedy under these Terms does not constitute a waiver of that right or remedy.

*Entire Agreement. These terms (including any terms incorporated by reference in these terms), constitute the entire agreement between you and us with respect to your access to and use of the website or receipt of any service and supersede all prior agreements, negotiations and discussions between you and us relating to the same.

*Law and Jurisdiction. Where you visit, register and/or subscribe to a this site or related service (as indicated on this website or otherwise notified to you), these terms (and any dispute or claim arising out of or in connection with these terms, including non-contractual disputes or claims), to the maximum extent permissible under the law of the territory that you are located in, will be governed by the laws of the State of New York. Any action to enforce these terms shall be brought in a federal court or a state court located in the state of New York, county of New York, and you agree to submit yourself to the personal jurisdiction of those courts in any such action.

*Force Majeure. We shall not be deemed to be in breach of these Terms by reason of any delay in performing, or any failure to perform any service or our obligations in relation to these Terms, if the delay or failure was due to any cause beyond our reasonable control, including but not limited to acts of God, explosions, floods, fire or accident, war or threat of war, terrorism or threat of terrorism, sabotage, civil disturbance, epidemics, prohibitions or measures of any kind on the part of any governmental, parliamentary or local authority, import or export regulations or embargoes, or industrial actions or trade disputes (whether involving our employees or of third parties).

*Severability. If any provision of these Terms is found to be wholly or partially invalid, void or unenforceable by any court having competent jurisdiction or by virtue of any legislation or any other reason, that provision shall be invalid, void or unenforceable to that extent only and no further and the validity and enforceability of the remaining provisions of these Terms shall not be affected.

*Notices. Any notice given pursuant to these Terms shall be made by email or first class post, in the case of you, to the address provided on your registration form and, in the case of us, to the address posted on the website or otherwise notified to you in relation to any relevant service. Any such notice shall be deemed to have arrived if sent by post within three (3) days of posting and if sent by email at the time of transmission.
Information Management Network - Privacy Notice

Introduction - Who we are

Euromoney Institutional Investor PLC (“Euromoney”, “we”, “us” or “our”) is an international business-information group covering asset management, price discovery, data and market intelligence, and banking and finance. The group also runs an extensive portfolio of events for the telecoms, financial and commodities markets.

For a full list of our brands and group companies, please click on this link. Euromoney and its group companies are committed to respecting the privacy of every person who visits, registers with or subscribes to our websites, publications, events and other products or services.

Euromoney is the primary data controller of personal data collected through this website or that we may collect in different ways as described in this Privacy Notice. If you are contacted by our other group companies, they will also be controllers of your personal data. This means that they are responsible for how your personal data is used, just as we are. You may contact any of these companies directly, or you can contact Euromoney by emailing or writing to the Data Protection Officer at Euromoney Institutional Investor PLC, 8 Bouverie Street, London EC4Y 8AX, United Kingdom.

This Privacy Notice was updated on 23 May 2018

Our Approach to Your Privacy

This Privacy Notice outlines the information we may collect about you in relation to your use of our products and services (“personal data”). It also explains the legal rights that you have in relation to your data and how you may exercise these rights.

Some of our group companies may collect and use personal data for different purposes; those companies have their own websites and privacy notices.

We will process your data for the following lawful purposes: with your consent; to fulfil our obligations to you; and where there is a legitimate interest to do so.

When possible, we rely on your consent to use your data for the purposes described in this Privacy Notice. We also process personal data to fulfil our contractual obligations to you, for example, when you register for any of our services, subscribe to a publication, sign-up for an event or purchase a product from us, we will need to process some of your personal data. This will also include details of the person/people responsible for payment (if different).

We may determine that processing your personal data serves both of our legitimate interests. This is the case in relation to many of our research, customer survey, sales, marketing and advertising activities described in this Privacy Notice. These activities allow us to better understand your requirements, which in turn enables us to provide you with a better service. We review the bases for our processing decisions carefully and you can object to these activities at any time (see the “Your Rights” section of this Privacy Notice).

What Personal Data We Collect & Why

Our primary goal in collecting personal data from you is to give you a relevant customised experience of our products and services.

  • Registration, Free Trials & Subscriptions

    When you register with our website and/or sign up for a free trial of our products or services, we may ask you to provide your name, address, email address and telephone number, and details relevant to your occupation or employer.

    If you subscribe to one of our products or services, we will also ask for payment details. Credit/debit card payments are processed using a third party supplier and we do not retain the credit card data (see the Third Party Sites of this Privacy Notice). Address details may be shared with third party service providers engaged by us for order fulfilment, delivery and payment collection. This personal data is used by us to complete subscription requests.

  • Events & Conferences

    If you have registered for an event through a group website we may collect personal data including: name, job title, company, address, telephone number and email.

    This information is necessary so that we can complete your registration for the event and provide you with relevant event materials.

    We may also provide delegate details (e.g. name, email) to event sponsors who, subject to your consent, may contact you for their own advertising and marketing purposes.

  • Advertising & Marketing

    We use the personal data you provide us and which we collect from you to inform you about similar products and services which we provide. We may send you marketing communications that are sponsored by our partners and which are targeted to your interests based on information you have provided us such as job title, employer and/or industry. If you have consented to receive information from other Euromoney group companies, we may share your personal data with these companies so that they can fulfil your request to receive marketing materials in accordance with your preferences. We will not share your personal data with any third parties for their own marketing purposes unless you have provided your consent.

    Each of the Euromoney group companies that may contact you is a data controller in relation to the personal data that you have agreed to share with them. If you have any questions or concerns, you may contact the individual company, or us – using the contact details set out in the “Who We Are” section.

    You can opt out from receiving such materials at any time.

    The personal data we may use for advertising and marketing purposes includes your name, email address, job title, phone number, company name/employer, geo location, postal address and data collected using cookies and other similar technology (Please read our separate Cookies Policy to find out more about which cookies we use, how they work and how you can control your cookie options).

    Marketing materials are sent electronically, by post and we may occasionally call you.

  • Online Targeted Advertising

    We use targeted advertising on our websites to display advertisements that are relevant to what we believe are your interests. In order to deliver relevant advertisements, we use third parties to deliver cookies that collect information about your IP address and how you interact with our sites (e.g. browsing information, which articles you have read etc.). This data is used by the third parties to determine which advertisements may be of interest to you.

    We may also share your personal data with third parties to deliver targeted advertising to you on other websites (e.g. Twitter Tailored Audiences or Facebook Custom Audiences). This could include your email address, cookie data, and information obtained from third parties. Third party cookies may also be used to enable us to target advertisements to you on other websites that you visit.

  • Lead Generation and Scoring

    We occasionally use the services of trusted third parties in order to ensure that the personal data we use for advertising and marketing purposes is accurate and up-to-date. To do this, we transfer personal data of individual leads (such as name, email, job title, location and phone number) to these third parties who conduct research to verify the data – primarily against public information.

    We also use algorithmic software technology to help us improve the quality and relevance of marketing activities. The personal data analysed by the software includes email address, phone number, job title, address, purchase history and account information. This allows us to provide meaningful offers that are relevant to your specific profile.

  • Surveys, Market Research & Customer Feedback

    We want to understand the needs of our readers and customers. We may therefore use the information you provide us – including your name and contact details – to contact you to request your feedback, or to participate in our customer and market research.

  • Public forums, message boards and blogs

    Some of the pages on our group websites may include message boards, blogs or other facilities for generating content from users. Any information that is disclosed in these areas becomes public information and you should always be careful when deciding to post any personal data. User generated content is also subject to our site Terms & Conditions.

  • Business or Asset Sale

    If we sell a business or assets we may need to disclose your personal data to the prospective buyer of such business or assets.

    If Euromoney, or any of our group companies is sold or sells our assets or is acquired by a third party, then personal data about our customers will be acquired by that third party. A transfer of your personal data in these circumstances would be necessary so that the services you have contracted for can still be delivered, or so that you can continue to enjoy the benefits of our free products and services. You will receive notice if a new controller assumes responsibility for your personal data.

  • Additional Third Party Disclosures

    We may disclose your personal data to other third parties in the following situations:

    • To third party partners who help us by providing services such as technology, marketing, advisory or other services. These third parties only receive encrypted data and may only process personal data to provide those services to us.
    • Where we are required by law or regulation to do so. In each case we will seek, where practicable, to minimise the amount of data that is disclosed.
    • If required to protect the rights and interests of other users and/or Euromoney and its affiliates (including our employees, agents and contractors), or as otherwise set out in our Terms & Conditions. This may include exchanging information with other companies and organisations for the purposes of fraud protection.
  • Email Tracking

    We may include small pixel tags (small image files) within the emails we send you in order to determine whether our emails are opened and/or whether the hyperlinks inside our emails are clicked through. We may also collect browser, location and the device used to engage with our email communications. This information allows us to better understand whether we are meeting our users’ needs and how we can improve our communications. No other information is collected. You can opt out of receiving our direct marketing emails either by following the instructions in each email, or by contacting us (see the “Who We Are” section of this Privacy Notice).

International Transfers

Some of the Euromoney group companies are based outside the European Economic Area (EEA). If you have consented to being contacted by our group companies, then the transfer of your personal data will be made according to the terms of an international data sharing agreement that contains obligations approved by European data protection regulators. Any of our group companies that receive your personal data will be co-controllers of that data, which means they may determine how they process your personal data – although they may only use it for the purposes for which it was shared, unless you are informed of new or additional processing activities.

We may also transfer personal data to third party service providers as described in this Privacy Notice which are located outside the EEA. Where we conduct these transfers, we take all steps necessary to ensure that your data is treated securely and in accordance with applicable privacy legislation, either by only sending your personal data to jurisdictions that provide an adequate degree of legal protection for your data or by imposing approved contractual terms on these third parties.

Retention Periods

We have a data retention policy that ensures we don’t use or store your personal data for longer than necessary. We consider the following issues to determine retention periods:

  • Guidance from the UK Information Commissioner or other regulatory agency, or industry best practice recommendations;
  • The business rationale for collection and expiry of the purpose for which personal data was collected;
  • Our ongoing ability to ensure the accuracy of the data; and
  • Legal and regulatory requirements.

We may occasionally need to keep personal data for either shorter or longer periods than specified in our retention policy. In such circumstances, application of the retention period to the data will be temporarily suspended. The suspension of an applicable retention period will be carried out in a manner that respects the rights and interests of all persons concerned.

How You Can Set Your Data & Privacy Preferences

You can use our Preference Centre to select the topics that are of interest to you so that we can send you publications and information about our products and services that are especially relevant to you. You can also choose the channels we use to contact you (email, phone, post, etc.) and can also opt-out of receiving marketing communications.

Your Rights

You have certain rights in relation to your personal data which include the following:

  • Access & Portability

    You may request access to any personal data of yours for which Euromoney is responsible as controller. Unless there are legal or regulatory reasons for not doing so, we will confirm whether we process any of your personal data and if we do, we will provide you with the following information: the purposes of the processing, the categories of personal data, any recipients of your personal data, the applicable retention period and the data source. Copies of your personal data will be made available to you in a structured, machine-readable format.

    You may also request that we transfer the personal data that you have submitted to us, to another controller, where it is technically feasible for us to do so.

    If you have consented to our processing of your personal data, or if we are processing your personal data in order to fulfil our contractual obligations to you, then you can submit a request that we transfer your personal data to another data controller.

  • Rectification, Restriction, Objection

    You have the right to request that Euromoney rectify any errors in the personal data that we process. In some circumstances, you may also be able to ask for the erasure of personal data, and/or request that the processing of your personal data be restricted. You may also object to the processing of your personal data for sales or marketing purposes.

  • How to Exercise Your Rights

    To exercise any of these rights, please contact us by post or email at the following addresses:

    Euromoney Institutional Investor PLC
    8 Bouverie Street
    London, EC4Y 8AX
    United Kingdom


    Web form: Complete Subject Data Request Form

    We may need to check your identity prior to processing a request.

    Euromoney will do our best to respond to any questions and address any of your concerns. You are also able to register any complaints regarding the processing of your personal data directly with the UK Information Commissioner.

Protecting Your Data

Euromoney is committed to keeping your personal data secure and we will take appropriate technical and organisational measures to protect your personal data from loss, unauthorised use, disclosure or destruction. Although we do our best to protect your personal data, we cannot guarantee that any transmission of data is without risk. We have therefore implemented information security policies and rules, staff training on information security, and technical measures to ensure the integrity of data that we have under our control.

All our employees, contractors and data processors (i.e. those third parties that process personal data on our behalf) are required to keep such data confidential and not to use it for any purpose other than the performance of services we have requested.

Third Party Sites

Our site may contain links to other websites – including, for example, providers of payment processing services. Euromoney is not responsible for the privacy and data collection practices of third party sites and we therefore recommend that you review the privacy policies and terms of service of each site you visit.

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