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Bill Acheson

CFO
GWG Holdings, Inc.

Bill Acheson is Chief Financial Officer of GWG Holdings, Inc. Bill is ideally suited to inform financial professionals and investors about specialty finance, alternative investments, non-correlated assets, and current market trends. Bill believes that today’s greater access to “professional grade” information, tools, and strategies can make it harder for individual investors to be successful in the long term. Therefore, he explains market complexities while providing insights in a clear, straightforward manner. With his background in structured finance, capital markets, and risk management, Bill’s perspective encompasses a global point of view fostered by his years at top financial organizat ... (view full description)

Jeremy Anton

Mergers & Acquisitions
BMO Capital Markets

Robert Antonio

Founder & President
Antonio Financial Group

Mr. Antonio is the President of the Antonio Financial Group, a Registered Investment Advisor headquartered in Irvine, CA. He has served in various capacities at Fidelity Investments and Wells Fargo Investments. Before entering the investment industry, he served honorably in the United States Navy aboard the USS Constellation (CV-64) and USS Tarawa (LHA-1). He graduated from the University of North Carolina at Chapel Hill with a degree in Economics. Mr. Antonio is a CERTIFIED FINANCIAL PLANNER™ Practitioner and serves as a Director for the Financial Planning Association of Orange County. His firm is a member of Real Estate Investment Security Association (REISA), Financial Planning Associ ... (view full description)

Mark Atchity

President & CEO
JCC Advisors, LLC

Catherine Bowman

Partner
The Bowman Law Firm, LLC

Brian Buehler

President & CEO
Triton Pacific Securities

Brian Buehler, President & Chief Executive Officer Mr. Buehler has over 20 years of investment planning, product development and distribution experience within financial services, commercial real estate, alternative investments and private equity. Mr. Buehler is a Partner at Triton Pacific Capital Partners, LLC, oversees the firm’s capital markets strategy, bringing his expertise in building distribution platforms that have raised capital to support more than $2 billion of alternative investment strategies.  Mr. Buehler is a principal of Tasty Brands, LP, a member of the firm’s investment committee and is the President & CEO of its managing broker dealer, Triton Pacific Securit ... (view full description)

Eduardo Ciuffo

Investment Research Analyst
Commonwealth Financial Network

Ed Ciuffo is a Research Analyst at Commonwealth Financial Network, where he focuses on real assets, including real estate. Ed is directly involved in the due diligence process for all non-traded real estate products, including 1031 exchange programs. Ed has over eight years of experience in the Financial Services industry. Prior to joining Commonwealth, he worked at LPL Financial, where he traded mutual funds and ETFs for the company’s centrally-managed platforms. While at LPL, Ed earned a Master’s degree in Finance from San Diego State University. Ed holds his FINRA Series 7 and 63 licenses, as well as the Chartered Financial Analyst® designation.

Anya Coverman

Director of Government Affairs & General Counsel
Institute for Portfolio Alternatives

Anya Coverman has extensive financial services experience spanning legal, regulatory, legislative and public affairs. In her current role as Director of Government Affairs and General Counsel at the Investment Program Association (IPA), Ms. Coverman’s work focuses on financial services policy and she regularly interacts with legislators, regulators and stakeholders at the federal and state levels. Ms. Coverman is also a regular speaker at conferences and other public events, and is often quoted in financial news and other publications. Prior to joining the IPA, Ms. Coverman was the Deputy Director of Policy and Associate General Counsel at the North American Securities Administrators Associa ... (view full description)

Donald Deans

Managing Director & CPA/PFS
Deans Consulting, LLC

Don has supported individual and corporate clients as a CPA for more than 40 years and as a registered representative for 18 years. Don has his BSIR and MBA from the University of North Carolina in Chapel Hill.   He began his career at Haskin & Sells in 1974 and was a partner at Deloitte Haskins & Sells from 1985-1990. In 1996, Don joined the financial services sector and he holds FINRA licenses 6, 7, 63, 65 and 24.   Don is a nationally recognized and much sought after speaker, published author, and thought leader in the accounting and finance communities. Don’s articles are published on The DI Wire at www.thediwire.com.  His guidance has been sought out by t ... (view full description)

Joseph Delaney

Registered SEC Broker-Dealer
J.V. Delaney & Associates

Mr. Delaney started professionally in the investment business in 1965 while a student at St.John's University. He completing a six month investment training program in the evenings. He earned his full securities license in the program run by Investors Planning Corporation, a registered broker-dealer with the Securities and Exchange Commission. Mr.Delaney worked as a part time register representative while at St. John's University in New York City. He graduated with a Bachelor in Business Administration in January 1967 from St. John's. After graduating from St. John's he went to work for the IBM Corporation in New York City as a sales representative since they were offering him twice what a b ... (view full description)

William Dioguardi

Chief Executive Officer
Four Springs Capital Trust

34+ years of corporate finance, real estate and private equity experience; Former President of Spencer Trask Ventures, Inc.; Founded and built Vantage Securities; Served in several senior roles of increasing responsibility at Integrated Resources Equity Corp.; Member (former Chair) of Investment Committee at Monmouth University

Chris Dobbins

President
Securities Transfer Corporation

Chris Dobbins serves as President of Securities Transfer Corporation. With over 16 years of experience in securities law and the securities industry he holds a Bachelor of Arts degree from Wake Forest University, a JD from the University of Richmond School of Law, and a Master of Laws in Securities and Financial Regulation from the Georgetown University Law Center.
 

Martin Dozier

Partner
Alston & Bird LLP

Martin Dozier is a member of the firm’s Financial Services & Products Group and REIT Team. He focuses his practice on the representation of business development companies (BDCs), as well numerous alternative investment vehicles, including public and private companies. Martin counsels clients in the intricate requirements governing alternative investment vehicles, including the Investment Company Act of 1940 and the Investment Advisers Act of 1940. Martin represents some of the largest BDC sponsors and advises on a broad range of matters, including fund formation, public securities offerings, private placements, mergers and acquisitions, securities regulation, securities law compliance an ... (view full description)

Greg Drose

S.V.P. Business Development
UMB Fund Services

Peter Fass

Partner
Proskauer Rose, LLP

      Peter Fass, a partner, co-heads the Real Estate Capital Markets Group, which handles all aspects of the disciplines involved in the execution of a real estate securities transaction (corporate, partnership, tax, ERISA, securities and real estate law). He is uniquely qualified to assist issuers, underwriters, lenders and investors (both taxable and tax-exempt) in evaluating a real estate securities transaction, structuring such a transaction and then executing the transaction from start to finish.         With over 40 years of experience in every type of real estate securities and syndication transaction, Peter has been counsel on many of the largest private and publicly off ... (view full description)

Alan Feldman

Chief Executive Officer
Resource

Alan F. Feldman serves as Chief Executive Officer of Resource and for its sponsored REITs, as well as CEO and Trustee for its Liquid Alternative Funds.  Mr. Feldman joined Resource in 2002 and has over 25 years of real estate investment experience.  Prior to joining Resource, Mr. Feldman served as Vice President at Lazard, a global investment banking firm specializing in real estate advisory work. Previously, he served as an executive at the Pennsylvania Real Estate Investment Trust. Mr. Feldman began his real estate investment career as Director at Strouse, Greenberg & Co., a full service real estate company. Mr. Feldman received a BS and MS in chemical engineering from Tufts University ... (view full description)

Joe Filberto

CIO
Candace Shira Associates, LLC

Kevin Gannon

Managing Director
Robert A. Stanger & Co.

Mr. Gannon serves as Chairman of Robert A. Stanger & Co., directing the firm's activities, including mergers and acquisitions, valuation, litigation support and advisory services. Mr. Gannon has been the lead banker on real estate consolidation and mergers and acquisition transactions involving over $40 billion of real estate and management company’s assets. Mr. Gannon has also been active in the analysis, evaluation and sale of corporate and partnership investments in real estate, oil and gas, equipment leasing, agriculture, bio-technology, and food processing. Mr. Gannon has completed more than $1 billion in financing transactions in these areas including bank financings and private an ... (view full description)

Taylor Garrett

President
Orchard Securities, LLC

Taylor Garrett is currently the President and Partner of Orchard Securities, LLC, an investment bank focused on structuring and capital raising for private and public securities related to alternative investments. He has been actively involved in capital raising and structuring for over 300 different programs the company has represented. Since 2004, Taylor has been involved in sourcing over $4.1 billion in equity. Mr. Garrett graduated from Utah Valley University with a Bachelor of Science in General Business Management and a Masters in Business Administration at Brigham Young University. Mr. Garrett played collegiate baseball and actively plays golf and enjoys endurance running. ... (view full description)

C. Coy Garrison

Special Counsel
U.S. Securities & Exchange Commission

Coy Garrison is the Special Counsel in the Office of Real Estate and Commodities at the Division of Corporation Finance.  Mr. Garrison is responsible for developing and overseeing the disclosure review program for filings made by non-traded REITs.  He also provides interpretive assistance to REITs with respect to federal securities laws and rules.  Prior to joining the U.S. Securities and Exchange Commission in 2013, Mr. Garrison clerked on the U.S. Court of Appeals for the Fourth Circuit as a Staff Attorney.  He received his law degree, magna cum laude, from Pepperdine University School of Law, where he was an editor of the Pepperdine Law Review, and his B.A. from the University of Maryland ... (view full description)

James Gerkis

Partner
Proskauer

James P. Gerkis is a partner in the Corporate Department with extensive experience in sophisticated U.S. and global corporate transactions, including mergers & acquisitions, capital markets, venture capital, media, real estate and restructuring transactions.  He has represented a wide variety of financial institutions, Fortune 500 companies and growth companies.  James currently focuses on matters for clients in the technology, media and real estate industries.  Among other clients, James has represented iHeartMedia, Preferred Apartment Communities, Financial Guaranty Insurance Company, Oxford Analytica, Olshan Properties, the Financial Oversight and ... (view full description)

Larry Goldsmith

Senior Managing Director
B Riley FBR

Mr. Goldsmith joined the B. Riley FBR Real Estate Investment Banking group in July 2009.  He has over 20 years of experience in real estate investment banking.  Notable transaction in which B. Riley FBR acted as sole manager or bookrunner include the $530M 144a and $748M 144a offerings for American Homes 4 Rent, $812M IPO for American Homes 4 Rent, the $164M 144a and $260M IPO for MedEquities, and the $173M IPO for Chatham Lodging Trust.  Prior to joining B. Riley FBR, Mr. Goldsmith was a Managing Director in the Real Estate Investment Banking Group at Bank of America.  Prior to joining Bank of America, Mr. Goldsmith was an associate at Montgomery Securities and an analyst at Credit Suisse F ... (view full description)

John Grady

Partner
DLA Piper

John Grady concentrates his practice on the investment management industry. He works with investment companies (including mutual funds and interval funds), commodity pools, private funds, real estate investment trusts and business development companies, among other pooled vehicles. He also counsels investment advisers, broker-dealers, transfer agents and commodity pool operators on a range of issues, from fund formation to mergers and acquisitions involving these highly regulated firms.

Neil Greene

SVP & Due Diligence
Newbridge Securities

Neil Greene’s career in the financial services industry began more than 27 years ago in the New York office of Lehman Brothers.  Currently, Neil is responsible for due diligence related to alternative investments and other packaged products, as well as the sales and marketing of the investments approved for sale at Newbridge Securities Corporation.  Neil has a diverse background in the financial services industry and is credited with building the insurance, annuity and alternative investment departments at Newbridge Securities.  He takes a strategic, yet personal approach when reviewing offerings and is active in the due diligence community attending various seminars and industry ... (view full description)

Tony Grego

Associate Executive Director
ADISA

Tony Grego serves as the Associate Executive Director for the Alternative & Direct Investment Securities Association (ADISA). He draws upon approximately 30 years of experience in the financial industry to help attract new members and assist existing members, including providing networking and marketing solutions, brainstorming new ways to offer products and services, providing business referrals, market trends and more. He also assists in attracting exhibitors and attendees to experience educational programs and networking opportunities at regional and national conferences. ADISA is the leading alternative investment association providing education, networking and advocacy to its member ... (view full description)

Jilliene Helman

Chief Executive Officer
RealtyMogul

Jilliene Helman is the founder and CEO of RealtyMogul, a unique commercial real estate private markets investing platform.   A former Vice President at Union Bank in Wealth Management and Risk Management, Jilliene launched RealtyMogul in 2013 and raised $45 million in venture capital financing to scale the business.   Thus far, RealtyMogul has closed transactions with over $1.37 billion in total capitalization and has 140,000 investors on its platform.   Recently named Fintech Woman of the Year at the LendIt Industry Awards, Jilliene has been featured as an expert in Bloomberg, CNBC, The New York Times, Yahoo! Finance, Entrepreneur, and has been included i ... (view full description)

Jim Hibbert

Managing Director
Noble Street Advisors

Jim began his career with Deloitte and has over 20 years of CFO|Controller experience with real estate investors and developers.  This includes VP of Finance for the Southern California Division of Ryland Homes, VP of Finance for Lowe Enterprises Residential Advisors, and CFO|VP of Finance for Vintage Communities|CCL Holdings.  Jim graduated cum laude from University of the Pacific with a B.S. degree in Business Administration, Accounting concentration.

In 2008 the Federal Reserve Board invited Jim to Washington D.C. to share his perspective on the financial crisis.  Shortly thereafter the Department of the Treasury invited Jim to speak. 
 

Howard Hirsch

Chief Legal Officer
Griffin Capital Essential Asset REIT

Howard S. Hirsch is the Chief Legal Officer and Secretary for Griffin Capital Essential Asset REIT II, Inc., positions he has held since April 2019. From June 2014 to April 2019, Mr. Hirsch served as Vice President and Secretary. Mr. Hirsch served as Chief Legal Officer and Secretary of Griffin Capital Essential Asset REIT, Inc. (GCEAR) from December 2018 to April 2019. Prior to that, he served as GCEAR's Vice President and Assistant Secretary from January 2015 until December 2018. Mr. Hirsch also serves as Vice President and Assistant Secretary of Griffin Institutional Access Real Estate Fund, positions he has held since January 2015; and as Vice President and Assistant Secretary of Griffin ... (view full description)

Steve Kantor

CEO
S2K Partners

Robert R. Kaplan Jr.

Co-Founder & President
HC Government Realty Trust, Inc.

Mr. Kaplan, Jr. is the co-founder and President of HC Government Realty Trust, Inc. a Maryland REIT. He is also the co-founder and Vice President of the REIT’s Manager, Holmwood Capital Advisors, LLC. Mr. Kaplan, Jr. is directly responsible for the creation and structuring the Company’s equity offerings, capital structuring and corporate legal matters. Mr. Kaplan, Jr. overseas and manages the marketing for the Company’s security offerings to the independent broker dealer community. For the past 20 years, Mr. Kaplan Jr.’s legal expertise has focused on real estate securities and finance, real estate transactions, mergers and acquisitions, general corporate law, securities compliance, pr ... (view full description)

Samuel Kardon

Special Capital Markets Counsel
Proskauer

Samuel Kardon is a special capital markets counsel and a member of the Real Estate Capital Markets Group at Proskauer. He focuses his practice on REITs and represents issuers, selling stockholders, investors and underwriters in a variety of public and private capital markets transactions. He also regularly advises clients on regulatory matters, corporate governance, mergers, acquisitions and other corporate matters. He holds an A.B. from Dartmouth College and a J.D. from Harvard Law School.
 

Jeffrey Karsh

CEO
stREITwise

Jeffrey Karsh is the CEO of stREITwise, a Regulation A REIT targeting stabilized properties throughout the US.  Jeff also co-founded and is currently a partner at Tryperion Partners, a middle-market real estate private equity fund manager specializing in value-add investments with over $150mm under management.  Prior to forming Tryperion, Jeff served as a member of the Acquisitions team for Canyon Capital Realty Advisors and the Canyon-Johnson Urban Funds.  He holds a Bachelor of Arts degree in Political Science from the University of Pennsylvania. Jeff is a member of ULI and is also a Real Estate & Construction member of the Jewish Federation of Greater Los Angeles. He is an ... (view full description)

Susan Kelly

Director, Investment Management and Research
Commonwealth Financial Network

Janis Kerns

Of Counsel
Nelson Mullins Riley & Scarborough LLP

Janis Kerns is of counsel to Nelson Mullins Riley & Scarborough LLP in Washington, D.C., where she focuses her practice in the investment and asset management industry. An experienced former senior counsel in the SEC's Division of Investment Management, she counsels private and public funds, business development companies, and their advisers on all aspects of formation, regulation, operation, compliance, and interpretive issues.She has experience analyzing and translating the issues facing the investment management industry and has spent her 20-year career serving in that industry as a practitioner, regulator, speaker, and author.She represents business developmen ... (view full description)

Brett Klein

Managing Director & Head of Alternative Products
Colony NorthStar, Inc.

Michael Komenda

SVP, Head of Product Development
Cole Capital

Michael Komenda serves as Assistant General Counsel at American Realty Capital Properties, Inc. (ARCP) and its private capital management business, Cole Capital. In this role, he provides legal advice in support of all Cole Capital business relationships, regulatory and compliance matters relating to Cole Capital and its wholesale broker-dealer, Cole Capital Corporation, and legal support for new and ongoing Cole Capital product offerings, in addition to assisting with various ARCP corporate matters.Prior to joining the firm, Mr. Komenda worked as an attorney in the corporate group of Cleary Gottlieb Steen & Hamilton in New York, where he provided advice to buyers and sellers ... (view full description)

Luke Lee

CEO
Inspired Healthcare Capital

Luke Lee currently serves as Chief Executive Officer and Principal for Inspired Healthcare Capital. As CEO, Luke is responsible for the strategic growth and vision of the fund, and establishing operational priorities and providing leadership that will promote effective overall management of the fund. Luke is also a member of the Investment Committee for Inspired Healthcare Capital. Luke has over 20 years of experience as a finance and real estate professional with a focus in acquisition, financing, valuation and analysis of healthcare real estate assets.  Prior to his role at Inspired Healthcare Capital, Luke was a Vice President of Capital Markets at Transwestern where he ... (view full description)

Rosemarie Leong

Due Diligence Manager
Silverhawk Private Wealth

Rosemarie brings 20 years' experience in the securities industry, currently serving as due diligence consultant for Silverhawk Private Wealth, a wealth management firm located in Scottsdale, Arizona. She has worked in wholesale distribution channels, as a financial advisor at Paine Webber, managed the top financial planning team at SmithBarney/Los Angeles and served as a VP at Prudential Financial/Los Angeles where she became the firm's #1 national high net worth client asset manager. Previously, Rosemarie was a statistical analyst at the United Nations International Labor Organization (ILO) in Geneva, Switzerland. She is fluent in five languages.

Justin Milberg

Portfolio Manager, Diversified Income Fund
Resource

Justin Milberg serves as the Portfolio Manager for the Resource Real Estate Diversified Income Fund. Prior to joining Resource, Mr. Milberg was a Managing Director in the Financial Institutions Investment Banking Group at Merrill Lynch and before that was a Managing Director at Lazard. Mr. Milberg has 25 years of experience in the financial services industry, and has an MBA from The Wharton School of Business and a BA from Cornell.

Michael Miller

Due Diligence Officer
Sigma Financial Corporation

Michael Miller has served as the due diligence officer for Sigma Financial Corporation and Parkland Securities, LLC for the past 10 years. With a focus on alternative investments, Mr. Miller is responsible for all product analysis to determine if the broker-dealers will secure selling agreements in real estate, oil and gas, equipment, hedging strategies, and managed futures, as well as more highly specialized offerings. Recently, Mr. Miller earned the Accredited Investment Fiduciary (AIF) designation to assist Sigma and Parkland deal with the necessary changes under the Department of Labor Fiduciary Standard.   Mr. Miller brings over 40 years of accounting, tax, investment adviso ... (view full description)

Kirk Montgomery

Partner
Kirk Montgomery Law, LLC

Kirk Montgomery is the Managing Partner of Kirk Montgomery Law, a law firm specializing in legal and regulatory matters related to real estate and other private placement offerings as well as broker dealer, registered investment advisor and family office law and governance.   Kirk is also a principal of recently formed Addison Montgomery, LLC, a consulting company focused on the structuring, formation and distribution of alternative investments. Addison Montgomery also specializes in charitable foundation formation, governance, strategic grantmaking and next gen program development.   For over 30 years, in addition to private practice experience, Kirk served as Genera ... (view full description)

Mitchell Morrison

Managing Director, Due Diligence/ Corporate Development
Westpark Capital Securities

Mr. Morrison has over thirty-five years experience in financial services and specializes in national sales, philanthropy/charitable planning. Mitchell is a Managing Director at Westpark Capital, Irvine California.  Mitch is a Registered Fiduciary and nationally known speaker on foundations/charitable gift planning. Mitchell was also formerly with the Federal Bureau of Investigation stationed in Washington D. C. and New York City. He is the author of two books, "Charity is a Contact Sport," through Winepress Publishing, and "Why Trump Won" Amazon Publishing. He is the creator of the Certified Charitable Gift Planner (CCGP) designation certified by the California Bar Association. He is the fou ... (view full description)

Glenn Mueller

Real Estate Investment Strategist, Managing Director
Black Creek Group

Glenn R. Mueller, Ph.D. Dr. Mueller has 42 years of real estate industry experience, including 35 years of research.  Mueller is internationally known for his market cycle research on income producing real estate, his real estate securities analysis (REITs) research and his public and private market investment strategies and capital markets analysis.   He is a Professor at University of Denver’s, F.L Burns School of Real Estate & Construction Management, teaching and doing research in real estate market cycles, development, feasibility, investments and real estate capital markets (REITs & CMBS).  The academic program started in 1938 and offer ... (view full description)

Brian Nelson

Principal
Nelson Brothers Professional Real Estate

Daniel Oschin

Chief Strategy Officer
Shopoff Realty Investments, L.P.

Daniel Oschin is Chief Operating Officer of Shopoff Realty Investments. He is focused on cultivating the companys platform of distinctive public and private programs, enhancing its brand and market presence, and broadening the visibility and impact of its added value, institutional co-investment model. For more than twenty five years, Mr. Oschin has owned, operated and managed businesses in a range of industries, including securities and financial services, real estate, asset management, international and domestic manufacturing, retail, non-profit and trust management. As a leader in the securitized real estate industry, he has been instrumental in the development of ... (view full description)

Lauren Prevost

Partner
Morris, Manning & Martin LLP

Lauren B. Prevost is a partner in the Corporate, Securities and Real Estate Capital Markets Practices at Morris, Manning & Martin, LLP. Ms. Prevost has more than 25 years of experience representing issuers, underwriters and selling shareholders in connection with registered public offerings. In addition, Ms. Prevost represents corporations and funds in connection with private placements and other exempt securities offerings. Ms. Prevost devotes a significant portion of her practice to representing sponsors of non-listed REITs, guiding sponsors through the program structuring and initial public offering process, and providing counsel with respect to ongoing reporting requirements, corpora ... (view full description)

Thomas Puricelli

Managing Director
Houlihan Lokey

Mr. Puricelli is a Managing Director at Houlihan Lokey. He focuses on many of the firm’s product areas, including fairness and solvency opinions, mergers and acquisitions advisory, and financings. He has extensive experience advising boards of directors and special committees on matters related to buyside and sellside M&A, recapitalizations, spin-off transactions, and stock and asset sales. Mr. Puricelli has provided investment banking and financial advisory services to many companies in the real estate industry, including both listed and non-traded REITs, covering a wide range of real estate asset classes.

Mark Quinn

Director of Regulatory Affairs
Cetera Financial Group

Mark Quinn is the Director of Regulatory Affairs for Cetera Financial Group, the corporate parent of a group of broker-dealers and Registered Investment Advisors with more than 7,500 representatives located across the United States.  He manages a team of professionals responsible for examinations, investigations, and enforcement activity with regulatory agencies including the SEC, FINRA, DOL, and state securities authorities.   He is also responsible for advocacy and development of regulatory policy on behalf of the firm.   Prior to joining Cetera, Mr. Quinn was the Chief Risk Officer of First Allied Securities, Inc., and was formerly Senior Vice President and General Counsel of Royal Allian ... (view full description)

Carl Riley

Shareholder
Greenberg Traurig, LLP

Craig M. Porter Rollins

Wealth Advisor
LJCooper Wealth Advisors

Craig M. Porter Rollins RFC® Partner Emeritus with LJCooper Wealth Advisors a Registered Investment Advisor (RIA) registered with the SEC. Mr. Rollins began his financial services career in 1985.   In 2016 Mr. Rollins and LJCooper were the recipient of the Utah Valley Chamber of Commerce Business & Education Partner of the Year for their efforts with the Utah Valley University Financial Planning Program, where he serves on the National Advisory Board. Craig is also the recipient of the REISA (ADISA) Distinguished Service Award 2013.   Mr. Rollins is a wealth advisor, specializing in helping clients and business owners with properly liquidating and repositioning hi ... (view full description)

Aaron Rosen

SVP, Co-Portfolio Manager
Pinhook Capital

Aaron Rosen is the Senior Vice President for LCM Investment Management and Co-Portfolio Manager for the Multi-Strategy Growth and Income Fund, a 1940 Act closed-end interval fund.  He is responsible for portfolio management and security selection, as well as due diligence, research and sourcing of investments.  Prior to joining the firm, Mr. Rosen served as the senior Alternative Investment Analyst for AIG Advisor Group, focusing specifically on illiquid alternatives.  Before that, he served as a Senior Analyst for Irongate Capital Management, LLC, where he provided an extensive range of investment management services, including research and allocation decisions on investments for a fa ... (view full description)

William Shopoff

President
Shopoff Realty Investments L.P.

William A. Shopoff is President and Chief Executive Officer of Shopoff Realty Investments, L.P.  Mr. Shopoff has more than 39 years of real estate and investment experience. His expertise includes the acquisition, development, and sale of new and redeveloped residential and commercial properties throughout the United States, as well as partnership structure, debt placement, venture capital and investment underwriting.  Mr. Shopoff has acquired over 1,000 properties on behalf of his various entities, including the acquisition of over 6,000 apartment units (fee or mortgage loans) and the entitlement of over 7,000 lots/units of land suitable for single-family or multi-family development.  ... (view full description)

Chris Stambaugh

Partner
DLA Piper

Chris Stambaugh is a partner in DLA Piper's Real Estate Capital Markets group. He advises public and private real estate funds on corporate and securities matters including fund formation, public securities offerings, private placements, tender offers, joint ventures, corporate governance and ongoing securities law compliance. Mr. Stambaugh focuses his practice on the non-traded REIT industry, having represented numerous publicly offered non-traded REITs sponsored by Dividend Capital, Behringer Harvard, KBS Capital Advisors and Wells Real Estate Funds, among others. Mr. Stambaugh also counsels broker-dealers on compliance with applicable regulations of the Financial Industry Regulatory Autho ... (view full description)

Larry Steinberg

Chief Investment Officer
Financial Architects

Larry Steinberg is an experienced financial adviser, thought leader, and speaker. Larry is a published author, has been quoted in numerous publications and is a regular speaker at conferences and events. Larry started with Wells Fargo while attending Occidental College, went to Transamerica after graduation and was a registered representative of SunAmerica Securities before starting his own firm at age 25.25 years later today, Larry serves two roles within Financial Architects. First, he serves as the firm’s Chief Investment Officer, managing the firm’s investment portfolios following the Endowment Model using alterna ... (view full description)

Darryl Steinhause

Partner
DLA Piper

Darryl Steinhause is a partner in DLA Piper's Real Estate Capital Markets group. Darryl Steinhause has acted as lead counsel to REITs engaged in raising capital (pursuant to Regulation A and Regulation D) as well as roll-up REITs which were designed to allow owners of real property to contribute their property to an operating partnership in exchange for limited partnership interests. Both the UpREIT roll-ups and stand-alone roll-ups have similar and complex tax and securities considerations.  Mr. Steinhause has also been lead counsel to several preferred-interest offerings in operating partnerships and other REIT offerings. With more than 30 years of experience in highly technica ... (view full description)

Frank Tauches

EVP & GC
American Portfolios Financial Services, Inc.

Frank was born in Brooklyn, New York and earned a Bachelor of Arts degree from Fordham University and a Juris Doctor degree from St. John's University School of Law. Frank served on active duty for three years as a Captain in the United States Marine Corps. He remained active in the reserve and returned to duty again as a Colonel in conjunction with Operation Desert Shield/Desert Storm. He was elected President of the Marine Corps Reserve Officers Association in 1993 and retired in 2007 with forty-two years total service. He continues to serve on the Investment Oversight Committee of Marine Corps Community Services. Frank first entered the securities industry in 1974 ... (view full description)

Rosemarie Thurston

Partner
Alston & Bird LLP

Rosemarie Thurston is a partner and leads the firm's REITs and Real Estate Funds practice. Ms. Thurston represents numerous REITs, real estate funds and real estate operating companies in their fund formation, public securities offerings, private placements, mergers and acquisitions, joint ventures, roll-ups, and ongoing securities law compliance. Ms. Thurston also counsels broker-dealers on compliance with applicable regulations of the Financial Industry Regulatory Authority (FINRA) in connection with the distribution of securities. She is one of the nation's most experienced attorneys in public securities offerings for REITs, having been lead counsel for over $50 billion of the ... (view full description)

Tim Toole

President and CEO
NorthStar Securities, LLC

Mr. Toole is the president of NorthStar Securities, LLC and is responsible for the day-to-day management of the broker-dealer. He brings more than 25 years of successful leadership at various public and private real estate and investment companies. Mr. Toole has spent a significant portion of his career structuring and directing sales and distribution teams introducing diverse offerings—such as variable annuities, structured products, unit trusts and others—to the marketplace. As a result, he has a depth of product knowledge and a unique understanding of the most effective ways to achieve results in the financial industry. Before joining NorthStar in September ... (view full description)

Brent VanNorman

President
TriLinc Global, LLC

Brent VanNorman serves as the President of TriLinc Global and is a key member of the Executive Management team. With responsibility for ensuring that the company’s investment systems and operational infrastructure can deliver exceptional results and that the company consistently delivers on its financial targets, Brent is responsible for planning, implementing and managing all financial, legal/structural, and operational activities of the Company and its affiliates. Mr. VanNorman brings a breadth of experience in business, accounting, data processing, and the law to the TriLinc management team. Prior to joining the Company, Brent served as a key member of the Intellectual Property and Litiga ... (view full description)

Jerry Verseput

President
Veripax Wealth Management, LLC

Jerry is a Certified Financial Planner™ and owner of Veripax Wealth Management, LLC, a Registered Investment Advisory firm in Folsom, California. Prior to establishing Veripax in 2006, Jerry was a senior-level manager at Intel Corporation since the early 1990’s. In addition to holding the CFP® certification, Jerry holds a BS in Computer Engineering from California State Polytechnic University, Pomona, and an MS in Engineering from Southern Methodist University. He is also a member of FPA (Financial Planning Association), and is registered as an MD Preferred Financial Advisor (a network for medical professionals). Jerry has been quoted in articles regarding investment strategy and financial t ... (view full description)

Darren Whissen

President
Atomi Financial Group

Darren Whissen is a managing partner of four firms: 1) Atomi Financial Group, a boutique wealth management firm; 2) Aliso Advisors, a FINRA / SEC compliance consulting firm; 3) Link Alts, an alternative investment capital markets consulting firm, and 4) OpenAlt, an alternative investment due diligence digital solution. All four firms focus on the interactions between fee-based Registered Investment Advisers (RIAs) and alternative investment offerings. Prior, Darren was the executive vice president of marketing for a dealer manager focused on non-traded offerings. He has also served as the director of due diligence for a private equity investment bank, and the chief investment officer a ... (view full description)

Rob Woomer

President, Capital Markets
Peachtree Hotel Group

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INFORMATION MANAGEMENT NETWORK
1120 Avenue of the Americas, 6th Floor
New York, NY 10036 USA


Phone: +1 (212) 901-0506
(8:30 AM - 5:30 PM Eastern Time / Monday-Friday)

E-mail: mail@imn.org


Event Contacts for The 13th Annual Western Non-Traded REIT & Retail Alternative Investment Symposium

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*Notices. Any notice given pursuant to these Terms shall be made by email or first class post, in the case of you, to the address provided on your registration form and, in the case of us, to the address posted on the website or otherwise notified to you in relation to any relevant service. Any such notice shall be deemed to have arrived if sent by post within three (3) days of posting and if sent by email at the time of transmission.
Information Management Network - Privacy Notice

Introduction - Who we are

Euromoney Institutional Investor PLC (“Euromoney”, “we”, “us” or “our”) is an international business-information group covering asset management, price discovery, data and market intelligence, and banking and finance. The group also runs an extensive portfolio of events for the telecoms, financial and commodities markets.

For a full list of our brands and group companies, please click on this link. Euromoney and its group companies are committed to respecting the privacy of every person who visits, registers with or subscribes to our websites, publications, events and other products or services.

Euromoney is the primary data controller of personal data collected through this website or that we may collect in different ways as described in this Privacy Notice. If you are contacted by our other group companies, they will also be controllers of your personal data. This means that they are responsible for how your personal data is used, just as we are. You may contact any of these companies directly, or you can contact Euromoney by emailing dataprotectionofficer@euromoneyplc.com or writing to the Data Protection Officer at Euromoney Institutional Investor PLC, 8 Bouverie Street, London EC4Y 8AX, United Kingdom.

This Privacy Notice was updated on 23 May 2018

Our Approach to Your Privacy

This Privacy Notice outlines the information we may collect about you in relation to your use of our products and services (“personal data”). It also explains the legal rights that you have in relation to your data and how you may exercise these rights.

Some of our group companies may collect and use personal data for different purposes; those companies have their own websites and privacy notices.

We will process your data for the following lawful purposes: with your consent; to fulfil our obligations to you; and where there is a legitimate interest to do so.

When possible, we rely on your consent to use your data for the purposes described in this Privacy Notice. We also process personal data to fulfil our contractual obligations to you, for example, when you register for any of our services, subscribe to a publication, sign-up for an event or purchase a product from us, we will need to process some of your personal data. This will also include details of the person/people responsible for payment (if different).

We may determine that processing your personal data serves both of our legitimate interests. This is the case in relation to many of our research, customer survey, sales, marketing and advertising activities described in this Privacy Notice. These activities allow us to better understand your requirements, which in turn enables us to provide you with a better service. We review the bases for our processing decisions carefully and you can object to these activities at any time (see the “Your Rights” section of this Privacy Notice).

What Personal Data We Collect & Why

Our primary goal in collecting personal data from you is to give you a relevant customised experience of our products and services.

  • Registration, Free Trials & Subscriptions

    When you register with our website and/or sign up for a free trial of our products or services, we may ask you to provide your name, address, email address and telephone number, and details relevant to your occupation or employer.

    If you subscribe to one of our products or services, we will also ask for payment details. Credit/debit card payments are processed using a third party supplier and we do not retain the credit card data (see the Third Party Sites of this Privacy Notice). Address details may be shared with third party service providers engaged by us for order fulfilment, delivery and payment collection. This personal data is used by us to complete subscription requests.

  • Events & Conferences

    If you have registered for an event through a group website we may collect personal data including: name, job title, company, address, telephone number and email.

    This information is necessary so that we can complete your registration for the event and provide you with relevant event materials.

    We may also provide delegate details (e.g. name, email) to event sponsors who, subject to your consent, may contact you for their own advertising and marketing purposes.

  • Advertising & Marketing

    We use the personal data you provide us and which we collect from you to inform you about similar products and services which we provide. We may send you marketing communications that are sponsored by our partners and which are targeted to your interests based on information you have provided us such as job title, employer and/or industry. If you have consented to receive information from other Euromoney group companies, we may share your personal data with these companies so that they can fulfil your request to receive marketing materials in accordance with your preferences. We will not share your personal data with any third parties for their own marketing purposes unless you have provided your consent.

    Each of the Euromoney group companies that may contact you is a data controller in relation to the personal data that you have agreed to share with them. If you have any questions or concerns, you may contact the individual company, or us – using the contact details set out in the “Who We Are” section.

    You can opt out from receiving such materials at any time.

    The personal data we may use for advertising and marketing purposes includes your name, email address, job title, phone number, company name/employer, geo location, postal address and data collected using cookies and other similar technology (Please read our separate Cookies Policy to find out more about which cookies we use, how they work and how you can control your cookie options).

    Marketing materials are sent electronically, by post and we may occasionally call you.

  • Online Targeted Advertising

    We use targeted advertising on our websites to display advertisements that are relevant to what we believe are your interests. In order to deliver relevant advertisements, we use third parties to deliver cookies that collect information about your IP address and how you interact with our sites (e.g. browsing information, which articles you have read etc.). This data is used by the third parties to determine which advertisements may be of interest to you.

    We may also share your personal data with third parties to deliver targeted advertising to you on other websites (e.g. Twitter Tailored Audiences or Facebook Custom Audiences). This could include your email address, cookie data, and information obtained from third parties. Third party cookies may also be used to enable us to target advertisements to you on other websites that you visit.

  • Lead Generation and Scoring

    We occasionally use the services of trusted third parties in order to ensure that the personal data we use for advertising and marketing purposes is accurate and up-to-date. To do this, we transfer personal data of individual leads (such as name, email, job title, location and phone number) to these third parties who conduct research to verify the data – primarily against public information.

    We also use algorithmic software technology to help us improve the quality and relevance of marketing activities. The personal data analysed by the software includes email address, phone number, job title, address, purchase history and account information. This allows us to provide meaningful offers that are relevant to your specific profile.

  • Surveys, Market Research & Customer Feedback

    We want to understand the needs of our readers and customers. We may therefore use the information you provide us – including your name and contact details – to contact you to request your feedback, or to participate in our customer and market research.

  • Public forums, message boards and blogs

    Some of the pages on our group websites may include message boards, blogs or other facilities for generating content from users. Any information that is disclosed in these areas becomes public information and you should always be careful when deciding to post any personal data. User generated content is also subject to our site Terms & Conditions.

  • Business or Asset Sale

    If we sell a business or assets we may need to disclose your personal data to the prospective buyer of such business or assets.

    If Euromoney, or any of our group companies is sold or sells our assets or is acquired by a third party, then personal data about our customers will be acquired by that third party. A transfer of your personal data in these circumstances would be necessary so that the services you have contracted for can still be delivered, or so that you can continue to enjoy the benefits of our free products and services. You will receive notice if a new controller assumes responsibility for your personal data.

  • Additional Third Party Disclosures

    We may disclose your personal data to other third parties in the following situations:

    • To third party partners who help us by providing services such as technology, marketing, advisory or other services. These third parties only receive encrypted data and may only process personal data to provide those services to us.
    • Where we are required by law or regulation to do so. In each case we will seek, where practicable, to minimise the amount of data that is disclosed.
    • If required to protect the rights and interests of other users and/or Euromoney and its affiliates (including our employees, agents and contractors), or as otherwise set out in our Terms & Conditions. This may include exchanging information with other companies and organisations for the purposes of fraud protection.
  • Email Tracking

    We may include small pixel tags (small image files) within the emails we send you in order to determine whether our emails are opened and/or whether the hyperlinks inside our emails are clicked through. We may also collect browser, location and the device used to engage with our email communications. This information allows us to better understand whether we are meeting our users’ needs and how we can improve our communications. No other information is collected. You can opt out of receiving our direct marketing emails either by following the instructions in each email, or by contacting us (see the “Who We Are” section of this Privacy Notice).

International Transfers

Some of the Euromoney group companies are based outside the European Economic Area (EEA). If you have consented to being contacted by our group companies, then the transfer of your personal data will be made according to the terms of an international data sharing agreement that contains obligations approved by European data protection regulators. Any of our group companies that receive your personal data will be co-controllers of that data, which means they may determine how they process your personal data – although they may only use it for the purposes for which it was shared, unless you are informed of new or additional processing activities.

We may also transfer personal data to third party service providers as described in this Privacy Notice which are located outside the EEA. Where we conduct these transfers, we take all steps necessary to ensure that your data is treated securely and in accordance with applicable privacy legislation, either by only sending your personal data to jurisdictions that provide an adequate degree of legal protection for your data or by imposing approved contractual terms on these third parties.

Retention Periods

We have a data retention policy that ensures we don’t use or store your personal data for longer than necessary. We consider the following issues to determine retention periods:

  • Guidance from the UK Information Commissioner or other regulatory agency, or industry best practice recommendations;
  • The business rationale for collection and expiry of the purpose for which personal data was collected;
  • Our ongoing ability to ensure the accuracy of the data; and
  • Legal and regulatory requirements.

We may occasionally need to keep personal data for either shorter or longer periods than specified in our retention policy. In such circumstances, application of the retention period to the data will be temporarily suspended. The suspension of an applicable retention period will be carried out in a manner that respects the rights and interests of all persons concerned.

How You Can Set Your Data & Privacy Preferences

You can use our Preference Centre to select the topics that are of interest to you so that we can send you publications and information about our products and services that are especially relevant to you. You can also choose the channels we use to contact you (email, phone, post, etc.) and can also opt-out of receiving marketing communications.

Your Rights

You have certain rights in relation to your personal data which include the following:

  • Access & Portability

    You may request access to any personal data of yours for which Euromoney is responsible as controller. Unless there are legal or regulatory reasons for not doing so, we will confirm whether we process any of your personal data and if we do, we will provide you with the following information: the purposes of the processing, the categories of personal data, any recipients of your personal data, the applicable retention period and the data source. Copies of your personal data will be made available to you in a structured, machine-readable format.

    You may also request that we transfer the personal data that you have submitted to us, to another controller, where it is technically feasible for us to do so.

    If you have consented to our processing of your personal data, or if we are processing your personal data in order to fulfil our contractual obligations to you, then you can submit a request that we transfer your personal data to another data controller.

  • Rectification, Restriction, Objection

    You have the right to request that Euromoney rectify any errors in the personal data that we process. In some circumstances, you may also be able to ask for the erasure of personal data, and/or request that the processing of your personal data be restricted. You may also object to the processing of your personal data for sales or marketing purposes.

  • How to Exercise Your Rights

    To exercise any of these rights, please contact us by post or email at the following addresses:

    Euromoney Institutional Investor PLC
    8 Bouverie Street
    London, EC4Y 8AX
    United Kingdom

    Email: dataprotectionofficer@euromoneyplc.com

    Web form: Complete Subject Data Request Form

    We may need to check your identity prior to processing a request.

    Euromoney will do our best to respond to any questions and address any of your concerns. You are also able to register any complaints regarding the processing of your personal data directly with the UK Information Commissioner.

Protecting Your Data

Euromoney is committed to keeping your personal data secure and we will take appropriate technical and organisational measures to protect your personal data from loss, unauthorised use, disclosure or destruction. Although we do our best to protect your personal data, we cannot guarantee that any transmission of data is without risk. We have therefore implemented information security policies and rules, staff training on information security, and technical measures to ensure the integrity of data that we have under our control.

All our employees, contractors and data processors (i.e. those third parties that process personal data on our behalf) are required to keep such data confidential and not to use it for any purpose other than the performance of services we have requested.

Third Party Sites

Our site may contain links to other websites – including, for example, providers of payment processing services. Euromoney is not responsible for the privacy and data collection practices of third party sites and we therefore recommend that you review the privacy policies and terms of service of each site you visit.

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