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Nikos Asimakopoulos


Nikos heads the asset tracing and litigation practice of Alaco, a leading London-based business intelligence practice. His practice areas have been recognised by Chambers where he is also personally ranked. He focuses on dispute-related assignments on behalf of ultimate clients, counsel and third party funders. Nikos and his team gather admissible evidence and actionable intelligence which is regularly deployed in the context of arbitration and litigation proceedings and cross-border asset recovery mandates. Nikos holds a BSc and an MSc in Economics from the universities of York and Bath, respectively.  He speaks Greek and Russian.

Teddy Baldwin

Steptoe & Johnson

Teddy Baldwin is a partner in the Washington, DC office of Steptoe & Johnson.  Teddy acts as lead counsel to investors and states in investor-state proceedings, as well as in enforcement actions in U.S. courts.  Teddy also represents companies in commercial arbitration before the ICC, ICDR, HKIAC, SIAC, and other institutions.  Teddy regularly advocates for increased access to justice in investor-state arbitration. 

Rebecca Berrebi

Founder & CEO
Avenue 33, LLC

Rebecca, Founder and CEO of Avenue 33, has worked in the business of litigation finance since 2016. Rebecca is a focused, commercially-minded problem-solver who understands today’s legal landscape and the financial realities of the dispute funding market. She has deep contacts and vast experience navigating legal, regulatory, enforcement, tax, capital markets and business concerns when structuring transactions and formulating strategies, leading to increased efficiency, cash savings and beneficial outcomes. Most recently, Rebecca was the Head of Corporate Affairs at a leading litigation/arbitration fund manager with over $2 billion AUM, overseeing dozens of actual and potential c ... (view full description)

Jason Bertoldi

Head of Contingent Risk Solutions
Willis Towers Watson

Jason Bertoldi is the Head of Contingent Risk Solutions at Willis Towers Watson.  Prior to joining Willis Towers Watson, Mr. Bertoldi was a member of the Litigation Investing team at the D. E. Shaw group, a global investment and technology development firm founded in 1988 with more than $60 billion in investment and committed capital.  He is a former litigator at Susman Godfrey LLP, and a former law clerk for the Hon. Katherine Polk Failla of the U.S. District Court for the Southern District of New York and the Hon. Karen Nelson Moore of the U.S. Court of Appeals for the Sixth Circuit.  Mr. Bertoldi received a J.D. from Yale Law School and an A.B. from Brown University.

Don Bivens

Founder & Managing Partner
Don Bivens, PLLC

Don Bivens is an Arizona lawyer who was a member of the Task Force that recommended Arizona’s new ethics rules to the state Supreme Court.   His law practice includes guiding clients through  forming and operating Alternative Business Structures by which non-lawyers can share ownership and fees with Arizona lawyers. Don is a past Chair of the Section of Litigation of the American Bar Association, and a former national Governor of the ABA.    He currently chairs the ABA’s Center for Innovation, which tracks legal regulatory developments nationwide.  Don is a former President of the Arizona State Bar, and a recipient of the Bar’s Walter Craig Distinguished Services Award for “manif ... (view full description)

Eric Blinderman

Chief Executive Officer, U.S.
Therium Capital Management

Eric is the Chief Executive Officer of Therium Capital Management's U.S. operations. Eric is a seasoned international and commercial litigator.  While at Proskauer Rose LLP, he represented governmental and private entities in the U.S., Middle East, China, Europe, and Canada in complex litigations and international commercial arbitrations. Eric also worked for the U.S. Department of Defense and the U.S. Department of Justice – including serving in Iraq as Chief Legal Counsel and Associate Deputy to the Regime Crimes Liaison’s Office, where he served as the principal U.S. attorney responsible for advising on all matters of law and procedure in the trial of Saddam Hussein and seven other co-def ... (view full description)

Justin Brass

Managing Director

Matthew Cantor

Senior Managing Director
Pretium Partners

Matthew Cantor is a Senior Managing Director at Pretium Partners, where he is responsible for the oversight of distressed and stressed investment situations across Pretium’s product strategies.  He has over twenty years of experience in corporate restructuring. Mr. Cantor previously ran the legal strategy for Lehman Brothers Holdings, Inc. in connection with the liquidation of its assets and business since its emergence from bankruptcy.  Prior to Lehman Brothers, Mr. Cantor was a Founding Principal for the distressed, event-driven credit and special situations investment manager at Normandy Hill Capital L.P. Before Normandy Hill, Mr. Cantor was a partner at Kirkland & Ellis LLP, wh ... (view full description)

Hugh Carlson

Managing Director
Three Crowns LLP

Hugh Carlson is the Managing Director of Three Crowns.  In that capacity, he is responsible for the Firm’s global operations. Hugh also acts as counsel in international arbitration, and has advised clients under most major arbitral rules systems. Hugh is a lecturer on law at Harvard Law School and co-directs its International Arbitration Workshop.  He is also an adjunct professor at Georgetown Law School.  He is recommended in Legal 500 (US) and has been recognized as a “Rising Star” by Super Lawyers (2016-2019).  He is a member of the ICCA/IBA Joint Task Force on Data Protection in International Arbitration Proceedings and the CPR Cybersecurity Task Force. ... (view full description)

Dai Wai Chin Feman

Director of Commercial Litigation Strategies
Parabellum Capital

Dai Wai Chin Feman is a director and corporate counsel at Parabellum Capital, a litigation finance firm in New York.  Dai Wai leads Parabellum’s commercial litigation vertical, with emphases on sourcing and structuring single-case and portfolio transactions. Recognized as one of 100 global leaders in legal finance by Lawdragon, Dai Wai is a frequent speaker and commentator on cutting-edge issues in the litigation finance industry, including ethics, disclosure, and best practices.  He is a member of the International Legal Finance Association’s US Regional Committee and the New York City Bar Association's Professional Ethics Committee.  Previously, he served on the New York City B ... (view full description)

Adrian Chopin

Managing Director
Bench Walk Advisors

Adrian Chopin is a Managing Director of Bench Walk Advisors based in London. Prior to joining Bench Walk, Adrian founded a new litigation funding business for a large hedge fund, which he built into a market-leading, highly profitable and well-diversified business of over $100 million in under 2 years. Before entering the litigation funding market, Adrian was head of the Debt & Equity Solutions Group for Deutsche Bank, New York, where he ran a large number of ground-breaking structured finance and regulatory capital transactions. Adrian began his career at Allen & Overy in London where he worked as an associate in the Derivatives and Structured Finance group. Adrian holds ... (view full description)

Collin Cox

Gibson, Dunn & Crutcher LLP

For the third year in a row, Collin is the youngest trial lawyer in Texas to receive an official ranking from Chambers USA in General Commercial Litigation. Chambers 2018 reports on his reputation for impressive performance in trials and his offering of “particular expertise in the financial services, software, and energy industries.” Collin's strong reputation also is reflected in his national role serving on Law360's Trials Editorial Advisory Board.   In 2018, Collin was one of 59 Americans selected as a Presidential Leadership Scholar, completing a year-long leadership curriculum centered around four presidential administrations ... (view full description)

Joseph Dunn

Managing Director
Fortress Investment Group

Joseph Dunn, Managing Director – Mr. Dunn is a Managing Director in the Legal Assets Group at Fortress. He is based in New York City and focuses on originating, structuring, and managing litigation related debt and equity investments. Mr. Dunn joined Fortress in 2016 and has been a deal lead on over $1.0 billion in legal assets transactions globally. Prior to joining Fortress, Mr. Dunn was a litigator at Boies Schiller Flexner LLP and Dontzin Nagy & Fleissig LLP. At both firms, he represented parties in disputes in U.S. state and federal courts, primarily in securities cases. Mr. Dunn received his B.A. in economics from Stanford University and his J.D. from the University of Pennsylvania ... (view full description)

John Eck

Head of Alternative Credit
Station 31 Partners

John has nearly three decades’ worth of experience in the origination, analysis, structuring and trading of asset-backed securities and private investments backed by a wide variety of consumer and commercial asset classes. He started his career in the structured finance advisory unit of a top accounting firm, during which time he earned his CPA license. After attending business school, John joined Bear Stearns as a trader and later became a banker within their Asset Backed Securities Group.  John subsequently held senior banking and trading roles at Citi and Bank of America Merrill Lynch, where he led principal strategies involving various specialty finance asset classes.  Follow ... (view full description)

Ahmed Eltamami

Vice President
Victory Park Capital

Ahmed Eltamami joined VPC in 2022 and is a Vice President. He is responsible for sourcing, analyzing, executing and managing investments within the legal finance industry.Previously, Mr. Eltamami was an associate on the quantitative team at Burford Capital in New York. At Burford, he was responsible for analyzing investments within the underwriting and investment arm and managing the existing portfolio, which included the development of the secondary market for litigation assets. Prior to Burford, Mr. Eltamami worked in the dispute consulting industry where his work focused on expert witness engagements in a variety of complex litigation.Mr. Elta ... (view full description)

Ted Farrell

Litigation Funding Advisers

Ted Farrell works with law firms and litigants to advise on all aspects of third party litigation funding for use in high value commercial disputes. Based in Washington, DC, he leverages his experience as both a user of litigation funding in private practice and his time working for a global legal finance firm to set up orderly processes for his clients to secure funding. Before founding Litigation Funding Advisers, he was a Managing Director at Vannin Capital responsible for originating, underwriting and negotiating transactions. Prior to Vannin , Mr. Farrell was a Partner at RuyakCherian LLP, which he joined after years as an associate at Winston & Strawn, LLP a ... (view full description)

David Gallagher

Co-Head of Litigation Investing
The D.E Shaw Group

David Gallagher is a senior vice president of D. E. Shaw & Co., L.P. and co-head of the Litigation Investing team within the D. E. Shaw group’s Corporate Credit investment unit. In that capacity, Mr. Gallagher focuses on the sourcing, structuring, and underwriting of financings for complex commercial disputes. Prior to joining the firm in 2018, he was an investment manager and legal counsel at Bentham IMF, where he sourced and advised on funding opportunities in commercial lawsuits. Before that, Mr. Gallagher was senior litigation counsel in the Los Angeles office of Akin Gump Strauss Hauer & Feld LLP. Mr. Gallagher graduated from Sarah Lawrence College with a B.A. in liberal arts, e ... (view full description)

Douglas Gruener

Levenfeld Pearlstein, LLC

Doug is a partner in the Corporate & Securities Group of Levenfeld Pearlstein, LLC. His practice focuses on complex transactional matters, including mergers and acquisitions, equity and debt financings, restructurings, fund formation, securities law compliance, and joint ventures.  Doug has extensive experience representing clients in the financial sector, including private equity funds, hedge fund managers, non-traditional asset managers, and proprietary trading firms.  Within non-traditional asset classes, Doug has developed a specialty in litigation finance, representing both providers and recipients of capital with regard to their transactional needs. Prior to joining LP, ... (view full description)

Martin Gusy


Martin Gusy is a dual-licensed common law-civil law disputes attorney and leads Bracewell LLP’s international arbitration practice. He has over 20 years of experience serving as legal counsel to commercial parties as well as sovereigns in more than 100 high-stakes, cross-border disputes and transactions, including international arbitration dispute resolution, international commercial arbitration, investor-state/investment arbitration, US litigation and corporate matters. Martin regularly serves as sole arbitrator, president of the tribunal and party-appointed arbitrator in more than two dozen ICC, AAA/ICDR, UNCITRAL and ad hoc arbitrations. He has been a member of the AAA/ICDR International ... (view full description)

Steven Huttler

Sadis & Goldberg LLP

Steven Huttler is a partner in the firm’s Financial Services and Corporate Groups. Mr. Huttler has extensive experience in corporate, finance, investment fund and securities matters, including the representation of U.S. and foreign investment funds, underwriters, and private clients in various registered public and private offerings of debt and equity securities totaling in excess of $10 billion. As part of his investment fund practice, Mr. Huttler has served as corporate counsel to many private investment funds and partnerships based in or domiciled in the United States and in international and offshore jurisdictions such as the Cayman Islands, Bermuda, the British Virgin Islands, Ire ... (view full description)

David Kerstein

Chief Risk Officer and Senior Investment Manager
Validity Finance

Stephen Kyriacou Jr.

Managing Director, Senior Lawyer
Aon Litigation Risk and Special Opportunities Groups

Stephen Kyriacou is a Managing Director and Senior Lawyer in Aon's Litigation Risk Group, where he evaluates litigation-related risks and structures and places litigation risk insurance solutions.  Prior to moving to Aon, Stephen was a complex commercial litigator in the New York City office of Boies, Schiller & Flexner from 2011 to 2019.  While at BSF, Stephen amassed significant trial, appellate, and arbitration experience representing both plaintiffs and defendants in the U.S. and abroad across a wide array of practice areas, including securities, antitrust, constitutional, insurance, first amendment, employment, government contracting, and criminal law, as well as in multidistrict an ... (view full description)

Andrew Langhoff

Red Bridges Advisors

Andrew Langhoff, founder of Red Bridges Advisors and Chambers Ranked (Band One for Litigation Funding: Brokers). Andrew Langhoff launched Red Bridges Advisors LLC in December 2017, and has worked in litigation finance since 2012.  He spent several years as the COO of Burford Capital, also serving as CEO of Burford’s UK operations and as a Director of the Association of Litigation Funders of England and Wales.  Following his time at Burford, Andrew was a Principal at Gerchen Keller Capital, where he led origination for the firm.  At the time of its acquisition in December 2016, Gerchen Keller was the largest litigation finance firm in the world, with asse ... (view full description)

Erika Levin

Fox Rothschild LLP

Erika is a leader of the Litigation Finance team as well as a member of the firm’s International Arbitration group and focuses her practice on resolving high‐stakes commercial disputes with an international component. A former executive for a litigation finance company, she offers invaluable perspectives into the needs of clients seeking funding as well as the goals of the companies and investors providing the financing. Pairing her legal experience with an investor mindset, she offers a nuanced understanding of this burgeoning industry. Her comprehensive approach to due diligence relating to litigation finance provides clients with a thorough risk analysis and determination of w ... (view full description)

Sarah Lieber

Managing Director and Co-Head Litigation Finance Group

Cayse Llorens


Cayse Llorens is LexShares’ Chief Executive Officer, responsible for guiding the company’s strategy and direction, scaling technology operations and investment origination, and expanding access to strategic capital. Mr. Llorens joined LexShares as CEO after his firm, Chicago-based Brockhurst Capital Partners, made a majority investment in the company. Prior to founding Brockhurst, a private equity firm focused on specialty finance, Mr. Llorens was a venture capital investor at Invest Detroit Ventures, OCA Ventures, and Hyde Park Venture Partners. Before he began his investing career, he led software engineering teams through the $240 million IPO of R1 RCM, the $1.8 bi ... (view full description)

Evan Meyerson

Senior Vice President
Burford Capital

Evan Meyerson is a Senior Vice President and manages Burford’s global commercial investment pipeline. Mr. Meyerson is further responsible for assessing and structuring investments in high-value commercial litigation matters as part of Burford's investment team. Prior to joining Burford, Mr. Meyerson was a litigator at Paul, Weiss and at Sullivan & Cromwell. His practice focused on complex civil litigation in federal and state court, antitrust, white collar defense, bankruptcy litigation, corporate internal investigations, and government investigations into sanctions, anti-money laundering, and accounting issues. Mr. Meyerson began his career as an analyst at Bain Capital, evaluatin ... (view full description)

Mike Morris

Managing Director
Flexpoint Ford

Mike is a Managing Director of Flexpoint Ford focused on identifying, evaluating and executing investment opportunities in the Asset Opportunities investment strategy.  Prior to joining Flexpoint Ford in 2022, Mike was a Managing Director at Northleaf Capital Partners, where he had responsibility for leading opportunistic corporate and asset-backed investments globally.  Prior to joining Northleaf, Mike was a Principal at H.I.G. Capital and also worked at Moelis & Company and Macquarie Capital.
Mike received a B.S. from Miami University and an M.B.A. from The University of Chicago Booth School of Business.

Hassan Murphy

Managing Partner
TRGP Capital

Hassan Murphy is a founder and co-managing partner of TRGP Capital and is responsible for overall corporate management and oversight, deal sourcing, investment selection, portfolio construction, and commercial litigation initiatives. Hassan is also a member of TRGP’s Board of Directors, the Board of Human Rights First and the Board of Visitors of the University of Maryland School of Law.  Formerly, Hassan was a nationally recognized trial lawyer in tort, products, consumer class actions, environmental, civil rights, data breach and complex commercial litigation, leading the firm he managed – Murphy, Falcon & Murphy – to over $1 Billion in verdicts and settlements. Results included the th ... (view full description)

Vince Mutolo

Senior Managing Director – Structured Solutions Co-Practice Leader
CAC Specialty

Andrew M. Mutter

Senior Vice President, Co-Leader of Contingent & Litigation Risk Solutions
CAC Specialty, LLC

Andrew is a co-leader of CAC Specialty’s Contingent & Litigation Risk Team. Andrew specializes specializing in negotiating, placing, and advocating for coverage for Litigation and Contingent Risk Insurance for corporate claimants, defendants, law firms, and finance groups. Andrew’s practice focuses on crafting bespoke solutions for Litigation and Contingent Risk Insurance, providing strategic certainty around both contingent legal assets and contingent legal liabilities. Andrew has placed over $2.5 billion insurance limits in the contingent risk markets on both claimant-side and defense-side contingencies. On the basis of these policies, Andrew and the Contingent Risk team ha ... (view full description)

Julia Nguyen

Managing Director
Fortress Investment Group

Ms. Nguyen is a Managing Director in the Legal Assets group at Fortress. She focuses on managing the Legal Assets portfolio and assets from the time of deal closes until exits. Ms. Nguyen joined Fortress in 2018 as one of the first dedicated asset managers for the Legal Assets business and is now overseeing a team of asset managers in both the U.S. and Europe for the business. Prior to joining Fortress, Ms. Nguyen was at Houlihan Lokey, a global restructuring and investment bank, where she covered valuation advisory engagements for alternative asset managers with respect to their illiquid assets primarily in credits. Before working at Houlihan Lokey, Ms. Nguyen was at NERA Economic Consultin ... (view full description)

Molly Pease

Managing Director
Curiam Capital LLC

Molly Pease is a Managing Director at Curiam. Ms. Pease leads the day-to-day operations of the firm, while also supporting the firm’s business development efforts and the underwriting and monitoring of Curiam’s investments. Previously, Ms. Pease worked as Executive Director and General Counsel at several New York law firms to develop and implement long-term business strategies in all aspects of firm management. Ms. Pease started her career as a litigator with a focus on reinsurance, insurance, and securities disputes on behalf of plaintiffs and defendants.

Michael Perich

Vice President | Head of Litigation Insurance, Transaction Liability
Lockton Companies

Michael Perich is head of Lockton’s Litigation Insurance business. Prior to joining Lockton last year, Michael spent much of his career working at the world’s largest litigation finance company, Burford Capital, and the nation’s leading litigation finance broker, Westfleet Advisors.
During his career in the litigation finance industry, Michael helped clients monetize pending litigation.  He has significant experience in understanding and mitigating the financial risks associated with complex commercial actions.


Neil Purslow

Therium Capital Management Limited

Daniela Raz

Investment Manager and Legal Counsel
Omni Bridgeway

Edward Reilly

Managing Member
Themis Legal Capital

Before co-founding Themis Legal Capital, Ed Reilly was a corporate partner with several international law firms, including Goodwin Procter; Morgan Lewis & Bokius and LeBoeuf, Lamb, Greene & McRae.  Over the course of his career, he represented corporations and financial sponsors including prominent venture capital, mezzanine, private equity and hedge funds for more than 30 years.      Ed routinely acted as his clients’ de facto general counsel and advised them on a broad spectrum of issues ranging from the prosecution, defense and resolution of litigation and pre-litigation disputes to the structuring and closing of innovative financi ... (view full description)

Mike Richards

Senior Vice President, Special Situations Group
Jefferies, LLC

Lisa Richman

McDermott Will & Emery LLP

Lisa M. Richman is a partner at McDermott Will & Emery LLP in the Firm’s Washington, D.C office.  She focuses her practice on dispute resolution (including international and domestic arbitrations and litigations) in civil and common law jurisdictions, with a particular emphasis on international commercial arbitration and public international law.  Her clients include companies, individuals and governments in a wide range of international commercial and investment treaty arbitrations.  Lisa’s work has included disputes conducted under ICC, ICSID, ICSID AF, AAA/ICDR, CPR, JAMS, SIAC, HKIAC, DIS, LCIA, Swiss Rules and UNCITRAL Rules as well as pure ad-hoc pro ... (view full description)

Brian Roth

Chief Executive Officer/CIO
Rocade Capital

Brian Roth serves as the Chief Executive Officer and Chief Investment Officer, and leads the firm’s strategic direction, new business initiatives, investment structuring and capital raising. After identifying law firm lending as an attractive niche asset class, Brian spearheaded Armadillo Financial Partners LLC as a specialty finance platform targeting the sector, and he has since overseen the deployment of more than $800 million of loans to law firms since 2014. In addition to his role at Rocade, Brian currently serves as Chief Executive Officer and Chief Investment Officer of Armadillo. In 2009, he joined EJF Capital LLC, where he has served as Senior Managing Director focused on special s ... (view full description)

Michael Rozen

Managing Partner
TRGP Capital

Tatiana Sainati

Wiley Rein

Tatiana’s practice covers complex commercial litigation, arbitration, and the Foreign Corrupt Practices Act (FCPA). She represents corporate clients involved in commercial and international litigations and arbitrations, including government contracts, healthcare, intellectual property, personal injury and other contract and tort disputes positioned in domestic and international courts and tribunals. Prior to joining Wiley, Tatiana served as a Legal Adviser to Judge Rosemary Barkett on the Iran-United States Claims Tribunal in the Hague, advising on complex, politically sensitive state-to-state cases, and as a law clerk to the Honorable M. Margaret McKeown on the U.S. Court of App ... (view full description)

Charles Schmerler

Senior MD, Head of Litigation Finance

Charles D. Schmerler is Senior Managing Director and Head of Litigation Finance at Pretium Partners, a $25 billion asset management firm based in New York.  Before joining Pretium, he was a litigation partner at the global law firm Norton Rose Fulbright, where he was involved in litigation finance for over a decade.  Mr. Schmerler served as a member of the nine person American Bar Association 20/20 Ethics Commission working group on alternative litigation finance that drafted the ABA’s 2012 white paper on litigation funding.  He has spoken and published frequently on litigation finance and is a member of the Board of Advisors of the Center on Civil Litigation at NYU Law School’s litigation f ... (view full description)

Anthony Sebok

Professor of Law
Cardozo School of Law

Anthony J. Sebok is a Professor of Law at Benjamin N. Cardozo School of Law.  He is an expert on legal ethics, litigation finance, tort law, and insurance law. Before coming to Cardozo in 2007, he was the Centennial Professor of Law and the Associate Dean for Research at Brooklyn Law School where he taught for 15 years. He was a Fellow in the Program in Law and Public Affairs at Princeton University from 2005-06, and in 1999, he was a Fellow at the American Academy in Berlin. Following law school, he clerked for Chief Judge Edward N. Cahn of the US District Court for the Eastern District of Pennsylvania. Professor Sebok’s casebook, Tort Law: Responsibilities and Redress, which he coauthored ... (view full description)

Roy D. Simon

Legal Ethics Advisor to Lawyers
Roy D. Simon

CJ Wei

Vice President
Northleaf Capital Partners (USA) Inc.

Jed Wulfekotte

Crowell & Moring

Jed Wulfekotte is a litigation Partner at Stein Mitchell Beato & Missner LLP, a leading litigation firm based in Washington, D.C.  During his career, Jed has served as lead counsel in a broad variety of complex litigation matters and investigations, on behalf of both plaintiffs and defendants, in the areas of health care, pharmaceuticals, and life sciences; enterprise technology; and government contracts.  He also specializes in developing affirmative recovery opportunities for major health insurance companies in matters involve fraud, breach of contract, and antitrust violations.  Jed currently serves as counsel for some of the nation’s largest health insurers as plaintiffs in litigatio ... (view full description)

Romain Zamour

Debevoise & Plimpton LLP

Boris Ziser

Schulte Roth & Zabel

Boris Ziser is co-head of the firm’s Structured Finance & Derivatives Group. With almost 25 years of experience across diverse asset classes, Boris focuses on asset-backed securitizations, warehouse facilities, secured financings and commercial paper conduits. His practice encompasses a variety of asset classes, including life settlements, equipment leases, structured settlements, lottery receivables, timeshare loans, litigation funding, merchant cash advances and cell towers, in addition to other esoteric asset classes such as intellectual property, various insurance-related cash flows and other cash flow producing assets. He also represents investors, lenders, hedge funds, private equi ... (view full description)
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Event Contacts for 4th Annual Financing, Structuring & Investing in Litigation Finance


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*Anti-Hacking. You expressly agree not to use or attempt to use any "virus," "spyware," "malware," "adware," "Trojan horse" "deep-link," "scraper," "bot," "spider," "data-mining," "computer code" or any other automated device, program, tool, algorithm, process, or methodology or manual process having similar processes or functionality, to access, acquire, copy, or monitor any portion of this website or content. You also agree not to obtain or attempt to obtain through any means any materials or information on the website that have not been intentionally made available either by their public display on the Web Site or through their accessibility by a visible link or portal. You further agree not to violate the security of the website or attempt to gain unauthorized access to the website, data, materials, information, computer systems or networks connected to any server, through hacking, password mining or any other method.

*No Linkage. You expressly agree not to link or attempt to link to this website or the web pages contained herein.

*Third Party Information. Some of the information you access here is the property of third parties, made available here with the express permission of those third parties. IMN is not responsible for the content of any third party information provided on this website. You are cautioned that any further use of that information by you may be subject to the rights of those third parties and you may be required to obtain a license to use any such information. Failure to obtain third party permission may be a violation of federal law. You should contact the third party provider of the information to ascertain the requirements for using the information.

*Copyright and Trademarks. The layout of the website pages, graphics and pictures used and the collection of individual contributions are protected by copyright. All copyrights belong either to IMN, the third-party content providers or both. Either IMN or the third-party content providers own all trademarks and service marks depicted here.

*Indemnification. You agree to indemnify hold harmless and defend IMN, including our employees, officers, agents and contractors and our related entities and their employees, officers, partners, agents and contractors ("Indemnified") and continue to keep the Indemnified indemnified from and against any actions, proceedings, claims, demands, costs (on a full indemnity basis including, without limitation, reasonable legal and accounting fees) brought or made against the Indemnified by any person arising in connection with your use of the Website or content, or a breach of your representations and warranties in the Terms and Conditions of Use or this Agreement, or your violation of any of the Terms and Conditions of Use or this Agreement or any other activity in which you engage on or through, and from and against any damage, loss(whether personal or property, and whether direct or consequential, including without limitation consequential financial loss), cost or expense suffered or incurred by any Indemnified as a direct or indirect consequence thereof.

*Changes in Terms and Conditions. IMN may at any time revise the terms and conditions by which you may access the website or use IMN products or services. By using this website and IMN products and services, you agree to be bound by any such revisions and should therefore periodically visit this page to determine the then current version of this document.

*Limitation of Liability. Neither we, nor any of our suppliers, officers, employees, partners, affiliates, subsidiaries, successors and assigns, agents or representatives (our "Representatives") will be liable to you for:

(a) any incidental, punitive, indirect, special or consequential damage, loss or expenses, including but not limited to any loss of business, contracts, revenue, or profits, any business interruption, security breach, loss of data, loss of goodwill or reputation or other pecuniary loss suffered by you, even if we or any of our Representatives have been advised of their possible existence; nor? (b) any direct damage loss or expenses arising from loss of customers, loss of profits, loss of anticipated profits or loss of savings.

*Termination. You may terminate this Agreement, for any or no reason, at any time, when IMN receives notice from you. IMN may terminate the Agreement and your account for any reason or no reason, at any time, with or without notice. This cancellation shall be effective immediately or as may be specified in the notice and may include disabling your current and future access to DirectConnect. IMN may also suspend or terminate this Agreement if you invite other users with whom you do not know to connect; abuse the any DirectConnect messaging services; creating multiple or false profiles; infringe on any intellectual property rights, violating any provisions in this Agreement, disparage IMN or its executives, Board members, affiliates, staff or other related entities or persons, or exhibit any other behavior that IMN, in its sole discretion, deems contrary to the purpose of the website.

*No Waiver. Failure by either party to exercise any right or remedy under these Terms does not constitute a waiver of that right or remedy.

*Entire Agreement. These terms (including any terms incorporated by reference in these terms), constitute the entire agreement between you and us with respect to your access to and use of the website or receipt of any service and supersede all prior agreements, negotiations and discussions between you and us relating to the same.

*Law and Jurisdiction. Where you visit, register and/or subscribe to a this site or related service (as indicated on this website or otherwise notified to you), these terms (and any dispute or claim arising out of or in connection with these terms, including non-contractual disputes or claims), to the maximum extent permissible under the law of the territory that you are located in, will be governed by the laws of the State of New York. Any action to enforce these terms shall be brought in a federal court or a state court located in the state of New York, county of New York, and you agree to submit yourself to the personal jurisdiction of those courts in any such action.

*Force Majeure. We shall not be deemed to be in breach of these Terms by reason of any delay in performing, or any failure to perform any service or our obligations in relation to these Terms, if the delay or failure was due to any cause beyond our reasonable control, including but not limited to acts of God, explosions, floods, fire or accident, war or threat of war, terrorism or threat of terrorism, sabotage, civil disturbance, epidemics, prohibitions or measures of any kind on the part of any governmental, parliamentary or local authority, import or export regulations or embargoes, or industrial actions or trade disputes (whether involving our employees or of third parties).

*Severability. If any provision of these Terms is found to be wholly or partially invalid, void or unenforceable by any court having competent jurisdiction or by virtue of any legislation or any other reason, that provision shall be invalid, void or unenforceable to that extent only and no further and the validity and enforceability of the remaining provisions of these Terms shall not be affected.

*Notices. Any notice given pursuant to these Terms shall be made by email or first class post, in the case of you, to the address provided on your registration form and, in the case of us, to the address posted on the website or otherwise notified to you in relation to any relevant service. Any such notice shall be deemed to have arrived if sent by post within three (3) days of posting and if sent by email at the time of transmission.
Information Management Network - Privacy Notice

Introduction - Who we are

Euromoney Institutional Investor PLC (“Euromoney”, “we”, “us” or “our”) is an international business-information group covering asset management, price discovery, data and market intelligence, and banking and finance. The group also runs an extensive portfolio of events for the telecoms, financial and commodities markets.

For a full list of our brands and group companies, please click on this link. Euromoney and its group companies are committed to respecting the privacy of every person who visits, registers with or subscribes to our websites, publications, events and other products or services.

Euromoney is the primary data controller of personal data collected through this website or that we may collect in different ways as described in this Privacy Notice. If you are contacted by our other group companies, they will also be controllers of your personal data. This means that they are responsible for how your personal data is used, just as we are. You may contact any of these companies directly, or you can contact Euromoney by emailing or writing to the Data Protection Officer at Euromoney Institutional Investor PLC, 8 Bouverie Street, London EC4Y 8AX, United Kingdom.

This Privacy Notice was updated on 23 May 2018

Our Approach to Your Privacy

This Privacy Notice outlines the information we may collect about you in relation to your use of our products and services (“personal data”). It also explains the legal rights that you have in relation to your data and how you may exercise these rights.

Some of our group companies may collect and use personal data for different purposes; those companies have their own websites and privacy notices.

We will process your data for the following lawful purposes: with your consent; to fulfil our obligations to you; and where there is a legitimate interest to do so.

When possible, we rely on your consent to use your data for the purposes described in this Privacy Notice. We also process personal data to fulfil our contractual obligations to you, for example, when you register for any of our services, subscribe to a publication, sign-up for an event or purchase a product from us, we will need to process some of your personal data. This will also include details of the person/people responsible for payment (if different).

We may determine that processing your personal data serves both of our legitimate interests. This is the case in relation to many of our research, customer survey, sales, marketing and advertising activities described in this Privacy Notice. These activities allow us to better understand your requirements, which in turn enables us to provide you with a better service. We review the bases for our processing decisions carefully and you can object to these activities at any time (see the “Your Rights” section of this Privacy Notice).

What Personal Data We Collect & Why

Our primary goal in collecting personal data from you is to give you a relevant customised experience of our products and services.

  • Registration, Free Trials & Subscriptions

    When you register with our website and/or sign up for a free trial of our products or services, we may ask you to provide your name, address, email address and telephone number, and details relevant to your occupation or employer.

    If you subscribe to one of our products or services, we will also ask for payment details. Credit/debit card payments are processed using a third party supplier and we do not retain the credit card data (see the Third Party Sites of this Privacy Notice). Address details may be shared with third party service providers engaged by us for order fulfilment, delivery and payment collection. This personal data is used by us to complete subscription requests.

  • Events & Conferences

    If you have registered for an event through a group website we may collect personal data including: name, job title, company, address, telephone number and email.

    This information is necessary so that we can complete your registration for the event and provide you with relevant event materials.

    We may also provide delegate details (e.g. name, email) to event sponsors who, subject to your consent, may contact you for their own advertising and marketing purposes.

  • Advertising & Marketing

    We use the personal data you provide us and which we collect from you to inform you about similar products and services which we provide. We may send you marketing communications that are sponsored by our partners and which are targeted to your interests based on information you have provided us such as job title, employer and/or industry. If you have consented to receive information from other Euromoney group companies, we may share your personal data with these companies so that they can fulfil your request to receive marketing materials in accordance with your preferences. We will not share your personal data with any third parties for their own marketing purposes unless you have provided your consent.

    Each of the Euromoney group companies that may contact you is a data controller in relation to the personal data that you have agreed to share with them. If you have any questions or concerns, you may contact the individual company, or us – using the contact details set out in the “Who We Are” section.

    You can opt out from receiving such materials at any time.

    The personal data we may use for advertising and marketing purposes includes your name, email address, job title, phone number, company name/employer, geo location, postal address and data collected using cookies and other similar technology (Please read our separate Cookies Policy to find out more about which cookies we use, how they work and how you can control your cookie options).

    Marketing materials are sent electronically, by post and we may occasionally call you.

  • Online Targeted Advertising

    We use targeted advertising on our websites to display advertisements that are relevant to what we believe are your interests. In order to deliver relevant advertisements, we use third parties to deliver cookies that collect information about your IP address and how you interact with our sites (e.g. browsing information, which articles you have read etc.). This data is used by the third parties to determine which advertisements may be of interest to you.

    We may also share your personal data with third parties to deliver targeted advertising to you on other websites (e.g. Twitter Tailored Audiences or Facebook Custom Audiences). This could include your email address, cookie data, and information obtained from third parties. Third party cookies may also be used to enable us to target advertisements to you on other websites that you visit.

  • Lead Generation and Scoring

    We occasionally use the services of trusted third parties in order to ensure that the personal data we use for advertising and marketing purposes is accurate and up-to-date. To do this, we transfer personal data of individual leads (such as name, email, job title, location and phone number) to these third parties who conduct research to verify the data – primarily against public information.

    We also use algorithmic software technology to help us improve the quality and relevance of marketing activities. The personal data analysed by the software includes email address, phone number, job title, address, purchase history and account information. This allows us to provide meaningful offers that are relevant to your specific profile.

  • Surveys, Market Research & Customer Feedback

    We want to understand the needs of our readers and customers. We may therefore use the information you provide us – including your name and contact details – to contact you to request your feedback, or to participate in our customer and market research.

  • Public forums, message boards and blogs

    Some of the pages on our group websites may include message boards, blogs or other facilities for generating content from users. Any information that is disclosed in these areas becomes public information and you should always be careful when deciding to post any personal data. User generated content is also subject to our site Terms & Conditions.

  • Business or Asset Sale

    If we sell a business or assets we may need to disclose your personal data to the prospective buyer of such business or assets.

    If Euromoney, or any of our group companies is sold or sells our assets or is acquired by a third party, then personal data about our customers will be acquired by that third party. A transfer of your personal data in these circumstances would be necessary so that the services you have contracted for can still be delivered, or so that you can continue to enjoy the benefits of our free products and services. You will receive notice if a new controller assumes responsibility for your personal data.

  • Additional Third Party Disclosures

    We may disclose your personal data to other third parties in the following situations:

    • To third party partners who help us by providing services such as technology, marketing, advisory or other services. These third parties only receive encrypted data and may only process personal data to provide those services to us.
    • Where we are required by law or regulation to do so. In each case we will seek, where practicable, to minimise the amount of data that is disclosed.
    • If required to protect the rights and interests of other users and/or Euromoney and its affiliates (including our employees, agents and contractors), or as otherwise set out in our Terms & Conditions. This may include exchanging information with other companies and organisations for the purposes of fraud protection.
  • Email Tracking

    We may include small pixel tags (small image files) within the emails we send you in order to determine whether our emails are opened and/or whether the hyperlinks inside our emails are clicked through. We may also collect browser, location and the device used to engage with our email communications. This information allows us to better understand whether we are meeting our users’ needs and how we can improve our communications. No other information is collected. You can opt out of receiving our direct marketing emails either by following the instructions in each email, or by contacting us (see the “Who We Are” section of this Privacy Notice).

International Transfers

Some of the Euromoney group companies are based outside the European Economic Area (EEA). If you have consented to being contacted by our group companies, then the transfer of your personal data will be made according to the terms of an international data sharing agreement that contains obligations approved by European data protection regulators. Any of our group companies that receive your personal data will be co-controllers of that data, which means they may determine how they process your personal data – although they may only use it for the purposes for which it was shared, unless you are informed of new or additional processing activities.

We may also transfer personal data to third party service providers as described in this Privacy Notice which are located outside the EEA. Where we conduct these transfers, we take all steps necessary to ensure that your data is treated securely and in accordance with applicable privacy legislation, either by only sending your personal data to jurisdictions that provide an adequate degree of legal protection for your data or by imposing approved contractual terms on these third parties.

Retention Periods

We have a data retention policy that ensures we don’t use or store your personal data for longer than necessary. We consider the following issues to determine retention periods:

  • Guidance from the UK Information Commissioner or other regulatory agency, or industry best practice recommendations;
  • The business rationale for collection and expiry of the purpose for which personal data was collected;
  • Our ongoing ability to ensure the accuracy of the data; and
  • Legal and regulatory requirements.

We may occasionally need to keep personal data for either shorter or longer periods than specified in our retention policy. In such circumstances, application of the retention period to the data will be temporarily suspended. The suspension of an applicable retention period will be carried out in a manner that respects the rights and interests of all persons concerned.

How You Can Set Your Data & Privacy Preferences

You can use our Preference Centre to select the topics that are of interest to you so that we can send you publications and information about our products and services that are especially relevant to you. You can also choose the channels we use to contact you (email, phone, post, etc.) and can also opt-out of receiving marketing communications.

Your Rights

You have certain rights in relation to your personal data which include the following:

  • Access & Portability

    You may request access to any personal data of yours for which Euromoney is responsible as controller. Unless there are legal or regulatory reasons for not doing so, we will confirm whether we process any of your personal data and if we do, we will provide you with the following information: the purposes of the processing, the categories of personal data, any recipients of your personal data, the applicable retention period and the data source. Copies of your personal data will be made available to you in a structured, machine-readable format.

    You may also request that we transfer the personal data that you have submitted to us, to another controller, where it is technically feasible for us to do so.

    If you have consented to our processing of your personal data, or if we are processing your personal data in order to fulfil our contractual obligations to you, then you can submit a request that we transfer your personal data to another data controller.

  • Rectification, Restriction, Objection

    You have the right to request that Euromoney rectify any errors in the personal data that we process. In some circumstances, you may also be able to ask for the erasure of personal data, and/or request that the processing of your personal data be restricted. You may also object to the processing of your personal data for sales or marketing purposes.

  • How to Exercise Your Rights

    To exercise any of these rights, please contact us by post or email at the following addresses:

    Euromoney Institutional Investor PLC
    8 Bouverie Street
    London, EC4Y 8AX
    United Kingdom


    Web form: Complete Subject Data Request Form

    We may need to check your identity prior to processing a request.

    Euromoney will do our best to respond to any questions and address any of your concerns. You are also able to register any complaints regarding the processing of your personal data directly with the UK Information Commissioner.

Protecting Your Data

Euromoney is committed to keeping your personal data secure and we will take appropriate technical and organisational measures to protect your personal data from loss, unauthorised use, disclosure or destruction. Although we do our best to protect your personal data, we cannot guarantee that any transmission of data is without risk. We have therefore implemented information security policies and rules, staff training on information security, and technical measures to ensure the integrity of data that we have under our control.

All our employees, contractors and data processors (i.e. those third parties that process personal data on our behalf) are required to keep such data confidential and not to use it for any purpose other than the performance of services we have requested.

Third Party Sites

Our site may contain links to other websites – including, for example, providers of payment processing services. Euromoney is not responsible for the privacy and data collection practices of third party sites and we therefore recommend that you review the privacy policies and terms of service of each site you visit.

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