Kenneth Adler

EVP-Head Of Capital Markets
Caliber Home Loans

Ken is currently EVP and Head of Capital Markets for Caliber Home Loans, Inc. with responsibilities for MSR, Secondary trading and  origination margin management. The company is an approved Seller/Servicer for both Fannie Mae and Freddie Mac, an approved issuer for Ginnie Mae and is an approved servicer for FHA, VA and the USDA From 2014 to 2016 Ken was a Managing Director at Structured Portfolio Management responsible for mortgage finance strategies inclusive of MSR, origination and equity investment in non-bank platforms. From 2009 until 2014 Ken was Managing Director and Co-Head of the Mortgage Servicing and Secondary Group at CitiMortgage where he oversaw MSR management and p ... (view full description)

David Allison

Senior Vice President
Dovenmuehle Mortgage, Inc.

            Mr. Allison is Senior Vice President and Manager of Marketing and Business Development.  Mr. Allison has also been responsible for all loan servicing operations at Dovenmuehle.  Mr. Allison was formerly Director of Global Cash Management Operations at Mellon Bank in Pittsburgh, Pennsylvania with responsibility for all domestic banking operations centers with a total staff of approximately 1,500.  Also at Mellon Bank, Mr. Allison held various management positions in the International Banking Department in London, Madrid, Milan and New York with responsibility for credit portfolios in excess of $500 million.  Mr. Allison is a graduate of Trinity University in San Antonio, Texas wit ... (view full description)

Randy Appleyard

Director
BlackRock

Director, is a member of the Advisory by BlackRock team within BlackRock Solutions. In this role, Mr. Appleyard manages residential whole loan portfolios, including portfolio liquidations and provision of advisory services to holders of residential whole loans in the U.S. and globally. He serves as the primary expert and advisor to a mortgage subsidiary of a large multinational financial institution in which Advisory by BlackRock provides valuation and loan sale advisory services for a large portfolio of legacy subprime residential whole loans. Mr. Appleyard has also worked with many large U.S. banks, Freddie Mac, the Federal Housing Finance Agency and international clients including the Cen ... (view full description)

Dave Bennett

Managing Director
MountainView Risk Advisors

David Bennett works closely with other leaders and analysts on the Risk Analytics team to support client relationships, enhance analyses, produce additional research, and foster new business opportunities. Mr. Bennett joined MountainView in 2016 from Compass Analytics, where he was Managing Director and responsible for hedging pipeline risks for mortgage originators, building out custom client settings within CompassPoint and developing new products and models for the mortgage servicing rights asset. He previously served as MSR Manager at Fifth Third Bank and was responsible for model maintenance, portfolio management, and valuation. Dave earned a Bachelor of Arts degree in Economics from Pr ... (view full description)

Hakan Beygo

Senior Director
Freddie Mac

Hakan Beygo is Senior Director in the Single Family Sales and Relationship Management organization.  In this capacity, he has responsibility for the bulk loan acquisition channel and servicing released execution businesses.  These businesses help customers with their balance sheet management needs by providing liquidity through bulk loan sales or servicing rights acquisitions while also providing servicing released execution options for sellers.  Mr. Beygo has over 25 years of experience in the mortgage business.   Prior to joining Freddie Mac, Mr. Beygo was Senior Vice President of Business Development and Investor Relations for SunTrust Mortgage, where he had responsibility for ... (view full description)

Matthew Bowen

Vice President and Corporate Counsel
U.S. Bancorp

Matthew Bowen serves as Vice President & Corporate Counsel for U.S. Bancorp, which services a portfolio of roughly $300 billion in residential mortgage loans. He is responsible for providing in-house legal guidance to USB’s mortgage servicing business line, supporting the enterprise’s regulatory change management program, and advising on consumer banking legal, regulatory, and risk issues. Matthew’s other professional interests include fin-tech and commercial real estate development.

Michael Brothers

Managing Director
Fifth Third Bank

No biography specified

Michael Carnes

Managing Director
MIAC

Michael Carnes – joined MIAC in September 2009 and is the Managing Director of the Capital Markets Group. Michael chairs the residential and commercial Mortgage Servicing Rights Valuation Committee’s and is responsible for all MSR valuation, modeling, and brokerage services at MIAC. He is a seasoned industry expert regarding mortgage banking and mortgage servicing rights with 25 years of diverse mortgage banking experience. In addition to MIAC, he has a proven track record of advising companies, including Wells Fargo, Wachovia, Irwin Mortgage, and Bank One Mortgage (now Chase Mortgage) on servicing valuation and overall corporate growth. Michael is experienced in both Static and Option Adjus ... (view full description)

William Chudy

EVP - Mortgage Portfolio
Parkside Lending

No biography specified

John Coleman

SVP, Managing Director- Fixed Income Group
R.J. O'Brien

John has been managing the Fixed Income Group of R.J. O'Brien since its inception 20 years ago. With now over a quarter century of experience in the futures industry, John has been involved in several aspects of the business emphasizing construction of cost-effective interest rate hedge strategies and processes.  John is responsible for the Fixed Income Group's research and developed its propriety Hedgebuilder software. In addition to regularly speaking at risk management conferences, John is cited in Fabozzi's Handbook of Fixed Income Options, published in Institutional Investor and a frequently quoted source in industry journals and publications.
 

Nitin Dave

Vice President of Securitization and Servicing
Southern Trust Mortgage, LLC

Mr. Nitin Dave has 35 years' experience in Mortgage Banking, Consumer Banking, Investment Banking, Commercial Lending, and Mortgage Servicing operations (25 years at FannieMae, 2+ years at Citizens Bank, and 4 Years at Pinnacle Financial Corporation and currently as Vice President of Servicing & Securitization at Southern Trust, a FannieMae, FreddieMac and GinnieMae approved Seller/Servicer).Besides his vast experience, Nitin Dave holds two undergraduate degrees, an MBA, and a Chartered Accountant's designation (comparable to CPA). He is a graduate of the School of Mortgage Bankers Association of America, and has Public Accounting experience as well.He is one of the f ... (view full description)

Robert DeCandia

Managing Senior Counsel
PNC Bank, National Association

No biography specified

John DelPonti

Managing Director
Navigant

Mr. DelPonti is a Managing Director with Navigant Consulting, Inc. (NYSE:NCI), in the Banking, Insurance, and Capital Markets practice and is based out of the Charlotte, NC. office.  Mr. DelPonti also heads the consumer finance related business process outsourcing group within the practice. Mr. DelPonti has over 30 years’ experience in banking, mortgage and consumer lending activities.   Specialties include compliance management/outsourcing, credit reporting/ Metro2® furnishing practices, lending consumer / mortgage services best practices, enterprise, risk management (including bank OCC/FRB/FDIC/CFPB regulatory), distressed workouts, capital markets operations, loan valuation, restruc ... (view full description)

Mansi Desai

Partner
Dentons

Mansi Desai is a member of Dentons’ Capital Markets practice. Mansi’s practice involves all aspects of loan and securities financing (through securitizations, repurchase facilities and secured credit facilities) supported by residential and commercial real estate, as well as receivables. She represents issuers and underwriters/initial purchasers in public and private securities offerings, with a primary focus on those backed by residential real estate or commercial real estate, including resecuritization transactions and single-family rental transactions.  She also represents sellers and purchasers of mortgage servicing rights (MSRs) in acquisitions and various servicing and subs ... (view full description)

Bob Dowell

Managing Member, Analytics
Incenter Mortgage Advisors

Bob has 27 years’ experience within the mortgage industry, with the last 18 years performing analytics on mortgage servicing portfolios.  Analytics work includes both buyer and seller representation in mortgage servicing rights transactions, third party mark to markets, Co-Issue Pricing grids, MSR transaction management/reconciliation, and advisory work related to MSR accounting functions.  Bob’s work experience prior to valuations included consulting work for Black Knight (f/k/a Alltel, LPS) within new client conversions, training, and special projects, as well as work for the RTC, and various mortgage servicing entities.  Bob has a B.S. degree in business from the University of Colorado. ... (view full description)

Michael Drayne

Senior Vice President-Office of Issuer and Portfolio
Ginnie Mae

As Senior Vice President of the Office of Issuer & Portfolio Management, Michael Drayne is responsible for the management of Ginnie Mae's relationships with the mortgage lenders who issue securities under Ginnie Mae’s mortgage-backed securities program. In this capacity, he oversees the Single Family and Multifamily Program Divisions, as well as the Monitoring & Asset Management Division, the latter of which is responsible for the oversight of the Ginnie Mae servicing assets owned by Issuers or Ginnie Mae. A 25-year veteran of the housing finance industry, Mr. Drayne began his career at Chevy Chase Bank, where he served as Vice President and Director of Secondary Marketing. In ... (view full description)

Eric Edwardson

Partner
Mayer Brown LLP

Eric Edwardson is a partner in Mayer Brown’s Washington DC office and a member of the Consumer Financial Services group. He provides a broad range of transactional and business counsel to clients in the mortgage banking, student lending, consumer finance, settlement service and related industries, informed by his knowledge of business and operational practices and the regulatory environment. Eric regularly assists clients with transactions that are unique to the consumer finance market, including sales and securitizations of loans, sales of servicing rights, servicing and subservicing agreements, loan broker and loan correspondent agreements, origination, underwriting and process ... (view full description)

Craig Freel

SVP Portfolio Management
RoundPoint Mortgage Servicing Corporation

Craig Freel, CFA, serves as Senior Vice President of Portfolio Management at RoundPoint Mortgage Servicing Corporation. Mr. Freel oversees RoundPoint’s MSR trading desk and analytics and reporting team. During his tenure at RoundPoint, Mr. Freel has been responsible for all MSR acquisition activity and has led key initiatives to improve RoundPoint’s customer contract strategies, loss mitigation fulfillment, default management and analytics and reporting. Prior to joining RoundPoint, Mr. Freel was a managing consultant at Navigant Consulting where he contributed to various projects pertaining to subprime mortgage servicing, international arbitration, stock option backdating, and internal audi ... (view full description)

William Fricke

Vice President-Senior Credit Officer
Moody's Investors Service

Mr. Fricke came to Moody's Investors Service in June, 2005 as Vice President – Senior Analyst – responsible for running the day-to-day operations of Moody's Servicer Quality Ratings Team. In November 2006, Mr. Fricke was promoted to Vice President – Senior Credit Officer. Prior to joining Moody's Mr. Fricke was at PHH Mortgage, formerly known as Cendant Mortgage, where he was a Director of Investor Accounting and REO Claims. At PHH, Mr. Fricke was responsible for investor accounting, bank reconciliation and REO claims for one of the largest residential mortgage servicers in the US. In addition while at PHH, Mr. Fricke managed the servicing relationships between PHH and third parties includi ... (view full description)

Brian Gardner

Senior Political Analyst
Keefe Bruyette & Woods

No biography specified

Mark Garland

Managing Director-Analytics
MountainView Servicing Group

Mark Garland, Managing Director-Analytics at MountainView Financial Solutions, a Situs Company Mr. Garland leads the operations of MountainView’s servicing analytics team, which supports the company’s residential MSR transaction and valuation advisory services. In this role, he oversees the research and modeling of the variables and scenarios affecting the value of MSRs, and he oversees all of the activities involved in bringing clients’ MSR portfolios to market. Before joining MountainView in 1997, Mark served as Vice President of Financial Planning and Analysis at Dovenmuehle Mortgage, Vice President of Portfolio Management at PNC Mortgage, Director of Internal Audit at Source One Fi ... (view full description)

Chris Gavin

Partner
Cadwalader, Wickersham & Taft LLP

Widely recognized as an active and innovative attorney in structured finance, Chris Gavin represents issuers, borrowers, sellers, buyers, lenders, official lenders, hedge funds, private equity funds and other investors in U.S. and international structured finance transactions. the footprint and complexity of his financings span North America, South America, Europe, Australia and Africa. Chris advises clients in a range of cross-border transactions and structured solutions involving residential mortgage transactions, including whole loan sales, servicing transfers, repurchase and other warehouse facilities, and term securitizations for newly originated, seasoned and nonperforming l ... (view full description)

Bernard Gordon

Director
BlackRock

Director, is a member of the Advisory by BlackRock team within BlackRock Solutions. Mr. Gordon leads Advisory by BlackRock’s Mortgage Servicing Rights service offering. BlackRock provides analytical support, advisory services, and hedge advisory & execution to both bank and non-bank holders of MSRs. Mr. Gordon is the lead for hedging advisory and trading, and provides markets advice as well as trade execution to bank and non-bank servicers looking to offset the capital markets exposure of their MSRs. In addition, Mr. Gordon works with the rest of the team to deliver analytics, valuation, modeling advisory, and other services to mortgage servicers. Mr. Gordon was a key member of the portf ... (view full description)

Bill Greenberg

Co-Deputy CIO
Two Harbors

William Greenberg serves as a Managing Director, Co-Deputy Chief Investment Officer of Two Harbors, with primary responsibility for the investment and hedging strategy of the company’s portfolio of conventional MSR, as well as managing the investment securities portfolio. Mr. Greenberg has over 25 years of experience managing portfolios of structured finance assets. Prior to joining Two Harbors in 2012, Mr. Greenberg was a Managing Director at UBS AG, holding a variety of senior positions with responsibilities including managing the mortgage repurchase liability risk related to over $100 billion of RMBS and whole loans issued and/or sold by UBS. Additionally, Mr. Greenberg was co-head of tra ... (view full description)

Joseph Grimes, III

VP - TPRM & MSR Financing
Fannie Mae

Name: Joseph A. Grimes, IIITitle: Vice President – Third Party Risk Management & MSR FinancingDivision: Single Family BusinessResponsibilities: Joseph A. Grimes III is Fannie Mae's Vice President – Third Party Risk Management & MSR Financing. He reports to the Senior Vice President and Chief Credit Officer – Single-Family Underwriting, Pricing, and Capital Markets. Grimes is responsible for  lender & vendor approval, eligibility, and compliance in the Single-Family business as well as all MSR financing transactions involving Fannie Mae guaranteed loans .  Experien ... (view full description)

Gene Haldeman

Director
Credit Suisse

Gene A. Haldeman Mortgage Finance Capital Markets Attorney Director at Credit Suisse Securities (USA) LLC One Madison Avenue New York, NY 10010 Phone 212.325.4053 Mobile 917.520.4984 Industries Financial Services Structured Finance Practices Structured Finance Education JD, 1988, Boston University School of Law BA, 1984, Dartmouth College Gene Haldeman's experience is concentrated in residential and commercial mortgage-backed and asset-backed securities and has included issuer and underwriter representation of investment banking firms as well as representation of asset originators, servicers, financial guaranty insurers and others involved in the securitiza ... (view full description)

Jonathan Harris

Principal
Transparent Analytics

No biography specified

Scott Hirsch

Director-Corporate Finance
Towne Mortgage Company

No biography specified

Roy Hormuth

Director
Ginnie Mae

Roy Hormuth joined Ginnie Mae in 2012 as Director of the Single-Family Division in the Office of Issuer and Portfolio Management. He has more than 28 years of experience in housing finance and capital markets.   In his role at Ginnie Mae, Mr. Hormuth directs the organization’s $ 1.5 Trillion Single-Family MBS Program, which also includes MBS backed by manufactured housing and reverse mortgage collateral. Mr. Hormuth manages all issuer relationships in the Single-Family MBS program and is responsible for enhancing issuer outreach and training opportunities.  He is responsible all issuer portfolio management nationwide as well as transaction management.   Prior to joini ... (view full description)

Chadwick Hoyt

Partner
Mayer Brown LLP

Chadwick A. Hoyt  Chadwick Hoyt is a partner in Mayer Brown’s Chicago office and a member of the Banking and Finance group.  He focuses his practice on US and international structured finance transactions with an emphasis on mortgage related transactions.  He has significant experience in the purchase and sale of performing and non-performing residential and commercial mortgage loans.   He also represents clients in connection with warehouse, repurchase and other financing facilities and securitizations of performing and non-performing commercial and residential mortgage loans and other real estate assets.  He also represents clients in connection with servicing agreem ... (view full description)

Herbie Huesman

SVP, Head of Capital Markets
Fifth Third Bank

No biography specified

Chris Katopis

Executive Director
Association of Mortgage Investors (AMI)

Chris J. Katopis serves as the Executive Director of the Association of Mortgage Investors (AMI).   In this role he oversees the public policy advocacy efforts and day-to-day operations of this financial services trade association, focusing on housing finance and mortgage policy.  The AMI represents private investors, institutional investors, asset managers, public and private pension funds, and charitable endowments, all of whom support the efforts of Congress and the Administration to develop long-term, sustainable and effective solutions at restarting securitization, housing finance, and mortgage polices. Mr. Katopis has years of broad Washington, D.C. experience in a variety of pub ... (view full description)

Chris King

Senior Vice President - Business Development
Nationstar Mortgage

No biography specified

Erik Klingenberg

Chair, Capital Markets
Dentons

Erik Klingenberg is the Co-Chair of Dentons' Capital Markets practice specializing in structured finance, including all aspects of commercial and residential mortgage-backed securities, asset-backed securities, commercial paper, collateralized debt obligations and other structured products. Ranked Band 2 by Chambers Global (2015) and Chambers USA (2015), Erik is praised by clients as “a wonderful person to work with and a very effective lawyer.”    Erik assumed an early, prominent role as counsel to various U.S. government agencies and their efforts to restore the financial markets for a range of financial products and situations, including the U.S. Treasury in connection ... (view full description)

Jon Langlois

Partner
Buckley Sandler LLP

Jon Langlois is a partner in the Washington, DC, office of Buckley Sandler LLP. Mr. Langlois works with all types of financial institutions and financial services providers on regulatory compliance matters relating to consumer lending and servicing activities. His practice includes a focus on mortgage servicing activities, including assessment and advice on default servicing, such as loss mitigation and foreclosure prevention. In addition to his regulatory practice, Mr. Langlois also advises clients on a variety of corporate and transactional matters, including capital markets transactions, corporate governance, and corporate organizations and reorganizations. These opportunities have includ ... (view full description)

Philip Laren

Director MSR Services
MCT Trading Inc

Mr. Laren has been involved in mortgage banking capital markets and risk management for over 29 years. He is well known for developing financial models with applications to servicing value, pipeline hedging, optimal use of options for both servicing and pipeline hedging, as well as profitability and best execution models. He has presented on servicing asset topics at the MBA’s Annual and Secondary market meetings, and has taught both the Secondary Marketing and the Servicing Valuation section of the MBA’s School of Mortgage Banking II.   He is one of the few Capital Markets professionals with experience running major prime and non-prime operations, including stops in Michigan, So ... (view full description)

Robert Losquadro

Senior Vice President
Houlihan Lokey

Robert Losquadro is a member of Houlihan Lokey’s Financial Institutions Group. He specializes in advising financial services companies on M&A, capital raising, and other corporate finance engagements. He has extensive experience working with specialty finance companies, with a specific focus on residential mortgage companies and assets, asset managers, broker-dealers, banks, insurers, and insurance services companies. Since joining Houlihan Lokey, Mr. Losquadro has been involved in M&A transactions, capital markets activities, and financial restructuring engagements.  Previously, Mr. Losquadro was an Associate at Milestone Advisors, LLC in Washington, D.C. where he focused on special ... (view full description)

Jay Lown

President & Chief Executive Officer
Cherry Hill Mortgage Investment Corp.

Mr. Lown has over 25 years of combined experience in the financial services industry and the residential mortgage markets. Mr. Lown is currently President and CEO of Cherry Hill Mortgage Investment Corporation, a residential mortgage Real Estate Mortgage Investment Trust that acquires, invests and manages servicing related assets, agency mortgage backed securities and other residential mortgage assets.  Mr. Lown previously served as Executive Vice President in charge of strategic funding projects and capital markets from May 2012 through July 2016.      In the years prior to joining Freedom Mortgage, Mr. Lown was a Portfolio Manager at Avenue Capital Group and was head of the res ... (view full description)

Bob Magee

Chief Investment Officer
Shellpoint Partners

W. Robert Magee, Jr. – Chief Investment Officer, Shellpoint Partners Mr. Magee was one of the founding members of C-BASS in July 1996. He was responsible for the investment and trading activities at the firm as they pertained to performing and non-performing loans, REO, and delinquent FHA/VA loans. From late 2004 to the end of 2007, Mr. Magee was the Non-Agency mortgage portfolio manager at Citadel Investment Group, where he started that firm’s Non-Agency business. Mr. Magee started his career in the securities industry in 1988 writing mortgage securities modeling software. He held a number of positions within Citibank Securities Fixed-Income Research Group. He t ... (view full description)

Matt Maurer

Managing Director
MountainView Capital Group

Matt Maurer is responsible for providing residential mortgage servicing rights and whole loan sales advice, portfolio valuation and risk management. Mr. Maurer also sources residential performing and non-performing whole loans for the MountainView Mortgage Opportunities Funds. Before joining MountainView in 2008, Matt worked at Clayton Fixed Income Services and Matrix Asset Management. He graduated from the University of Colorado in Boulder with a Bachelors degree in Finance and a minor in Economics.

 

Tricia McKitty

Director
Freddie Mac

Tricia McKitty is a Structured Transactions Director in Single-Family Portfolio Management at Freddie Mac. Ms. McKitty facilitates deals primarily related to servicing rights transfers on a negotiated basis and also supports financing transactions. She has over 10 years of experience in the residential mortgage industry. Prior to joining Freddie Mac in 2012, Ms. McKitty was a Vice President in the Fixed Income Division of Morgan Stanley, where she managed and negotiated transactions for the purchase and sale of residential mortgage loans and related matters. Ms. McKitty previously practiced corporate law, representing issuers and underwriters in capital markets transactions. ... (view full description)

Stanley Middleman

President and Chief Executive Officer
Freedom Mortgage Corporation

Stanley C. Middleman is the founder and Chief Executive Officer of Freedom Mortgage Corporation, a national, full-service mortgage banker headquartered in Mount Laurel, NJ. The company is one of the 10 largest mortgage originators nationally and was ranked the top VA originator for 2016. Freedom Mortgage has been ranked in the Inc. 5000 list of America’s Fastest Growing Companies for five consecutive years, earning a place on the Inc. 5000 Honor Roll for 2017. The company attributes its significant expansion in recent years to robust organic growth and strategic acquisitions, reflecting the company’s commitment to industry leadership. Currently, Freedom Mortgage ... (view full description)

Matthew Monahan

Director
Houlihan Lokey

Mr. Monahan is a Director in Houlihan Lokeys Financial Institutions Group, focused on covering mortgage finance companies and depository institutions. He is based in the firms New York office.Mr. Monahan has more than 20 years of extensive advisory and transaction experience in the mortgage finance and depository sectors. Before joining Houlihan Lokey in 2014, he spent five years at Deutsche Bank in the Financial Institutions Group. Prior to joining Deutsche Bank, he spent nearly six years at Lehman Brothers in the Structured Asset Solutions Group, working on a range of transactions in the consumer and specialty finance sector.Over the course of his career, he has bee ... (view full description)

Henry Morriello

Partner
Arnold & Porter Kaye Scholer LLP

No biography specified

Ned Myers

Senior Vice President
AlphaPoint

Ned brings over 25 years of proven FinTech experience rapidly growing software, data, and information businesses in structured finance, mortgage and capital markets while managing marketing, sales, product, operations, and strategy functions. In this role as AlphaPoint’s Head of Product, Ned is charged with leading the product management and marketing of the company. Prior to joining AlphaPoint, Ned led the capital markets and government businesses for Black Knight Inc.’s Data & Analytics division, a leader in mortgage information. Ned also spent over two decades with Lewtan, a securitization data & software company, holding positions that included head of Sales and Marketing, Genera ... (view full description)

Ashish Negandhi

Senior Portfolio Manager
Angel Oak Capital

Mr. Negandhi focuses on building and managing structured investment strategies within the asset backed securities market.
Mr. Negandhi previously worked within the investment grade corporate bond and collateralized loan obligation fixed income markets, managing a portfolio up to $2 billion in assets at Washington Mutual Bank. Mr. Negandhi guided investments based on risk analysis and exposure valuations, including monitoring credit default and interest rate risk.
Mr. Negandhi holds a B.S. in Computer Science from Georgia College and State University and an M.B.A. from Foster School of Business at the University of Washington.

Peter Newall

Head of MSR Hedge Trading Desk
Citi Mortgage

Peter Newall, CFA, is the head of the MSR Hedge Desk at CitiMortgage.  In this role he oversees the development of analytics for evaluating and reporting the risks of the MSR portfolio and developing and implementing the hedging strategy.  Peter has been with Citi since 2007 and has over 17 years of Capital Markets experience, including 14 years hedging MSRs. Prior to joining the MSR Hedging Desk in 2009, Peter spent two years as a trader on the Central Funding Desk in Citibank Treasury.  From 2005 to 2006, Peter worked at Merrill Lynch Investment Management as a trader on the Fixed Income Desk, where he oversaw all fixed income derivatives trading.  From 2000 to 2005, Peter was a trad ... (view full description)

Rudy Orman

Head of Sales
Promontory MortgagePath

Rudy Orman is Head of Sales for Promontory MortgagePath, focusing on fulfillment.  Promontory Fulfillment Services provides licensed mortgage origination services efficiently and cost-effectively. We make the investment in compliance, technology and human resources in this highly-regulated and competitive market – and you get the benefits.

Rudy Orman
Head of Sales
Promontory MortgagePath LLC
Direct: 813-632-0614
Mobile: 813-415-1362
rorman@mortgagefulfillment.com


Rudy's prior employers were Carrington Mortgage Holdings, Marathon Asset Management and Goldman Sachs. 

Creighton Oswald

SVP, Director Mortgage Loan Servicing
Texas Capital Bank

Professional Experience and Responsibilities Creighton joined the Texas Capital Bank team in November, 2014 where he has been assigned the task of building out the organization’s mortgage servicing operation. Immediately prior to joining Texas Capital, Creighton served as EVP of Mortgage Servicing at BBVA Compass where he was responsible for the management and strategic oversight of that institution’s $25 Billion consumer real estate secured portfolio. His functionally broad-based career in banking and financial services spans over two decades and boasts key leadership assignments with a number of industry leading organizations including Merrill Lynch, Daimler Benz, Washington Mu ... (view full description)

Peter Partee

Partner
Hunton & Williams

Head of Hunton & Williams LLP's New York Bankruptcy, Financial Restructuring and Creditors' Rights practice. 

Edward Pinto

Co-Director & Chief Risk Officer
American Enterprise Institute

American Enterprise Institute (AEI) resident fellow Edward J. Pinto is the codirector of AEI’s International Center on Housing Risk. Along with AEI resident scholar Stephen Oliner, Pinto is the creator and developer of the AEI Pinto-Oliner Mortgage Risk and Collateral Risk Indexes. Pinto is the co-creator of the Wealth Building Home Mortgage, a new approach to home finance designed to serve the twin goals of providing to a broad range of homebuyers a more reliable and effective means of building wealth than currently available under existing policies, while maintaining buying power similar to a 30-year loan. An executive vice president and chief credit officer for Fannie Mae until the late 1 ... (view full description)

Allen Price

SVP Business Development
Roundpoint Mortgage Servicing Corporation

Allen Price serves as Senior Vice President of Business Development RoundPoint Mortgage Servicing Corporation.  Mr. Price joined RoundPoint from LoanCare, part of Black Knight Financial Services, where he was SVP and head of business development for subservicing.  In that position, he focused his team on acquiring subservicing assets from a variety of investors that included: capital market participants, credit unions and credit union service organizations, independent mortgage banking firms, private equity firms, and state housing finance agencies as well as the GSEs.  Prior to LoanCare, Mr. Price was Senior Vice President and Head of Business Development for Nationstar Mortgage, a Fortress ... (view full description)

Domonic Purviance

Senior Financial Specialist
Federal Reserve Bank of Atlanta

Mr. Purviance serves as a Senior Financial Policy Analyst within the Supervision and Regulation division at the Federal Reserve Bank of Atlanta. In this function, Mr. Purviance is primarily responsible for conducting an ongoing assessment of risks associated with residential real estate markets and the potential impacts they may pose to the financial system. This includes analyzing conditions within individual markets as well as the impacts of external forces on real estate. In addition, Mr. Purviance is responsible for developing real estate related analytical reports and tools utilized throughout the Federal Reserve System to aid in risk surveillance and banking supervision. Prior to jo ... (view full description)

Al Qureshi

Managing Director
Incenter Portfolio Advisors

As Incenter’s Managing Director of Analytics, Al Qureshi leads our MSR, securities and whole loan analytics and risk management platform. Al has broad and deep technical expertise including the design of sophisticated valuation, hedging and risk modeling to help clients pinpoint revenue opportunities and clearly understand and manage their business and financial risks. Al brings almost 20 years of experience in mortgage and capital markets to the Incenter senior management team. Immediately prior to joining the company he served as Head of Mortgage Servicing Hedging and Hedging Analytics at U.S. Bank. He has also held MSR, Analytic Hedging appointments at JP Morgan, Merrill Lynch, an ... (view full description)

Adam Rilander

Head Agency MBS Trading
Galton Capital Management

Mr. Rilander is a Mariner employee and serves as the Head of Agency Mortgage Trading for the Galton team.  He has spent the past 13 years focused on investing in, trading and researching Agency Mortgage Backed Securities.  Most recently, from 2015 through 2016, Mr. Rilander was running a team overseeing the Agency derivative and mortgage option position at Premium Point Investments. From 2006-2015, he was trading Agency Mortgage Backed Securities at JPMorgan, becoming a Managing Director and the senior secondary trader on the Agency MBS desk.  Prior to joining JPM, Mr. Rilander began his career in 2003 at Bear Stearns as a research analyst focused on Agency Mortgage Backed Securities. ... (view full description)

William Roehrenbeck

SVP-Managing Director MSR Acquisitions
PNC Bank, A Divsion of PNC Bank, N.A.

Bill Roehrenbeck served as President and Chief Executive Officer of First Commercial Mortgage Company (now Regions Mortgage). After 24 years with First Commercial Mortgage Company, Bill joined Central Bank and Trust as President. Bill founded Central Mortgage Company in 1997, which was subsequently acquired by the Arvest Bank Group. Bill currently serves as the Chairman and Chief Executive Officer of Arvest Mortgage Company and Central Mortgage Company with annual production of $2 Billion in new loans and servicing approximately $40 Billion in mortgage loans for others. Additionally, Bill serves on the National FannieMae Customer Advisory Board, ABA's Mortgage Markets Committee, Fifty for th ... (view full description)

Gene Ross

EVP Strategy & Business Development
LoanCare, A ServiceLink Company

Gene Ross is the Executive Vice President of Strategy and Business Development at LoanCare, a ServiceLink company and a subsidiary of Fidelity National Financial. LoanCare, headquartered in Virginia Beach, Virginia with additional operations in Jacksonville, Florida,  and Chandler, Arizona subservices over 1,100,000 loans in 50 states, totaling $231- plus billion in loan balances. Mr. Ross was the former President of LoanCare for 24 years. In his current position, Mr. Ross is responsible for driving business by bringing forth additional prospects for portfolio growth and product diversity. With these responsibilities, Mr. Ross will further increase LoanCare’s current market share while allow ... (view full description)

Dan Rudd

Senior Vice President
Quantitative Risk Management

Daniel Rudd is the Senior Vice President in charge of Mortgage Banking Client Services at Quantitative Risk Management, Inc. (QRM) a Chicago-based consulting firm specializing in Risk Management consulting for financial institutions worldwide. Within the mortgage industry, QRM is well known for its application of modern finance to the hedging problems of mortgage pipeline risk management, mortgage servicing risk management, credit modeling, liquidity management, and asset/liability management. QRM is noted for its pioneering work in the option-based approach to pricing and modeling mortgage related assets, and for developing an option-based model to value and determine the interest rat ... (view full description)

Aaron Rykowski

SVP - Chief Compliance Officer
WesBanco Bank, Inc

No biography specified

Pete Sack

Managing Director
Credit Suisse

Peter Sack is a Managing Director in the New York office of Credit Suisse. Pete heads Mortgage Finance at Credit Suisse, within Global Asset Finance. He oversees financing and securitization underwriting of newly-originated and seasoned agency, non-agency and non-performing residential mortgages and related assets, including mortgage warehouse financing.

Pete has worked in the mortgage business at Credit Suisse since 2001. Prior to joining the bank, Pete was an attorney with the law firm Orrick, Herrington & Sutcliffe LLP, where he advised clients in regard to residential and commercial mortgage securitizations and derivative transactions.

Shmulie Schochet

Chief Executive Officer
East Point Systems

Shmulie Schochet is the CEO of East Point Systems, the largest technology platform in the Mortgage Field Services Industry. Experiences include working at regional preservation companies and along side many of the national vendors in the Mortgage Field Service space.    Throughout this incredible journey and learning experience, I came to realize that the industry still had a lot of room for fundamental growth and improvement. For years the industry had been grappling with the technological demands of the modern business world, and the need for a more proficient and adept software solution was becoming more necessary than ever. Such a product needed to include a high-speed cloud- ... (view full description)

Steven Schwalb

CEO/Managing Partner
Angel Oak Home Loans

Mr. Schwalb is the CEO and Managing Partner of Angel Oak Home Loans (AOHL). He has more than 20 years of experience in financial services, specifically, in residential lending. His primary responsibilities include developing and implementing AOHL’s strategic plan and management oversight of Angel Oak’s lending platforms. He is responsible for maintaining all capital market relationships and has been instrumental in executing growth opportunities for AOHL in agency approvals, servicing and securitization.  Mr. Schwalb also co-founded Angel Oak Mortgage Solutions, a non-agency wholesale and correspondent mortgage lender, and Angel Oak Prime Bridge, a commercial ... (view full description)

Meagan Signoriello

Counsel
Lowenstein Sandler LLP

Meagan provides counsel to mortgage servicers, investment managers, and originators in regard to mortgage and servicing rights acquisitions, dispositions, financings, and conduits. Her experience extends to counseling clients in connection with numerous servicing advance facilities and excess spread acquisitions or sales. Additionally, Meagan offers guidance to borrowers, lenders, and administrative agents in syndicated credit facilities (domestic and cross-border). She also works with both purchasers and sellers in par and distressed bank debt and bankruptcy trade claims and securities. Meagan counsels collateral managers in collateralized loan obligation (CLO) trans ... (view full description)

Akshay Singh

CFO and Head of Strategy
BSI Financial

Finance and strategy executive with 15 years of experience in private equity, investment banking and management consulting.  Prior to joining BSI Financial, Akshay was a Principal of North Cove Partners, a private equity group that was spun out of Merrill Lynch Private Equity. Akshay has managed private equity investments totaling more than $1 billion in value. He has served on Boards of various public and private companies.  Prior to that Akshay worked at Merrill Lynch and at Deloitte Consulting. Akshay holds a degree in Computer Science from the Indian Institute of Technology Delhi and an MBA with high honors from The University of Chicago Booth School of Business.  

Lee Smith

Executive Vice President/Chief Operating Officer
Flagstar Bank

Lee Smith joined Flagstar in May 2013 as chief operating officer. He brings to Flagstar extensive experience in financial management and operations. Prior to Flagstar, Smith was a partner with MP (Thrift) Global Advisers III, where he served as an outside adviser to the Flagstar management team and the compliance committee of the Flagstar board of directors. Prior to that role, he was a partner with MatlinPatterson Global Advisers LLC, the investment adviser to the MatlinPatterson family of private equity vehicles, where he worked with a number of portfolio companies across many industries. Before joining MatlinPatterson he was a senior director at Zolfo Cooper LLC in ... (view full description)

Rick Smith

Executive Vice President - Servicing
The Money Source Inc.

Rick Smith joined The Money Source in November 2014 as Executive Vice President and brought more than 30 years of experience in the mortgage industry with him.  Rick was given a simple directive, develop a new Servicing platform from scratch.  Within a two-year time frame, Rick leased 20,000 square feet in Meriden, CT, and another 10,000 square feet in Tempe, AZ.  Rick and his team successfully transferred 39,000 loans to the new platform and added another 40,000 organically.   With Rick at the helm of the TMS Servicing Division, TMS received approval to service in house from FNMA, Freddie Mac, GNMA and all 50 states, as well as approval to sub-service.  On top of that, TMS recei ... (view full description)

Seth Sprague

Executive Vice President
Phoenix Capital

Seth D. Sprague CMB, Senior Vice President of Phoenix Capital, Inc. joined Phoenix in April of 2013 after more than ten years with SunTrust Mortgage managing their mortgage servicing rights portfolio valuation process as well as their periodic MSR transaction activity. Seth’s primary duties at Phoenix include managing bulk and flow MSR transactions, advising on analytic and valuation strategies, and participating in strategic business development activities as the MSR market continues to evolve. Seth has a total of over 20 years of mortgage banking and servicing valuation experience at a variety of firms including SunTrust Mortgage, Bank of America Mortgage, United Financial / Matrix Financi ... (view full description)

Steve Staid

Senior Vice President, Servicing
PHH Mortgage

Stephen Staid serves as Senior Vice President, Servicing, for PHH Mortgage and is responsible for growth and management of the company’s servicing portfolios. Mr. Staid joined PHH in 2017. Prior to joining PHH, he was the President of SEMS, LLC where he advised financial services companies on a range of matters related to mortgage origination and servicing and driving operational efficiency. From 2012 to 2015, he served as Senior Vice President and Loan Servicing and Support Operations business executive at Bank of America, where he was responsible for the company’s non-default related mortgage practices and a portfolio of over 5 million loans. Mr. Staid previously was Executive Vice Preside ... (view full description)

Paul Thomas

Chief Operating Officer
Pingora Asset Management

Paul Thomas joins Pingora from SunTrust, where he was the EVP of Capital Markets responsible for MSR asset management, secondary marketing, investor relations, investment portfolio management and product development. Paul has over 20 years of experience in mortgage-related interest rate risk management, structured finance, and credit risk management, holding key roles at National City, Freddie Mac and Fannie Mae. Paul received a BSBA from the University of Denver, an MBA from The Wharton School, and is a Chartered Financial Analyst.

Darrell van Amen

EVP, Chief Investment Officer & Treasurer
HomeStreet Bank

Darrell S. van Amen, Executive Vice President and Chief Investment Officer of HomeStreet Bank and HomeStreet, Inc. Mr. van Amen has served HomeStreet Bank since 2003 when he joined the Bank as its Treasurer. Mr. van Amen has also served as the Quantitative Analytics Manager for the Royal Bank of Canada and, Vice President and Balance Sheet Manager at Old Kent Financial in Michigan. He holds a bachelor’s degree in Economics from Weber State University and a master’s degree in Economics from Claremont Graduate University.

Mark Volosov

Director
BlackRock

No biography specified

Tom Walsh

Executive Vice President
Rushmore Loan Management Services

Mr. Walsh has a broad mortgage lending and real estate back ground with a solid understanding of the economics of loan servicing and a strong expertise in the mortgage risk management.       Mr. Walsh joined Roosevelt Management Company August 2008 and is responsible for management of mortgage assets including loss mitigation strategies, loan administration and mortgage servicing.   Mr. Walsh is President of Rushmore Loan Management services, a subsidiary of Roosevelt Management Company.     Mr. Walsh was with Morgan Stanley for four years in and led the Morgan Stanley servicing oversight function responsible for third party servicing relationships, master servicing a ... (view full description)

Rob Walters

Director
Incenter Mortgage Advisors

Mr. Walters has served as a Director at Incenter since its acquisition of Interactive Mortgage Advisors in 2016. In this role, Mr. Walters is responsible for MSR Sales, Analytics and Client relationships within the Incenter Mortgage Advisors division.  Prior to his current role, from 2005 until 2016 Mr. Walters served as Vice President of Interactive Mortgage Advisors; trading in excess of $100b in MSR and providing strategic and valuation support for his clients. Before joining Interactive Mortgage Advisors in 2005, Rob was Vice President at Phoenix Capital Inc. honing his analytic and comparative analytic approach to MSR Advisory. Rob began his career in 1994 at National Mortga ... (view full description)

Justin Wiseman

Director of Loan Administration Policy
Mortgage Bankers Association

Justin Wiseman is the Director of Loan Administration Policy in MBA’s Residential Policy department, where he analyzes forthcoming legislation and administrative rule-making. Justin assists the Department to formulate responses to policy initiatives and helps MBA members understand and comply with the many servicing rules. Before assuming his role as Director of Loan Administration Policy, Justin worked as associate regulatory counsel for MBA, providing analysis on Dodd-Frank rulemakings such as the Qualified Mortgage and Loan Originator Compensation rules. He also staffed the Litigation subcommittee which monitored relevant litigation trends and evaluated requests for amici participation by ... (view full description)

Brian Ye

Managing Director
JP Morgan Securities LLC

Brian Ye is a Managing Director in the Mortgage Strategy team at J.P.Morgan. He has been an Institutional Investor ranked analyst since 2006, focusing on prepayments, MBS pass-throughs and CMOs. Brian joined the firm in 2000 from Credit Suisse. Prior to that, he worked at Bear Stearns. He graduated from Dartmouth College and holds an M.S. from the Johns Hopkins University.  

Shengyu Zhang

SVP, Quantitative Manager
HomeStreet Bank

Shengyu is currently Senior Vice President and Quantitative Manager for HomeStreet Bank, with responsibility for Modeling, Valuation and Risk Analytics for MSR, Secondary Market, Asset and Liability Management, and Interest Income forecasting.  Prior to joining HomeStreet in 2015, Shengyu spent 5 years in Federal Home Loan Bank Seattle where he was the Market Risk Manager responsible for interest rate risk modeling, valuation and reporting. From 2009 to 2010, Shengyu was a Senior Risk Modeling Manager at Freddie Mac with responsibility of oversight on market risk and credit risk models. From 2004 to 2009, Shengyu worked at Washington Mutual as Quantitative Developer responsible f ... (view full description)
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Event Specific Contacts for The 4th Annual Residential Mortgage Servicing Rights Forum

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Information Management Network - Privacy Notice

Introduction - Who we are

Euromoney Institutional Investor PLC (“Euromoney”, “we”, “us” or “our”) is an international business-information group covering asset management, price discovery, data and market intelligence, and banking and finance. The group also runs an extensive portfolio of events for the telecoms, financial and commodities markets.

For a full list of our brands and group companies, please click on this link. Euromoney and its group companies are committed to respecting the privacy of every person who visits, registers with or subscribes to our websites, publications, events and other products or services.

Euromoney is the primary data controller of personal data collected through this website or that we may collect in different ways as described in this Privacy Notice. If you are contacted by our other group companies, they will also be controllers of your personal data. This means that they are responsible for how your personal data is used, just as we are. You may contact any of these companies directly, or you can contact Euromoney by emailing dataprotectionofficer@euromoneyplc.com or writing to the Data Protection Officer at Euromoney Institutional Investor PLC, 8 Bouverie Street, London EC4Y 8AX, United Kingdom.

This Privacy Notice was updated on 23 May 2018

Our Approach to Your Privacy

This Privacy Notice outlines the information we may collect about you in relation to your use of our products and services (“personal data”). It also explains the legal rights that you have in relation to your data and how you may exercise these rights.

Some of our group companies may collect and use personal data for different purposes; those companies have their own websites and privacy notices.

We will process your data for the following lawful purposes: with your consent; to fulfil our obligations to you; and where there is a legitimate interest to do so.

When possible, we rely on your consent to use your data for the purposes described in this Privacy Notice. We also process personal data to fulfil our contractual obligations to you, for example, when you register for any of our services, subscribe to a publication, sign-up for an event or purchase a product from us, we will need to process some of your personal data. This will also include details of the person/people responsible for payment (if different).

We may determine that processing your personal data serves both of our legitimate interests. This is the case in relation to many of our research, customer survey, sales, marketing and advertising activities described in this Privacy Notice. These activities allow us to better understand your requirements, which in turn enables us to provide you with a better service. We review the bases for our processing decisions carefully and you can object to these activities at any time (see the “Your Rights” section of this Privacy Notice).

What Personal Data We Collect & Why

Our primary goal in collecting personal data from you is to give you a relevant customised experience of our products and services.

  • Registration, Free Trials & Subscriptions

    When you register with our website and/or sign up for a free trial of our products or services, we may ask you to provide your name, address, email address and telephone number, and details relevant to your occupation or employer.

    If you subscribe to one of our products or services, we will also ask for payment details. Credit/debit card payments are processed using a third party supplier and we do not retain the credit card data (see the Third Party Sites of this Privacy Notice). Address details may be shared with third party service providers engaged by us for order fulfilment, delivery and payment collection. This personal data is used by us to complete subscription requests.

  • Events & Conferences

    If you have registered for an event through a group website we may collect personal data including: name, job title, company, address, telephone number and email.

    This information is necessary so that we can complete your registration for the event and provide you with relevant event materials.

    We may also provide delegate details (e.g. name, email) to event sponsors who, subject to your consent, may contact you for their own advertising and marketing purposes.

  • Advertising & Marketing

    We use the personal data you provide us and which we collect from you to inform you about similar products and services which we provide. We may send you marketing communications that are sponsored by our partners and which are targeted to your interests based on information you have provided us such as job title, employer and/or industry. If you have consented to receive information from other Euromoney group companies, we may share your personal data with these companies so that they can fulfil your request to receive marketing materials in accordance with your preferences. We will not share your personal data with any third parties for their own marketing purposes unless you have provided your consent.

    Each of the Euromoney group companies that may contact you is a data controller in relation to the personal data that you have agreed to share with them. If you have any questions or concerns, you may contact the individual company, or us – using the contact details set out in the “Who We Are” section.

    You can opt out from receiving such materials at any time.

    The personal data we may use for advertising and marketing purposes includes your name, email address, job title, phone number, company name/employer, geo location, postal address and data collected using cookies and other similar technology (Please read our separate Cookies Policy to find out more about which cookies we use, how they work and how you can control your cookie options).

    Marketing materials are sent electronically, by post and we may occasionally call you.

  • Online Targeted Advertising

    We use targeted advertising on our websites to display advertisements that are relevant to what we believe are your interests. In order to deliver relevant advertisements, we use third parties to deliver cookies that collect information about your IP address and how you interact with our sites (e.g. browsing information, which articles you have read etc.). This data is used by the third parties to determine which advertisements may be of interest to you.

    We may also share your personal data with third parties to deliver targeted advertising to you on other websites (e.g. Twitter Tailored Audiences or Facebook Custom Audiences). This could include your email address, cookie data, and information obtained from third parties. Third party cookies may also be used to enable us to target advertisements to you on other websites that you visit.

  • Lead Generation and Scoring

    We occasionally use the services of trusted third parties in order to ensure that the personal data we use for advertising and marketing purposes is accurate and up-to-date. To do this, we transfer personal data of individual leads (such as name, email, job title, location and phone number) to these third parties who conduct research to verify the data – primarily against public information.

    We also use algorithmic software technology to help us improve the quality and relevance of marketing activities. The personal data analysed by the software includes email address, phone number, job title, address, purchase history and account information. This allows us to provide meaningful offers that are relevant to your specific profile.

  • Surveys, Market Research & Customer Feedback

    We want to understand the needs of our readers and customers. We may therefore use the information you provide us – including your name and contact details – to contact you to request your feedback, or to participate in our customer and market research.

  • Public forums, message boards and blogs

    Some of the pages on our group websites may include message boards, blogs or other facilities for generating content from users. Any information that is disclosed in these areas becomes public information and you should always be careful when deciding to post any personal data. User generated content is also subject to our site Terms & Conditions.

  • Business or Asset Sale

    If we sell a business or assets we may need to disclose your personal data to the prospective buyer of such business or assets.

    If Euromoney, or any of our group companies is sold or sells our assets or is acquired by a third party, then personal data about our customers will be acquired by that third party. A transfer of your personal data in these circumstances would be necessary so that the services you have contracted for can still be delivered, or so that you can continue to enjoy the benefits of our free products and services. You will receive notice if a new controller assumes responsibility for your personal data.

  • Additional Third Party Disclosures

    We may disclose your personal data to other third parties in the following situations:

    • To third party partners who help us by providing services such as technology, marketing, advisory or other services. These third parties only receive encrypted data and may only process personal data to provide those services to us.
    • Where we are required by law or regulation to do so. In each case we will seek, where practicable, to minimise the amount of data that is disclosed.
    • If required to protect the rights and interests of other users and/or Euromoney and its affiliates (including our employees, agents and contractors), or as otherwise set out in our Terms & Conditions. This may include exchanging information with other companies and organisations for the purposes of fraud protection.
  • Email Tracking

    We may include small pixel tags (small image files) within the emails we send you in order to determine whether our emails are opened and/or whether the hyperlinks inside our emails are clicked through. We may also collect browser, location and the device used to engage with our email communications. This information allows us to better understand whether we are meeting our users’ needs and how we can improve our communications. No other information is collected. You can opt out of receiving our direct marketing emails either by following the instructions in each email, or by contacting us (see the “Who We Are” section of this Privacy Notice).

International Transfers

Some of the Euromoney group companies are based outside the European Economic Area (EEA). If you have consented to being contacted by our group companies, then the transfer of your personal data will be made according to the terms of an international data sharing agreement that contains obligations approved by European data protection regulators. Any of our group companies that receive your personal data will be co-controllers of that data, which means they may determine how they process your personal data – although they may only use it for the purposes for which it was shared, unless you are informed of new or additional processing activities.

We may also transfer personal data to third party service providers as described in this Privacy Notice which are located outside the EEA. Where we conduct these transfers, we take all steps necessary to ensure that your data is treated securely and in accordance with applicable privacy legislation, either by only sending your personal data to jurisdictions that provide an adequate degree of legal protection for your data or by imposing approved contractual terms on these third parties.

Retention Periods

We have a data retention policy that ensures we don’t use or store your personal data for longer than necessary. We consider the following issues to determine retention periods:

  • Guidance from the UK Information Commissioner or other regulatory agency, or industry best practice recommendations;
  • The business rationale for collection and expiry of the purpose for which personal data was collected;
  • Our ongoing ability to ensure the accuracy of the data; and
  • Legal and regulatory requirements.

We may occasionally need to keep personal data for either shorter or longer periods than specified in our retention policy. In such circumstances, application of the retention period to the data will be temporarily suspended. The suspension of an applicable retention period will be carried out in a manner that respects the rights and interests of all persons concerned.

How You Can Set Your Data & Privacy Preferences

You can use our Preference Centre to select the topics that are of interest to you so that we can send you publications and information about our products and services that are especially relevant to you. You can also choose the channels we use to contact you (email, phone, post, etc.) and can also opt-out of receiving marketing communications.

Your Rights

You have certain rights in relation to your personal data which include the following:

  • Access & Portability

    You may request access to any personal data of yours for which Euromoney is responsible as controller. Unless there are legal or regulatory reasons for not doing so, we will confirm whether we process any of your personal data and if we do, we will provide you with the following information: the purposes of the processing, the categories of personal data, any recipients of your personal data, the applicable retention period and the data source. Copies of your personal data will be made available to you in a structured, machine-readable format.

    You may also request that we transfer the personal data that you have submitted to us, to another controller, where it is technically feasible for us to do so.

    If you have consented to our processing of your personal data, or if we are processing your personal data in order to fulfil our contractual obligations to you, then you can submit a request that we transfer your personal data to another data controller.

  • Rectification, Restriction, Objection

    You have the right to request that Euromoney rectify any errors in the personal data that we process. In some circumstances, you may also be able to ask for the erasure of personal data, and/or request that the processing of your personal data be restricted. You may also object to the processing of your personal data for sales or marketing purposes.

  • How to Exercise Your Rights

    To exercise any of these rights, please contact us by post or email at the following addresses:

    Euromoney Institutional Investor PLC
    8 Bouverie Street
    London, EC4Y 8AX
    United Kingdom

    Email: dataprotectionofficer@euromoneyplc.com

    Web form: Complete Subject Data Request Form

    We may need to check your identity prior to processing a request.

    Euromoney will do our best to respond to any questions and address any of your concerns. You are also able to register any complaints regarding the processing of your personal data directly with the UK Information Commissioner.

Protecting Your Data

Euromoney is committed to keeping your personal data secure and we will take appropriate technical and organisational measures to protect your personal data from loss, unauthorised use, disclosure or destruction. Although we do our best to protect your personal data, we cannot guarantee that any transmission of data is without risk. We have therefore implemented information security policies and rules, staff training on information security, and technical measures to ensure the integrity of data that we have under our control.

All our employees, contractors and data processors (i.e. those third parties that process personal data on our behalf) are required to keep such data confidential and not to use it for any purpose other than the performance of services we have requested.

Third Party Sites

Our site may contain links to other websites – including, for example, providers of payment processing services. Euromoney is not responsible for the privacy and data collection practices of third party sites and we therefore recommend that you review the privacy policies and terms of service of each site you visit.

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