Kenneth Adler

EVP-Head Of Capital Markets
Caliber Home Loans

Ken is currently EVP and Head of Capital Markets for Caliber Home Loans, Inc. with responsibilities for MSR, Secondary trading and  origination margin management. The company is an approved Seller/Servicer for both Fannie Mae and Freddie Mac, an approved issuer for Ginnie Mae and is an approved servicer for FHA, VA and the USDA From 2014 to 2016 Ken was a Managing Director at Structured Portfolio Management responsible for mortgage finance strategies inclusive of MSR, origination and equity investment in non-bank platforms. From 2009 until 2014 Ken was Managing Director and Co-Head of the Mortgage Servicing and Secondary Group at CitiMortgage where he oversaw MSR management and p ... (view full description)

Simon Aldrich

Executive Vice President
Freedom Mortgage Corporation

Simon P. B. Aldrich is currently Executive Vice President, Strategic Planning/Portfolio Manager, with Freedom Mortgage.  Prior to joining Freedom in November 2015, Simon was a Managing Director at Marathon Asset Management in the Structured Credit Group.  He has over 30 years of experience in mortgage banking, working in various capacities, specifically with residential mortgage servicing rights (MSR). Before Joining Marathon in 2013, Mr. Aldrich served as Managing Director with Natixis NA, a large French Bank, from 1997-2012.  While at Natixis Mr. Aldrich was responsible for all MSR related activities; structuring acquisitions, sales and financings.  Mr. Aldrich worked at Bayview Fina ... (view full description)

Ralph Armenta

SVP, Enterprise Sales
Computershare Loan Services

Kevin Barker

Senior Research Analyst
Piper Jaffray

Kevin Barker is a senior research analyst at Piper Jaffray covering large cap regional banks and specialty finance companies. Prior to joining Piper Jaffray in 2015, Barker was a senior analyst covering similar equities at Compass Point Research & Trading from 2012-15. He also spent five years in equity research at FBR & Co. and three years at Freddie Mac. Barker earned a bachelor’s degree in international finance from American University and a Master of Business Administration degree from the Smith School of Business at the University of Maryland.

Bill Berliner

Director of Analytics
MCT Trading

Bill is Director of Analytics for Mortgage Capital Trading.  He has over 34 years of experience in mortgage and MBS Research, Trading, and Operations, beginning in the back office of Bear, Stearns in 1985.  He joined Countrywide Securities as a CMO trader in 1996, and eventually was head of the Trade Strategies Group, responsible for the firm’s research publications and articles. After leaving Countrywide, he served as a consultant focusing on risk management and asset valuation, and joined MCT in early 2017.  He has co-authored two editions of a textbook on MBS with Frank Fabozzi and Anand Bhattacharya, and has written or co-written almost twenty book chapters and articles.  He is also the ... (view full description)

Hakan Beygo

Senior Director
Freddie Mac

Hakan Beygo is Senior Director in the Single Family Sales and Relationship Management organization.  In this capacity, he has responsibility for the bulk loan acquisition channel and servicing released execution businesses.  These businesses help customers with their balance sheet management needs by providing liquidity through bulk loan sales or servicing rights acquisitions while also providing servicing released execution options for sellers.  Mr. Beygo has over 25 years of experience in the mortgage business.   Prior to joining Freddie Mac, Mr. Beygo was Senior Vice President of Business Development and Investor Relations for SunTrust Mortgage, where he had responsibility for ... (view full description)

Paul Birkett

Managing Member
Automation Finance LLC

Paul launched Automation Finance after an 18-year career at PepsiCo. Automation Finance is a Mortgage Investment Fund and Outsourced Asset Manager based in NYC. It acquires pools of first and second position Residential Non-Performing Mortgage Loans (NPL's) and manages them through liquidation. The company will deploy ~$50mm in 2018. AF's preferred exit is to re-perform the borrower where it delivers 4x the industry average modification rate. 

We are seeking sellers of NPL's, Capital Partners, RPL buyers (~$2mm per month) and clients for our outsourced asset management business. We will manage your low-value NPL holdings on a turn-key contingency basis.

Anatoly Burman

CIO, CTO
Alesia Re

Anatoly has over 30 years of experience in analyzing, structuring, assessing  ALM suitability, trading securities and managing portfolios for insurance  companies and institutional investors. Prior to cofounding Alesia, Anatoly founded the Structured Products Group at  Aladdin Capital in early 2005, managing $13bn of structured product assets, at  its peak, across Structured Product CDOs, hedge funds, separate and  proprietary accounts and an ABCP conduit. Prior to joining Aladdin, Anatoly  was a Vice-President/Senior Portfolio Manager at SunAmerica/AIG Insurance  company, managing over $40bn of investments in asset-backed, mortgage-  backed securities and other structured assets, acro ... (view full description)

Michael Carnes

Managing Director
MIAC

Michael Carnes – joined MIAC in September 2009 and is the Managing Director of the Capital Markets Group. Michael chairs the residential and commercial Mortgage Servicing Rights Valuation Committee’s and is responsible for all MSR valuation, modeling, and brokerage services at MIAC. He is a seasoned industry expert regarding mortgage banking and mortgage servicing rights with 25 years of diverse mortgage banking experience. In addition to MIAC, he has a proven track record of advising companies, including Wells Fargo, Wachovia, Irwin Mortgage, and Bank One Mortgage (now Chase Mortgage) on servicing valuation and overall corporate growth. Michael is experienced in both Static and Option Adjus ... (view full description)

Kevin Carroll

Vice President
Quantitative Risk Management

Kevin Carroll is a Consultant at Quantitative Risk Management (QRM). As part of QRM’s Mortgage Banking practice, he works with clients to help them achieve best practices in the areas of mortgage pipeline management and enterprise risk management. In this role, he meets with clients to assess their existing practices, understand their challenges, and identify solutions. For the last several years, his efforts have focused on assisting clients with modeling the CCAR and DFAST stress tests. He has also collaborated with clients to implement general income forecasting and consulted with non-banks on modeling stress scenarios. Tactically, he offers expertise in rate lock modeling, valuation, ris ... (view full description)

John Coleman

SVP, MD, Fixed Income Group
RJO'Brien

John has been managing the Fixed Income Group of R.J. O'Brien since its inception 23 years ago. With now over a quarter century of experience in the futures industry, John has been involved in several aspects of the business emphasizing construction of cost-effective interest rate hedge strategies and processes.  John is responsible for the Fixed Income Group's research and developed its propriety HedgeBuilder software. In addition to regularly speaking at risk management conferences, John is cited in Fabozzi's Handbook of Fixed Income Options, published in Institutional Investor and a frequently quoted source in industry journals and publications.

 

Richard Cooperstein

Director, Model Risk Management
Andrew Davidson & Co., Inc.

Richard Cooperstein, Ph.D. leads Model Risk Management at Andrew Davidson & Co., Inc. bringing decades of experience from various risk and policy roles in the mortgage market. His experience includes senior positions at Freddie Mac, Ocwen, HSBC Securities and Ranieri Partners. At the US Office of Management and Budget, he applied option pricing theory to value Federal guarantees and was one of the chief architects of Credit Reform. Richard is a published author and experienced speaker on applied option pricing and the economics of financial policy.

Nitin Dave

Senior VP of Servicing & Agency Relations
Nationwide Mortgage Bankers, Inc

Nitin J. Dave is Senior Vice President of Nationwide Mortgage Bankers, headquartered in New York / New Jersey. He has over 35 years of experience in mortgage banking with a focus on mortgage Lending and Servicing operations and secondary marketing executions.  Mr Dave held Senior Manager, Director and Vice Presidentpositions during his 25-Year tenure at Fannie Mae, with National AND International responsibilities, which included the Oversight and Relationship Management of Fannie Mae's top 25 Sellers/ Servicers.  He represented FannieMae & The Urban Institute of America to help Create the Mortgage Banking AND MBS Landscape / Infrastructure (International Housing ... (view full description)

Kwaw De Graft Johnson

Director
Credit Suisse

Mr. Kwaw de Graft-Johnson is a Director in the Securitized Products Group at Credit Suisse, focusing on mortgage related financing and capital markets transactions.

Mr. de Graft-Johnson joined CS in 2011, having previously worked at Barclays Capital as a member of the mortgage and government advisory team, and at the Federal Reserve Bank of New York in the Markets Group focused on TALF and the housing market.

Mr. de Graft-Johnson graduated with a B.Sc in Civil Engineering from North Carolina State University, and also holds an M.Eng from Rensselaer Polytechnic Institute and an MBA from Cornell University.

Chris Delfs

Senior VP- Capital Markets
SunTrust Mortgage

Chris joined Suntrust, now Truist, in January 2014. He is a 35 years veteran of capital markets and mortgage banking. Prior to his current role Chris held the COO position at Optimal Blue’s Secondary Services. He has held numerous leadership roles at Credit Suisse, directing capital markets activities at The Dime Savings Bank/North American Mortgage, and at Bank of America Real Estate. Chris participates in a number of mortgage industry advisory committees and currently participates on the MBA Residential Board of Governors. 
 

Chris Diamond

Director, Financial Products
Better.com

Chris is a Director in the Financial Products group at Better.com. He oversees servicing valuation, servicing operations, warehouse financing, and financial product innovation. Chris’s experience spans mortgage/consumer finance, capital markets, asset/risk management and strategy. Prior to joining Better.com, Chris worked at Fortress Investment Group for nearly four years. Chris led the acquisition and growth of the mortgage servicer New Residential Mortgage. That group entered the servicing space in 2016 and was the fifth largest servicer in the country when Chris departed in 2019. Additionally, Chris was part of a key team that issued industry changing securitizations of mortgage ser ... (view full description)

Bob Dowell

Managing Director, Analytics
Incenter Mortgage Advisors

Bob has 29 years’ experience within the mortgage industry, with the last 20 years performing analytics on mortgage servicing portfolios.  Analytics work includes both buyer and seller representation in mortgage servicing rights transactions, MSR valuations, Co-Issue Pricing grids, MSR transaction management/reconciliation, and advisory work related to MSR accounting functions.  Bob’s work experience prior to valuations included consulting work for Black Knight (f/k/a Alltel, LPS) within new client conversions, training, and special projects, as well as work for the RTC, and various mortgage servicing entities.  Bob has a B.S. degree in business from the University of Colorado.
 

Steven Eisenberg

Managing Partner, CEO
Stern & Eisenberg, PC

Steven has an extensive background in real estate and corporate matters including acquisition and sale of businesses and assets.  His practice also focuses on the representation of lenders and servicers in the enforcement and protection of their interests in the legal process, including foreclosure, bankruptcy, evictions, title claims, loan modifications, and litigation.  Having experience previously representing borrowers, Steven brings his unique perspective to the representation of his servicer, lender and business clients.

Sameh Elamawy

Chief Executive Officer
Scratch

Sameh Elamawy is the CEO and founder of Scratch. Scratch is reimagining loan servicing to help borrowers understand, manage, and pay back their loans. Prior to founding Scratch, Sameh was a product leader at Dropbox, Pinterest, and Procter & Gamble. Sameh serves on the Consumer Advisory Board of the Consumer Financial Protection Bureau, where he advises Bureau leadership on consumer financial issues and emerging market trends. He has an MBA from Stanford Graduate School of Business and a BSE in Computer Science.

Mark Garland

Managing Director, Sales
SitusAMC

Mr. Garland leads the operations of MountainView’s servicing analytics team, which supports the company’s residential MSR transaction and valuation advisory services. In this role, he oversees the research and modeling of the variables and scenarios affecting the value of MSRs, and he oversees all of the activities involved in bringing clients’ MSR portfolios to market. Before joining MountainView in 1997, Mark served as Vice President of Financial Planning and Analysis at Dovenmuehle Mortgage, Vice President of Portfolio Management at PNC Mortgage, Director of Internal Audit at Source One Financial Services, and Senior Auditor at Peat Marwick. Mr. Garland earne ... (view full description)

Chris Gavin

Partner
Cadwalader, Wickersham & Taft LLP

Widely recognized as an active and innovative attorney in structured finance, Chris Gavin represents issuers, borrowers, sellers, buyers, lenders, official lenders, hedge funds, private equity funds and other investors in U.S. and international structured finance transactions. the footprint and complexity of his financings span North America, South America, Europe, Australia and Africa. Chris advises clients in a range of cross-border transactions and structured solutions involving residential mortgage transactions, including whole loan sales, servicing transfers, repurchase and other warehouse facilities, and term securitizations for newly originated, seasoned and nonperforming l ... (view full description)

Bose George

Managing Director
Keefe, Bruyette & Woods

Bose George joined Keefe, Bruyette & Woods, Inc. in 2005 and is responsible for covering the mortgage finance sector. His coverage includes mortgage REITs, mortgage banks, mortgage servicers, mortgage insurers and title insurers. Prior to joining KBW, Bose spent five years at UBS, where he covered a broad range of mortgage companies including mortgage REITs, subprime lenders, GSEs, mortgage banks and mortgage insurers. Earlier in his career, Bose covered the mortgage and specialty finance sector for Prudential Securities. He also spent time in Latin American equity research at BNP Paribas. Bose earned a BA from Earlham College in Richmond, IN, an MA in English Lit ... (view full description)

Larry Goldstone

Executive Vice President
BSI Financial

As Executive Vice President of Capital Markets at BSI Financial, I am primarily responsible for the structuring and growth of "owned" mortgage servicing rights.  In that role, I work with capital partners that are looking to invest in excess servicing rights, structuring MSR transactions, acquisition of MSRs and retention and recapture lending strategies to enhance investor value.  As a secondary role at BSI, I work with the Executive Management team to help grow BSI's portfolio of servicing and sub-servicing in the NPL/RPL, business purpose loans and performing mortgage loan servicing. From 1993 to 2009 I was a founder and CEO of Thornburg Mortgage, a NYSE listed mortgage REIT f ... (view full description)

Daniel Goodwin

President
Cleveland Park Advisors

Dan is the founder and President of Cleveland Park Advisors. Dan leverages over 25 years of experience in securitization, principal finance, and M&A to provide strategic advice to mortgage market participants. Previously, Dan was Director of Mortgage Policy for the Structured Finance Industry Group working with industry leaders and governmental bodies to shape regulations and laws impacting the mortgage securitization market.  Prior to that, Dan's longest tenure was at Bank of America Merrill Lynch, where he held a variety of positions over the years, including: Head of Advisory Services, Head of Asset Securitization and Principal Investing – Originations, and Co- ... (view full description)

Derrick Gruner

General Counsel
Apollo Square Capital

Mr. Grüner possesses decades of real estate and finance industry experience. Prior to his role as General Counsel for Apollo Square Capital and Strategic Holdings, he was General Counsel & Chief Legal Officer at Genesis Capital, Counsel at Anchor Loans, and before that partner at a large AV-rated east coast law firm. In over a decade practicing law, he has focused on banking, finance, and real estate with broad transactional knowledge as well as a substantial litigation practice. Mr. Grüner has nearly a decade of real estate finance experience prior to the practice of law, and as a result commands an in-depth understanding of the real estate and banking industries. He is a recognized leader ... (view full description)

Eric Hagen

Analyst
KBW

Eric Hagen joined KBW in 2014 and covers the mortgage and specialty finance sectors in KBW’s equity research department. Previously, he was an Analyst at the U.S. Treasury Department where he worked on the Federal government’s Troubled Asset Relief Program (TARP). In 2018 he was recognized as a “Rising Star” by Institutional Investor. Eric received a Bachelor of Science degree from George Washington University in finance and a Masters degree from Georgetown University. He is a CFA Charterholder.

Douglas Harter

Director
Credit Suisse

Bryan Hill

Director, Business Development & Strategy
Two Harbors Investment Corp.

Mr. Hill is a Director, Business Development & Strategy at Two Harbors Investment Corp.  He leads the company’s efforts to attract and retain Co-issue MSR partnerships and deploy strategic initiatives across the company’s MSR business. While at Two Harbors, he has also led various areas including Transaction Management and Counterparty Management.  Prior to joining Two Harbors, Mr. Hill worked as a Vice President, Global Structured Finance, at U.S. Bank National Association from 2010 to 2013. In this role, he managed structured finance transactions in which U.S. Bank served as trustee, administrator, and master servicer for various asset classes. ... (view full description)

Tom Hiner

Partner
Hunton Andrews Kurth LLP

Tom is co-head of the firm’s Structured Finance and Securitization practice group and also co-chairs the firm’s Corporate Team. He is a versatile lawyer with broad corporate finance experience, having represented financial institutions for over 30 years in acquisitions, asset-based finance, structured secured lending, venture capital and asset securitization transactions. Tom’s career has been highlighted by innovative transactions and esoteric and novel asset-based financings based in a deep-rooted background in the fundamentals of traditional structured finance, capital markets, and real estate finance and asset securitization. Tom frequently works side by side with lawyers fro ... (view full description)

Roy Hormuth

Director
Ginnie Mae

Roy Hormuth joined Ginnie Mae in 2012 as Director of the Single-Family Division in the Office of Issuer and Portfolio Management. He has more than 28 years of experience in housing finance and capital markets.   In his role at Ginnie Mae, Mr. Hormuth directs the organization’s $ 1.5 Trillion Single-Family MBS Program, which also includes MBS backed by manufactured housing and reverse mortgage collateral. Mr. Hormuth manages all issuer relationships in the Single-Family MBS program and is responsible for enhancing issuer outreach and training opportunities.  He is responsible all issuer portfolio management nationwide as well as transaction management.   Prior to joini ... (view full description)

Manish Kapoor

Managing Principal
West Wheelock Capital

Manish has 17 years of experience in creating capital market origination platforms, structuring and originating principal transactions and investing in credit assets. He has led over $20 billion of transactions and restructured assets and liabilities for the largest global bankruptcy at the Lehman estate. He continues to focus on investment and liquidity strategies in credit assets. Prior to working at the Lehman bankruptcy estate, Manish worked in principal groups at Lehman and Bear Stearns in New York, where his mandate was to utilise the firm’s balance sheet to invest in proprietary cross-asset transactions in multiple jurisdictions. Manish has extensive experienc ... (view full description)

Dick Kazarian

Managing Director, Behavioral Modeling Group
MIAC

Dick is responsible for MIAC’s Behavioral Modeling team.  His team handles MIAC’s “bespoke” client-specific models as well as generic behavioral models underlying WinOAS and Vision.Dick has had over 25 years of experience in increasingly responsible roles at bulge bracket and boutique investment firms.  Prior to joining MIAC, he lead the Securitized Products Group team within the Global Model Review Group.  Previously, Dick spent 12 years at Lehman Brothers and Barclays as head of Prime Services Risk where he managed a team of risk professionals in New York, London and Tokyo.  During this time he also was responsible for developi ... (view full description)

Min Kim

SVP, Capital Markets MSR
Freedom Mortgage Corporation

Erik Klingenberg

Chair, Capital Markets
Dentons

Erik Klingenberg is the Co-Chair of Dentons' Capital Markets practice specializing in structured finance, including all aspects of commercial and residential mortgage-backed securities, asset-backed securities, commercial paper, collateralized debt obligations and other structured products. Ranked Band 2 by Chambers Global (2015) and Chambers USA (2015), Erik is praised by clients as “a wonderful person to work with and a very effective lawyer.”    Erik assumed an early, prominent role as counsel to various U.S. government agencies and their efforts to restore the financial markets for a range of financial products and situations, including the U.S. Treasury in connection ... (view full description)

Jonathan Kolodziej

Partner
Bradley Arant Boult Cummings LLP

Jonathan Kolodziej represents all types of consumer financial service providers in regulatory compliance, examination and enforcement matters. Through this work, he has assisted bank and non-bank mortgage servicers, mortgage originators, debt collectors, depository institutions, credit card issuers, small dollar lenders, reverse mortgage companies, investment firms, and various industry trade associations. Jonathan’s regulatory compliance practice centers around helping clients ensure that their operations are in compliance with applicable federal and state consumer financial laws. In this role, he helps client ... (view full description)

Jon Langlois

Partner
Buckley LLP

Jon Langlois has spent his career representing financial institutions and financial services providers on critical regulatory compliance and transactional matters, developing a particular focus on mortgage lending and servicing activities. A Partner in the Washington, D.C., office of Buckley LLP, Mr. Langlois assists clients on a wide range of regulatory issues, including compliance with key consumer financial laws, such as the Truth in Lending Act (TILA), Real Estate Settlement Procedures Act (RESPA), Fair Debt Collection Practices Act (FDCPA), unfair, deceptive, or abusive acts or practices (UDAAP), and other consumer protection issues.   In addition to his regulatory practice, ... (view full description)

Philip Laren

Director MSR Services
MCT Trading Inc

Mr. Laren has been involved in mortgage banking capital markets and risk management for over 29 years. He is well known for developing financial models with applications to servicing value, pipeline hedging, optimal use of options for both servicing and pipeline hedging, as well as profitability and best execution models. He has presented on servicing asset topics at the MBA’s Annual and Secondary market meetings, and has taught both the Secondary Marketing and the Servicing Valuation section of the MBA’s School of Mortgage Banking II.   He is one of the few Capital Markets professionals with experience running major prime and non-prime operations, including stops in Michigan, So ... (view full description)

Michael Lau

Chief Executive Officer
Pingora Asset Management

Michael Lau, currently CEO of Pingora Asset Management, has over 25 years of expertise in loan servicing, underwriting, quality control, IT, accounting, finance, capital markets, and business development. Throughout his career, Michael’s understanding of MSRs aided numerous companies through negotiating the sale of servicing rights on a flow and bulk basis. Prior to Pingora, Michael spent 12 years on the senior management team at Phoenix Capital, a leading firm managing the sales and valuation of mortgage servicing rights. His management of new business development, as well as existing client bases, mergers and acquisition, whole loan brokerage, and strategic planning helped to s ... (view full description)

Katrina Llanes

Partner
Alston & Bird LLP

Katrina Llanes is a partner in Alston & Bird’s Finance Practice.  Katrina represents lenders, underwriters, investors, borrowers, sponsors, and issuers in a variety of corporate finance transactions, including securitization transactions, asset-based finance, structured and secured lending, acquisition finance, and conduit financing arrangements across a broad range of assets. She has experience in financing agency and private label mortgage servicing rights (MSRs), excess servicing spread, servicing advance receivables, and residential and commercial mortgage loans. 

Robert Losquadro

Senior Vice President
Houlihan Lokey

Robert Losquadro is a member of Houlihan Lokey’s Financial Institutions Group. He specializes in advising financial services companies on M&A, capital raising, and other corporate finance engagements. He has extensive experience working with specialty finance companies, with a specific focus on residential mortgage companies and assets, asset managers, broker-dealers, banks, insurers, and insurance services companies. Since joining Houlihan Lokey, Mr. Losquadro has been involved in M&A transactions, capital markets activities, and financial restructuring engagements.  Previously, Mr. Losquadro was an Associate at Milestone Advisors, LLC in Washington, D.C. where he focused on special ... (view full description)

Doug Luchner

CFO/Head Trader
Seneca Mortgage Servicing LLC

Robert Maddox

Partner
Bradley Arant Boult Cummings LLP-Enterprise

Robert Maddox practices in Financial Services Litigation with an emphasis in mortgage litigation and compliance and commercial/real estate litigation. He is a Certified Mortgage Banker (CMB) and is one of only a handful of attorneys in the nation who have achieved this status. His national practice focuses primarily on representing two specific industries: financial institutions and mortgage companies. Robert's representation of clients in the financial institutions and mortgage industry is both trial practice and compliance. The trial practice has led Robert to trial and appellate courts in over 40 different s ... (view full description)

Matthew Maurer

Managing Director, Sales
SitusAMC

Matt Maurer is responsible for providing residential mortgage servicing rights and whole loan sales advice, portfolio valuation, finance facility consulting, and risk management services. Mr. Maurer, prior to moving over to his current role, was a MSR valuation analyst at MountainView. Before joining MountainView in 2008, Matt worked at Clayton Fixed Income Services and Matrix Asset Management. He graduated from the University of Colorado Boulder with a Bachelor’s degree in Finance and a minor in Economics

Tricia McKitty

Director
Freddie Mac

Tricia McKitty is a Structured Transactions Director in Single-Family Portfolio Management at Freddie Mac. Ms. McKitty facilitates deals primarily related to servicing rights transfers on a negotiated basis and also supports financing transactions. She has over 10 years of experience in the residential mortgage industry. Prior to joining Freddie Mac in 2012, Ms. McKitty was a Vice President in the Fixed Income Division of Morgan Stanley, where she managed and negotiated transactions for the purchase and sale of residential mortgage loans and related matters. Ms. McKitty previously practiced corporate law, representing issuers and underwriters in capital markets transactions. ... (view full description)

Michael Nedzbala

Partner
Hunton Andrews Kurth LLP

Mike handles complex, fast-paced negotiations on a wide range of secondary market transactions involving residential mortgage loans and mortgage servicing rights. For over 25 years, he’s seen the asset class evolve from early days to bull market to financial crisis and beyond. His long-term perspective on mortgage loans and their regulatory overlay allows him to be creative and persuasive in even the most challenging deals, and makes him an effective advocate in large transactions involving novel structures and numerous counterparties.   With a successful track record on hundreds of transactions, Mike has represented banks, hedge funds, private equity investors, REITS, servi ... (view full description)

Brent Nyitray

Director of Capital Markets
Ark Mortgage

DeAnn O'Donovan

CEO, REIT Division
University Bank

DeAnn O’Donovan is the CEO, REIT Division at University Bank. University Bank is a community bank headquartered in Ann Arbor, Michigan. Previously, DeAnn was the President & CEO of AHP Servicing. DeAnn has also served as the EVP & CAO of Wintrust Mortgage and has held a number of senior leadership roles with real estate finance and mortgage companies.

Dominic Obaditch

Director
Credit Suisse

Dominic Obaditch is a Director at Credit Suisse and member of the Securitized Products Finance group, specializing in the financing and securitization of mortgage related assets. Dominic joined Credit Suisse in April 2015 after a 20 plus year career at the Royal Bank of Scotland plc and its predecessor companies, including Greenwich Capital Markets and National Westminster Bank plc. Dominic’s background includes roles in Credit, Structured Derivatives, Principal Finance and Mortgage Finance. Dominic holds a BA in Economics from Colgate University.

Mike Ondrovich

Mortgage Capital Markets
First National Bank of Omaha

Mike Ondrovich is the Director of Secondary Marketing for First National Bank of Omaha.     Mike directs and oversees all of First National's Secondary Marketing efforts along with assisting with the MSR valuation, hedging needs and any regulatory or compliace issues that may arise.  

 

Rudy Orman

Director of Correspondent Sales & Product Development
Reliant Bank

Reliant Bank is a publicly traded $3Bn Nashville, TN based bank.  Purchasing Non-QM bank statement loans, Alterative Jumbo, Investor Debt Service and Home Equity Loans.

Rudy has over 30 years of mortgage experience which include creating one of the largest subprime conduits for Household Finance.  Also helped create a mortgage conduit for Goldman Sachs.  Also purchased MSR’s and NPL’s for Carrington,  Marathon Asset Management and American Capital Mortgage Investment.
 

Domonic Purviance

Senior Financial Specialist
Federal Reserve Bank of Atlanta

Mr. Purviance serves as a Senior Financial Policy Analyst within the Supervision and Regulation division at the Federal Reserve Bank of Atlanta. In this function, Mr. Purviance is primarily responsible for conducting an ongoing assessment of risks associated with residential real estate markets and the potential impacts they may pose to the financial system. This includes analyzing conditions within individual markets as well as the impacts of external forces on real estate. In addition, Mr. Purviance is responsible for developing real estate related analytical reports and tools utilized throughout the Federal Reserve System to aid in risk surveillance and banking supervision. Prior to jo ... (view full description)

Al Qureshi

Managing Director
Blue Water Financial Technologies

As a senior managing director, Al brings over 20 years of experience in mortgage and capital markets to Blue Water’s senior management team. Immediately prior to joining Blue Water,  Al Qureshi was the President of Incenter Portfolio Advisors for more than two years. At Incenter, Al developed various MSR related hedge strategies and valuation models as well as a bulk execution Platform called MSR-X. Al brings all of these developments with him to Blue Water and is excited to continue to build upon these strategies in a dynamic, sophisticated and client-focused environment. Prior to joining Incenter, Al served as Head of Mortgage Servicing Hedging and Hedging Analytics at U.S. Bank. Al has al ... (view full description)

William Roehrenbeck

SVP-Managing Director MSR Acquisitions
PNC Bank, A Divsion of PNC Bank, N.A.

Bill Roehrenbeck served as President and Chief Executive Officer of First Commercial Mortgage Company (now Regions Mortgage). After 24 years with First Commercial Mortgage Company, Bill joined Central Bank and Trust as President. Bill founded Central Mortgage Company in 1997, which was subsequently acquired by the Arvest Bank Group. Bill currently serves as the Chairman and Chief Executive Officer of Arvest Mortgage Company and Central Mortgage Company with annual production of $2 Billion in new loans and servicing approximately $40 Billion in mortgage loans for others. Additionally, Bill serves on the National FannieMae Customer Advisory Board, ABA's Mortgage Markets Committee, Fifty for th ... (view full description)

Kevin Rubash

Vice President
Quantitative Risk Management, Inc

With 18 years of expertise in Capital Markets Kevin Rubash is a Vice President at Quantitative Risk Management, Inc. (QRM) – a Chicago-based firm specializing in Risk Management consulting for financial institutions worldwide.  QRM is noted for pioneering work in the option-based approach to pricing and modeling mortgage related assets, and for developing option-based models to value and determine the interest rate sensitivity of a mortgage pipeline.Prior to joining QRM in 2002, Kevin worked as a management consultant at Accenture. During his six years at Accenture his specialties included financial services, energy and e-commerce industries. ... (view full description)

Christopher Sabbe

VP, Business Development
PHH Mortgage

Christopher Sabbe is the Vice President, Business Development for PHH Mortgage and is responsible for leading all growth efforts across their 5 business lines:  Subservicing, MSR/Co-Issue Transactions, Correspondent Lending, Commercial Servicing, and Portfolio Retention.  PHH currently services nearly 1.5 million loans ($250 billion UPB) and is an active buyer of MSRs and whole loans. Mr. Sabbe has nearly 25 years in the financial services space, having built 2 subservicers from the ground up and has managed outsourcing & software engagements in 8 countries.  From 2012 to 2016, he served as Senior Vice President, Strategy and Business Development at LenderLive Network and has ... (view full description)

Aaron Samples

Chief Executive Officer
First Guaranty Mortgage Corp.

Aaron Samples brings over 20 years of industry experience and expertise across all phases of mortgage lending and servicing. Prior to joining FGMC as President and CEO, Aaron served four years as Executive Vice President at Stearns Lending. During his tenure at Stearns, Aaron managed various origination channels, strategic corporate initiatives, and served as Director of MSR. Prior to joining Stearns Lending, Aaron served in various executive capacities at Nationstar Mortgage, where his responsibilities included the acquisitions of mortgage servicing rights, corporate M&A, and management of residential loan portfolio subservicing. While at Nationstar, Aaron also held various executive ro ... (view full description)

Emanuel Santa-Donato

Director of Capital Markets
Better.com

Emanuel heads the Capital Markets group at Better.com, which contains secondary markets, mortgage product development and systematization, warehouse, and servicing. He joined Better in January 2016 as one of the early stage employees.  Prior to joining Better, Emanuel was a trader and then a portfolio manager for Bridgewater Associates, the largest hedge fund by AUM. He managed over $10B of client mandates across multiple portfolios and asset classes and developed the liquidity management system for Bridgewater's $60B of internal funds. He applies the same fundamental and systematic approach learned at Bridgewater to mortgage capital markets at Better, driving pricing efficiency and consumer ... (view full description)

Viral Shah

Co-Founder and Head of Financial Products
Better.com

Viral Shah is Co-Founder & Head of Financial Products at Better.com, where he oversees financial product innovation, the mortgage marketplace as well as recently launched marketplaces covering real estate brokerage, title insurance and homeowners' insurance. Viral’s experience spans consumer finance, capital markets, corporate development and strategy. At Better, Viral led the acquisition and integration of the mortgage lender that Better purchased in 2015, while concurrently running the $30mm Series A capital raise. Subsequent to the acquisition of Avex Funding, Viral built out the capital markets infrastructure for Better, obtaining multiple warehouse lines and establishing a loan mark ... (view full description)

Kulwant Sharma

President
Sharma Consulting

Kulwant is an Independent Consultant and provides consulting services to his clients in consumer finance industry. He has over 20 years of versatile experience in structured products, trading, portfolio management and risk management. He joined E*TRADE Financial in 2001 where he served as a key person for building the $1.6B CDO platform from grounds-up and he managed $4.5B of MBS portfolio. During this time, Kulwant worked with many Wall Street firms, CDO Bankers and the Rating Agencies. In addition to the portfolio management duties, he was also responsible for valuation of securities, hedging of fixed rate assets, mark-to-market of assets and liabilities and a ... (view full description)

Geoffrey Sharp

Managing Director
Eris Innovations

Mr. Sharp is responsible for Sales and Marketing at Eris Innovations, developers of Eris Swap Futures. As CME Group products, USD Eris Swap Futures provide a full 0-30 year yield curve of standardized swap contracts which simplify access and use of swaps. Prior to Eris, Mr. Sharp was a Managing Director in global interest rate markets at Nomura Securities and previously held senior derivatives trading and sales roles at Lehman Brothers in both Tokyo and New York. Mr. Sharp holds a B.Eng. from The University of Bristol, England.

David Sheeler

EVP
Freedom Mortgage

David Sheeler serves as Executive Vice President at Freedom Mortgage leading the Correspondent Lending Division and Servicing Strategic Initiatives.  Under his leadership the division has significant grown its whole loan presence and launched both Co-Issue and flow MSR acquisition programs.  Mr. Sheeler has held various roles in the mortgage industry including Executive Vice President of Correspondent Lending and branch operations at W.J. Bradley Mortgage Capital and the positions of Chief Operating Officer, Chief Financial Officer and Pricing & Trading Operations Manager in the Correspondent Lending ... (view full description)

Raymond Slater

MSR Portfolio Manager
Cherry Hill Mortgage Investment Corp.

Raymond Slater serves as Portfolio Manager in charge of Servicing Related Assets at Cherry Hill Mortgage Investment Corporation. Mr. Slater has over 10 years of experience in the financial services industry and the residential mortgage markets. Mr. Slater joined Freedom Mortgage in December 2010 and was most recently Senior Vice President of Capital Markets in charge of managing the sale and acquisition of mortgage servicing rights. During his tenure at Freedom, Mr. Slater also was responsible for establishing participation in the HUD Single Family Loan Sale program and was instrumental in the initial build out of Freedom’s correspondent division.   Prior to joining Freedom Mortg ... (view full description)

Lee Smith

Executive Vice President/Chief Operating Officer
Flagstar Bank

Lee Smith joined Flagstar in May 2013 as chief operating officer. He brings to Flagstar extensive experience in financial management and operations.  Prior to joining Flagstar, he was a partner with MatlinPatterson Global Advisers LLC, the investment adviser to the MatlinPatterson family of private equity vehicles, where he worked with a number of portfolio companies across many industries. Before joining MatlinPatterson he was a senior director at Zolfo Cooper LLC in New York, an advisory and interim management firm. Additionally, he served as a vice president in Ernst & Young's national restructuring group in both New York and the United Kingdom. Smi ... (view full description)

Owen Sokolof

Managing Partner
Sokolof Remtulla, LLC.

Mr. Sokolof is an accomplished litigator who has successfully litigated hundreds of cases throughout the State of Florida and has handled numerous appeals. Mr. Sokolof has specialized in Creditor’s Rights Litigation, representing Fortune 500 Banks, investment corporations, and developers. Prior to founding Sokolof Remtulla, LLC, Mr. Sokolof was Director of Legal Operations and Managing Attorney of two of the biggest creditor’s rights firms in the State of Florida. Additionally, Mr. Sokolof has been qualified as an expert in attorney fee litigation.

Brandon Story

SVP-Capital Markers
Mr. Cooper

Mr. Story has 21 years of experience at Fortune 500 mortgage banking companies and top 10 national mortgage originators including Pacific Union Financial, MetLife Bank, Countrywide Home Loans, and First Horizon National Corporation. He most recently served as Managing Director and Chief Strategy Officer for Pacific Union Financial and focused on GNMA production and revenue strategies.  Brandon is currently a Senior Vice President, Capital Markets for Mr. Cooper and manages Capital Markets, Business Intelligence, and Revenue Management for the third largest servicing company and top ten GNMA issuer in the United States. ... (view full description)

Jason Sweeney

Executive Director of Business Development
Blue Water Financial Technologies

Jason Sweeney is our Executive Director of Business Development. In his role at Blue Water, Jason oversees our outbound business development efforts and strategic relationships. Jason is known for his expertise in leadership and performance, in addition to being well known for his ability to assist clients in navigating agile development of their portfolio’s needs. His methods are proven to maximize strategic growth, in a transparent manner. Prior to his starting at Blue Water, Jason spent nearly 20 successful years in the financial world at Triad Guaranty, SWBC and most recently Incenter, a Blackstone Portfolio Company, as their Executive Vice President of National Sales. After a successful ... (view full description)

Leon Tatevossian

Adjunct Professor, Financial Mathematics and Engineering
NYU Courant and NYU Tandon

Leon Tatevossian is an adjunct professor in Mathematics in Finance at NYU Courant and in Finance and Risk Engineering at NYU Tandon.  From 2009-16 he was a director in Group Risk Management at RBC Capital Markets, where he covered market risk for securitized products in secondary-trading, origination, and proprietary-trading areas.  Leon's experience in the fixed-income capital markets includes positions as trader, quantitative strategist, derivatives modeler, and risk analyst.  His product background includes US Treasurys, US agency bonds, interest-rate derivatives, MBSs/ABSs, and credit derivatives.  Leon graduated from MIT (SB; mathematics) and was a gradua ... (view full description)

January Taylor

Attorney
McMichael Taylor Gray, LLC

January Taylor is a managing partner and co-founder of McMichael Taylor Gray, LLC.  She has over 15 years of real estate and creditors rights experience and has spent her career providing foreclosure, bankruptcy, REO, litigation, compliance, strategic planning and litigation services to banks, credit unions investors and servicers.  She has written numerous articles and has been asked to speak at continuing legal education seminars, national conference and seminar panels, and webinars.  Ms. Taylor also serves on the Board of Directors for Pink Peaches, Inc. a non-profit charity focused on supporting breast cancer patients, encouraging early detection, and providing research funding. She rece ... (view full description)

Jason Vinar

Managing Director
Two Harbors Investment Corp.

Jason is a member of the Investment Team at Two Harbors and focuses on managing and acquiring a portfolio of Mortgage Servicing Rights.  Two Harbors has been investing in MSR through both bulk and co-issue flow channels since 2013 and actively manages a portfolio of $90 billion position as of September 30, 2017. Since 2010, Jason has been a Lecturer, Master of Financial Mathematics at the University of Minnesota. Jason received a Bachelors of Science in Mathematics and Economics from the University of Wisconsin – Eau Claire, and a Master of Financial Mathematics from the University of Minnesota.
 

Tom Walsh

Executive Vice President
Roosevelt Management Co.

Mr. Walsh has a broad mortgage lending and real estate back ground with a solid understanding of the economics of loan servicing and a strong expertise in the mortgage risk management.       Mr. Walsh joined Roosevelt Management Company August 2008 and is responsible for management of mortgage assets including loss mitigation strategies, loan administration and mortgage servicing.   Mr. Walsh is President of Rushmore Loan Management services, a subsidiary of Roosevelt Management Company.     Mr. Walsh was with Morgan Stanley for four years in and led the Morgan Stanley servicing oversight function responsible for third party servicing relationships, master servicing a ... (view full description)

Brian Ye

Managing Director
JP Morgan Securities LLC

Brian Ye is a Managing Director in the Mortgage Strategy team at J.P.Morgan. He has been an Institutional Investor ranked analyst since 2006, focusing on prepayments, MBS pass-throughs and CMOs. Brian joined the firm in 2000 from Credit Suisse. Prior to that, he worked at Bear Stearns. He graduated from Dartmouth College and holds an M.S. from the Johns Hopkins University.  

Marty Young

Vice President
Goldman Sachs

Marty Young is the Senior Mortgage Strategist within the Goldman Sachs Global Investment Research division. Prior to joining Goldman Sachs, Marty worked at Freddie Mac, and was a professor at the University of Michigan Business School in the Statistics and Management Science department. Marty's research focuses on residential and commercial mortgage modeling, housing economics, and consumer credit. Marty holds a PhD from the University of Michigan and a BS from Case Western Reserve University. 
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Event Contacts for 7th Annual Residential Mortgage Servicing Rights Forum

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Information Management Network - Privacy Notice

Introduction - Who we are

Euromoney Institutional Investor PLC (“Euromoney”, “we”, “us” or “our”) is an international business-information group covering asset management, price discovery, data and market intelligence, and banking and finance. The group also runs an extensive portfolio of events for the telecoms, financial and commodities markets.

For a full list of our brands and group companies, please click on this link. Euromoney and its group companies are committed to respecting the privacy of every person who visits, registers with or subscribes to our websites, publications, events and other products or services.

Euromoney is the primary data controller of personal data collected through this website or that we may collect in different ways as described in this Privacy Notice. If you are contacted by our other group companies, they will also be controllers of your personal data. This means that they are responsible for how your personal data is used, just as we are. You may contact any of these companies directly, or you can contact Euromoney by emailing dataprotectionofficer@euromoneyplc.com or writing to the Data Protection Officer at Euromoney Institutional Investor PLC, 8 Bouverie Street, London EC4Y 8AX, United Kingdom.

This Privacy Notice was updated on 23 May 2018

Our Approach to Your Privacy

This Privacy Notice outlines the information we may collect about you in relation to your use of our products and services (“personal data”). It also explains the legal rights that you have in relation to your data and how you may exercise these rights.

Some of our group companies may collect and use personal data for different purposes; those companies have their own websites and privacy notices.

We will process your data for the following lawful purposes: with your consent; to fulfil our obligations to you; and where there is a legitimate interest to do so.

When possible, we rely on your consent to use your data for the purposes described in this Privacy Notice. We also process personal data to fulfil our contractual obligations to you, for example, when you register for any of our services, subscribe to a publication, sign-up for an event or purchase a product from us, we will need to process some of your personal data. This will also include details of the person/people responsible for payment (if different).

We may determine that processing your personal data serves both of our legitimate interests. This is the case in relation to many of our research, customer survey, sales, marketing and advertising activities described in this Privacy Notice. These activities allow us to better understand your requirements, which in turn enables us to provide you with a better service. We review the bases for our processing decisions carefully and you can object to these activities at any time (see the “Your Rights” section of this Privacy Notice).

What Personal Data We Collect & Why

Our primary goal in collecting personal data from you is to give you a relevant customised experience of our products and services.

  • Registration, Free Trials & Subscriptions

    When you register with our website and/or sign up for a free trial of our products or services, we may ask you to provide your name, address, email address and telephone number, and details relevant to your occupation or employer.

    If you subscribe to one of our products or services, we will also ask for payment details. Credit/debit card payments are processed using a third party supplier and we do not retain the credit card data (see the Third Party Sites of this Privacy Notice). Address details may be shared with third party service providers engaged by us for order fulfilment, delivery and payment collection. This personal data is used by us to complete subscription requests.

  • Events & Conferences

    If you have registered for an event through a group website we may collect personal data including: name, job title, company, address, telephone number and email.

    This information is necessary so that we can complete your registration for the event and provide you with relevant event materials.

    We may also provide delegate details (e.g. name, email) to event sponsors who, subject to your consent, may contact you for their own advertising and marketing purposes.

  • Advertising & Marketing

    We use the personal data you provide us and which we collect from you to inform you about similar products and services which we provide. We may send you marketing communications that are sponsored by our partners and which are targeted to your interests based on information you have provided us such as job title, employer and/or industry. If you have consented to receive information from other Euromoney group companies, we may share your personal data with these companies so that they can fulfil your request to receive marketing materials in accordance with your preferences. We will not share your personal data with any third parties for their own marketing purposes unless you have provided your consent.

    Each of the Euromoney group companies that may contact you is a data controller in relation to the personal data that you have agreed to share with them. If you have any questions or concerns, you may contact the individual company, or us – using the contact details set out in the “Who We Are” section.

    You can opt out from receiving such materials at any time.

    The personal data we may use for advertising and marketing purposes includes your name, email address, job title, phone number, company name/employer, geo location, postal address and data collected using cookies and other similar technology (Please read our separate Cookies Policy to find out more about which cookies we use, how they work and how you can control your cookie options).

    Marketing materials are sent electronically, by post and we may occasionally call you.

  • Online Targeted Advertising

    We use targeted advertising on our websites to display advertisements that are relevant to what we believe are your interests. In order to deliver relevant advertisements, we use third parties to deliver cookies that collect information about your IP address and how you interact with our sites (e.g. browsing information, which articles you have read etc.). This data is used by the third parties to determine which advertisements may be of interest to you.

    We may also share your personal data with third parties to deliver targeted advertising to you on other websites (e.g. Twitter Tailored Audiences or Facebook Custom Audiences). This could include your email address, cookie data, and information obtained from third parties. Third party cookies may also be used to enable us to target advertisements to you on other websites that you visit.

  • Lead Generation and Scoring

    We occasionally use the services of trusted third parties in order to ensure that the personal data we use for advertising and marketing purposes is accurate and up-to-date. To do this, we transfer personal data of individual leads (such as name, email, job title, location and phone number) to these third parties who conduct research to verify the data – primarily against public information.

    We also use algorithmic software technology to help us improve the quality and relevance of marketing activities. The personal data analysed by the software includes email address, phone number, job title, address, purchase history and account information. This allows us to provide meaningful offers that are relevant to your specific profile.

  • Surveys, Market Research & Customer Feedback

    We want to understand the needs of our readers and customers. We may therefore use the information you provide us – including your name and contact details – to contact you to request your feedback, or to participate in our customer and market research.

  • Public forums, message boards and blogs

    Some of the pages on our group websites may include message boards, blogs or other facilities for generating content from users. Any information that is disclosed in these areas becomes public information and you should always be careful when deciding to post any personal data. User generated content is also subject to our site Terms & Conditions.

  • Business or Asset Sale

    If we sell a business or assets we may need to disclose your personal data to the prospective buyer of such business or assets.

    If Euromoney, or any of our group companies is sold or sells our assets or is acquired by a third party, then personal data about our customers will be acquired by that third party. A transfer of your personal data in these circumstances would be necessary so that the services you have contracted for can still be delivered, or so that you can continue to enjoy the benefits of our free products and services. You will receive notice if a new controller assumes responsibility for your personal data.

  • Additional Third Party Disclosures

    We may disclose your personal data to other third parties in the following situations:

    • To third party partners who help us by providing services such as technology, marketing, advisory or other services. These third parties only receive encrypted data and may only process personal data to provide those services to us.
    • Where we are required by law or regulation to do so. In each case we will seek, where practicable, to minimise the amount of data that is disclosed.
    • If required to protect the rights and interests of other users and/or Euromoney and its affiliates (including our employees, agents and contractors), or as otherwise set out in our Terms & Conditions. This may include exchanging information with other companies and organisations for the purposes of fraud protection.
  • Email Tracking

    We may include small pixel tags (small image files) within the emails we send you in order to determine whether our emails are opened and/or whether the hyperlinks inside our emails are clicked through. We may also collect browser, location and the device used to engage with our email communications. This information allows us to better understand whether we are meeting our users’ needs and how we can improve our communications. No other information is collected. You can opt out of receiving our direct marketing emails either by following the instructions in each email, or by contacting us (see the “Who We Are” section of this Privacy Notice).

International Transfers

Some of the Euromoney group companies are based outside the European Economic Area (EEA). If you have consented to being contacted by our group companies, then the transfer of your personal data will be made according to the terms of an international data sharing agreement that contains obligations approved by European data protection regulators. Any of our group companies that receive your personal data will be co-controllers of that data, which means they may determine how they process your personal data – although they may only use it for the purposes for which it was shared, unless you are informed of new or additional processing activities.

We may also transfer personal data to third party service providers as described in this Privacy Notice which are located outside the EEA. Where we conduct these transfers, we take all steps necessary to ensure that your data is treated securely and in accordance with applicable privacy legislation, either by only sending your personal data to jurisdictions that provide an adequate degree of legal protection for your data or by imposing approved contractual terms on these third parties.

Retention Periods

We have a data retention policy that ensures we don’t use or store your personal data for longer than necessary. We consider the following issues to determine retention periods:

  • Guidance from the UK Information Commissioner or other regulatory agency, or industry best practice recommendations;
  • The business rationale for collection and expiry of the purpose for which personal data was collected;
  • Our ongoing ability to ensure the accuracy of the data; and
  • Legal and regulatory requirements.

We may occasionally need to keep personal data for either shorter or longer periods than specified in our retention policy. In such circumstances, application of the retention period to the data will be temporarily suspended. The suspension of an applicable retention period will be carried out in a manner that respects the rights and interests of all persons concerned.

How You Can Set Your Data & Privacy Preferences

You can use our Preference Centre to select the topics that are of interest to you so that we can send you publications and information about our products and services that are especially relevant to you. You can also choose the channels we use to contact you (email, phone, post, etc.) and can also opt-out of receiving marketing communications.

Your Rights

You have certain rights in relation to your personal data which include the following:

  • Access & Portability

    You may request access to any personal data of yours for which Euromoney is responsible as controller. Unless there are legal or regulatory reasons for not doing so, we will confirm whether we process any of your personal data and if we do, we will provide you with the following information: the purposes of the processing, the categories of personal data, any recipients of your personal data, the applicable retention period and the data source. Copies of your personal data will be made available to you in a structured, machine-readable format.

    You may also request that we transfer the personal data that you have submitted to us, to another controller, where it is technically feasible for us to do so.

    If you have consented to our processing of your personal data, or if we are processing your personal data in order to fulfil our contractual obligations to you, then you can submit a request that we transfer your personal data to another data controller.

  • Rectification, Restriction, Objection

    You have the right to request that Euromoney rectify any errors in the personal data that we process. In some circumstances, you may also be able to ask for the erasure of personal data, and/or request that the processing of your personal data be restricted. You may also object to the processing of your personal data for sales or marketing purposes.

  • How to Exercise Your Rights

    To exercise any of these rights, please contact us by post or email at the following addresses:

    Euromoney Institutional Investor PLC
    8 Bouverie Street
    London, EC4Y 8AX
    United Kingdom

    Email: dataprotectionofficer@euromoneyplc.com

    Web form: Complete Subject Data Request Form

    We may need to check your identity prior to processing a request.

    Euromoney will do our best to respond to any questions and address any of your concerns. You are also able to register any complaints regarding the processing of your personal data directly with the UK Information Commissioner.

Protecting Your Data

Euromoney is committed to keeping your personal data secure and we will take appropriate technical and organisational measures to protect your personal data from loss, unauthorised use, disclosure or destruction. Although we do our best to protect your personal data, we cannot guarantee that any transmission of data is without risk. We have therefore implemented information security policies and rules, staff training on information security, and technical measures to ensure the integrity of data that we have under our control.

All our employees, contractors and data processors (i.e. those third parties that process personal data on our behalf) are required to keep such data confidential and not to use it for any purpose other than the performance of services we have requested.

Third Party Sites

Our site may contain links to other websites – including, for example, providers of payment processing services. Euromoney is not responsible for the privacy and data collection practices of third party sites and we therefore recommend that you review the privacy policies and terms of service of each site you visit.

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