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Gregory Banner

President
Asset Preservation Strategies, Inc.

Greg specializes in working collaboratively with his clients and their advisors, providing comprehensive planning services which include: family office services, business growth strategies, business exit strategies, alternative asset management,  tax reduction strategies, insurance and estate planning strategies, and asset protection for both individuals and businesses. He is a member of the Business Enterprise Institute and has 32 years of experience working with families and business owners to grow their businesses in addition to developing a vision and plan for the future of the family and the business. In 1993, he joined Asset Preservation Strategies, Inc. as a Financial Plan ... (view full description)

Robert Bergdolt

Partner
DLA Piper LLP (US)

Rob Bergdolt leads DLA Piper's representation of non-traded, publicly offered real estate investment trusts. Since 1992, Robert's practice has focused on securities regulations, corporate governance and mergers and acquisitions for REITs. Since 2003, Rob has headed his legal practice's representation of numerous non-traded REITs, including programs sponsored by Blackstone, Black Creek Group, KBS Capital Advisors, Phillips Edison, Resource Real Estate, CNL, Behringer Harvard and Wells Real Estate Funds, Sentio Healthcare Properties, Strategic Realty Trust, and Cornerstone Ventures. Chambers USA has repeatedly recognized Robert for his Capital Markets: REITs practice, and has noted ... (view full description)

Kamal Bhatia

CEO & Co-Head
OC Private Capital

Kamal Bhatia is Head of Investment Products and Solutions at OFI Global and OppenheimerFunds in New York. His group is responsible for managing, developing and marketing products for the roughly $240 billion line-up of global equity, fixed income, alternatives and multi-asset strategies. In addition, he manages the product specialist teams for these strategies focusing on investment positioning and client engagement. Prior to joining OppenheimerFunds, he served many years in senior positions for investment products at the TIAA-CREF, Mellon Institutional Asset Management and Citigroup Global Corporate and Investment Banking.

Catherine Bowman

Partner
The Bowman Law Firm, LLC

Brian Buehler

President & CEO
Triton Pacific Securities

Brian Buehler, President & Chief Executive Officer Mr. Buehler has over 20 years of investment planning, product development and distribution experience within financial services, commercial real estate, alternative investments and private equity. Mr. Buehler is a Partner at Triton Pacific Capital Partners, LLC, oversees the firm’s capital markets strategy, bringing his expertise in building distribution platforms that have raised capital to support more than $2 billion of alternative investment strategies.  Mr. Buehler is a principal of Tasty Brands, LP, a member of the firm’s investment committee and is the President & CEO of its managing broker dealer, Triton Pacific Securit ... (view full description)

Kenneth Carpenter

President
Rodin Global Property Trust

Tony Chereso

President & CEO
Institute for Portfolio Alternatives

As President  & CEO of the Investment Program Association, Tony brings over two decades of experience in the financial services industry – from capital markets, due diligence, corporate accounting, finance, audit, customer relations, administration, to sales and marketing. Prior Tony served as the Director of Capital Markets for UDF.  Prior to UDF he served as President aAs President & CEO of the Institute for Portfolio Alternatives, Tony brings over two decades of experience in the financial services industry – from capital markets, due diligence, corporate accounting, finance, audit, customer relations, administration, to sales and marketing. Prior Tony served as ... (view full description)

Eduardo Ciuffo

Investment Research Analyst
Commonwealth Financial Network

Ed Ciuffo is a Research Analyst at Commonwealth Financial Network, where he focuses on real assets, including real estate. Ed is directly involved in the due diligence process for all non-traded real estate products, including 1031 exchange programs. Ed has over eight years of experience in the Financial Services industry. Prior to joining Commonwealth, he worked at LPL Financial, where he traded mutual funds and ETFs for the company’s centrally-managed platforms. While at LPL, Ed earned a Master’s degree in Finance from San Diego State University. Ed holds his FINRA Series 7 and 63 licenses, as well as the Chartered Financial Analyst® designation.

Alice Connaughton

Partner
Morrison & Foerster LLP

Ali Connaughton is a partner in Morrison & Foerster’s Corporate Finance | Capital Markets  and REIT practices. She has been recognized as a leading lawyer for REITs by Chamber USA. Her practice focuses on representing public and private companies, including real estate investment trusts (REITs), in a variety of corporate and securities matters, including, among other things, public and private securities offerings and tender offers. She regularly advises boards of directors, audit committees and management with respect to strategic matters and corporate governance issues. Ali also routinely counsels public company clients with respect to compliance with federal and state securit ... (view full description)

Brian G. Cunat

President & CEO
Cunat Inc.

Terrence Davis

Shareholder
Greenberg Traurig, LLP

Terrence O. Davis advises and counsels a wide range of investment advisers, broker-dealers, and fund managers in connection with various matters arising under the federal securities laws, with a particular emphasis on the Investment Company Act of 1940 and the Investment Advisers Act of 1940. He counsels investment advisers and registered investment companies in connection with the structure of their compliance programs under these laws and develops related materials for investment advisers and registered investment companies, including training programs and compliance manuals. Terrence also represents clients in connection with routine examinations and enforcement actions by the U.S. Securi ... (view full description)

Donald Deans

Managing Director & CPA/PFS
Deans Consulting, LLC

Don has supported individual and corporate clients as a CPA for more than 40 years and as a registered representative for 18 years. Don has his BSIR and MBA from the University of North Carolina in Chapel Hill.   He began his career at Haskin & Sells in 1974 and was a partner at Deloitte Haskins & Sells from 1985-1990. In 1996, Don joined the financial services sector and he holds FINRA licenses 6, 7, 63, 65 and 24.   Don is a nationally recognized and much sought after speaker, published author, and thought leader in the accounting and finance communities. Don’s articles are published on The DI Wire at www.thediwire.com.  His guidance has been sought out by t ... (view full description)

Joseph Delaney

Registered SEC Broker-Dealer
J.V. Delaney & Associates

Mr. Delaney started professionally in the investment business in 1965 while a student at St.John's University. He completing a six month investment training program in the evenings. He earned his full securities license in the program run by Investors Planning Corporation, a registered broker-dealer with the Securities and Exchange Commission. Mr.Delaney worked as a part time register representative while at St. John's University in New York City. He graduated with a Bachelor in Business Administration in January 1967 from St. John's. After graduating from St. John's he went to work for the IBM Corporation in New York City as a sales representative since they were offering him twice what a b ... (view full description)

Trevor Dodge

Associate
Proskauer

Trevor Dodge is an associate in the Capital Markets and Blockchain groups at Proskauer. He represents underwriters and issuers, including REITS, in public and private capital markets transactions. He also advises blockchain companies and entrepreneurs on matters involving security token offerings and other initiatives implicating the rules and regulations promulgated by the SEC, CFTC, FinCEN and various state agencies.
Trevor holds a B.A. from Tulane University and a J.D. from NYU School of Law. 
 

Martin Dozier

Partner
Alston & Bird LLP

Martin Dozier is a member of the firm’s Financial Services & Products Group and REIT Team. He focuses his practice on the representation of business development companies (BDCs), as well numerous alternative investment vehicles, including public and private companies. Martin counsels clients in the intricate requirements governing alternative investment vehicles, including the Investment Company Act of 1940 and the Investment Advisers Act of 1940. Martin represents some of the largest BDC sponsors and advises on a broad range of matters, including fund formation, public securities offerings, private placements, mergers and acquisitions, securities regulation, securities law compliance an ... (view full description)

Mike Ezzell

EVP, Private Capital Markets
Inland Securities Corporation

Michael Ezzell serves as Senior Vice President, Product & Business Development for Cole Real Estate Investments. In this role, Mr. Ezzell is responsible for managing the product relationships with broker/dealers for existing and new offerings, opening new distribution channels, overseeing due diligence obligations and new product development. Prior to joining Cole, Mr. Ezzell served as Director of Investment Research at AIG Advisor Group, where he was promoted to manage investment research for a network of broker/dealers serving approximately 6,000 independent financial advisors. In this role, he managed the research and due diligence for all packaged investment products and programs incl ... (view full description)

Peter Fass

Partner
Proskauer Rose, LLP

      Peter Fass, a partner, co-heads the Real Estate Capital Markets Group, which handles all aspects of the disciplines involved in the execution of a real estate securities transaction (corporate, partnership, tax, ERISA, securities and real estate law). He is uniquely qualified to assist issuers, underwriters, lenders and investors (both taxable and tax-exempt) in evaluating a real estate securities transaction, structuring such a transaction and then executing the transaction from start to finish.         With over 40 years of experience in every type of real estate securities and syndication transaction, Peter has been counsel on many of the largest private and publicly off ... (view full description)

Alan Feldman

Chief Executive Officer
Resource

Alan F. Feldman serves as Chief Executive Officer of Resource and for its sponsored REITs, as well as CEO and Trustee for its Liquid Alternative Funds.  Mr. Feldman joined Resource in 2002 and has over 25 years of real estate investment experience.  Prior to joining Resource, Mr. Feldman served as Vice President at Lazard, a global investment banking firm specializing in real estate advisory work. Previously, he served as an executive at the Pennsylvania Real Estate Investment Trust. Mr. Feldman began his real estate investment career as Director at Strouse, Greenberg & Co., a full service real estate company. Mr. Feldman received a BS and MS in chemical engineering from Tufts University ... (view full description)

Jon Furgison

Founder
Furgison Law Group

Mr. Furgison is the founder/owner of Furgison Law Group and an accomplished trial lawyer that has represented firms, individuals and institutions in a variety of investment and consumer disputes. His expertise runs deep in the securities, broker-dealer and investment adviser industries. For two decades, Mr. Furgison has successfully represented parties in securities litigation and arbitration cases. Mr. Furgison has represented litigants in state and federal courts throughout California and across the country in a variety of business and professional liability disputes, including complex litigation and cases involving sophisticated theories of fraud, ... (view full description)

Kevin Gannon

Managing Director
Robert A. Stanger & Co.

Mr. Gannon serves as Chairman of Robert A. Stanger & Co., directing the firm's activities, including mergers and acquisitions, valuation, litigation support and advisory services. Mr. Gannon has been the lead banker on real estate consolidation and mergers and acquisition transactions involving over $40 billion of real estate and management company’s assets. Mr. Gannon has also been active in the analysis, evaluation and sale of corporate and partnership investments in real estate, oil and gas, equipment leasing, agriculture, bio-technology, and food processing. Mr. Gannon has completed more than $1 billion in financing transactions in these areas including bank financings and private an ... (view full description)

Mark Gatto

Co-Chairman & Co-CEO
CION Investments

Mr. Gatto is Co-Founder, Co-Chief Executive Officer and Co-President of CION Investment Group, LLC (“CION”) and CION Investment Corp. (“CIC”). He is also a Director and Co-Chief Executive Officer of CION Ares Management, LLC and CION Ares Diversified Credit Fund (“CADC”). Mr. Gatto serves on the investment committee of CIC and the investment allocation committee for CADC. He joined CION in 1999. Mr. Gatto was formerly Executive Vice President and Chief Acquisitions Officer from May 2007 through January 2008. He served as Executive Vice President of Business Development from May 2006 through May 2007 and Vice President of Marketing from August 2005 through February 2006. Mr. Gatto was also As ... (view full description)

Jeremy Goff

Managing Director, Social Infrastructure
Tortoise

Mr. Jeremy Goff joined Tortoise in 2011 and currently oversees the firm’s social infrastructure business. Mr. Goff is a member of the Investment Committee for the social infrastructure business. Since joining Tortoise, Mr. Goff has led the development and launch of the firm’s interval, index and exchange traded fund business, clean energy initiatives as well as its private fund vehicle platform, as a member of the firm’s Strategic Development team. Previously, Mr. Goff worked for Blackstone in the firm’s private equity investor relations and business development group where he was responsible for developing and fundraising for their private funds including Blackstone Capital Partners V ... (view full description)

David Goldstein

Director, Investment & Corpora
BMO Capital Markets

David joined BMO Capital Markets Investment and Corporate Banking in 2008 and has over 11 years of investment banking experience. David is currently a Director in BMO Capital Markets North American Real Estate Group.   David has been involved with numerous financings and mergers and acquisitions for a broad of range clients. Recent transaction experience includes: sale of Milestone Apartments REIT to Starwood Capital Group for $2.85 billion, Welltower & Revera’s $766 million acquisition of Regal Lifestyle Communities and HealthLease’s $1 billion sale to Welltower.   Prior to joining BMO Capital Markets, David worked at Bank of America in their investment banking t ... (view full description)

Jason Goode

Partner
Alston & Bird LLP

Jason Goode is a corporate partner and a member of the firm's REIT team. He focuses his practice on public and private securities offerings, mergers and acquisitions, corporate governance, securities law compliance, restructurings and other complex business transactions. He is a frequent speaker on securities and corporate governance issues. Mr. Goode regularly represents corporations and private equity firms in acquisitions, divestitures, mergers, financings and leveraged buyouts. He also represents numerous companies (including REITs) in their fund formation, public securities offerings and private placements. Mr. Goode regularly advises boards of directors on corporate governance is ... (view full description)

Neil Greene

SVP & Due Diligence
Newbridge Securities

Neil Greene’s career in the financial services industry began more than 27 years ago in the New York office of Lehman Brothers.  Currently, Neil is responsible for due diligence related to alternative investments and other packaged products, as well as the sales and marketing of the investments approved for sale at Newbridge Securities Corporation.  Neil has a diverse background in the financial services industry and is credited with building the insurance, annuity and alternative investment departments at Newbridge Securities.  He takes a strategic, yet personal approach when reviewing offerings and is active in the due diligence community attending various seminars and industry ... (view full description)

Tony Grego

Associate Executive Director
ADISA

Tony Grego serves as the Associate Executive Director for the Alternative & Direct Investment Securities Association (ADISA). He draws upon approximately 30 years of experience in the financial industry to help attract new members and assist existing members, including providing networking and marketing solutions, brainstorming new ways to offer products and services, providing business referrals, market trends and more. He also assists in attracting exhibitors and attendees to experience educational programs and networking opportunities at regional and national conferences. ADISA is the leading alternative investment association providing education, networking and advocacy to its member ... (view full description)

Jon Haahr

Founder & Senior Managing Principal
silver portal capital

Mr. Haahr founded Silver Portal Capital and is its Senior Managing Principal, having over 25 years of experience in real estate and the capital markets, with a track record that exhibits a depth of investment banking, investment advisory and capital raising expertise. He directs a team that provides services in the areas of strategic/financial advice and capital formation to a focused group of private and public real estate clients owning/operating all types of commercial, healthcare, and hospitality properties. Mr. Haahr has also worked extensively in the non-traded REIT sector, providing strategic/financial advice to senior management teams and boards of directors. He has been managing und ... (view full description)

Sean Hall

Private Capital Consultant
Inland Private Capital Corporation

Merriah Harkins

EVP, Retail Capital Markets
GWG Holdings, Inc.

Merriah Harkins joined GWG Holdings, Inc. in 2011, and currently acts as EVP, Retail Capital Markets, with responsibility for the GWG sales, business development, national accounts, direct policy acquisitions and marketing efforts. From 1996 through 2002, Merriah held key service and operations leadership roles at Vanguard, Aetna and Schwab Institutional and since 2001, she has led the successful distribution efforts as a senior sales executive at several leading alternative investment firms, gaining a deep understanding of the venture debt, equipment leasing, real estate, oil and gas, and life insurance industries. Merriah received her BSBA degree in finance from Shippensbu ... (view full description)

Albert V. Haworth

Senior Managing Director
Waypoint Residential

Howard Hirsch

Chief Legal Officer
Griffin Capital Essential Asset REIT

Howard S. Hirsch is the Chief Legal Officer and Secretary for Griffin Capital Essential Asset REIT II, Inc., positions he has held since April 2019. From June 2014 to April 2019, Mr. Hirsch served as Vice President and Secretary. Mr. Hirsch served as Chief Legal Officer and Secretary of Griffin Capital Essential Asset REIT, Inc. (GCEAR) from December 2018 to April 2019. Prior to that, he served as GCEAR's Vice President and Assistant Secretary from January 2015 until December 2018. Mr. Hirsch also serves as Vice President and Assistant Secretary of Griffin Institutional Access Real Estate Fund, positions he has held since January 2015; and as Vice President and Assistant Secretary of Griffin ... (view full description)

Jean Ho

COO
Rich Uncles

Ms. Jean Ho. Ms. Ho is Chief Operating Officer, Chief Compliance Officer and Secretary of the Rich Uncles entities.  She previously served as the Chief Financial Officer between January 2016 and November 2017. Ms. Ho is also an adjunct professor of taxation at California State University, Fullerton’s Mihaylo College of Business and Economics. From 2010 through 2015, Ms. Ho served as the Chief Operating Officer and Chief Financial Officer of Soteira Capital, LLC, a southern California-based, registered investment adviser with approximately $250 million under management that serves investment companies, pooled investment vehicles, pension and profit sharing plans, high net wor ... (view full description)

Samuel Kardon

Special Capital Markets Counsel
Proskauer

Samuel Kardon is a special capital markets counsel and a member of the Real Estate Capital Markets Group at Proskauer. He focuses his practice on REITs and represents issuers, selling stockholders, investors and underwriters in a variety of public and private capital markets transactions. He also regularly advises clients on regulatory matters, corporate governance, mergers, acquisitions and other corporate matters. He holds an A.B. from Dartmouth College and a J.D. from Harvard Law School.
 

Dave Kasprzak

EVP, CBDO
Broadstone Real Estate, LLC

Dave Kasprzak joined Broadstone in 2012 and is responsible for leading outreach to investors, wealth managers and Registered Investment Advisors and the management of the existing shareholder base.  Dave also leads new product development projects and direction of all marketing efforts. As part of the Broadstone Executive Committee, he has an active role in strategic planning for Broadstone Real Estate, Broadstone Net Lease and Broadtree Residential. With more than 23 years of financial services industry experience, Dave has served in various capacities including as a Regional Director for Goldman Sachs,  Wachovia/Evergreen Funds and OppenheimerFunds. When not traveling for work or pleasure, ... (view full description)

Timo Lehes

Co-Founder
Swarm

Bill Lehew

Director of Strategic Accounts
Hines Securities, Inc.

Mr. Lehew is the Director of Strategic Accounts for Hines Securities, Inc., the broker/dealer responsible for the distribution of securities sponsored by Hines to the financial services industry. Mr. Lehew has been in the financial services industry for over 20 years. He joined the firm in May 2004 as a Regional Director covering North Carolina, South Carolina, Virginia, Maryland, Washington, D.C. and West Virginia, and later became Eastern Divisional Director. Prior to joining Hines Securities, Mr. Lehew served as a Regional Vice President for Seligman Advisors, responsible for wholesaling managed money and mutual funds, and for Van Kampen Investments as a Vice Presi ... (view full description)

Rosemarie Leong

Due Diligence Manager
Silverhawk Private Wealth

Rosemarie brings 20 years' experience in the securities industry, currently serving as due diligence consultant for Silverhawk Private Wealth, a wealth management firm located in Scottsdale, Arizona. She has worked in wholesale distribution channels, as a financial advisor at Paine Webber, managed the top financial planning team at SmithBarney/Los Angeles and served as a VP at Prudential Financial/Los Angeles where she became the firm's #1 national high net worth client asset manager. Previously, Rosemarie was a statistical analyst at the United Nations International Labor Organization (ILO) in Geneva, Switzerland. She is fluent in five languages.

Eddie Lorin

CEO/ Founder
Alliant Strategic

Edward “Eddie” Lorin founded Strategic Realty Holdings, LLC as a culmination of his years of experience in investment real estate and as an offshoot of Strategic Realty Capital (SRC), which he also co-founded. Since 2008, SRC has purchased over 15,000 units in more than 70 transactions valued at over $1 Billion, and has built a strong performing portfolio. All of SRC’s apartment assets were purchased opportunistically and successfully re-positioned into thriving communities. He is an affordable housing preservationist as co-founder of his venture Alliant Strategic with Alliant Capital, one of the largest owners/syndicators of LIHTC to preserve and breathe new life into year 15 LIHTC (Low Inc ... (view full description)

Donald MacKinnon

Portfolio Manager, Commercial Real Estate
Sound Point Capital Management

Ned Montenecourt

Chief Risk & Compliance Officer
Phoenix American Financial Services

Ned Montenecourt, CRCP is Senior Vice President and Chief Risk and Compliance Officer at Phoenix American. He is responsible for managing all aspects of the firm’s risk and compliance framework as well as helping to hone the firm’s business strategy. He has vast experience designing, building and implementing risk control programs at financial services entities ranging from start-ups to large public institutions. His expertise centers on systems integration, supervisory controls, process automation, regulatory training, regulatory and audit exam management and operational risk.     Prior to joining Phoenix American, Ned held senior executive risk roles at Deutsche Bank and ... (view full description)

Kirk Montgomery

Partner
Kirk Montgomery Law, LLC

Kirk Montgomery is the Managing Partner of Kirk Montgomery Law, a law firm specializing in legal and regulatory matters related to real estate and other private placement offerings as well as broker dealer, registered investment advisor and family office law and governance.   Kirk is also a principal of recently formed Addison Montgomery, LLC, a consulting company focused on the structuring, formation and distribution of alternative investments. Addison Montgomery also specializes in charitable foundation formation, governance, strategic grantmaking and next gen program development.   For over 30 years, in addition to private practice experience, Kirk served as Genera ... (view full description)

Glenn Mueller

Real Estate Investment Strategist, Managing Director
Black Creek Group

Glenn R. Mueller, Ph.D. Dr. Mueller has 42 years of real estate industry experience, including 35 years of research.  Mueller is internationally known for his market cycle research on income producing real estate, his real estate securities analysis (REITs) research and his public and private market investment strategies and capital markets analysis.   He is a Professor at University of Denver’s, F.L Burns School of Real Estate & Construction Management, teaching and doing research in real estate market cycles, development, feasibility, investments and real estate capital markets (REITs & CMBS).  The academic program started in 1938 and offer ... (view full description)

Jon Northup

Partner
Goodmans LLP

 Jon Northup is a tax and corporate partner at Goodmans, a member of its Executive Committee and Vice-Chair of its Seniors Housing practice group. Jon’s practice focuses on mergers and acquisitions and corporate finance transactions, with a particular expertise in structuring cross-border transactions.  He provides clients with dynamic, strategic and practical advice, frequently developing innovative structures and planning to address complex transactions and structuring challenges.   Widely recognised as one of Canada’s leading tax lawyers, Jon has played a pioneering role in the development of cross-border IPOs, particularly in connection with U.S. real estate portfolios.  Exam ... (view full description)

Daniel Oberste

Executive Vice President & CIO
BSR Trust

Daniel Oschin

Chief Strategy Officer
Shopoff Realty Investments, L.P.

Daniel Oschin is Chief Operating Officer of Shopoff Realty Investments. He is focused on cultivating the companys platform of distinctive public and private programs, enhancing its brand and market presence, and broadening the visibility and impact of its added value, institutional co-investment model. For more than twenty five years, Mr. Oschin has owned, operated and managed businesses in a range of industries, including securities and financial services, real estate, asset management, international and domestic manufacturing, retail, non-profit and trust management. As a leader in the securitized real estate industry, he has been instrumental in the development of ... (view full description)

Mark Quinn

Director of Regulatory Affairs
Cetera Financial Group

Mark Quinn is the Director of Regulatory Affairs for Cetera Financial Group, the corporate parent of a group of broker-dealers and Registered Investment Advisors with more than 7,500 representatives located across the United States.  He manages a team of professionals responsible for examinations, investigations, and enforcement activity with regulatory agencies including the SEC, FINRA, DOL, and state securities authorities.   He is also responsible for advocacy and development of regulatory policy on behalf of the firm.   Prior to joining Cetera, Mr. Quinn was the Chief Risk Officer of First Allied Securities, Inc., and was formerly Senior Vice President and General Counsel of Royal Allian ... (view full description)

Erin Reeves McGinnis

Attorney
Nelson Mullins

Erin Reeves McGinnis focuses her practice on securities transactions, including public and private offerings of securities, 1933 Act filings, 1934 Act reporting, corporate governance, SEC compliance, FINRA compliance, and general corporate matters, with a specific emphasis on real estate investment trusts (REITs). She also has significant experience with “Blue Sky” regulatory matters, as well as working with boards of directors and committees thereof, including agenda-setting. Additionally, she counsels clients seeking to create and raise capital through Qualified Opportunity Funds per the recently-enacted Opportunity Zone program. Her background includes serving in house with an investment ... (view full description)

Charles Reiling

President
Coastal Equities, Inc.

Charles F. Reiling III serves as President of The Coastal Companies, including Coastal Equities, Inc., a FINRA registered broker-dealer; Coastal Investment Advisors, Inc., an SEC registered investment adviser; and Coastal Insurance Services, a division comprised of several insurance agencies providing access to a number of fixed and variable personal lines and business insurance. Prior to his role as President, Charles served as Coastal’s Chief Legal Officer and Chief Financial Officer respectively.  Charles’s past professional experience includes that as a partner with Skinner & Reiling, PC, a New Jersey headquartered law firm that had concentrated in securities l ... (view full description)

Lisa Robinson

President
Carter Multifamily

Aaron Rosen

Co-Portfolio Manager, SVP
LCM Investment Management

Aaron Rosen is the Senior Vice President for LCM Investment Management and Co-Portfolio Manager for the Multi-Strategy Growth and Income Fund, a 1940 Act closed-end interval fund.  He is responsible for due diligence and sourcing of investments, as well as portfolio management and security selection.  Prior to joining LCM, Mr. Rosen had more than a decade of industry experience, most recently serving in senior analyst roles at the independent broker dealer Advisor Group and the Irongate Capital Management family office, often with an emphasis on illiquid alternative investments. Mr. Rosen graduated magna cum laude from Honors Program of Boston University with a BSBA in Finance an ... (view full description)

Nicholas Rotello

CFA, President
Seven Two Partners LLC

Nicholas Rotello founded Seven Two Partners in 2009. His experience spans more than a decade of manager due diligence across asset classes, including research on more than 3,000 investment firms worldwide. While much of his experience has been focused on alternative investments (such as hedge funds, private equity and distressed debt), Mr. Rotello has also spent considerable time researching traditional investments including U.S., non-U.S., and emerging market equities and fixed income. In addition to manager due diligence (search, selection, monitoring), Mr. Rotello is experienced in all aspects of a client investment portfolio, including asset allocation, rebalancing, risk management and p ... (view full description)

Brian Ruben

Audit Partner
Deloitte & Touche LLP

Brian has over 24 years of public accounting experience serving real estate clients ranging from small private companies to publicly traded and multinational companies. He is the Central Region Real Estate Audit leader, co-leads our national practice for REITs, co-leads our real estate internal audit practice, and is a member of our U.S. real estate leadership team. In addition to real estate REITs, Brian has significant experience serving partnerships, investment managers, property managers, institutional advisers, private equity firms, developers, hotels, homebuilders, and public pension advisers. He is accredited in IFRS and has substantial experience in SEC matters, mergers and acq ... (view full description)

Michael Schwartzberg

Managing Partner
Winget, Spadadfora & Schwartzberg, LLP

Michael Schwartzberg is the co-managing partner of Winget, Spadafora & Schwartzberg, LLP and the head of its national Securities Litigation and Arbitration practice. Mr. Schwartzberg has substantial experience representing securities broker-dealers, registered investment advisors and registered representatives throughout the United States in a wide array of customer and industry disputes before the Financial Industry Regulatory Authority (“FINRA”), the Securities and Exchange Commission (“SEC”) and various state and federal courts. Mr. Schwartzberg also has substantial experience handling regulatory investigations and enforcement proceedings, as well as advising clients on securities ind ... (view full description)

Kevin Shields

CEO
Griffin Capital Corporation

Mr. Shields founded Griffin Capital in 1995, serves as the Company’s Chairman and Chief Executive Officer, and is based in the firm’s headquarters in El Segundo, CA. Griffin Capital is the sponsor or co-sponsor of two ‘40 Act Interval Funds and several public, non-listed real estate investment trusts: Griffin Institutional Access® Credit Fund and Griffin Institutional Access® Real Estate Fund, for which Mr. Shields is the President and a Trustee, Griffin-American Healthcare REIT III, Inc. (GAHR III) and Griffin- American Healthcare REIT IV (GAHR IV), for which Mr. Shields serves as a Board of Directors observer, and Griffin Capital Essential Asset® REIT, Inc. ... (view full description)

William Shopoff

President
Shopoff Realty Investments L.P.

William A. Shopoff is President and Chief Executive Officer of Shopoff Realty Investments, L.P.  Mr. Shopoff has more than 39 years of real estate and investment experience. His expertise includes the acquisition, development, and sale of new and redeveloped residential and commercial properties throughout the United States, as well as partnership structure, debt placement, venture capital and investment underwriting.  Mr. Shopoff has acquired over 1,000 properties on behalf of his various entities, including the acquisition of over 6,000 apartment units (fee or mortgage loans) and the entitlement of over 7,000 lots/units of land suitable for single-family or multi-family development.  ... (view full description)

Darryl Steinhause

Partner
DLA Piper

Darryl Steinhause is a partner in DLA Piper's Real Estate Capital Markets group. Darryl Steinhause has acted as lead counsel to REITs engaged in raising capital (pursuant to Regulation A and Regulation D) as well as roll-up REITs which were designed to allow owners of real property to contribute their property to an operating partnership in exchange for limited partnership interests. Both the UpREIT roll-ups and stand-alone roll-ups have similar and complex tax and securities considerations.  Mr. Steinhause has also been lead counsel to several preferred-interest offerings in operating partnerships and other REIT offerings. With more than 30 years of experience in highly technica ... (view full description)

Frank Tauches

EVP & GC
American Portfolios Financial Services, Inc.

Frank was born in Brooklyn, New York and earned a Bachelor of Arts degree from Fordham University and a Juris Doctor degree from St. John's University School of Law. Frank served on active duty for three years as a Captain in the United States Marine Corps. He remained active in the reserve and returned to duty again as a Colonel in conjunction with Operation Desert Shield/Desert Storm. He was elected President of the Marine Corps Reserve Officers Association in 1993 and retired in 2007 with forty-two years total service. He continues to serve on the Investment Oversight Committee of Marine Corps Community Services. Frank first entered the securities industry in 1974 ... (view full description)

Ryan Thomas

Head of Business Development for Diversified Industries
Toronto Stock Exchange

Ryan Thomas is the Head of Business Development for the Diversified Industries at the Toronto Stock Exchange having joined the TMX Group in January 2017 bringing 17 years of experience within the Canadian capital markets including 10 years of investment banking capability covering a broad range of growth sectors including real estate, industrials, non-bank financials, consumer discretionary and infrastructure mandates.

Rosemarie Thurston

Partner
Alston & Bird LLP

Rosemarie Thurston is a partner and leads the firm's REITs and Real Estate Funds practice. Ms. Thurston represents numerous REITs, real estate funds and real estate operating companies in their fund formation, public securities offerings, private placements, mergers and acquisitions, joint ventures, roll-ups, and ongoing securities law compliance. Ms. Thurston also counsels broker-dealers on compliance with applicable regulations of the Financial Industry Regulatory Authority (FINRA) in connection with the distribution of securities. She is one of the nation's most experienced attorneys in public securities offerings for REITs, having been lead counsel for over $50 billion of the ... (view full description)

Seth Weiner

Partner
Morris, Manning & Martin, LLP

Seth Weiner is a partner in the firm's Corporate, Securities, and Real Estate Capital Markets practices. His practice is concentrated in representing public and private companies in general corporate matters, securities offerings and compliance, and mergers and acquisitions. Mr. Weiner has significant experience assisting public companies, including REITs, real estate limited partnerships and corporations, in initial public offerings and secondary offerings. He also assists clients in private placement securities offerings. In addition, Mr. Weiner advises clients on corporate governance, state and federal registration regulations and exemptions, and general securities law compliance, such as ... (view full description)

Benjamin Wells

Counsel
Simpson Thacher & Bartlett LLP

Benjamin Wells is Counsel in Simpson Thacher’s New York office and a member of the Firm’s Corporate Department. Benjamin focuses his practice on advising registered investment vehicles and investment advisers on various transactional and regulatory matters, including structuring and formation, initial and follow-on securities offerings, regulatory relief applications and ongoing governance and compliance. His experience includes listed closed-end funds, interval funds, business development companies and REITs. He also represents underwriters in connection with offerings by registered investment vehicles as well as independent boards. Representative transactions on which Benjamin has wo ... (view full description)
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Event Contacts for 14th Annual Western Non-Listed Alternative Investment Products Symposium

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Information Management Network - Privacy Notice

Introduction - Who we are

Euromoney Institutional Investor PLC (“Euromoney”, “we”, “us” or “our”) is an international business-information group covering asset management, price discovery, data and market intelligence, and banking and finance. The group also runs an extensive portfolio of events for the telecoms, financial and commodities markets.

For a full list of our brands and group companies, please click on this link. Euromoney and its group companies are committed to respecting the privacy of every person who visits, registers with or subscribes to our websites, publications, events and other products or services.

Euromoney is the primary data controller of personal data collected through this website or that we may collect in different ways as described in this Privacy Notice. If you are contacted by our other group companies, they will also be controllers of your personal data. This means that they are responsible for how your personal data is used, just as we are. You may contact any of these companies directly, or you can contact Euromoney by emailing dataprotectionofficer@euromoneyplc.com or writing to the Data Protection Officer at Euromoney Institutional Investor PLC, 8 Bouverie Street, London EC4Y 8AX, United Kingdom.

This Privacy Notice was updated on 23 May 2018

Our Approach to Your Privacy

This Privacy Notice outlines the information we may collect about you in relation to your use of our products and services (“personal data”). It also explains the legal rights that you have in relation to your data and how you may exercise these rights.

Some of our group companies may collect and use personal data for different purposes; those companies have their own websites and privacy notices.

We will process your data for the following lawful purposes: with your consent; to fulfil our obligations to you; and where there is a legitimate interest to do so.

When possible, we rely on your consent to use your data for the purposes described in this Privacy Notice. We also process personal data to fulfil our contractual obligations to you, for example, when you register for any of our services, subscribe to a publication, sign-up for an event or purchase a product from us, we will need to process some of your personal data. This will also include details of the person/people responsible for payment (if different).

We may determine that processing your personal data serves both of our legitimate interests. This is the case in relation to many of our research, customer survey, sales, marketing and advertising activities described in this Privacy Notice. These activities allow us to better understand your requirements, which in turn enables us to provide you with a better service. We review the bases for our processing decisions carefully and you can object to these activities at any time (see the “Your Rights” section of this Privacy Notice).

What Personal Data We Collect & Why

Our primary goal in collecting personal data from you is to give you a relevant customised experience of our products and services.

  • Registration, Free Trials & Subscriptions

    When you register with our website and/or sign up for a free trial of our products or services, we may ask you to provide your name, address, email address and telephone number, and details relevant to your occupation or employer.

    If you subscribe to one of our products or services, we will also ask for payment details. Credit/debit card payments are processed using a third party supplier and we do not retain the credit card data (see the Third Party Sites of this Privacy Notice). Address details may be shared with third party service providers engaged by us for order fulfilment, delivery and payment collection. This personal data is used by us to complete subscription requests.

  • Events & Conferences

    If you have registered for an event through a group website we may collect personal data including: name, job title, company, address, telephone number and email.

    This information is necessary so that we can complete your registration for the event and provide you with relevant event materials.

    We may also provide delegate details (e.g. name, email) to event sponsors who, subject to your consent, may contact you for their own advertising and marketing purposes.

  • Advertising & Marketing

    We use the personal data you provide us and which we collect from you to inform you about similar products and services which we provide. We may send you marketing communications that are sponsored by our partners and which are targeted to your interests based on information you have provided us such as job title, employer and/or industry. If you have consented to receive information from other Euromoney group companies, we may share your personal data with these companies so that they can fulfil your request to receive marketing materials in accordance with your preferences. We will not share your personal data with any third parties for their own marketing purposes unless you have provided your consent.

    Each of the Euromoney group companies that may contact you is a data controller in relation to the personal data that you have agreed to share with them. If you have any questions or concerns, you may contact the individual company, or us – using the contact details set out in the “Who We Are” section.

    You can opt out from receiving such materials at any time.

    The personal data we may use for advertising and marketing purposes includes your name, email address, job title, phone number, company name/employer, geo location, postal address and data collected using cookies and other similar technology (Please read our separate Cookies Policy to find out more about which cookies we use, how they work and how you can control your cookie options).

    Marketing materials are sent electronically, by post and we may occasionally call you.

  • Online Targeted Advertising

    We use targeted advertising on our websites to display advertisements that are relevant to what we believe are your interests. In order to deliver relevant advertisements, we use third parties to deliver cookies that collect information about your IP address and how you interact with our sites (e.g. browsing information, which articles you have read etc.). This data is used by the third parties to determine which advertisements may be of interest to you.

    We may also share your personal data with third parties to deliver targeted advertising to you on other websites (e.g. Twitter Tailored Audiences or Facebook Custom Audiences). This could include your email address, cookie data, and information obtained from third parties. Third party cookies may also be used to enable us to target advertisements to you on other websites that you visit.

  • Lead Generation and Scoring

    We occasionally use the services of trusted third parties in order to ensure that the personal data we use for advertising and marketing purposes is accurate and up-to-date. To do this, we transfer personal data of individual leads (such as name, email, job title, location and phone number) to these third parties who conduct research to verify the data – primarily against public information.

    We also use algorithmic software technology to help us improve the quality and relevance of marketing activities. The personal data analysed by the software includes email address, phone number, job title, address, purchase history and account information. This allows us to provide meaningful offers that are relevant to your specific profile.

  • Surveys, Market Research & Customer Feedback

    We want to understand the needs of our readers and customers. We may therefore use the information you provide us – including your name and contact details – to contact you to request your feedback, or to participate in our customer and market research.

  • Public forums, message boards and blogs

    Some of the pages on our group websites may include message boards, blogs or other facilities for generating content from users. Any information that is disclosed in these areas becomes public information and you should always be careful when deciding to post any personal data. User generated content is also subject to our site Terms & Conditions.

  • Business or Asset Sale

    If we sell a business or assets we may need to disclose your personal data to the prospective buyer of such business or assets.

    If Euromoney, or any of our group companies is sold or sells our assets or is acquired by a third party, then personal data about our customers will be acquired by that third party. A transfer of your personal data in these circumstances would be necessary so that the services you have contracted for can still be delivered, or so that you can continue to enjoy the benefits of our free products and services. You will receive notice if a new controller assumes responsibility for your personal data.

  • Additional Third Party Disclosures

    We may disclose your personal data to other third parties in the following situations:

    • To third party partners who help us by providing services such as technology, marketing, advisory or other services. These third parties only receive encrypted data and may only process personal data to provide those services to us.
    • Where we are required by law or regulation to do so. In each case we will seek, where practicable, to minimise the amount of data that is disclosed.
    • If required to protect the rights and interests of other users and/or Euromoney and its affiliates (including our employees, agents and contractors), or as otherwise set out in our Terms & Conditions. This may include exchanging information with other companies and organisations for the purposes of fraud protection.
  • Email Tracking

    We may include small pixel tags (small image files) within the emails we send you in order to determine whether our emails are opened and/or whether the hyperlinks inside our emails are clicked through. We may also collect browser, location and the device used to engage with our email communications. This information allows us to better understand whether we are meeting our users’ needs and how we can improve our communications. No other information is collected. You can opt out of receiving our direct marketing emails either by following the instructions in each email, or by contacting us (see the “Who We Are” section of this Privacy Notice).

International Transfers

Some of the Euromoney group companies are based outside the European Economic Area (EEA). If you have consented to being contacted by our group companies, then the transfer of your personal data will be made according to the terms of an international data sharing agreement that contains obligations approved by European data protection regulators. Any of our group companies that receive your personal data will be co-controllers of that data, which means they may determine how they process your personal data – although they may only use it for the purposes for which it was shared, unless you are informed of new or additional processing activities.

We may also transfer personal data to third party service providers as described in this Privacy Notice which are located outside the EEA. Where we conduct these transfers, we take all steps necessary to ensure that your data is treated securely and in accordance with applicable privacy legislation, either by only sending your personal data to jurisdictions that provide an adequate degree of legal protection for your data or by imposing approved contractual terms on these third parties.

Retention Periods

We have a data retention policy that ensures we don’t use or store your personal data for longer than necessary. We consider the following issues to determine retention periods:

  • Guidance from the UK Information Commissioner or other regulatory agency, or industry best practice recommendations;
  • The business rationale for collection and expiry of the purpose for which personal data was collected;
  • Our ongoing ability to ensure the accuracy of the data; and
  • Legal and regulatory requirements.

We may occasionally need to keep personal data for either shorter or longer periods than specified in our retention policy. In such circumstances, application of the retention period to the data will be temporarily suspended. The suspension of an applicable retention period will be carried out in a manner that respects the rights and interests of all persons concerned.

How You Can Set Your Data & Privacy Preferences

You can use our Preference Centre to select the topics that are of interest to you so that we can send you publications and information about our products and services that are especially relevant to you. You can also choose the channels we use to contact you (email, phone, post, etc.) and can also opt-out of receiving marketing communications.

Your Rights

You have certain rights in relation to your personal data which include the following:

  • Access & Portability

    You may request access to any personal data of yours for which Euromoney is responsible as controller. Unless there are legal or regulatory reasons for not doing so, we will confirm whether we process any of your personal data and if we do, we will provide you with the following information: the purposes of the processing, the categories of personal data, any recipients of your personal data, the applicable retention period and the data source. Copies of your personal data will be made available to you in a structured, machine-readable format.

    You may also request that we transfer the personal data that you have submitted to us, to another controller, where it is technically feasible for us to do so.

    If you have consented to our processing of your personal data, or if we are processing your personal data in order to fulfil our contractual obligations to you, then you can submit a request that we transfer your personal data to another data controller.

  • Rectification, Restriction, Objection

    You have the right to request that Euromoney rectify any errors in the personal data that we process. In some circumstances, you may also be able to ask for the erasure of personal data, and/or request that the processing of your personal data be restricted. You may also object to the processing of your personal data for sales or marketing purposes.

  • How to Exercise Your Rights

    To exercise any of these rights, please contact us by post or email at the following addresses:

    Euromoney Institutional Investor PLC
    8 Bouverie Street
    London, EC4Y 8AX
    United Kingdom

    Email: dataprotectionofficer@euromoneyplc.com

    Web form: Complete Subject Data Request Form

    We may need to check your identity prior to processing a request.

    Euromoney will do our best to respond to any questions and address any of your concerns. You are also able to register any complaints regarding the processing of your personal data directly with the UK Information Commissioner.

Protecting Your Data

Euromoney is committed to keeping your personal data secure and we will take appropriate technical and organisational measures to protect your personal data from loss, unauthorised use, disclosure or destruction. Although we do our best to protect your personal data, we cannot guarantee that any transmission of data is without risk. We have therefore implemented information security policies and rules, staff training on information security, and technical measures to ensure the integrity of data that we have under our control.

All our employees, contractors and data processors (i.e. those third parties that process personal data on our behalf) are required to keep such data confidential and not to use it for any purpose other than the performance of services we have requested.

Third Party Sites

Our site may contain links to other websites – including, for example, providers of payment processing services. Euromoney is not responsible for the privacy and data collection practices of third party sites and we therefore recommend that you review the privacy policies and terms of service of each site you visit.

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