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Alexander Anderson

Director, Equity Division
Time Equities, Inc.

Mr. Anderson oversees the sales distribution of Time Equities Securities’ investment funds and 1031 exchange products. Mr. Anderson also has extensive experience in sourcing and analyzing new acquisitions. Mr. Anderson holds a bachelor’s degree in Economics from the University of Vermont and is a licensed real estate broker in the State of New York.

David Becker

Managing Director & Member, TEI Executive Advisory Committee
Time Equities, Inc.

DAVID BECKER | Managing Director – Member, TEI Executive Advisory Committee
Mr. Becker oversees all Equity Department personnel and capital strategies including institutional equity, strategic joint ventures, family offices, and a series of investment funds offered throughout the Broker-Dealer financial advisory community. Mr. Becker also has acquisition and asset management experience and searches for new acquisition targets that meet TEI’s investment objectives. Mr. Becker graduated from Tulane University’s A.B. Freeman School of Business with dual degrees in finance and accounting

Robert Bergdolt

DLA Piper LLP (US)

Rob Bergdolt leads DLA Piper's representation of non-traded, publicly offered real estate investment trusts. Since 1992, Robert's practice has focused on securities regulations, corporate governance and mergers and acquisitions for REITs. Since 2003, Rob has headed his legal practice's representation of numerous non-traded REITs, including programs sponsored by Blackstone, Black Creek Group, KBS Capital Advisors, Phillips Edison, Resource Real Estate, CNL, Behringer Harvard and Wells Real Estate Funds, Sentio Healthcare Properties, Strategic Realty Trust, and Cornerstone Ventures. Chambers USA has repeatedly recognized Robert for his Capital Markets: REITs practice, and has noted ... (view full description)

Chase Bolding

Senior Director, Portfolio Manager
Invesco Real Estate

Mr. Bolding joined Invesco Real Estate in 2010 as an Associate in the Structured Investments Group. His primary responsibilities entail the sourcing and structuring of non-core investments throughout the U.S. and Europe, and the overall management and execution of the opportunistic fund series. Investment capabilities include debt, equity, and hybrid structures.
Prior to joining Invesco, Mr. Bolding worked for Greenfield Partners, a real estate private equity fund headquartered in Connecticut. He holds a B.A. in economics from The University of Texas at Austin and is a CFA charter holder.

Scott Brooks

Head of Distribution

Mr. Brooks is the Head of Distribution at RealBlocks. He has 30 years of investment management experience leading distribution teams across both retail intermediary and institutional channels.   While working at some of the leading asset managers in the US including:  Capview Partners, SEI Investments, DWS/RREEF Real Estate, JPMorgan, AMG Funds and OppenheimerFunds, Mr. Brooks has focused on the defined contribution, sub-advisory, OCIO, and HNW markets and is a recognized thought leader in these markets.  He has been responsible for raising over $35 billion in new assets for the firms he has worked for. Mr. Brooks  served as the first co-President of the Defined Contribution Real Estate Coun ... (view full description)

Brian Buehler

President & CEO
Triton Pacific Securities

Brian Buehler, President & Chief Executive Officer Mr. Buehler has over 20 years of investment planning, product development and distribution experience within financial services, commercial real estate, alternative investments and private equity. Mr. Buehler is a Partner at Triton Pacific Capital Partners, LLC, oversees the firm’s capital markets strategy, bringing his expertise in building distribution platforms that have raised capital to support more than $2 billion of alternative investment strategies.  Mr. Buehler is a principal of Tasty Brands, LP, a member of the firm’s investment committee and is the President & CEO of its managing broker dealer, Triton Pacific Securit ... (view full description)

Kenneth Carpenter

Rodin Global Property Trust

David Carter

Lenox Wealth Advisors

Tony Chereso

President & CEO
Institute for Portfolio Alternatives

As President  & CEO of the Investment Program Association, Tony brings over two decades of experience in the financial services industry – from capital markets, due diligence, corporate accounting, finance, audit, customer relations, administration, to sales and marketing. Prior Tony served as the Director of Capital Markets for UDF.  Prior to UDF he served as President aAs President & CEO of the Institute for Portfolio Alternatives, Tony brings over two decades of experience in the financial services industry – from capital markets, due diligence, corporate accounting, finance, audit, customer relations, administration, to sales and marketing. Prior Tony served as ... (view full description)

Alice Connaughton

Morrison & Foerster LLP

Ali Connaughton is a partner in Morrison & Foerster’s Corporate Finance | Capital Markets  and REIT practices. She has been recognized as a leading lawyer for REITs by Chamber USA. Her practice focuses on representing public and private companies, including real estate investment trusts (REITs), in a variety of corporate and securities matters, including, among other things, public and private securities offerings and tender offers. She regularly advises boards of directors, audit committees and management with respect to strategic matters and corporate governance issues. Ali also routinely counsels public company clients with respect to compliance with federal and state securit ... (view full description)

Jason K. Cordon

Sixty West Funds

Jason K. Cordon graduated summa cum laude from Campbell University with a B.A. in accounting in 2000, and cum laude from the University of North Carolina at Chapel Hill School of Law in 2003. Mr. Cordon practiced tax law at Paul Hastings, LLP before he joined Morris, Manning & Martin, LLP. He was elected to the partnership in 2012 focused in the tax, corporate & real estate capital markets practices. In 2016, he co-founded Kowan & Cordon, LLP. He advised clients regarding international, federal, and state tax aspects of various corporate and partnership transactions, including mergers, stock & asset acquisitions, dispositions, spin-offs, and restructuring. Mr. Cor ... (view full description)

Jack Creighton

Founder & Managing Member
Sourcenet Investment Services LLC

Morris DeFeo

Co-Chair, Corporate Department
Herrick, Feinstein LLP

Morris F. DeFeo, Jr. is a partner and co-chair of Herrick's corporate department, where he focuses on domestic and international capital markets, corporate finance and M&A transactions, and corporate governance and compliance counseling for boards, committees and directors of public and private companies and not-for-profit entities. Morris advises public and private corporations, partnerships, limited liability companies, real estate investment trusts (REITs), and other clients in U.S. and cross-border joint ventures and strategic alliances, mergers and acquisitions, consolidations, asset and stock acquisitions and dispositions; and public and private offerings of debt and eq ... (view full description)

Donald Deans

Managing Director & CPA/PFS
Deans Consulting, LLC

Don has supported individual and corporate clients as a CPA for more than 40 years and as a registered representative for 18 years. Don has his BSIR and MBA from the University of North Carolina in Chapel Hill.   He began his career at Haskin & Sells in 1974 and was a partner at Deloitte Haskins & Sells from 1985-1990. In 1996, Don joined the financial services sector and he holds FINRA licenses 6, 7, 63, 65 and 24.   Don is a nationally recognized and much sought after speaker, published author, and thought leader in the accounting and finance communities. Don’s articles are published on The DI Wire at  His guidance has been sought out by t ... (view full description)

Manish Desai

Oaktree Real Estate Income Trust, Inc.

Manish Desai has served as President of the Oaktree Real Estate Income Trust since July 2017 and has been a director since February 2018. Mr. Desai joined Oaktree in 2004 and is involved in the investment and management of its real estate funds. As a managing director, his responsibilities include acquisitions, dispositions, financings/re-financings, asset management, development and redevelopment of all property types, with a primary focus on corporate transactions. He has worked with a number of Oaktree’s real estate portfolio companies and has served on the Board of Directors for STORE Capital Corp (NYSE: STOR) and International Market Centers, Inc. (both special ... (view full description)

Martin Dozier

Alston & Bird LLP

Martin Dozier is a member of the firm’s Financial Services & Products Group and REIT Team. He focuses his practice on the representation of business development companies (BDCs), as well numerous alternative investment vehicles, including public and private companies. Martin counsels clients in the intricate requirements governing alternative investment vehicles, including the Investment Company Act of 1940 and the Investment Advisers Act of 1940. Martin represents some of the largest BDC sponsors and advises on a broad range of matters, including fund formation, public securities offerings, private placements, mergers and acquisitions, securities regulation, securities law compliance an ... (view full description)

Gib Dunham

Bridgeway Wealth Partners, LLC

Peter Fass

Proskauer Rose, LLP

      Peter Fass, a partner, co-heads the Real Estate Capital Markets Group, which handles all aspects of the disciplines involved in the execution of a real estate securities transaction (corporate, partnership, tax, ERISA, securities and real estate law). He is uniquely qualified to assist issuers, underwriters, lenders and investors (both taxable and tax-exempt) in evaluating a real estate securities transaction, structuring such a transaction and then executing the transaction from start to finish.         With over 40 years of experience in every type of real estate securities and syndication transaction, Peter has been counsel on many of the largest private and publicly off ... (view full description)

Merrie Frankel

Minerva Realty Consultants, LLC

Merrie Frankel has extensive experience in REITs, capital markets, credit ratings, portfolio management, equity and debt transactions, restructuring, workouts and strategic advisory assignments for corporate, institutional, public, private and nonprofit entities.    Ms. Frankel is a member of Agree Realty Corporation’s (ADC) board of directors, sits on the Audit Committee, and Chairs the Nominating and Governance Committee. She is the President of Minerva Realty Consultants providing Independent advisory services regarding the credit ratings process, strategy and litigation support for REITs and other real estate firms, hedge/opportunity funds, banks, lawyers and accountants mone ... (view full description)

Kevin Gannon

Managing Director
Robert A. Stanger & Co.

Mr. Gannon serves as Chairman of Robert A. Stanger & Co., directing the firm's activities, including mergers and acquisitions, valuation, litigation support and advisory services. Mr. Gannon has been the lead banker on real estate consolidation and mergers and acquisition transactions involving over $40 billion of real estate and management company’s assets. Mr. Gannon has also been active in the analysis, evaluation and sale of corporate and partnership investments in real estate, oil and gas, equipment leasing, agriculture, bio-technology, and food processing. Mr. Gannon has completed more than $1 billion in financing transactions in these areas including bank financings and private an ... (view full description)

Karen Garnett

Proskauer Rose LLP

Karen Garnett is a partner in the Corporate Department, and a member of the Capital Markets Group. Karen’s practice focuses on regulatory matters under the federal securities laws, equity finance transactions and public company advisory services. Karen has extensive experience in applying and interpreting federal securities laws and regulations, including requirements governing public company registration, reporting and disclosure. Karen joined Proskauer following almost 24 years on the staff of the U.S. Securities and Exchange Commission. Most recently, she was an Associate Director in the Division of Corporation Finance, where she led the disclosure review program. Karen routin ... (view full description)

Jason Goode

Alston & Bird LLP

Jason Goode is a corporate partner and a member of the firm's REIT team. He focuses his practice on public and private securities offerings, mergers and acquisitions, corporate governance, securities law compliance, restructurings and other complex business transactions. He is a frequent speaker on securities and corporate governance issues. Mr. Goode regularly represents corporations and private equity firms in acquisitions, divestitures, mergers, financings and leveraged buyouts. He also represents numerous companies (including REITs) in their fund formation, public securities offerings and private placements. Mr. Goode regularly advises boards of directors on corporate governance is ... (view full description)

Erin Gray

CCO & Group General Counsel
CNL Financial Group

  Executive Profile                         ... (view full description)

Robert Grunewald

Flat Rock Global, LLC

Robert K. Grunewald is the CEO and Founder of Flat Rock Global, LLC, an alternative asset manager focused on developing yield driven investment strategies in sectors deemphasized by banks.  Flat Rock’s initial fund, Flat Rock Capital is a BDC investing in first lien, senior secured loans to middle market companies. Mr. Grunewald previously served as the President and Chief Investment Officer of Business Development Corp. of America (BDCA).  During his tenure at BDCA, Mr. Grunewald grew the company from $2.5 million of assets under management to $2.7 billion.  BDCA was the top performing non-traded BDC in 2012, 2013 and 2014.  Mr. Grunewald hired the investment and origination tea ... (view full description)

Charles Hamowy

CEO & Founding Partner
Seasons of Advice Wealth Management, LLC

Charles Hamowy, CFP®, CPA/PFS (CEO – Founding Partner) A graduate of New York University in 1978, Charles Hamowy began his career in the accounting profession as a Certified Public Accountant. After a successful decade-long career in accounting he redirected his passion to help others build their personal financial success.  In 1990 he founded the firm which later became Seasons of Advice Wealth Management, LLC. Through its innovative Stewardship Personal Values Portfolios, SOAWM is a leader in ESG investing where investors can “do well by doing good.” Charles has consulted and coached other financial services practices for over a decade.  A ... (view full description)

Todd Hand

Executive Director
Morgan Stanley Wealth Management

Head of Legal Coverage for the Morgan Stanley Wealth Managment Alternative Investments Group.

Merriah Harkins

EVP, Retail Capital Markets
GWG Holdings, Inc.

Merriah Harkins joined GWG Holdings, Inc. in 2011, and currently acts as EVP, Retail Capital Markets, with responsibility for the GWG sales, business development, national accounts, direct policy acquisitions and marketing efforts. From 1996 through 2002, Merriah held key service and operations leadership roles at Vanguard, Aetna and Schwab Institutional and since 2001, she has led the successful distribution efforts as a senior sales executive at several leading alternative investment firms, gaining a deep understanding of the venture debt, equipment leasing, real estate, oil and gas, and life insurance industries. Merriah received her BSBA degree in finance from Shippensbu ... (view full description)

Sean Harris

Starwood Real Estate Income Trust

John Harrison

Executive Director

John Harrison has been the Executive Director of ADISA (the Alternative and Direct Investment Securities Association) since 2012, where—along with a prestigious Board of Directors and dedicated staff—has led the organization to rebound as the alternative investment industry’s strongest association, with record events and vibrant programs. John has been in association management over 25 years and served in industry, education, and health associations both in the US, Europe, and the Middle East. Before taking the helm at ADISA, John was VP of Global Planning and the Foundation Executive Director at TAPPI, the paper industry’s association, where he worked for 14 years. His industry writings and ... (view full description)

Erik Hayden

Urban Catalyst

Responsible for developing more than $3.5B in real estate projects, including over 2,300 residential units in the California Bay Area, Mr. Hayden has experience in acquisition, contract negotiation, due diligence, risk assessment, financing, construction, and disposition of multifamily, single family and large mixed-use and master planned developments. He maintains relationships with a broad network of property owners, enabling him to identify and acquire prime investments. Mr. Hayden also has expertise navigating projects through the entitlement process by working with elected officials, community groups, and political organizations to gain support and get projects approved. 

Juan Hernandez

Open Finance

Juan M. Hernandez is the Founder and CEO of OpenFinance Network (OFN) the first-to-market US-regulated AlternativeTrading System (ATS) platform for the trading of security tokens. Juan is a serial entrepreneur, technologist, and polymath experienced in financial markets, exchanges, and blockchain technology. Prior to entrepreneurship, Juan spent his career designing and developing financial exchange platforms, algorithmic trading systems and healthcare security networks. He holds a CS degree from Northwestern University and an MBA from the Kellogg Graduate School of Management

Terrence Herr

Managing Partner
Herr Capital Management, LLC

Terry is a CERTIFIED FINANCIAL PLANNER™ and has spent the last 24 years helping clients protect, preserve and growth their wealth.   Terry earned a Bachelor’s degree from Loyola University  Chicago; obtained Charter Life Underwriter "CLU" professional designations; and has served as an adjunct faculty  member at both DePaul and Northwestern Universities. Terry has an established local and national media presence.  He has been seen on:  NBC, FOX, CBS, WGN, Crain’s Chicago Business, Chicago Tribune, Journal of Financial Planning, The Los Angeles Times, Boomer Market Advisor (cover), The National Underwriter and many other publications.   Terry’s roots date back to 1903 when his Gre ... (view full description)

Howard Hirsch

Chief Legal Officer
Griffin Capital Essential Asset REIT

Howard S. Hirsch is the Chief Legal Officer and Secretary for Griffin Capital Essential Asset REIT II, Inc., positions he has held since April 2019. From June 2014 to April 2019, Mr. Hirsch served as Vice President and Secretary. Mr. Hirsch served as Chief Legal Officer and Secretary of Griffin Capital Essential Asset REIT, Inc. (GCEAR) from December 2018 to April 2019. Prior to that, he served as GCEAR's Vice President and Assistant Secretary from January 2015 until December 2018. Mr. Hirsch also serves as Vice President and Assistant Secretary of Griffin Institutional Access Real Estate Fund, positions he has held since January 2015; and as Vice President and Assistant Secretary of Griffin ... (view full description)

John Kearney

Snyder Kearney, LLC

John F. Kearney is a partner with the law firm Snyder Kearney LLC, which provides independent due diligence services to broker-dealers. John has more than 25 years of legal, regulatory, and financial experience. Prior to joining the firm, John was a partner with the law firm Blank Rome LLP, where he represented clients in connection with public and private securities offerings, SEC and Sarbanes-Oxley compliance, mergers and acquisitions, and other corporate and transactional matters. Before entering private practice, John was a Branch Chief in the SEC's Division of Corporation Finance, where he supervised a staff of attorneys, accountants and financial analysts involved in the review of regi ... (view full description)

Joe LaScala

Head of Alternative Investments
Aegis Capital Corp

Rosemarie Leong

Due Diligence Manager
Silverhawk Private Wealth

Rosemarie brings 20 years' experience in the securities industry, currently serving as due diligence consultant for Silverhawk Private Wealth, a wealth management firm located in Scottsdale, Arizona. She has worked in wholesale distribution channels, as a financial advisor at Paine Webber, managed the top financial planning team at SmithBarney/Los Angeles and served as a VP at Prudential Financial/Los Angeles where she became the firm's #1 national high net worth client asset manager. Previously, Rosemarie was a statistical analyst at the United Nations International Labor Organization (ILO) in Geneva, Switzerland. She is fluent in five languages.

Kimberlee Levy

General Counsel
Concorde Holdings, Inc.

Kim is the Chief Compliance Officer of Concorde Investment Services, LLC and Concorde Asset Management, LLC. Headquartered in Troy, Michigan, Concorde Investment Services is a national securities broker dealer registered with FINRA to solicit securities products in all 50 states and several territories. Concorde Investments Services is affiliated with Concorde Asset Management, LLC, a SEC registered investment adviser, and Concorde Insurance Agency, LLC, which is insurance licensed to solicit insurance products in over 30 states. At Concorde, Kim is responsible for providing compliance and legal advice and counsel to management and personnel of the company in its various business lines, incl ... (view full description)

Heath Linsky

Morrison & Foerster LLP

Heath Linsky is a partner in Morrison & Foerster’s Corporate Finance | Capital Markets and REIT practices. Heath has over 20 years of experience representing public and private companies in general corporate matters, securities offerings and compliance, mergers and acquisitions, and real estate capital markets.  He has been recognized as a leading lawyer by Chambers USA, Legal 500 US and Atlanta magazine, and has significant experience advising public companies, including non-listed and listed REITs, on securities offerings, mergers and acquisitions, and joint ventures. Heath advises clients on corporate governance, audit and special committee matters; general securities law compliance, ... (view full description)

Adam Lotterman

Senior Portfolio manager
Bluerock Real Estate

Mr. Lotterman is co-founder of Bluerock Fund Advisor and has been a key member of the Fund’s investment team since its inception in 2012. He currently serves as the Fund’s Senior Portfolio Manager as well as the Advisor’s Lead Economist. Prior to joining Bluerock, Mr. Lotterman was Vice President of Forman Capital, a private commercial real estate lender, and previously worked as Senior Valuation Analyst at Bayview Asset Management (former hedge fund affiliate of The Blackstone Group). From 2005 to 2010, Mr. Lotterman was the Senior Analyst for Goodkin Consulting, the former real estate consulting arm of PricewaterhouseCoopers.   Additionally, Mr. Lotterman was an Adjunct Profess ... (view full description)

Daniel Maccarone

Managing Director
Morgan Stanley

Daniel Maccarrone is a Managing Director and Head of Alternative Investment Due Diligence within the Global Investment Manager Analysis team at Morgan Stanley Wealth Management based in New York. Mr. Maccarrone is responsible for leading the evaluation and selection of alternative investment managers across liquid and illiquid strategies.  Mr. Maccarrone’s coverage universe includes hedge funds, private equity, private credit, real estate, real assets and alternative mutual funds.  Mr. Maccarrone came to Morgan Stanley via the MSSB joint venture; he originally joined Citi Wealth Management in 2006.    Prior to joining the firm, Mr. Maccarrone was as an equity analyst at the Galleon Group, th ... (view full description)

Vesta Marks

Director, Portfolio Management
Tortoise Capital Advisors

Mr. Vesta Marks joined Tortoise in 2019 as director, portfolio management, managing the publicly traded securities in the social infrastructure portfolios. Mr. Marks brings to the platform a wealth of fixed income and structured products portfolio management experience. He most recently served as a portfolio manager with Palmer Square Capital Management LLC where he had a key role in the firm’s asset backed (ABS) and mortgage backed (MBS) strategies. Prior to that, Mr. Marks served as a portfolio manager with Tradex Global Advisory Services, LLC and Semper Capital Management L.P. Mr. Marks received a Bachelor of Science degree in mathematics from the Massachusetts Institute of Technology ... (view full description)

Scott Martin

Kingsview Asset Management LLC

Scott D. Martin is Chief Investment Officer of Kingsview Wealth Management, a Registered Investment Advisor (RIA) based in Chicago, Illinois. He also serves as Contributor to the Fox News Channel and is a Contributor to The Futures Institute at the Chicago Mercantile Exchange (CME). Prior to Kingsview, Mr. Martin was Chief Market Strategist at United Advisors, LLC, a wealth management firm based in New York City where he was co-chairman of the firm’s investment committee and was responsible for portfolio strategy that was utilized with both firm and third party clients. Mr. Martin began his highly regarded ca ... (view full description)

Nishil Mehta

Managing Director
Prospect Capital

Nishil Mehta is a Managing Director at Prospect Capital and the Portfolio Manager for Priority Income Fund.  He is responsible for the firm's CLO investments, capital-raising and business development, and managing investors, lenders, investment banks, and rating agencies. From 2009 to 2010, he worked at CIT Asset Management, where he served as one of four credit analysts managing a portfolio of middle-market and broadly syndicated leveraged loans. From 2003 to 2008, Nishil worked at Wachovia Securities, where he raised and managed structured debt for U.S. and European hedge funds, specialty finance companies, and asset managers. He also originated and purchased leveraged loans for the ... (view full description)

Brett Messing

SkyBridge Capital

Brett S. Messing is the President of SkyBridge Capital.  He began his career at Goldman Sachs where he held various positions including Vice President and Co-Head of the Restricted Stock Group.  Thereafter, he was a partner at Oscar Capital Management, which was acquired by Neuberger Berman, LLC.  Following the successful integration of the business, Mr. Messing founded GPS Partners, a $2.5 billion hedge fund at its peak, which focused primarily in the energy infrastructure sector.  Mr. Messing was the firm’s Managing Partner and Chief Investment Officer.  Thereafter, Mr. Messing worked for Los Angeles Mayor Antonio R. Villariagosa as Co-Chief Operating Officer responsible for economic and b ... (view full description)

David Miller


David Miller is a partner in the Tax Department. David advises clients on a broad range of domestic and international corporate tax issues. His practice covers the taxation of financial instruments and derivatives, cross-border lending transactions and other financings, international and domestic mergers and acquisitions, multinational corporate groups and partnerships, private equity and hedge funds, bankruptcy and workouts, high-net-worth individuals and families, and public charities and private foundations. He advises companies in virtually all major industries, including banking, finance, private equity, health care, life sciences, real estate, technology, consumer products, entertainme ... (view full description)

Jonathan Miller

President & CEO
Parsonex Enterprises

Jonathan Miller is the President & CEO of Parsonex Enterprises, Inc. and its affiliates and has been an investment professional, financial services executive and entrepreneur for over 18 years. Mr. Miller owns several companies including two broker dealers, an SEC registered investment adviser, an insurance agency, and a private fund group.  The firm has approximately 70 representatives and 10 branch offices and is headquartered in Englewood, Colorado.  In 2015 the firm acquired Avere Financial Group, LLC, a private placement broker dealer in Dallas, Texas to increase its distribution of alternative investments.  Mr. Miller is a founding partner of Apex Integrated Capital, LL ... (view full description)

Chris Milner

Head of Commercial RE Investment Management
Cantor Fitzgerald

Chris Milner is Head of CRE Investment Management at Cantor Fitzgerald L.P. Mr. Milner joined Cantor in 2013 to establish the firm’s commercial real estate investment management platform and is responsible for strategic planning, product development, client relations and portfolio management.  Cantor is an active sponsor of DST programs, the advisor of Rodin Global Property Trust, a non-traded REIT focused on net leased real estate and Rodin Income Trust, a non-traded REIT focused on the commercial real estate debt sector. Cantor is also the manager of Resolution Recovery Partners, a distressed commercial real estate debt and equity fund for institutional investors. Previously, M ... (view full description)

Kirk Montgomery

Kirk Montgomery Law, LLC

Kirk Montgomery is the Managing Partner of Kirk Montgomery Law, a law firm specializing in legal and regulatory matters related to real estate and other private placement offerings as well as broker dealer, registered investment advisor and family office law and governance.   Kirk is also a principal of recently formed Addison Montgomery, LLC, a consulting company focused on the structuring, formation and distribution of alternative investments. Addison Montgomery also specializes in charitable foundation formation, governance, strategic grantmaking and next gen program development.   For over 30 years, in addition to private practice experience, Kirk served as Genera ... (view full description)

Glenn Mueller

Real Estate Investment Strategist, Managing Director
Black Creek Group

Glenn R. Mueller, Ph.D. Dr. Mueller has 42 years of real estate industry experience, including 35 years of research.  Mueller is internationally known for his market cycle research on income producing real estate, his real estate securities analysis (REITs) research and his public and private market investment strategies and capital markets analysis.   He is a Professor at University of Denver’s, F.L Burns School of Real Estate & Construction Management, teaching and doing research in real estate market cycles, development, feasibility, investments and real estate capital markets (REITs & CMBS).  The academic program started in 1938 and offer ... (view full description)

Daniel Oschin

Chief Strategy Officer
Shopoff Realty Investments, L.P.

Daniel Oschin is Chief Operating Officer of Shopoff Realty Investments. He is focused on cultivating the companys platform of distinctive public and private programs, enhancing its brand and market presence, and broadening the visibility and impact of its added value, institutional co-investment model. For more than twenty five years, Mr. Oschin has owned, operated and managed businesses in a range of industries, including securities and financial services, real estate, asset management, international and domestic manufacturing, retail, non-profit and trust management. As a leader in the securitized real estate industry, he has been instrumental in the development of ... (view full description)

Melissa Osika

Associate Partner
Herr Capital Management

Melissa joined Herr Capital Management in 2017 with over 10 years in the financial planning field. She has a distinct skill set and passion for helping engage client’s in a life of prosperity. She is a true advocate for her clients. She helps her clients find a healthy relationship with their money, which in turn, allows them to flourish or thrive in any financial environment. Not every approach is right for each client or company, so with her aspiration to learn and desire for commitment she looks at each client’s financial picture from every angle. She is successful at asking clients thought-provoking questions to assist in helping the clients figure out what's important to them about thei ... (view full description)

Tom Palecek

Founding Partner
Summit Trail Advisors, LLC

Tom works with an elite group of entrepreneurs, venture capitalists, real estate families, finance professionals, business owners and foundations, providing holistic advice on investments, tax matters, and estate planning. He was instrumental in bringing together the founding members of Summit Trail and making the case that their vision of an independent firm was a practical reality. Prior to founding Summit Trail Advisors, Tom was a Director at Barclays Wealth in San Francisco, where he and his partner built and led the largest team on the West Coast. While at Barclays, Tom was nominated by his peers across the United States to Co-Head the Barclays Investment Advisory Council, which worked ... (view full description)

William Platt

Momentum Advisors, LLC

Ross Prindle

Managing Director & Global Head, Chicago
Duff & Phelps Real Estate Advisory Group

Ross is primarily focused on real estate consulting for real estate investment trusts (public & private), private equity and hedge funds, corporate and institutional owners/operators of real estate.  Ross has a distinct competency to complete large multi-property, multi-national & global valuation engagements.  Mr. Prindle has had several engagements completed for publicly traded and publicly non-traded REITs.   Ross’s work has been completed for financial reporting and tax purposes including valuations for setting of Net Asset Value (NAV) (FINRA 15-02), purchase accounting, IRS Section 338 (h)(10) elections, IRS Section I.897-1(b) foreign ownership of real property, IRS ... (view full description)

Mark Quinn

Director of Regulatory Affairs
Cetera Financial Group

Mark Quinn is the Director of Regulatory Affairs for Cetera Financial Group, the corporate parent of a group of broker-dealers and Registered Investment Advisors with more than 7,500 representatives located across the United States.  He manages a team of professionals responsible for examinations, investigations, and enforcement activity with regulatory agencies including the SEC, FINRA, DOL, and state securities authorities.   He is also responsible for advocacy and development of regulatory policy on behalf of the firm.   Prior to joining Cetera, Mr. Quinn was the Chief Risk Officer of First Allied Securities, Inc., and was formerly Senior Vice President and General Counsel of Royal Allian ... (view full description)

John Mark Ramsey

Co-Founder & CEO
Sentio Investments, LLC

John Mark Ramsey is the Co-Founder and Chief Executive Officer of Sentio Investments, LLC, which offers flexible real estate capital solutions for senior housing and medical facility owners, operators and developers. Sentio Investments most recently served as the sole advisor to Sentio Healthcare Properties, Inc.  Sentio Healthcare Properties was a real estate investment trust, which invested exclusively in healthcare related real estate. Mr. Ramsey served as a Board member, President and Chief Executive Officer of the REIT.  Since becoming the lead executive in January of 2012, the Company successfully attracted institutional capital and more than doubled the size of the platform.  Mr. Rams ... (view full description)

Charles Reiling

Coastal Equities, Inc.

Charles F. Reiling III serves as President of The Coastal Companies, including Coastal Equities, Inc., a FINRA registered broker-dealer; Coastal Investment Advisors, Inc., an SEC registered investment adviser; and Coastal Insurance Services, a division comprised of several insurance agencies providing access to a number of fixed and variable personal lines and business insurance. Prior to his role as President, Charles served as Coastal’s Chief Legal Officer and Chief Financial Officer respectively.  Charles’s past professional experience includes that as a partner with Skinner & Reiling, PC, a New Jersey headquartered law firm that had concentrated in securities l ... (view full description)

Rich Rodriguez

Anchor Capital

Licensed since 1997, Rich has worked for Morgan Stanley, Bank of New York Mellon, Schwab and JP Morgan CHASE. Since 2010 he has been independent and  has launched and led multiple practices.   Rich is currently licensed to provide investment advisory services and securities sales through Calton & Associates, Inc. and is in the process of structuring a new RIA firm. Rich specializes in alternative investments; since 2010 his teams have helped individuals invest over $30,000,000 in retail alternatives. He has moderated and spoken on numerous panels on the topics of alternative investments for individual investors at national conferences including IMN's Non-Traded REIT Symposiums in New Yor ... (view full description)

Brian Ruben

Audit Partner
Deloitte & Touche LLP

Brian has over 24 years of public accounting experience serving real estate clients ranging from small private companies to publicly traded and multinational companies. He is the Central Region Real Estate Audit leader, co-leads our national practice for REITs, co-leads our real estate internal audit practice, and is a member of our U.S. real estate leadership team. In addition to real estate REITs, Brian has significant experience serving partnerships, investment managers, property managers, institutional advisers, private equity firms, developers, hotels, homebuilders, and public pension advisers. He is accredited in IFRS and has substantial experience in SEC matters, mergers and acq ... (view full description)

Joseph Scalio

Partner, Tax

Joe is KPMG’s U.S. Tax Leader in the Publicly Traded Partnerships and Master Limited Partnerships practice and KPMG’s U.S. tax co-leader in the Umbrella Partnership Corporations practice. Joe has provided tax advisory, structuring, modeling, and reporting services to investment management entities, including funds, limited partnerships, regulated investment companies, business development companies, small business investment companies, registered investment advisers, and portfolio companies. He has extensive experience with real estate investment trusts, corporate joint ventures, and closely held business organizations.

Kevin Shields

Griffin Capital Corporation

Mr. Shields founded Griffin Capital in 1995, serves as the Company’s Chairman and Chief Executive Officer, and is based in the firm’s headquarters in El Segundo, CA. Griffin Capital is the sponsor or co-sponsor of two ‘40 Act Interval Funds and several public, non-listed real estate investment trusts: Griffin Institutional Access® Credit Fund and Griffin Institutional Access® Real Estate Fund, for which Mr. Shields is the President and a Trustee, Griffin-American Healthcare REIT III, Inc. (GAHR III) and Griffin- American Healthcare REIT IV (GAHR IV), for which Mr. Shields serves as a Board of Directors observer, and Griffin Capital Essential Asset® REIT, Inc. ... (view full description)

Allan Swaringen

President & CEO
JLL Income Property Trust

Mr. Swaringen has served as President & CEO of JLL Income Property Trust since November 2011.   As Chief Executive Officer, Mr. Swaringen leads the investment team and is responsible for all investing, asset management and finance functions, along with overseeing the strategic direction of the company. Additionally, Mr. Swaringen has served as Fund Manager for the company since its inception in 2004. As a Managing Director for LaSalle Investment Management, Mr. Swaringen also served, from its founding in 2000 until 2012, as President and Portfolio Manager for LaSalle Investment Company I and II, the firm's global co-investment program which invested in excess of $1.2 billion ... (view full description)

Frank Tauches

American Portfolios Financial Services, Inc.

Frank was born in Brooklyn, New York and earned a Bachelor of Arts degree from Fordham University and a Juris Doctor degree from St. John's University School of Law. Frank served on active duty for three years as a Captain in the United States Marine Corps. He remained active in the reserve and returned to duty again as a Colonel in conjunction with Operation Desert Shield/Desert Storm. He was elected President of the Marine Corps Reserve Officers Association in 1993 and retired in 2007 with forty-two years total service. He continues to serve on the Investment Oversight Committee of Marine Corps Community Services. Frank first entered the securities industry in 1974 ... (view full description)

Rosemarie Thurston

Alston & Bird LLP

Rosemarie Thurston is a partner and leads the firm's REITs and Real Estate Funds practice. Ms. Thurston represents numerous REITs, real estate funds and real estate operating companies in their fund formation, public securities offerings, private placements, mergers and acquisitions, joint ventures, roll-ups, and ongoing securities law compliance. Ms. Thurston also counsels broker-dealers on compliance with applicable regulations of the Financial Industry Regulatory Authority (FINRA) in connection with the distribution of securities. She is one of the nation's most experienced attorneys in public securities offerings for REITs, having been lead counsel for over $50 billion of the ... (view full description)

Joan Trant

Managing Partner & Director of Impact
TriLinc Global, LLC

  Joan Trant Managing Partner & Director of Impact     Joan is a key member of the TriLinc Executive Management team with primary responsibilities of helping build the TriLinc brand and leading the Company’s efforts to support the continued development of the impact investing industry. Joan is also a member of the Investment Committee and of the Sustainability and Impact Committee. Prior to joining TriLinc, Joan launched and was Executive Director of the International Association of Microfinance Investors (IAMFI), whose members managed an aggregate of $1.84 billion. Prior to IAMFI, Joan was Deputy Executive Dir ... (view full description)

Michael Uccellini

President & CEO
The United Group of Companies, Inc.

As President and Chief Executive Officer of United Group, Michael Uccellini oversees a full-service real estate company specializing in development, finance, construction management and acquisition of real estate that has completed over $3B in real estate projects, and over 20,000 multi-family units. Mr. Uccellini also serves as president of United Development, the real estate development arm for United Group, and as president of United Realty Management Corp., AMO®, and a managing member of United Plus Property Management, LLC, AMO®, the real estate management arms of United Group. United Group is a nationally recognized real estate corporation established in 1972. Currently, United h ... (view full description)

Anne-Marie Vandenberg

RREEF Property Trust

Anne-Marie Vandenberg the President, COO and Director of RREEF Property Trust.  She is also a Director and Portfolio Manager for DWS’s Alternatives platform.  Prior to her current role, she led the RREEF real estate defined contribution strategy.  Anne-Marie was previously the Head of Real Estate Capital Markets, responsible for asset and fund level financings across the Americas private real estate platform.  In that role, she structured over 200 real estate and fund financing transactions totaling over $11.65 billion.  Anne-Marie joined DWS in 2004 as part of the RREEF real estate closing team, working on the acquisition and disposition of commercial real estate investments.  In 2005, she ... (view full description)

Seth Weiner

Morris, Manning & Martin, LLP

Seth Weiner is a partner in the firm's Corporate, Securities, and Real Estate Capital Markets practices. His practice is concentrated in representing public and private companies in general corporate matters, securities offerings and compliance, and mergers and acquisitions. Mr. Weiner has significant experience assisting public companies, including REITs, real estate limited partnerships and corporations, in initial public offerings and secondary offerings. He also assists clients in private placement securities offerings. In addition, Mr. Weiner advises clients on corporate governance, state and federal registration regulations and exemptions, and general securities law compliance, such as ... (view full description)

Daniel Wolfe

Snyder Kearney, LLC

Janine Yorio


Hamlet Yousef

Wentworth Management

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Event Contacts for 16th Annual New York Non-Listed Alternative Investment Products Symposium


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Information Management Network - Privacy Notice

Introduction - Who we are

Euromoney Institutional Investor PLC (“Euromoney”, “we”, “us” or “our”) is an international business-information group covering asset management, price discovery, data and market intelligence, and banking and finance. The group also runs an extensive portfolio of events for the telecoms, financial and commodities markets.

For a full list of our brands and group companies, please click on this link. Euromoney and its group companies are committed to respecting the privacy of every person who visits, registers with or subscribes to our websites, publications, events and other products or services.

Euromoney is the primary data controller of personal data collected through this website or that we may collect in different ways as described in this Privacy Notice. If you are contacted by our other group companies, they will also be controllers of your personal data. This means that they are responsible for how your personal data is used, just as we are. You may contact any of these companies directly, or you can contact Euromoney by emailing or writing to the Data Protection Officer at Euromoney Institutional Investor PLC, 8 Bouverie Street, London EC4Y 8AX, United Kingdom.

This Privacy Notice was updated on 23 May 2018

Our Approach to Your Privacy

This Privacy Notice outlines the information we may collect about you in relation to your use of our products and services (“personal data”). It also explains the legal rights that you have in relation to your data and how you may exercise these rights.

Some of our group companies may collect and use personal data for different purposes; those companies have their own websites and privacy notices.

We will process your data for the following lawful purposes: with your consent; to fulfil our obligations to you; and where there is a legitimate interest to do so.

When possible, we rely on your consent to use your data for the purposes described in this Privacy Notice. We also process personal data to fulfil our contractual obligations to you, for example, when you register for any of our services, subscribe to a publication, sign-up for an event or purchase a product from us, we will need to process some of your personal data. This will also include details of the person/people responsible for payment (if different).

We may determine that processing your personal data serves both of our legitimate interests. This is the case in relation to many of our research, customer survey, sales, marketing and advertising activities described in this Privacy Notice. These activities allow us to better understand your requirements, which in turn enables us to provide you with a better service. We review the bases for our processing decisions carefully and you can object to these activities at any time (see the “Your Rights” section of this Privacy Notice).

What Personal Data We Collect & Why

Our primary goal in collecting personal data from you is to give you a relevant customised experience of our products and services.

  • Registration, Free Trials & Subscriptions

    When you register with our website and/or sign up for a free trial of our products or services, we may ask you to provide your name, address, email address and telephone number, and details relevant to your occupation or employer.

    If you subscribe to one of our products or services, we will also ask for payment details. Credit/debit card payments are processed using a third party supplier and we do not retain the credit card data (see the Third Party Sites of this Privacy Notice). Address details may be shared with third party service providers engaged by us for order fulfilment, delivery and payment collection. This personal data is used by us to complete subscription requests.

  • Events & Conferences

    If you have registered for an event through a group website we may collect personal data including: name, job title, company, address, telephone number and email.

    This information is necessary so that we can complete your registration for the event and provide you with relevant event materials.

    We may also provide delegate details (e.g. name, email) to event sponsors who, subject to your consent, may contact you for their own advertising and marketing purposes.

  • Advertising & Marketing

    We use the personal data you provide us and which we collect from you to inform you about similar products and services which we provide. We may send you marketing communications that are sponsored by our partners and which are targeted to your interests based on information you have provided us such as job title, employer and/or industry. If you have consented to receive information from other Euromoney group companies, we may share your personal data with these companies so that they can fulfil your request to receive marketing materials in accordance with your preferences. We will not share your personal data with any third parties for their own marketing purposes unless you have provided your consent.

    Each of the Euromoney group companies that may contact you is a data controller in relation to the personal data that you have agreed to share with them. If you have any questions or concerns, you may contact the individual company, or us – using the contact details set out in the “Who We Are” section.

    You can opt out from receiving such materials at any time.

    The personal data we may use for advertising and marketing purposes includes your name, email address, job title, phone number, company name/employer, geo location, postal address and data collected using cookies and other similar technology (Please read our separate Cookies Policy to find out more about which cookies we use, how they work and how you can control your cookie options).

    Marketing materials are sent electronically, by post and we may occasionally call you.

  • Online Targeted Advertising

    We use targeted advertising on our websites to display advertisements that are relevant to what we believe are your interests. In order to deliver relevant advertisements, we use third parties to deliver cookies that collect information about your IP address and how you interact with our sites (e.g. browsing information, which articles you have read etc.). This data is used by the third parties to determine which advertisements may be of interest to you.

    We may also share your personal data with third parties to deliver targeted advertising to you on other websites (e.g. Twitter Tailored Audiences or Facebook Custom Audiences). This could include your email address, cookie data, and information obtained from third parties. Third party cookies may also be used to enable us to target advertisements to you on other websites that you visit.

  • Lead Generation and Scoring

    We occasionally use the services of trusted third parties in order to ensure that the personal data we use for advertising and marketing purposes is accurate and up-to-date. To do this, we transfer personal data of individual leads (such as name, email, job title, location and phone number) to these third parties who conduct research to verify the data – primarily against public information.

    We also use algorithmic software technology to help us improve the quality and relevance of marketing activities. The personal data analysed by the software includes email address, phone number, job title, address, purchase history and account information. This allows us to provide meaningful offers that are relevant to your specific profile.

  • Surveys, Market Research & Customer Feedback

    We want to understand the needs of our readers and customers. We may therefore use the information you provide us – including your name and contact details – to contact you to request your feedback, or to participate in our customer and market research.

  • Public forums, message boards and blogs

    Some of the pages on our group websites may include message boards, blogs or other facilities for generating content from users. Any information that is disclosed in these areas becomes public information and you should always be careful when deciding to post any personal data. User generated content is also subject to our site Terms & Conditions.

  • Business or Asset Sale

    If we sell a business or assets we may need to disclose your personal data to the prospective buyer of such business or assets.

    If Euromoney, or any of our group companies is sold or sells our assets or is acquired by a third party, then personal data about our customers will be acquired by that third party. A transfer of your personal data in these circumstances would be necessary so that the services you have contracted for can still be delivered, or so that you can continue to enjoy the benefits of our free products and services. You will receive notice if a new controller assumes responsibility for your personal data.

  • Additional Third Party Disclosures

    We may disclose your personal data to other third parties in the following situations:

    • To third party partners who help us by providing services such as technology, marketing, advisory or other services. These third parties only receive encrypted data and may only process personal data to provide those services to us.
    • Where we are required by law or regulation to do so. In each case we will seek, where practicable, to minimise the amount of data that is disclosed.
    • If required to protect the rights and interests of other users and/or Euromoney and its affiliates (including our employees, agents and contractors), or as otherwise set out in our Terms & Conditions. This may include exchanging information with other companies and organisations for the purposes of fraud protection.
  • Email Tracking

    We may include small pixel tags (small image files) within the emails we send you in order to determine whether our emails are opened and/or whether the hyperlinks inside our emails are clicked through. We may also collect browser, location and the device used to engage with our email communications. This information allows us to better understand whether we are meeting our users’ needs and how we can improve our communications. No other information is collected. You can opt out of receiving our direct marketing emails either by following the instructions in each email, or by contacting us (see the “Who We Are” section of this Privacy Notice).

International Transfers

Some of the Euromoney group companies are based outside the European Economic Area (EEA). If you have consented to being contacted by our group companies, then the transfer of your personal data will be made according to the terms of an international data sharing agreement that contains obligations approved by European data protection regulators. Any of our group companies that receive your personal data will be co-controllers of that data, which means they may determine how they process your personal data – although they may only use it for the purposes for which it was shared, unless you are informed of new or additional processing activities.

We may also transfer personal data to third party service providers as described in this Privacy Notice which are located outside the EEA. Where we conduct these transfers, we take all steps necessary to ensure that your data is treated securely and in accordance with applicable privacy legislation, either by only sending your personal data to jurisdictions that provide an adequate degree of legal protection for your data or by imposing approved contractual terms on these third parties.

Retention Periods

We have a data retention policy that ensures we don’t use or store your personal data for longer than necessary. We consider the following issues to determine retention periods:

  • Guidance from the UK Information Commissioner or other regulatory agency, or industry best practice recommendations;
  • The business rationale for collection and expiry of the purpose for which personal data was collected;
  • Our ongoing ability to ensure the accuracy of the data; and
  • Legal and regulatory requirements.

We may occasionally need to keep personal data for either shorter or longer periods than specified in our retention policy. In such circumstances, application of the retention period to the data will be temporarily suspended. The suspension of an applicable retention period will be carried out in a manner that respects the rights and interests of all persons concerned.

How You Can Set Your Data & Privacy Preferences

You can use our Preference Centre to select the topics that are of interest to you so that we can send you publications and information about our products and services that are especially relevant to you. You can also choose the channels we use to contact you (email, phone, post, etc.) and can also opt-out of receiving marketing communications.

Your Rights

You have certain rights in relation to your personal data which include the following:

  • Access & Portability

    You may request access to any personal data of yours for which Euromoney is responsible as controller. Unless there are legal or regulatory reasons for not doing so, we will confirm whether we process any of your personal data and if we do, we will provide you with the following information: the purposes of the processing, the categories of personal data, any recipients of your personal data, the applicable retention period and the data source. Copies of your personal data will be made available to you in a structured, machine-readable format.

    You may also request that we transfer the personal data that you have submitted to us, to another controller, where it is technically feasible for us to do so.

    If you have consented to our processing of your personal data, or if we are processing your personal data in order to fulfil our contractual obligations to you, then you can submit a request that we transfer your personal data to another data controller.

  • Rectification, Restriction, Objection

    You have the right to request that Euromoney rectify any errors in the personal data that we process. In some circumstances, you may also be able to ask for the erasure of personal data, and/or request that the processing of your personal data be restricted. You may also object to the processing of your personal data for sales or marketing purposes.

  • How to Exercise Your Rights

    To exercise any of these rights, please contact us by post or email at the following addresses:

    Euromoney Institutional Investor PLC
    8 Bouverie Street
    London, EC4Y 8AX
    United Kingdom


    Web form: Complete Subject Data Request Form

    We may need to check your identity prior to processing a request.

    Euromoney will do our best to respond to any questions and address any of your concerns. You are also able to register any complaints regarding the processing of your personal data directly with the UK Information Commissioner.

Protecting Your Data

Euromoney is committed to keeping your personal data secure and we will take appropriate technical and organisational measures to protect your personal data from loss, unauthorised use, disclosure or destruction. Although we do our best to protect your personal data, we cannot guarantee that any transmission of data is without risk. We have therefore implemented information security policies and rules, staff training on information security, and technical measures to ensure the integrity of data that we have under our control.

All our employees, contractors and data processors (i.e. those third parties that process personal data on our behalf) are required to keep such data confidential and not to use it for any purpose other than the performance of services we have requested.

Third Party Sites

Our site may contain links to other websites – including, for example, providers of payment processing services. Euromoney is not responsible for the privacy and data collection practices of third party sites and we therefore recommend that you review the privacy policies and terms of service of each site you visit.

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