This is a past event. To see the list of our current events, please click  HERE

Steve Altebrando

VP, Equity Capital Markets
CIM Group

Steve Altebrando Vice President, Equity Capital Markets at CIM Group   Steve Altebrando has led CIM Group’s equity capital markets and public shareholder relations efforts since 2015.  Established in 1994, CIM Group owns and operates $27.7 billion of real assets that support the needs of communities across North America.   Prior to joining CIM Group, he spent ten years as a research analyst covering the gaming, lodging and leisure sectors at Sidoti & Company, an institutional brokerage firm.  Prior to his role as a sell-side analyst, Mr. Altebrando worked in various equity trading roles with Brokerage America, Schwab Capital Markets, and the online division ... (view full description)

David Becker

Managing Director & Member, TEI Executive Advisory Committee
Time Equities, Inc.

DAVID BECKER | Managing Director – Member, TEI Executive Advisory Committee
Mr. Becker oversees all Equity Department personnel and capital strategies including institutional equity, strategic joint ventures, family offices, and a series of investment funds offered throughout the Broker-Dealer financial advisory community. Mr. Becker also has acquisition and asset management experience and searches for new acquisition targets that meet TEI’s investment objectives. Mr. Becker graduated from Tulane University’s A.B. Freeman School of Business with dual degrees in finance and accounting

Eliot Bencuya

Tryperion Partners

Prior to forming stREITwise, Eliot co-founded our sponsor, Tryperion Partners, a real estate private equity firm with investments totaling over $450 million of capitalized value. Before Tryperion, he worked on the acquisitions team for Canyon Capital Realty Advisors and the Canyon-Johnson Urban Funds, where he was responsible for originating, underwriting, structuring and executing equity and debt transactions in the Pacific Northwest, Northern California, and Midwest regions.  Eliot holds a Bachelor of Arts Degree in Economics and International Studies from Yale University, and a Masters of Business Administration Degree from the Haas School of Business at the Unive ... (view full description)

Robert Bergdolt

DLA Piper LLP (US)

Rob Bergdolt leads DLA Piper's representation of non-traded, publicly offered real estate investment trusts. Since 1992, Robert's practice has focused on securities regulations, corporate governance and mergers and acquisitions for REITs. Since 2003, Rob has headed his legal practice's representation of numerous non-traded REITs, including programs sponsored by Blackstone, Black Creek Group, KBS Capital Advisors, Phillips Edison, Resource Real Estate, CNL, Behringer Harvard and Wells Real Estate Funds, Sentio Healthcare Properties, Strategic Realty Trust, and Cornerstone Ventures. Chambers USA has repeatedly recognized Robert for his Capital Markets: REITs practice, and has noted ... (view full description)

Sasha Bernier

Managing Partner
Hestia Holdings

Sasha Bernier is a Senior Vice-President and Investment Committee member of Cheltenham Investments, a single family office focused on investing in both debt and equity primarily in real estate opportunities and lower middle market companies. Mr. Bernier formerly served as a Vice President of Revere Capital, a real estate debt fund with the responsibility for underwriting and structuring new investment opportunities in the real estate debt space. Sasha Bernier has also worked at investment funds GSC Group, a credit focused hedge fund, and Barrington Capital, a debt and equity event driven hedge fund. Mr. Bernier graduated from the University of North Carolina at ... (view full description)

Kamal Bhatia

CEO & Co-Head
OC Private Capital

Kamal Bhatia is Head of Investment Products and Solutions at OFI Global and OppenheimerFunds in New York. His group is responsible for managing, developing and marketing products for the roughly $240 billion line-up of global equity, fixed income, alternatives and multi-asset strategies. In addition, he manages the product specialist teams for these strategies focusing on investment positioning and client engagement. Prior to joining OppenheimerFunds, he served many years in senior positions for investment products at the TIAA-CREF, Mellon Institutional Asset Management and Citigroup Global Corporate and Investment Banking.

Ronald Birnbaum

Financial Advisor
Creative Wealth Advisors, LLC

Ron Birnbaum has been an independent financial advisor since 1993. He specializes in estate and financial planning for high net worth clients while implementing tax efficient strategies. His vast knowledge of financial planning topics extends to qualified accounts (401k, SEP, IRA, Keogh, Roth IRA, etc.), alternative investments, retirement planning, reducing taxes, income generation, and Real Estate securities.  Ron's extensive experience in estate planning helps clients to navigate through decisions regarding retirement assets while also creating a living legacy for their heirs.  In addition to being a Massachusetts licensed insurance agent, Ron has also been providing 1031 rep ... (view full description)

Brett Brown

Managing Member
Dorado Peak

Brett M. Brown is transitioning to the role of managing member for his family's single-family office.  Dorado Peak Capital pursues positive change through innovation and investment in Technology, Oil & Gas, Minerals, Water, Real Estate, Ranching, Farming, Healthcare, and Private Equity.     In addition to his role serving his family, Brett also serves as Managing Partner of Double Jump Capital, a late stage royalty focused fund whose exclusive focus is investing into the video game and eSports industries.    Brett is also a member of ArchAngels Investors (“a group of family offices and ultra high net worth individuals who come together monthly to ... (view full description)

Brian Buehler

President & CEO
Triton Pacific Securities

Brian Buehler, President & Chief Executive Officer Mr. Buehler has over 20 years of investment planning, product development and distribution experience within financial services, commercial real estate, alternative investments and private equity. Mr. Buehler is a Partner at Triton Pacific Capital Partners, LLC, oversees the firm’s capital markets strategy, bringing his expertise in building distribution platforms that have raised capital to support more than $2 billion of alternative investment strategies.  Mr. Buehler is a principal of Tasty Brands, LP, a member of the firm’s investment committee and is the President & CEO of its managing broker dealer, Triton Pacific Securit ... (view full description)

Ken Carpenter

Rodin Global Property Advisors

Over his 17 year real estate career, Mr. Carpenter has acquired and managed over $2.5B of net lease properties, comprising over 12MM square feet of office, industrial, healthcare, retail, and special use properties. Mr. Carpenter also has significant experience financing net lease and other real estate as both a borrower and a lender.  In addition he has experience investing in various multifamily assets. Mr. Carpenter’s management experience includes leading a team of over 70 finance and investment professionals based in the U.S., Europe, and India.   Mr. Carpenter serves as a Managing Director of Cantor Fitzgerald. Prior to joining Cantor in January 2013, Mr. Carpenter was affi ... (view full description)

Connie Chen

Founder & CEO
Chen Planning Consultants Inc

Ms. Chen is an internationally renowned pioneer in the unique field of HOLISTIC multi-disciplinary approach in global corporate finance for Fortune 500 Corp.; State-Owned Enterprises (SOEs) and Institutional / Retail Investors. This best-practice of INDEPENDENT, comprehensive,  integrated strategic due-process have also served many of her global clientele including wealth management for family offices / enterprises; privately held companies; founders of charitable organizations for many generations as well.   Connie frequently served as mediator and arbitrator for American Arbitration Association (AAA) and NASD.  She has also served as an expert witness in Congressional hearings ... (view full description)

Tony Chereso

President & CEO
Institute for Portfolio Alternatives

As President  & CEO of the Investment Program Association, Tony brings over two decades of experience in the financial services industry – from capital markets, due diligence, corporate accounting, finance, audit, customer relations, administration, to sales and marketing. Prior Tony served as the Director of Capital Markets for UDF.  Prior to UDF he served as President aAs President & CEO of the Institute for Portfolio Alternatives, Tony brings over two decades of experience in the financial services industry – from capital markets, due diligence, corporate accounting, finance, audit, customer relations, administration, to sales and marketing. Prior Tony served as ... (view full description)

Michael Choate


Michael Choate is a partner in the Corporate Department and is a member of the Real Estate Capital Markets Group. Michael focuses on securities and corporate finance matters including public and private offerings of both equity and debt securities, with an emphasis on Real Estate Investment Trusts (REITs), mergers and acquisitions, corporate governance issues and federal securities compliance matters. Michael’s representative experience includes: >      Advising publicly-traded and unlisted REITs in equity and debt offerings of more than $20 billion >      Structuring public and private equity and debt offerings >      Representing publicly and privatel ... (view full description)

Courtney Clark

Managing Director
Aspen Peak Advisors

Courtney Clark founded Aspen Peak Advisors after having worked in corporate finance specializing in the global emerging growth space for over 12 years. As analyst at the boutique investment firm TerraNova Capital Partners she sourced issuers, both private and public, for investment banking services; with a primary focus on traditional and alternative energy and technology. Subsequently, as one of two Managing Directors in the Public Capital Markets Group she provided hands-on service and structuring through all stages of capital raising as well as after-market support.  Prior to TerraNova, Courtney worked in a Sales Director capacity for Resort Quest Inter ... (view full description)

Alice Connaughton

Morrison & Foerster LLP

Ali Connaughton is a partner in Morrison & Foerster’s Corporate Finance | Capital Markets  and REIT practices. She has been recognized as a leading lawyer for REITs by Chamber USA. Her practice focuses on representing public and private companies, including real estate investment trusts (REITs), in a variety of corporate and securities matters, including, among other things, public and private securities offerings and tender offers. She regularly advises boards of directors, audit committees and management with respect to strategic matters and corporate governance issues. Ali also routinely counsels public company clients with respect to compliance with federal and state securit ... (view full description)

Jack Creighton

Founder & Managing Member
Sourcenet Investment Services LLC

Jim Croker

Alston & Bird LLP

Jim Croker is a tax partner in the Washington, DC office of Alston & Bird LLP. Jim has represented numerous publicly traded and unlisted REIT issuers and underwriters in equity and debt offerings, as well as investment, divestment and joint venture transactions. He has also represented institutional investors making investments in public and private REITs. He has written and spoken on various REIT issues, particularly foreign investment in US REITs. He is a member of NAREIT and AFIRE.

Morris DeFeo

Co-Chair, Corporate Department
Herrick, Feinstein LLP

Morris F. DeFeo, Jr. is a partner and co-chair of Herrick's corporate department, where he focuses on domestic and international capital markets, corporate finance and M&A transactions, and corporate governance and compliance counseling for boards, committees and directors of public and private companies and not-for-profit entities. Morris advises public and private corporations, partnerships, limited liability companies, real estate investment trusts (REITs), and other clients in U.S. and cross-border joint ventures and strategic alliances, mergers and acquisitions, consolidations, asset and stock acquisitions and dispositions; and public and private offerings of debt and eq ... (view full description)

Donald Deans

Managing Director & CPA/PFS
Deans Consulting, LLC

Don has supported individual and corporate clients as a CPA for more than 40 years and as a registered representative for 18 years. Don has his BSIR and MBA from the University of North Carolina in Chapel Hill.   He began his career at Haskin & Sells in 1974 and was a partner at Deloitte Haskins & Sells from 1985-1990. In 1996, Don joined the financial services sector and he holds FINRA licenses 6, 7, 63, 65 and 24.   Don is a nationally recognized and much sought after speaker, published author, and thought leader in the accounting and finance communities. Don’s articles are published on The DI Wire at  His guidance has been sought out by t ... (view full description)

Manish Desai

Oaktree Real Estate Income Trust, Inc.

Manish Desai has served as President of the Oaktree Real Estate Income Trust since July 2017 and has been a director since February 2018. Mr. Desai joined Oaktree in 2004 and is involved in the investment and management of its real estate funds. As a managing director, his responsibilities include acquisitions, dispositions, financings/re-financings, asset management, development and redevelopment of all property types, with a primary focus on corporate transactions. He has worked with a number of Oaktree’s real estate portfolio companies and has served on the Board of Directors for STORE Capital Corp (NYSE: STOR) and International Market Centers, Inc. (both special ... (view full description)

Jeff Deweese

Lincoln Property Company

Mr. Deweese is responsible for all acquisitions, financing, management and leasing functions and has been with Lincoln since 2012. He began his real estate career with CBRE in Houston and became Managing Director of the company’s Fort Worth, Texas operations in 1987 and 1995 took over all operations for the company in Dallas, Fort Worth metropolitan area. In 2004, Jeff joined Bank of America as a Senior Vice President responsible for business development and commercial real estate lending, primarily for development. He was responsible for the origination of over $3 billion of new development financing with a variety of institutional clients – his largest client was Lincoln Pro ... (view full description)

Peter Fass

Proskauer Rose, LLP

      Peter Fass, a partner, co-heads the Real Estate Capital Markets Group, which handles all aspects of the disciplines involved in the execution of a real estate securities transaction (corporate, partnership, tax, ERISA, securities and real estate law). He is uniquely qualified to assist issuers, underwriters, lenders and investors (both taxable and tax-exempt) in evaluating a real estate securities transaction, structuring such a transaction and then executing the transaction from start to finish.         With over 40 years of experience in every type of real estate securities and syndication transaction, Peter has been counsel on many of the largest private and publicly off ... (view full description)

Merrie Frankel

Minerva Realty Consultants, LLC

Merrie Frankel has extensive experience in REITs, capital markets, credit ratings, portfolio management, equity and debt transactions, restructuring, workouts and strategic advisory assignments for corporate, institutional, public, private and nonprofit entities.    Ms. Frankel is a member of Agree Realty Corporation’s (ADC) board of directors, sits on the Audit Committee, and Chairs the Nominating and Governance Committee. She is the President of Minerva Realty Consultants providing Independent advisory services regarding the credit ratings process, strategy and litigation support for REITs and other real estate firms, hedge/opportunity funds, banks, lawyers and accountants mone ... (view full description)

Kevin Gannon

Managing Director
Robert A. Stanger & Co.

Mr. Gannon serves as Chairman of Robert A. Stanger & Co., directing the firm's activities, including mergers and acquisitions, valuation, litigation support and advisory services. Mr. Gannon has been the lead banker on real estate consolidation and mergers and acquisition transactions involving over $40 billion of real estate and management company’s assets. Mr. Gannon has also been active in the analysis, evaluation and sale of corporate and partnership investments in real estate, oil and gas, equipment leasing, agriculture, bio-technology, and food processing. Mr. Gannon has completed more than $1 billion in financing transactions in these areas including bank financings and private an ... (view full description)

Taylor Garrett

Orchard Securities, LLC

Taylor Garrett is currently the President and Partner of Orchard Securities, LLC, an investment bank focused on structuring and capital raising for private and public securities related to alternative investments. He has been actively involved in capital raising and structuring for over 300 different programs the company has represented. Since 2004, Taylor has been involved in sourcing over $4.1 billion in equity. Mr. Garrett graduated from Utah Valley University with a Bachelor of Science in General Business Management and a Masters in Business Administration at Brigham Young University. Mr. Garrett played collegiate baseball and actively plays golf and enjoys endurance running. ... (view full description)

Mark Gatto

Co-Chairman & Co-CEO
CION Investments

Mr. Gatto is Co-Founder, Co-Chief Executive Officer and Co-President of CION Investment Group, LLC (“CION”) and CION Investment Corp. (“CIC”). He is also a Director and Co-Chief Executive Officer of CION Ares Management, LLC and CION Ares Diversified Credit Fund (“CADC”). Mr. Gatto serves on the investment committee of CIC and the investment allocation committee for CADC. He joined CION in 1999. Mr. Gatto was formerly Executive Vice President and Chief Acquisitions Officer from May 2007 through January 2008. He served as Executive Vice President of Business Development from May 2006 through May 2007 and Vice President of Marketing from August 2005 through February 2006. Mr. Gatto was also As ... (view full description)

Jason Goode

Alston & Bird LLP

Jason Goode is a corporate partner and a member of the firm's REIT team. He focuses his practice on public and private securities offerings, mergers and acquisitions, corporate governance, securities law compliance, restructurings and other complex business transactions. He is a frequent speaker on securities and corporate governance issues. Mr. Goode regularly represents corporations and private equity firms in acquisitions, divestitures, mergers, financings and leveraged buyouts. He also represents numerous companies (including REITs) in their fund formation, public securities offerings and private placements. Mr. Goode regularly advises boards of directors on corporate governance is ... (view full description)

Neil Greene

SVP & Due Diligence
Newbridge Securities

Neil Greene’s career in the financial services industry began more than 27 years ago in the New York office of Lehman Brothers.  Currently, Neil is responsible for due diligence related to alternative investments and other packaged products, as well as the sales and marketing of the investments approved for sale at Newbridge Securities Corporation.  Neil has a diverse background in the financial services industry and is credited with building the insurance, annuity and alternative investment departments at Newbridge Securities.  He takes a strategic, yet personal approach when reviewing offerings and is active in the due diligence community attending various seminars and industry ... (view full description)

Robert Grunewald

Flat Rock Global, LLC

Robert K. Grunewald is the CEO and Founder of Flat Rock Global, LLC, an alternative asset manager focused on developing yield driven investment strategies in sectors deemphasized by banks.  Flat Rock’s initial fund, Flat Rock Capital is a BDC investing in first lien, senior secured loans to middle market companies. Mr. Grunewald previously served as the President and Chief Investment Officer of Business Development Corp. of America (BDCA).  During his tenure at BDCA, Mr. Grunewald grew the company from $2.5 million of assets under management to $2.7 billion.  BDCA was the top performing non-traded BDC in 2012, 2013 and 2014.  Mr. Grunewald hired the investment and origination tea ... (view full description)

Jon Haahr

Founder & Senior Managing Principal
Silver Portal Capital

Mr. Haahr founded Silver Portal Capital and is its Senior Managing Principal, having over 25 years of experience in real estate and the capital markets, with a track record that exhibits a depth of investment banking, investment advisory and capital raising expertise. He directs a team that provides services in the areas of strategic/financial advice and capital formation to a focused group of private and public real estate clients owning/operating all types of commercial, healthcare, and hospitality properties. Mr. Haahr has also worked extensively in the non-traded REIT sector, providing strategic/financial advice to senior management teams and boards of directors. He has been managing und ... (view full description)

Howard Hirsch

Chief Legal Officer
Griffin Capital Essential Asset REIT

Howard S. Hirsch is the Chief Legal Officer and Secretary for Griffin Capital Essential Asset REIT II, Inc., positions he has held since April 2019. From June 2014 to April 2019, Mr. Hirsch served as Vice President and Secretary. Mr. Hirsch served as Chief Legal Officer and Secretary of Griffin Capital Essential Asset REIT, Inc. (GCEAR) from December 2018 to April 2019. Prior to that, he served as GCEAR's Vice President and Assistant Secretary from January 2015 until December 2018. Mr. Hirsch also serves as Vice President and Assistant Secretary of Griffin Institutional Access Real Estate Fund, positions he has held since January 2015; and as Vice President and Assistant Secretary of Griffin ... (view full description)

Bryan Jacobsen

Chief Commercial Officer

Bryan Jacobsen has worked with various broker-dealers and RIA compliance departments for more than 20 years.  Since March of 2017, Bryan Jacobsen has served as Chief Compliance Officer of Resource Securities a wholly owned subsidiary of Resource America Inc.  Prior to joining Resource Securities, Mr. Jacobsen served as the Chief Compliance Officer for Cetera Advisor Networks, the 9th largest independent broker-dealer in the United States.  Prior to his role as CCO of Cetera Advisor Networks, Mr. Jacobsen also served Cetera Financial Group’s Wealth Management Division. In that role he orchestrated the overall investment advisory compliance functions for Cetera’s four legacy broker-dealers. Pr ... (view full description)

Minh Le


Minh Q. Le is a Director in FINRA’s Corporate Financing Department.  He has over 20 years of experience in the regulation of broker-dealer participation in public and private offerings.  Currently, Minh is responsible for managing the Department’s Private Placement Review and Investigations program.  His duties also include developing policy and providing guidance on corporate financing and other capital-raising related issues. He also manages the Corporate Financing Department’s Rule Exemption and Interpretation Request process and regularly works with FINRA’s Examination and Enforcement staffs on examinations and investigations.    Minh is currently a member of FINRA’s Regulato ... (view full description)

David Leavitt


David is a principal in PwC’s New York Real Estate tax practice.  David also is the Asset & Wealth Management Tax Technical Leader for PwC’s national asset and wealth management tax practice.  He serves clients in the investment management industry on a wide range of tax matters with a specific focus on the real estate industry.  David’s experience includes structuring open and closed end real estate funds focused on credit and equity on behalf of fund sponsors and structuring investments in such funds in a tax-efficient manner for taxable, US tax-exempt, non-US governmental, and other non-US investors. David also advises clients on structuring mergers and acquisition transac ... (view full description)

Rosemarie Leong

Due Diligence Manager
Silverhawk Private Wealth

Rosemarie brings 20 years' experience in the securities industry, currently serving as due diligence consultant for Silverhawk Private Wealth, a wealth management firm located in Scottsdale, Arizona. She has worked in wholesale distribution channels, as a financial advisor at Paine Webber, managed the top financial planning team at SmithBarney/Los Angeles and served as a VP at Prudential Financial/Los Angeles where she became the firm's #1 national high net worth client asset manager. Previously, Rosemarie was a statistical analyst at the United Nations International Labor Organization (ILO) in Geneva, Switzerland. She is fluent in five languages.

Steven Lichtenfeld


Steven L. Lichtenfeld is Co-Chair of both Proskauer Rose's Real Estate Capital Markets and Real Estate Finance Groups where he focuses on public offerings and private placements of debt and equity securities, mergers and acquisitions, senior and mezzanine financings and other corporate, partnership and limited liability company matters. Recognized by Chambers USA as “a strong advocate who will leave no stone unturned", Steven brings to bear the unique ability to handle all aspects of real estate capital markets and finance transactions involving debt, equity, fund formation, mergers and acquisitions, REITs and joint ventures. In fact, Steven handles every facet of these transactions, includi ... (view full description)

Adam Lotterman

Senior Portfolio manager
Bluerock Real Estate

Mr. Lotterman is co-founder of Bluerock Fund Advisor and has been a key member of the Fund’s investment team since its inception in 2012. He currently serves as the Fund’s Senior Portfolio Manager as well as the Advisor’s Lead Economist. Prior to joining Bluerock, Mr. Lotterman was Vice President of Forman Capital, a private commercial real estate lender, and previously worked as Senior Valuation Analyst at Bayview Asset Management (former hedge fund affiliate of The Blackstone Group). From 2005 to 2010, Mr. Lotterman was the Senior Analyst for Goodkin Consulting, the former real estate consulting arm of PricewaterhouseCoopers.   Additionally, Mr. Lotterman was an Adjunct Profess ... (view full description)

Donald MacKinnon

Portfolio Manager, Commercial Real Estate
Sound Point Capital Management

John P. McCarthy Jr.

CEO & President
Starwood Real Estate Income Trust

John P. McCarthy, Jr. Chief Executive Officer, President and Director   John P. McCarthy, Jr. has served as our Chief Executive Officer and President since our formation in June 2017 and as a member of our board of directors and the Advisor’s Investment Committee since November 2017. Mr. McCarthy has also served as Managing Director of Starwood Capital since July 2015, where he is responsible for managing and expanding relationships with Starwood Capital’s investors around the world. Mr. McCarthy previously served Global Head of Asset Management for Starwood Capital from March 2009 to May 2012, during which time he also served as a member of Starwood Capita ... (view full description)

Justin Milberg

Portfolio Manager, Diversified Income Fund

Justin Milberg serves as the Portfolio Manager for the Resource Real Estate Diversified Income Fund. Prior to joining Resource, Mr. Milberg was a Managing Director in the Financial Institutions Investment Banking Group at Merrill Lynch and before that was a Managing Director at Lazard. Mr. Milberg has 25 years of experience in the financial services industry, and has an MBA from The Wharton School of Business and a BA from Cornell.

Jonathan Miller

President & CEO
Parsonex Enterprises

Jonathan Miller is the President & CEO of Parsonex Enterprises, Inc. and its affiliates and has been an investment professional, financial services executive and entrepreneur for over 18 years. Mr. Miller owns several companies including two broker dealers, an SEC registered investment adviser, an insurance agency, and a private fund group.  The firm has approximately 70 representatives and 10 branch offices and is headquartered in Englewood, Colorado.  In 2015 the firm acquired Avere Financial Group, LLC, a private placement broker dealer in Dallas, Texas to increase its distribution of alternative investments.  Mr. Miller is a founding partner of Apex Integrated Capital, LL ... (view full description)

Chris Milner

Head of Commercial RE Investment Management
Cantor Fitzgerald

Chris Milner is Head of CRE Investment Management at Cantor Fitzgerald L.P. Mr. Milner joined Cantor in 2013 to establish the firm’s commercial real estate investment management platform and is responsible for strategic planning, product development, client relations and portfolio management.  Cantor is an active sponsor of DST programs, the advisor of Rodin Global Property Trust, a non-traded REIT focused on net leased real estate and Rodin Income Trust, a non-traded REIT focused on the commercial real estate debt sector. Cantor is also the manager of Resolution Recovery Partners, a distressed commercial real estate debt and equity fund for institutional investors. Previously, M ... (view full description)

Ned Montenecourt

Chief Risk & Compliance Officer
Phoenix American Financial Services

Ned Montenecourt, CRCP is Senior Vice President and Chief Risk and Compliance Officer at Phoenix American. He is responsible for managing all aspects of the firm’s risk and compliance framework as well as helping to hone the firm’s business strategy. He has vast experience designing, building and implementing risk control programs at financial services entities ranging from start-ups to large public institutions. His expertise centers on systems integration, supervisory controls, process automation, regulatory training, regulatory and audit exam management and operational risk.     Prior to joining Phoenix American, Ned held senior executive risk roles at Deutsche Bank and ... (view full description)

Kirk Montgomery

Kirk Montgomery Law, LLC

Kirk Montgomery is the Managing Partner of Kirk Montgomery Law, a law firm specializing in legal and regulatory matters related to real estate and other private placement offerings as well as broker dealer, registered investment advisor and family office law and governance.   Kirk is also a principal of recently formed Addison Montgomery, LLC, a consulting company focused on the structuring, formation and distribution of alternative investments. Addison Montgomery also specializes in charitable foundation formation, governance, strategic grantmaking and next gen program development.   For over 30 years, in addition to private practice experience, Kirk served as Genera ... (view full description)

Glenn Mueller

Real Estate Investment Strategist, Managing Director
Black Creek Group

Glenn R. Mueller, Ph.D. Dr. Mueller has 42 years of real estate industry experience, including 35 years of research.  Mueller is internationally known for his market cycle research on income producing real estate, his real estate securities analysis (REITs) research and his public and private market investment strategies and capital markets analysis.   He is a Professor at University of Denver’s, F.L Burns School of Real Estate & Construction Management, teaching and doing research in real estate market cycles, development, feasibility, investments and real estate capital markets (REITs & CMBS).  The academic program started in 1938 and offer ... (view full description)

Elliot Noma

Managing Director
Garrett Asset Management

Derek O'Leary

Owl Rock Capital Partners

Daniel Oschin

Chief Strategy Officer
Shopoff Realty Investments, L.P.

Daniel Oschin is Chief Operating Officer of Shopoff Realty Investments. He is focused on cultivating the companys platform of distinctive public and private programs, enhancing its brand and market presence, and broadening the visibility and impact of its added value, institutional co-investment model. For more than twenty five years, Mr. Oschin has owned, operated and managed businesses in a range of industries, including securities and financial services, real estate, asset management, international and domestic manufacturing, retail, non-profit and trust management. As a leader in the securitized real estate industry, he has been instrumental in the development of ... (view full description)

Melissa Osika

Associate Partner
Herr Capital Management

Melissa joined Herr Capital Management in 2017 with over 10 years in the financial planning field. She has a distinct skill set and passion for helping engage client’s in a life of prosperity. She is a true advocate for her clients. She helps her clients find a healthy relationship with their money, which in turn, allows them to flourish or thrive in any financial environment. Not every approach is right for each client or company, so with her aspiration to learn and desire for commitment she looks at each client’s financial picture from every angle. She is successful at asking clients thought-provoking questions to assist in helping the clients figure out what's important to them about thei ... (view full description)

Phillipp Pieper

Swarm Fund

Lauren Prevost

Morris, Manning & Martin LLP

Lauren B. Prevost is a partner in the Corporate, Securities and Real Estate Capital Markets Practices at Morris, Manning & Martin, LLP. Ms. Prevost has more than 25 years of experience representing issuers, underwriters and selling shareholders in connection with registered public offerings. In addition, Ms. Prevost represents corporations and funds in connection with private placements and other exempt securities offerings. Ms. Prevost devotes a significant portion of her practice to representing sponsors of non-listed REITs, guiding sponsors through the program structuring and initial public offering process, and providing counsel with respect to ongoing reporting requirements, corpora ... (view full description)

Ross Prindle

Managing Director & Global Head, Chicago
Duff & Phelps Real Estate Advisory Group

Ross is primarily focused on real estate consulting for real estate investment trusts (public & private), private equity and hedge funds, corporate and institutional owners/operators of real estate.  Ross has a distinct competency to complete large multi-property, multi-national & global valuation engagements.  Mr. Prindle has had several engagements completed for publicly traded and publicly non-traded REITs.   Ross’s work has been completed for financial reporting and tax purposes including valuations for setting of Net Asset Value (NAV) (FINRA 15-02), purchase accounting, IRS Section 338 (h)(10) elections, IRS Section I.897-1(b) foreign ownership of real property, IRS ... (view full description)

Biff Pusey

Co-Founder & Member
CrossGrain Family Investments LLC

Biff is co-founder and member of CrossGrainFI and has worked with ultra high net worth families and multi-generational investment programs for more than two decades. He was previously a Partner with Kimble Advisory LLC, a boutique multi-family office, Senior Vice President and Senior Wealth Advisor at Keel Point, LLC, a large multi-family office and institutional wealth advisor, and Vice President of Non-Traditional Investments and Family Office Services with JoycePayne Partners, a fiduciary advisory firm. Before that, he managed a family investment and consulting company, was Senior Vice President for Financial and Risk Management Services at a petrochemical industry technology firm, and wa ... (view full description)

Perrin Quarshie

CEO & Founder

Perrin is the founder of RealBlocks. He also founded Dwell.City, an online brokerage and management platform that leveraged the blockchain to connect real estate developers with family offices. Perrin began working on Dwell.City while completing his graduate studies at MIT. Prior to Dwell.City, Perrin worked in Investment Banking at Barclays, where he covered Mergers and Acquisitions of various REITs (Real Estate Investment Trusts). Before Barclays Perrin worked at NAC International, where he focused on nuclear manufacturing, construction and technology within Japan and in the United States. Perrin Graduated with honors from Georgia Institute of Technology, during which time he completed sev ... (view full description)

Mark Quinn

Director of Regulatory Affairs
Cetera Financial Group

Mark Quinn is the Director of Regulatory Affairs for Cetera Financial Group, the corporate parent of a group of broker-dealers and Registered Investment Advisors with more than 7,500 representatives located across the United States.  He manages a team of professionals responsible for examinations, investigations, and enforcement activity with regulatory agencies including the SEC, FINRA, DOL, and state securities authorities.   He is also responsible for advocacy and development of regulatory policy on behalf of the firm.   Prior to joining Cetera, Mr. Quinn was the Chief Risk Officer of First Allied Securities, Inc., and was formerly Senior Vice President and General Counsel of Royal Allian ... (view full description)

John Mark Ramsey

Co-Founder & CEO
Sentio Investments, LLC

John Mark Ramsey is the Co-Founder and Chief Executive Officer of Sentio Investments, LLC, which offers flexible real estate capital solutions for senior housing and medical facility owners, operators and developers. Sentio Investments most recently served as the sole advisor to Sentio Healthcare Properties, Inc.  Sentio Healthcare Properties was a real estate investment trust, which invested exclusively in healthcare related real estate. Mr. Ramsey served as a Board member, President and Chief Executive Officer of the REIT.  Since becoming the lead executive in January of 2012, the Company successfully attracted institutional capital and more than doubled the size of the platform.  Mr. Rams ... (view full description)

Nicholas Rotello

Innovest Portfolio Solutions LLC

Mitchell Sabshon

President & CEO
Inland Real Estate Investment Corporation

Mitchell A. Sabshon is President and Chief Executive Officer of Inland Real Estate Investment Corporation (“Inland Investments”), one of the nation’s largest sponsors of real estate investment trusts and private securities products.  He is responsible for leading the execution of Inland Investments’ long-term business strategy and capitalizing on opportunities for new product development and growth. Mr. Sabshon is also Chief Executive Officer and President of Inland Real Estate Income Trust, Inc., a publicly registered, non-listed multi-tenant retail REIT and of Inland Residential Properties Trust, Inc., a publicly registered, non-listed multi-family REIT, and Chief Executive Officer of Inpo ... (view full description)

Michael Slinde

Sr. Investment Product Analyst
Inland Private Capital

Mike Slinde works as a Sr. Investment Product Analyst, interacting with Broker Dealers, Financial Advisors, and Investors on IPC's 1031 exchange products. Mike has been involved in the acquisition of over $450 million in commercial real estate, and involved in the capital raise of over $1.3 billion of equity from 1031-Exchange investors. Mike has extensive experience in property and asset management of multifamily, office, and industrial assets. Prior to Inland Private Capital, Mike worked for Colliers International in Minneapolis. He holds a bachelor’s degree in Business Administration with an emphasis in Property Management from the University of Wisconsin-Stout, and a Master’s Degree in R ... (view full description)

David Sobelman

Founder & CEO
Generation Income Properties

David Sobelman has a sole, yet multifaceted, focus on triple net lease investment properties, on a national scale, which began in 2002. David speaks with authority and experience from every position within a net lease transaction and his role within this ever-popular niche industry entails investing, research, brokerage, management and education. However, his position of being a role model and mentoring others in the industry is the aspect of his position he takes most seriously.   David practices what he preaches, personally investing in net lease and other real estate assets since 2003, which led to the formalization of a private real estate fund and subsequently a public real ... (view full description)

Jesse Stein


Jesse Stein is the Chief Investment Officer at Compound, a technology-enabled asset management firm that creates city-specific residential real estate funds. Jesse also serves as Chief Executive Officer of NY Residential REIT, Compound’s first offering, which is focused on Manhattan residential properties. Previously, Jesse was a founding member and Chief Operating Officer of ETRE Financial, a real estate information technology company where he developed a trading platform specifically designed for real estate securities and partnered with Nasdaq on a series of REIT Indexes. He is a graduate of Cornell University and also holds a Masters Degree in real estate investment from NYU.

Allan Swaringen

President & CEO
JLL Income Property Trust

Mr. Swaringen has served as President & CEO of JLL Income Property Trust since November 2011.   As Chief Executive Officer, Mr. Swaringen leads the investment team and is responsible for all investing, asset management and finance functions, along with overseeing the strategic direction of the company. Additionally, Mr. Swaringen has served as Fund Manager for the company since its inception in 2004. As a Managing Director for LaSalle Investment Management, Mr. Swaringen also served, from its founding in 2000 until 2012, as President and Portfolio Manager for LaSalle Investment Company I and II, the firm's global co-investment program which invested in excess of $1.2 billion ... (view full description)

Kurt Tesh

SVP & Due Diligence Officer
Kalos Capital, Inc

Kurt Tesh has been in the investment industry for over thirty years, spanning the breadth of responsibilities in securities research and portfolio management.  His career has included due diligence roles with independent broker dealers and advisory firms, portfolio management with a trust company and registered investment advisors, and research and advisory roles in a national institutional consulting firm.   Mr. Tesh is a Charterholder member of the CFA Institute and has served as a trustee, committee chair, and officer of the Atlanta and South Florida societies.  He was recognized as a Due Diligence “All-Star” by Financial Planning magazine, and served on the investmen ... (view full description)

Rosemarie Thurston

Alston & Bird LLP

Rosemarie Thurston is a partner and leads the firm's REITs and Real Estate Funds practice. Ms. Thurston represents numerous REITs, real estate funds and real estate operating companies in their fund formation, public securities offerings, private placements, mergers and acquisitions, joint ventures, roll-ups, and ongoing securities law compliance. Ms. Thurston also counsels broker-dealers on compliance with applicable regulations of the Financial Industry Regulatory Authority (FINRA) in connection with the distribution of securities. She is one of the nation's most experienced attorneys in public securities offerings for REITs, having been lead counsel for over $50 billion of the ... (view full description)

Tim Trifilo

Partner-National Real Estate Tax Leader
CohnReznick LLP

Timothy Trifilo is a partner in CohnReznick's Tax Practice with more than 18 years of experience. He advises global clients in the asset management, private equity, and real estate industries, including opportunity funds, venture capital, public and private REITs, institutional investment advisors, and real estate owners/developers. Timothy specializes in structuring global private equity funds and investments with diverse investor profiles and in providing transaction support and advice on fund formation, public and private equity offerings, capital structures, REIT formation and qualification issues, real estate workouts, and M&A transactions. He also has significant experi ... (view full description)

Dallas Whitaker

Carter Validus

Dallas Whitaker serves as Chief Investment Officer of our advisor and Chief Portfolio Manager of Carter Validus Advisors II, LLC where he oversees portfolio leasing activities and acquisitions for more than $1.4 billion in real estate. Mr. Whitaker has a 32-year career in commercial real estate, predominantly working with, and advising, public and private institutional real estate owners, developers and investors and has participated in over $4 billion of acquisitions, development, leasing transactions and fundraising activities. His expertise comprises a range of commercial property services, investment advisory capabilities and risk capital management. Previously, Mr. Whitaker founded G ... (view full description)
Sign In
Sign in with LinkedIn
Contact Information
1120 Avenue of the Americas, 6th Floor
New York, NY 10036 USA

Phone: +1 (212) 901-0506
(8:30 AM - 5:30 PM Eastern Time / Monday-Friday)


Event Contacts for 15th Annual New York Non-Traded REIT & Retail Alternative Investment Symposium


Below are the terms and conditions governing your use of Euromoney USA LLC ("IMN") this website and any products or services connected therewith. By using the website or services connected with the website, you acknowledge and agree to the following:

*Your Obligations. You represent and warrant that you have the capacity to agree to these Terms and you are at least eighteen (18) years of age. To the extent any individual accesses a Site or uses a Service as an employee, partner, director, agent or representative ("Agent") of any legal entity which is a Subscriber, the Agent warrants that he or she has authority to agree to these Terms on behalf of the relevant legal entity.

You will procure that you and any licensed user under your subscription will: (a) comply with all applicable laws in relation to the site and services, including without limitation, laws relating to the use of Intellectual Property; (b) not use the site or the content outside the scope of permitted use and will not infringe any Intellectual Property or other rights in or relating to the site or the services or of any third party; (c) not copy, reproduce, recompile, decompile, disassemble, reverse engineer, upload, download, transmit, create derivative works from or otherwise exploit or tamper with the site or any software embodied in any site or service; (d) not prevent or restrict the use of any site or service by other authorized users nor hack into or cause damage to any server or other equipment operated by us; and (e) comply fully with these Terms.

*No IMN Warranties or Representations. IMN makes no warranty, express or implied, concerning any use of this website or any service or product provided in connection with this website. The services and products provided by IMN are provided on an "AS IS" basis. IMN disclaims any implied warranty of merchantability or fitness for a particular purpose, including any warranty for the use or the results of the use of the products or services. IMN is not responsible for correcting, maintaining or updating the data and services made available on this website.

Any material and analysis provided by or through IMN or this website is not a recommendation that must be followed or an offer, or solicitation of an offer to buy or sell any financial product; IMN does not recommend that you enter into a particular transaction or represent that any product or service described on this website is suitable for you or your company. Nor is any information displayed here promoting any particular financial product, service or trading strategy in any jurisdiction where such an offer or solicitation, or trading strategy may be prohibited. As all prudent investors know, some transactions, including but without limitation, those involving high-yield securities, give rise to substantial risk and any investment decision you may make is your own. You should not enter into any transactions unless you have fully understood all such risks and have independently determined that such transactions are appropriate for you. Any discussion of the risks contained herein with respect to any product should not be considered to be a disclosure of all risks or complete discussion of the risks mentioned.

*Restricted Use. As a user of this website, you are not permitted to display, modify, copy, print or otherwise use the information made available to you here only for your own use. You are not permitted to publish, transmit, or otherwise make this information available in any format to any third party without the prior express written consent of IMN. You also are not permitted to change or remove any copyright (©), trademark (®, SM, TM) any other notices displayed with the information. IMN can modify the information at any time and for any reason at its sole discretion. Unless expressly stated otherwise herein, no rights are granted to you regarding the information on this website from IMN or any other source, including third party providers of information for this website, which shall under no circumstances be liable to you in any way.

*IMN Monitoring. Your use of the products and services on this Web site may be monitored by IMN in any lawful manner, and that the resulting information may be used by IMN for its internal business purposes or in accordance with the rules of any applicable regulatory or self-regulatory organization.

*Website or Internet failure. IMN shall have no liability, contingent or otherwise, to you or to third parties, or any responsibility whatsoever, for the failure of any connection or communication service to provide or maintain your access to this service, or for any interruption or disruption of such access or any erroneous communication between IMN and you. IMN also does not warrant or represent that the website shall be completely secure, specifically including without limitation, that no unauthorized person shall intercept or access information transmitted by you.

*Website Access. Access to this website is restricted by password and only authorized IMN registrants may use the website. Any unauthorized access shall be the responsibility of the Registrant and his or her company and IMN shall not be liable for any damages arising out of such unauthorized access. You agree to: (1) Keep your password confidential; (2) prohibit others from using your account; (3) refrain from using other Users’ accounts; (4) refrain from selling, trading, or otherwise transferring your account to another party; and (5) refrain from charging anyone for access to any portion of DirectConnect, or any information arising therefrom. You are also responsible for anything that happens through your account unless you can demonstrate that your account was accessed without your knowledge or fault.

*User Communication. To the extent permitted while using DirectConnect, you can use and participate in groups, free to post and delete comment on the website. You are solely responsible for your interactions with other users. IMN may limit the number of connections you may have to other users and may at its sole discretion prohibit you from contacting other users through use of the Services or otherwise limit your use of the Services.

If you violate this Agreement while posting, that content may be removed without further notice or the rights of others posting here. Nothing you post here is confidential or proprietary and you are cautioned that other posters or viewers may use any information posted here. By posting here you agree that IMN is not responsible for the misappropriation or misuse of any information posted on this website.

*Privacy. Any submissions, including private personal information, like names, addresses and so on, are voluntary and you waive any and all rights you have to the protection of that information. By submitting ideas, suggestions, documents or other matter ("Submissions"), you agree that: (a) the Submissions are not confidential or proprietary information; (b) IMN has no obligation to keep the submissions confidential; (c) IMN can use or disclose the Submissions for any purpose, in any way, in any media worldwide; (d) if asked, you will irrevocably assign to IMN all rights to your Submissions; and (f) you are not entitled to any compensation of any kind from IMN under any circumstances.

*Content by Becoming a User of DirectConnect: As part of obtaining registration access to DirectConnect, unless you opt out, you may receive invitations to network from other conference attendees. We may also send you emails to keep you updated on developments in the site and services. Your registration for and/or subscription to such an email service and your use of the content received through these email services will be subject to these terms. You can unsubscribe to our email service by changing your email preferences on the website.

*License. If you comply with all your obligations under this Agreement, IMN grants you a limited, revocable, nonexclusive license and right to access the Services, through a generally available web browser, mobile device or application view information and use the web pages and in accordance with this Agreement for your use only. Any other use of DirectConnect is strictly prohibited. All rights not expressly granted in this Agreement, including, without limitation, title, ownership, intellectual property rights, and all other rights are retained by IMN.

*Anti-Hacking. You expressly agree not to use or attempt to use any "virus," "spyware," "malware," "adware," "Trojan horse" "deep-link," "scraper," "bot," "spider," "data-mining," "computer code" or any other automated device, program, tool, algorithm, process, or methodology or manual process having similar processes or functionality, to access, acquire, copy, or monitor any portion of this website or content. You also agree not to obtain or attempt to obtain through any means any materials or information on the website that have not been intentionally made available either by their public display on the Web Site or through their accessibility by a visible link or portal. You further agree not to violate the security of the website or attempt to gain unauthorized access to the website, data, materials, information, computer systems or networks connected to any server, through hacking, password mining or any other method.

*No Linkage. You expressly agree not to link or attempt to link to this website or the web pages contained herein.

*Third Party Information. Some of the information you access here is the property of third parties, made available here with the express permission of those third parties. IMN is not responsible for the content of any third party information provided on this website. You are cautioned that any further use of that information by you may be subject to the rights of those third parties and you may be required to obtain a license to use any such information. Failure to obtain third party permission may be a violation of federal law. You should contact the third party provider of the information to ascertain the requirements for using the information.

*Copyright and Trademarks. The layout of the website pages, graphics and pictures used and the collection of individual contributions are protected by copyright. All copyrights belong either to IMN, the third-party content providers or both. Either IMN or the third-party content providers own all trademarks and service marks depicted here.

*Indemnification. You agree to indemnify hold harmless and defend IMN, including our employees, officers, agents and contractors and our related entities and their employees, officers, partners, agents and contractors ("Indemnified") and continue to keep the Indemnified indemnified from and against any actions, proceedings, claims, demands, costs (on a full indemnity basis including, without limitation, reasonable legal and accounting fees) brought or made against the Indemnified by any person arising in connection with your use of the Website or content, or a breach of your representations and warranties in the Terms and Conditions of Use or this Agreement, or your violation of any of the Terms and Conditions of Use or this Agreement or any other activity in which you engage on or through, and from and against any damage, loss(whether personal or property, and whether direct or consequential, including without limitation consequential financial loss), cost or expense suffered or incurred by any Indemnified as a direct or indirect consequence thereof.

*Changes in Terms and Conditions. IMN may at any time revise the terms and conditions by which you may access the website or use IMN products or services. By using this website and IMN products and services, you agree to be bound by any such revisions and should therefore periodically visit this page to determine the then current version of this document.

*Limitation of Liability. Neither we, nor any of our suppliers, officers, employees, partners, affiliates, subsidiaries, successors and assigns, agents or representatives (our "Representatives") will be liable to you for:

(a) any incidental, punitive, indirect, special or consequential damage, loss or expenses, including but not limited to any loss of business, contracts, revenue, or profits, any business interruption, security breach, loss of data, loss of goodwill or reputation or other pecuniary loss suffered by you, even if we or any of our Representatives have been advised of their possible existence; nor? (b) any direct damage loss or expenses arising from loss of customers, loss of profits, loss of anticipated profits or loss of savings.

*Termination. You may terminate this Agreement, for any or no reason, at any time, when IMN receives notice from you. IMN may terminate the Agreement and your account for any reason or no reason, at any time, with or without notice. This cancellation shall be effective immediately or as may be specified in the notice and may include disabling your current and future access to DirectConnect. IMN may also suspend or terminate this Agreement if you invite other users with whom you do not know to connect; abuse the any DirectConnect messaging services; creating multiple or false profiles; infringe on any intellectual property rights, violating any provisions in this Agreement, disparage IMN or its executives, Board members, affiliates, staff or other related entities or persons, or exhibit any other behavior that IMN, in its sole discretion, deems contrary to the purpose of the website.

*No Waiver. Failure by either party to exercise any right or remedy under these Terms does not constitute a waiver of that right or remedy.

*Entire Agreement. These terms (including any terms incorporated by reference in these terms), constitute the entire agreement between you and us with respect to your access to and use of the website or receipt of any service and supersede all prior agreements, negotiations and discussions between you and us relating to the same.

*Law and Jurisdiction. Where you visit, register and/or subscribe to a this site or related service (as indicated on this website or otherwise notified to you), these terms (and any dispute or claim arising out of or in connection with these terms, including non-contractual disputes or claims), to the maximum extent permissible under the law of the territory that you are located in, will be governed by the laws of the State of New York. Any action to enforce these terms shall be brought in a federal court or a state court located in the state of New York, county of New York, and you agree to submit yourself to the personal jurisdiction of those courts in any such action.

*Force Majeure. We shall not be deemed to be in breach of these Terms by reason of any delay in performing, or any failure to perform any service or our obligations in relation to these Terms, if the delay or failure was due to any cause beyond our reasonable control, including but not limited to acts of God, explosions, floods, fire or accident, war or threat of war, terrorism or threat of terrorism, sabotage, civil disturbance, epidemics, prohibitions or measures of any kind on the part of any governmental, parliamentary or local authority, import or export regulations or embargoes, or industrial actions or trade disputes (whether involving our employees or of third parties).

*Severability. If any provision of these Terms is found to be wholly or partially invalid, void or unenforceable by any court having competent jurisdiction or by virtue of any legislation or any other reason, that provision shall be invalid, void or unenforceable to that extent only and no further and the validity and enforceability of the remaining provisions of these Terms shall not be affected.

*Notices. Any notice given pursuant to these Terms shall be made by email or first class post, in the case of you, to the address provided on your registration form and, in the case of us, to the address posted on the website or otherwise notified to you in relation to any relevant service. Any such notice shall be deemed to have arrived if sent by post within three (3) days of posting and if sent by email at the time of transmission.
Information Management Network - Privacy Notice

Introduction - Who we are

Euromoney Institutional Investor PLC (“Euromoney”, “we”, “us” or “our”) is an international business-information group covering asset management, price discovery, data and market intelligence, and banking and finance. The group also runs an extensive portfolio of events for the telecoms, financial and commodities markets.

For a full list of our brands and group companies, please click on this link. Euromoney and its group companies are committed to respecting the privacy of every person who visits, registers with or subscribes to our websites, publications, events and other products or services.

Euromoney is the primary data controller of personal data collected through this website or that we may collect in different ways as described in this Privacy Notice. If you are contacted by our other group companies, they will also be controllers of your personal data. This means that they are responsible for how your personal data is used, just as we are. You may contact any of these companies directly, or you can contact Euromoney by emailing or writing to the Data Protection Officer at Euromoney Institutional Investor PLC, 8 Bouverie Street, London EC4Y 8AX, United Kingdom.

This Privacy Notice was updated on 23 May 2018

Our Approach to Your Privacy

This Privacy Notice outlines the information we may collect about you in relation to your use of our products and services (“personal data”). It also explains the legal rights that you have in relation to your data and how you may exercise these rights.

Some of our group companies may collect and use personal data for different purposes; those companies have their own websites and privacy notices.

We will process your data for the following lawful purposes: with your consent; to fulfil our obligations to you; and where there is a legitimate interest to do so.

When possible, we rely on your consent to use your data for the purposes described in this Privacy Notice. We also process personal data to fulfil our contractual obligations to you, for example, when you register for any of our services, subscribe to a publication, sign-up for an event or purchase a product from us, we will need to process some of your personal data. This will also include details of the person/people responsible for payment (if different).

We may determine that processing your personal data serves both of our legitimate interests. This is the case in relation to many of our research, customer survey, sales, marketing and advertising activities described in this Privacy Notice. These activities allow us to better understand your requirements, which in turn enables us to provide you with a better service. We review the bases for our processing decisions carefully and you can object to these activities at any time (see the “Your Rights” section of this Privacy Notice).

What Personal Data We Collect & Why

Our primary goal in collecting personal data from you is to give you a relevant customised experience of our products and services.

  • Registration, Free Trials & Subscriptions

    When you register with our website and/or sign up for a free trial of our products or services, we may ask you to provide your name, address, email address and telephone number, and details relevant to your occupation or employer.

    If you subscribe to one of our products or services, we will also ask for payment details. Credit/debit card payments are processed using a third party supplier and we do not retain the credit card data (see the Third Party Sites of this Privacy Notice). Address details may be shared with third party service providers engaged by us for order fulfilment, delivery and payment collection. This personal data is used by us to complete subscription requests.

  • Events & Conferences

    If you have registered for an event through a group website we may collect personal data including: name, job title, company, address, telephone number and email.

    This information is necessary so that we can complete your registration for the event and provide you with relevant event materials.

    We may also provide delegate details (e.g. name, email) to event sponsors who, subject to your consent, may contact you for their own advertising and marketing purposes.

  • Advertising & Marketing

    We use the personal data you provide us and which we collect from you to inform you about similar products and services which we provide. We may send you marketing communications that are sponsored by our partners and which are targeted to your interests based on information you have provided us such as job title, employer and/or industry. If you have consented to receive information from other Euromoney group companies, we may share your personal data with these companies so that they can fulfil your request to receive marketing materials in accordance with your preferences. We will not share your personal data with any third parties for their own marketing purposes unless you have provided your consent.

    Each of the Euromoney group companies that may contact you is a data controller in relation to the personal data that you have agreed to share with them. If you have any questions or concerns, you may contact the individual company, or us – using the contact details set out in the “Who We Are” section.

    You can opt out from receiving such materials at any time.

    The personal data we may use for advertising and marketing purposes includes your name, email address, job title, phone number, company name/employer, geo location, postal address and data collected using cookies and other similar technology (Please read our separate Cookies Policy to find out more about which cookies we use, how they work and how you can control your cookie options).

    Marketing materials are sent electronically, by post and we may occasionally call you.

  • Online Targeted Advertising

    We use targeted advertising on our websites to display advertisements that are relevant to what we believe are your interests. In order to deliver relevant advertisements, we use third parties to deliver cookies that collect information about your IP address and how you interact with our sites (e.g. browsing information, which articles you have read etc.). This data is used by the third parties to determine which advertisements may be of interest to you.

    We may also share your personal data with third parties to deliver targeted advertising to you on other websites (e.g. Twitter Tailored Audiences or Facebook Custom Audiences). This could include your email address, cookie data, and information obtained from third parties. Third party cookies may also be used to enable us to target advertisements to you on other websites that you visit.

  • Lead Generation and Scoring

    We occasionally use the services of trusted third parties in order to ensure that the personal data we use for advertising and marketing purposes is accurate and up-to-date. To do this, we transfer personal data of individual leads (such as name, email, job title, location and phone number) to these third parties who conduct research to verify the data – primarily against public information.

    We also use algorithmic software technology to help us improve the quality and relevance of marketing activities. The personal data analysed by the software includes email address, phone number, job title, address, purchase history and account information. This allows us to provide meaningful offers that are relevant to your specific profile.

  • Surveys, Market Research & Customer Feedback

    We want to understand the needs of our readers and customers. We may therefore use the information you provide us – including your name and contact details – to contact you to request your feedback, or to participate in our customer and market research.

  • Public forums, message boards and blogs

    Some of the pages on our group websites may include message boards, blogs or other facilities for generating content from users. Any information that is disclosed in these areas becomes public information and you should always be careful when deciding to post any personal data. User generated content is also subject to our site Terms & Conditions.

  • Business or Asset Sale

    If we sell a business or assets we may need to disclose your personal data to the prospective buyer of such business or assets.

    If Euromoney, or any of our group companies is sold or sells our assets or is acquired by a third party, then personal data about our customers will be acquired by that third party. A transfer of your personal data in these circumstances would be necessary so that the services you have contracted for can still be delivered, or so that you can continue to enjoy the benefits of our free products and services. You will receive notice if a new controller assumes responsibility for your personal data.

  • Additional Third Party Disclosures

    We may disclose your personal data to other third parties in the following situations:

    • To third party partners who help us by providing services such as technology, marketing, advisory or other services. These third parties only receive encrypted data and may only process personal data to provide those services to us.
    • Where we are required by law or regulation to do so. In each case we will seek, where practicable, to minimise the amount of data that is disclosed.
    • If required to protect the rights and interests of other users and/or Euromoney and its affiliates (including our employees, agents and contractors), or as otherwise set out in our Terms & Conditions. This may include exchanging information with other companies and organisations for the purposes of fraud protection.
  • Email Tracking

    We may include small pixel tags (small image files) within the emails we send you in order to determine whether our emails are opened and/or whether the hyperlinks inside our emails are clicked through. We may also collect browser, location and the device used to engage with our email communications. This information allows us to better understand whether we are meeting our users’ needs and how we can improve our communications. No other information is collected. You can opt out of receiving our direct marketing emails either by following the instructions in each email, or by contacting us (see the “Who We Are” section of this Privacy Notice).

International Transfers

Some of the Euromoney group companies are based outside the European Economic Area (EEA). If you have consented to being contacted by our group companies, then the transfer of your personal data will be made according to the terms of an international data sharing agreement that contains obligations approved by European data protection regulators. Any of our group companies that receive your personal data will be co-controllers of that data, which means they may determine how they process your personal data – although they may only use it for the purposes for which it was shared, unless you are informed of new or additional processing activities.

We may also transfer personal data to third party service providers as described in this Privacy Notice which are located outside the EEA. Where we conduct these transfers, we take all steps necessary to ensure that your data is treated securely and in accordance with applicable privacy legislation, either by only sending your personal data to jurisdictions that provide an adequate degree of legal protection for your data or by imposing approved contractual terms on these third parties.

Retention Periods

We have a data retention policy that ensures we don’t use or store your personal data for longer than necessary. We consider the following issues to determine retention periods:

  • Guidance from the UK Information Commissioner or other regulatory agency, or industry best practice recommendations;
  • The business rationale for collection and expiry of the purpose for which personal data was collected;
  • Our ongoing ability to ensure the accuracy of the data; and
  • Legal and regulatory requirements.

We may occasionally need to keep personal data for either shorter or longer periods than specified in our retention policy. In such circumstances, application of the retention period to the data will be temporarily suspended. The suspension of an applicable retention period will be carried out in a manner that respects the rights and interests of all persons concerned.

How You Can Set Your Data & Privacy Preferences

You can use our Preference Centre to select the topics that are of interest to you so that we can send you publications and information about our products and services that are especially relevant to you. You can also choose the channels we use to contact you (email, phone, post, etc.) and can also opt-out of receiving marketing communications.

Your Rights

You have certain rights in relation to your personal data which include the following:

  • Access & Portability

    You may request access to any personal data of yours for which Euromoney is responsible as controller. Unless there are legal or regulatory reasons for not doing so, we will confirm whether we process any of your personal data and if we do, we will provide you with the following information: the purposes of the processing, the categories of personal data, any recipients of your personal data, the applicable retention period and the data source. Copies of your personal data will be made available to you in a structured, machine-readable format.

    You may also request that we transfer the personal data that you have submitted to us, to another controller, where it is technically feasible for us to do so.

    If you have consented to our processing of your personal data, or if we are processing your personal data in order to fulfil our contractual obligations to you, then you can submit a request that we transfer your personal data to another data controller.

  • Rectification, Restriction, Objection

    You have the right to request that Euromoney rectify any errors in the personal data that we process. In some circumstances, you may also be able to ask for the erasure of personal data, and/or request that the processing of your personal data be restricted. You may also object to the processing of your personal data for sales or marketing purposes.

  • How to Exercise Your Rights

    To exercise any of these rights, please contact us by post or email at the following addresses:

    Euromoney Institutional Investor PLC
    8 Bouverie Street
    London, EC4Y 8AX
    United Kingdom


    Web form: Complete Subject Data Request Form

    We may need to check your identity prior to processing a request.

    Euromoney will do our best to respond to any questions and address any of your concerns. You are also able to register any complaints regarding the processing of your personal data directly with the UK Information Commissioner.

Protecting Your Data

Euromoney is committed to keeping your personal data secure and we will take appropriate technical and organisational measures to protect your personal data from loss, unauthorised use, disclosure or destruction. Although we do our best to protect your personal data, we cannot guarantee that any transmission of data is without risk. We have therefore implemented information security policies and rules, staff training on information security, and technical measures to ensure the integrity of data that we have under our control.

All our employees, contractors and data processors (i.e. those third parties that process personal data on our behalf) are required to keep such data confidential and not to use it for any purpose other than the performance of services we have requested.

Third Party Sites

Our site may contain links to other websites – including, for example, providers of payment processing services. Euromoney is not responsible for the privacy and data collection practices of third party sites and we therefore recommend that you review the privacy policies and terms of service of each site you visit.

email already exists, please use "Forgot Password" page to reset a password for an existing account.
(Click "Reset Password" button below and email with password reset instruction will be emailed to you.)

Reset Password