This is a past event. To see the list of our current events, please click  HERE

Daniel Adams

Partner
Goodwin Procter, LLP

Areas of Practice Daniel Adams is a partner in the firm's Business Law Department, where he is a member of the REITs Practice and Capital Markets Practice. Mr. Adams focuses primarily on public and private offerings of securities, corporate governance, securities law compliance for public companies, executive compensation and other matters of general corporate and securities law. Work for Clients Mr. Adams's experience in corporate finance includes representing public and private companies, including publicly traded REITs, and underwriters in transactions such as IPOs, follow-on and shelf offerings and 144A offerings of equity and debt securities. He has been involved in raising over $4 bill ... (view full description)

Robert Aisner

President and Chief Operating Officer
Behringer

Robert S. Aisner is president and chief executive officer of Behringer Harvard Holdings, LLC. Mr. Aisner also serves all other Behringer Harvard companies in this capacity, leveraging more than 30 years of commercial real estate experience and leadership. In addition, Mr. Aisner is director of Behringer Harvard REIT I, Inc. and chief executive officer of Multifamily REIT I, Inc. In February 2013, Mr. Aisner was elevated to chairman of the board of directors of Behringer Harvard Opportunity REIT I, Inc. and Opportunity REIT II, Inc. He also serves as vice chairman of Behringer Harvard Strategic Advisors I LP (the general partner of Behringer Harvard Strategic Opportunity Fund I LP), Behringer ... (view full description)

Keith Allaire

Managing Director
Robert A. Stanger & Co., Inc.

Keith Allaire is a Managing Director with Robert A. Stanger & Co., a nationally recognized investment banking firm which specializes in REITs and real estate direct participation programs. The firm’s primary client group consists of sponsor organizations and real estate asset management and ownership companies. As managing director of Stanger's Investment Banking & Financial Advisory Services Division, Mr. Allaire oversees the provision of strategic planning services and financial advisory services in connection with accessing public capital markets, the structuring of institutional and retail programs, mergers and consolidations, equity capital and debt financing, asset and management comp ... (view full description)

Robert Antonio

Founder & President
Antonio Financial Group

Mr. Antonio is the President of the Antonio Financial Group, a Registered Investment Advisor headquartered in Irvine, CA. He has served in various capacities at Fidelity Investments and Wells Fargo Investments. Before entering the investment industry, he served honorably in the United States Navy aboard the USS Constellation (CV-64) and USS Tarawa (LHA-1). He graduated from the University of North Carolina at Chapel Hill with a degree in Economics. Mr. Antonio is a CERTIFIED FINANCIAL PLANNER™ Practitioner and serves as a Director for the Financial Planning Association of Orange County. His firm is a member of Real Estate Investment Security Association (REISA), Financial Planning Associ ... (view full description)

Clay Archey

Portfolio Manager
CLA Asset Management

Clay Archey is the Chief Compliance Officer of TriCor Financial, LLC where he is responsible for leading enterprise compliance efforts, designing and implementing internal controls, policies and procedures and applicable local, state and federal law regulations. Additional responsibilities include ongoing due diligence of active programs and serving as the primary due diligence contact for the firm. Prior to joining the TriCor Financial team in 2010, Mr. Archey was the Founder, President and CEO of Archey & Co. LLC. Mr. Archey has over 13 years of experience in the financial services industry. He received his Bachelors Degree in Finance from Southeastern Oklahoma State University. He holds F ... (view full description)

Mike Bendix

CEO
DFPG Investments, Inc.

Mike Bendix is co-founder and CEO of DFPG Investments, Inc., a nationwide broker-dealer based in South Jordan, Utah, and currently chairs DFPG’s Real Estate Investment Committee.  Additionally, Mr. Bendix is the President of Bridge Equities, Inc., a branch office of DFPG located in Encinitas, California. Mr. Bendix has over 25 years of experience in the financial services and real estate industries. Prior to his involvement with Bridge Equities and DFPG, Mike was an investment real estate representative for two national broker-dealers, specializing in raising capital for securitized commercial real estate offerings. He also owned both a mortgage company specializing in financing ... (view full description)

Robert Bergdolt

Partner
DLA Piper LLP (US)

Rob Bergdolt leads DLA Piper's representation of non-traded, publicly offered real estate investment trusts. Since 1992, Robert's practice has focused on securities regulations, corporate governance and mergers and acquisitions for REITs. Since 2003, Rob has headed his legal practice's representation of numerous non-traded REITs, including programs sponsored by Blackstone, Black Creek Group, KBS Capital Advisors, Phillips Edison, Resource Real Estate, CNL, Behringer Harvard and Wells Real Estate Funds, Sentio Healthcare Properties, Strategic Realty Trust, and Cornerstone Ventures. Chambers USA has repeatedly recognized Robert for his Capital Markets: REITs practice, and has noted ... (view full description)

Gregg Bloomberg

Partner
CohnReznick LLP

Gregg Bloomberg, CPA, is a partner with CohnReznick and the leader of the Firms Commercial Real Estate Industry Practice in our West Region. With more than 25 years of tax accounting experience, Gregg has extensive and specialized expertise in the areas of entity structuring, tax planning, compliance, and consulting for commercial real estate entities worldwide, including REITs, public and private equity funds with foreign and tax exempt partners, pension funds, privately held commercial property owners and operators, homebuilders, retailers, developers, and hotel and resort owners and operators.Prior to joining the Firm, Gregg served as director of tax for Westfield Corpor ... (view full description)

Dan Breen

Partner
CFX Investing

Dan G. Breen has been involved in the Secondary Market for Limited Partnerships and non-listed REITs for over 25 years and is the co-owner of the Limited Partnership and non-listed REIT Trading Desk at Pacific Partnership Group (www.sellreits.com). The Trading Desk specializes in bring Buyers and Sellers together in the secondary market to create liquidity for non-liquid assets.    Starting in 1987 at a small regional Broker/Dealer, he created a Trading Desk for Limited Partnership’s and non-listed REITs.  Before trading could begin Mr. Breen created standard transfer documents, formalized relationships with the ... (view full description)

Peter Budko

CEO
BDCA

Peter M. Budko Chief Investment Officer American Realty Capital Mr. Budko is responsible for structuring ARC’s most complex transactions; LBOs, sale-leasebacks and JVs. He has experience and intimate knowledge of structured finance, credit analysis, and the net lease space. Mr. Budko has over twenty (20) years of experience within net lease, single tenant real estate, as both a principal and as an advisor. From 1997 to 2006, Mr. Budko founded and served as Managing Director and Group Head of the Structured Asset Finance Group, a division of Wachovia Capital Markets, LLC. In his role at Wachovia, Mr. Budko structured, negotiated, and financed some of the bank’s largest real estate transact ... (view full description)

Alice Connaughton

Partner
Morrison & Foerster LLP

Ali Connaughton is a partner in Morrison & Foerster’s Corporate Finance | Capital Markets  and REIT practices. She has been recognized as a leading lawyer for REITs by Chamber USA. Her practice focuses on representing public and private companies, including real estate investment trusts (REITs), in a variety of corporate and securities matters, including, among other things, public and private securities offerings and tender offers. She regularly advises boards of directors, audit committees and management with respect to strategic matters and corporate governance issues. Ali also routinely counsels public company clients with respect to compliance with federal and state securit ... (view full description)

Scott Crowe

Global Portfolio Manager
Resource Real Estate

Scott Crowe is the Global Portfolio Manager for Resource Real Estate. Previously, he was the lead Global Portfolio Manager for Cohen & Steers, where he led the investment and research team of over 20 portfolio managers and analysts. Mr. Crowe was accountable for over $10B in FuM across the firms global, international and emerging market portfolios. Prior to this, Mr. Crowe held the position of Head of Global Real Estate for UBS Equities Research where he built and managed the US REIT division while leading a global team of more than 40 analysts.Mr. Crowe holds a Masters in Finance from the University of Technology Sydney and a Bachelor of Commerce from the University of NSW ( ... (view full description)

Joseph Delaney

Registered SEC Broker-Dealer
J.V. Delaney & Associates

Mr. Delaney started professionally in the investment business in 1965 while a student at St.John's University. He completing a six month investment training program in the evenings. He earned his full securities license in the program run by Investors Planning Corporation, a registered broker-dealer with the Securities and Exchange Commission. Mr.Delaney worked as a part time register representative while at St. John's University in New York City. He graduated with a Bachelor in Business Administration in January 1967 from St. John's. After graduating from St. John's he went to work for the IBM Corporation in New York City as a sales representative since they were offering him twice what a b ... (view full description)

John Dixon

Founder/Chief Executive Officer
John Dixon & Associates, Inc.

John has been in the auction business exclusively for 34 years and has conducted auctions of numerous types of real and personal property. He is presently a trustee for the Education Institute and past president of the Georgia Auctioneers Association, served on the National Auctioneers Association Board of Directors and on the Auction Marketing Institute board, and has written numerous articles for The Auctioneer and several real estate publications. His company, John Dixon & Associates, is based in Marietta, Georgia. JDA conducts auctions in the Southeast and Southwest and has plans to expand the company throughout the nation. EDUCATION Oglethorpe University, bachelor of arts i ... (view full description)

Peter Fass

Partner
Proskauer Rose, LLP

      Peter Fass, a partner, co-heads the Real Estate Capital Markets Group, which handles all aspects of the disciplines involved in the execution of a real estate securities transaction (corporate, partnership, tax, ERISA, securities and real estate law). He is uniquely qualified to assist issuers, underwriters, lenders and investors (both taxable and tax-exempt) in evaluating a real estate securities transaction, structuring such a transaction and then executing the transaction from start to finish.         With over 40 years of experience in every type of real estate securities and syndication transaction, Peter has been counsel on many of the largest private and publicly off ... (view full description)

Alan Feldman

Chief Executive Officer
Resource

Alan F. Feldman serves as Chief Executive Officer of Resource and for its sponsored REITs, as well as CEO and Trustee for its Liquid Alternative Funds.  Mr. Feldman joined Resource in 2002 and has over 25 years of real estate investment experience.  Prior to joining Resource, Mr. Feldman served as Vice President at Lazard, a global investment banking firm specializing in real estate advisory work. Previously, he served as an executive at the Pennsylvania Real Estate Investment Trust. Mr. Feldman began his real estate investment career as Director at Strouse, Greenberg & Co., a full service real estate company. Mr. Feldman received a BS and MS in chemical engineering from Tufts University ... (view full description)

James Gerkis

Partner
Proskauer

James P. Gerkis is a partner in the Corporate Department with extensive experience in sophisticated U.S. and global corporate transactions, including mergers & acquisitions, capital markets, venture capital, media, real estate and restructuring transactions.  He has represented a wide variety of financial institutions, Fortune 500 companies and growth companies.  James currently focuses on matters for clients in the technology, media and real estate industries.  Among other clients, James has represented iHeartMedia, Preferred Apartment Communities, Financial Guaranty Insurance Company, Oxford Analytica, Olshan Properties, the Financial Oversight and ... (view full description)

Dan Gilbert

Chief Investment & Operating Officer / Chief Executive Officer & President
NorthStar Asset Management Group, Ltd. / NorthStar Real Estate Income II, Inc.

Mr. Gilbert serves as Chief Investment and Operating Officer of NorthStar Realty Finance Corp. and is responsible for the day-to-day operation of the company specifically focused on investment and portfolio management areas. In addition, Mr. Gilbert serves as the Chief Executive Officer of NorthStar Realty Asset Management, LLC, the holding company for NorthStars asset management business, and is responsible for the strategy and overall guidance of asset management activities. This includes overseeing and managing NorthStars public, non-traded REITs where he serves as both Chief Executive Officer and President of NorthStar Real Estate Income II, Inc. and NorthStar Real Estate Income Trust, I ... (view full description)

James Goedtke

SVP - Product Manager & Due Diligence Analyst
American Portfolios Financial Services, Inc.

James currently serves as the SVP Due Diligence Analyst & Product Manager at American Portfolios Financial Services, Inc.  In addition, James serves as a member of the Risk and Investment Banking Committees. James brings over 26 years of industry experience to APFS. He has worked as a supervisor, financial planner, due diligence consultant and product manager. In November 1989, he began his association with a national broker/dealer, and during his 5-year tenure served as a Personal Financial Planner and Training Manager. In June 1995, he joined an independent broker/dealer, and with his wife, Carla, co-founded Investors Choice Financial Services Inc. In 2005, he become Product Man ... (view full description)

Jason Goode

Partner
Alston & Bird LLP

Jason Goode is a corporate partner and a member of the firm's REIT team. He focuses his practice on public and private securities offerings, mergers and acquisitions, corporate governance, securities law compliance, restructurings and other complex business transactions. He is a frequent speaker on securities and corporate governance issues. Mr. Goode regularly represents corporations and private equity firms in acquisitions, divestitures, mergers, financings and leveraged buyouts. He also represents numerous companies (including REITs) in their fund formation, public securities offerings and private placements. Mr. Goode regularly advises boards of directors on corporate governance is ... (view full description)

Neil Greene

SVP & Due Diligence
Newbridge Securities

Neil Greene’s career in the financial services industry began more than 27 years ago in the New York office of Lehman Brothers.  Currently, Neil is responsible for due diligence related to alternative investments and other packaged products, as well as the sales and marketing of the investments approved for sale at Newbridge Securities Corporation.  Neil has a diverse background in the financial services industry and is credited with building the insurance, annuity and alternative investment departments at Newbridge Securities.  He takes a strategic, yet personal approach when reviewing offerings and is active in the due diligence community attending various seminars and industry ... (view full description)

Tony Grego

Associate Executive Director
ADISA

Tony Grego serves as the Associate Executive Director for the Alternative & Direct Investment Securities Association (ADISA). He draws upon approximately 30 years of experience in the financial industry to help attract new members and assist existing members, including providing networking and marketing solutions, brainstorming new ways to offer products and services, providing business referrals, market trends and more. He also assists in attracting exhibitors and attendees to experience educational programs and networking opportunities at regional and national conferences. ADISA is the leading alternative investment association providing education, networking and advocacy to its member ... (view full description)

Dean Harman

Certified Financial Planner, Owner
Harman Wealth Management Inc., LLC

Dean Harman, CFP has been practicing in the financial services industry since 1994. He operates Harman Wealth Management, Inc. LLC. in The Woodlands, Texas. Harman Wealth Management Inc. LLC. specializes in working with clients who are business owners, executives and sports coaches.In 2006 Dean purchased Estate Resources, a financial planning, RIA and asset management firm in Houston, Texas, which he merged into Harman Wealth Management Inc. LLC. In 2010 he purchased ETF Plan, Inc., and asset management, RIA firm which also merged into Harman Wealth Management Inc. LLC. In 2013 he purchased 3 additional firms. He serves on The Board of Directors of the Financial Services Institut ... (view full description)

Mark Henshaw

Managing Director, Forensic and Valuation Services
Grant Thornton LLP

Mark Henshaw is a managing director with over 25 years of real estate valuation, advisory and consulting experience in the Forensic Valuation Services practice of Grant Thorntons Houston office. Mark is primarily focused on valuation and consulting for institutional owners, operators and investors of real estate and has completed engagements throughout the U.S., Canada and Mexico. Mark has a wide range of experience in the analysis and valuation of real estate and has a significant track record serving a variety of lenders, REITs, pension funds, publicly-traded and private companies and specializes in real estate valuations in the context of financial reporting requirements. He has significa ... (view full description)

Sean Hickham

Vice President of Fund Management
CNL Financial Group

Sean Hickham serves as a vice president on the Fund Management team for CNL Financial Group and brings an in-depth understanding of the investment philosophy, process and performance of CNL sponsored funds. Prior to rejoining CNL in 2011, Mr. Hickham served as a director of MGGI, Inc., a consulting and management company in the golf industry. Previously he has also served as division vice president of Servant Investments, LLC, a private equity real estate firm, and vice president of sales and marketing for Trustreet, Inc. (formerly known as CNL Restaurant Properties). Mr. Hickham has also served in various sales and management roles with Arthur Andersen, Metavante and Maritz, Inc. Mr. Hick ... (view full description)

Robert Hoffman

Executive Director, Fund Strategy
Franklin Square Capital Partners

Robert Hoffman is an Executive Director in the Fund Strategy group. He serves as a subject matter expert on the leveraged loan market and Franklin Square products. He uses his knowledge and experience to develop key communications and resources to provide educational materials and positioning for Franklin Squares alternative investment products.Prior to joining Franklin Square, Mr. Hoffman spent over 11 years at Nomura Corporate Research and Asset Management, Inc., an asset management firm with approximately $20 billion in assets under management, most recently as an Executive Director. At Nomura, he was responsible for loan portfolio management and trading and he and his team ... (view full description)

Todd Jensen

Chief Investment Officer & EVP
American Realty Capital Healthcare Advisors, LLC

Mr. Jensen currently serves as Chief Investment Officer of ARC-Healthcare Trust. He has been in the real estate industry for 20 years, specializing primarily in healthcare properties. Most recently he helped build the healthcare real estate development and acquisition business at DASCO, a national leader in the development, financing, leasing and management of medical office buildings and outpatient facilities. There he established relationships with hospitals and health systems representing $300 million in potential development. Prior to that, Mr. Jensen was a Healthcare Partner at Lauth Property Group, where he led and managed the national Healthcare Group with complete financial responsib ... (view full description)

Brian Jones

CFO and Assistant Secretary
RCS Capital Corporation

Mr. Jones currently serves as American Realty Capital Trust's (ARCT) Chief Financial Officer and Treasurer. He previously served as Senior Vice President, Managing Director and Head of Investment Banking at Realty Capital Securities (RCS) and American Realty Capital (ARC) from September 2010 through February 2012. Prior to joining RCS and ARC, Mr. Jones was a Director in the real estate investment banking group at Robert W. Baird & Co. from February 2008 through August 2010. From January 2005 through November 2007, Mr. Jones was an Executive Director in the real estate investment banking group at Morgan Stanley. Prior, Mr. Jones worked in the real estate investment banking group at RBC Capit ... (view full description)

William Kahane

Co-Founder & Partner
American Realty Capital

Mr. Kahane, along with Mr. Schorsch, is a co-founder of AR Capital. Beginning with its formation in August 2007, Mr. Kahane served exclusively as President and Chief Operating Officer of American Realty Capital Trust (ARCT), focusing on the assemblage, capitalization and management of its real estate portfolio and became its CEO and Director in March 2012. He has held board positions for many of the publicly registered, non-traded companies currently sponsored by AR Capital. Mr. Kahane has been active in the structuring and financial management of commercial real estate investments for close to 40 years. He began his career in 1974 as a real estate lawyer, practicing in both the public and p ... (view full description)

Kevin Keefe

Executive Vice President
Advisor Group

Kevin M. Keefe, CFA, serves as Executive Vice President, Head of Wealth Management of Advisor Group, one of the largest networks of independent broker-dealers in the United States. In his role, Kevin oversees the product shelf, investment advisory, investment research, retirement plan, and product development efforts for a broker-dealer network serving more than 6,000 affiliated financial professionals. During his 25-year career in intermediary-distributed financial services, Kevin has developed unique insight into the industry and the needs of financial advisors through senior roles in the areas of distribution, product, service and support, investment research, and market research & ... (view full description)

Ashish Khatana

Executive Vice President, Acquisitions and Development
Shopoff Realty Investments

With nearly 20 years of real estate development, investment and management experience, Mr. Khatana has completed more than $2 billion in acquisition and development projects, including a number of projects in which he was a principal with co-invested capital. His impressive project list includes more than 10,000 multi-family units, numerous urban retail projects, and multiple land parcels. Mr. Khatana has broad geographic market experience and an extensive investment and development background in institutional and entrepreneurial environments including two publicly traded multi-family REITs. <br /><br />Mr. Khatana came to The Shopoff Group from a private equity real estate inves ... (view full description)

Kimberlee Levy

General Counsel
Concorde Holdings, Inc.

Kim is the Chief Compliance Officer of Concorde Investment Services, LLC and Concorde Asset Management, LLC. Headquartered in Troy, Michigan, Concorde Investment Services is a national securities broker dealer registered with FINRA to solicit securities products in all 50 states and several territories. Concorde Investments Services is affiliated with Concorde Asset Management, LLC, a SEC registered investment adviser, and Concorde Insurance Agency, LLC, which is insurance licensed to solicit insurance products in over 30 states. At Concorde, Kim is responsible for providing compliance and legal advice and counsel to management and personnel of the company in its various business lines, incl ... (view full description)

William Lowell

President & Operations Principal
Lowell Wealth Management

Michael Mayer

Managing Member & CEO
Associated Ventures

Managing Director - Site Ventures, LLC Chief Executive Officer - Morgan Niko Capital, Inc. CEO, REalta West Asset Management Group, LLC. Michael is a Managing Director and major member of Associated Ventures , the holding Company for Site Ventures LLC - a real estate development firm, Morgan-Niko Capital, Inc. – an investment banking and fee oriented company and REalta West Asset Management Group, LLC – an affiliate of an asset management group responsible for 14,000,000 Sq. Ft. of real estate assets. Michael founded Site Realty Inc., now a subsidiary of Associated Ventures . Under his guidance, these companies have been responsible for the development and acquisition of real estate projects ... (view full description)

Jonathan Mehlman

Executive Vice President and Chief Investment Officer
American Realty Capital Hospitality Trust

Jonathan P. Mehlman is an Executive Vice President and Chief Investment oOficer of American Realty Capital Hospitality Trust, a newly formed non-listed hotel REIT, and its advisor. Mr. Mehlman has 22 years of experience in the real estate investment banking and capital markets with significant focus in the hospitality sector. Within the real estate industry, Mr. Mehlman has acted as a Mergers and Acquisitions advisor, investment banker and lender and has many years of experience coordinating transaction activity of approximately $300 billion for public and private global hotel brands and U.S. hotel REITs. From September 2009 through August 2011, Mr. Mehlman was co-head of the lodging and gam ... (view full description)

Kirk Montgomery

Partner
Kirk Montgomery Law, LLC

Kirk Montgomery is the Managing Partner of Kirk Montgomery Law, a law firm specializing in legal and regulatory matters related to real estate and other private placement offerings as well as broker dealer, registered investment advisor and family office law and governance.   Kirk is also a principal of recently formed Addison Montgomery, LLC, a consulting company focused on the structuring, formation and distribution of alternative investments. Addison Montgomery also specializes in charitable foundation formation, governance, strategic grantmaking and next gen program development.   For over 30 years, in addition to private practice experience, Kirk served as Genera ... (view full description)

Mitchell Morrison

President
Financial West Group

Mr. Morrison has thirty-five years' experience in financial services. Mitch has held senior positions with: E.F. Hutton, McGuinness and Associates, American Skandia, Travelers Insurance, Citigroup, Paladin Reality, and Vertical Capital Markets. He is a Registered Fiduciary and a nationally known speaker on foundations/charitable gift planning. Mitch was also formerly with the Federal Bureau of Investigation stationed in Washington D.C. and New York City. He is the author of "Charity is a Contact Sport" as well as the creator of the Certified Charitable Gift Planner (CCFP) designation certified by the California Bar Association. He is the founder of Charitable Alliance Foundation and has ... (view full description)

Glenn Mueller

Real Estate Investment Strategist, Managing Director
Black Creek Group

Glenn R. Mueller, Ph.D. Dr. Mueller has 42 years of real estate industry experience, including 35 years of research.  Mueller is internationally known for his market cycle research on income producing real estate, his real estate securities analysis (REITs) research and his public and private market investment strategies and capital markets analysis.   He is a Professor at University of Denver’s, F.L Burns School of Real Estate & Construction Management, teaching and doing research in real estate market cycles, development, feasibility, investments and real estate capital markets (REITs & CMBS).  The academic program started in 1938 and offer ... (view full description)

Frank Muller

Chief Executive Officer
Behringer Securities

Robert Franklin (Frank) Muller, Jr. is executive vice president and head of distribution at Behringer Harvard Holdings, LLC. Mr. Muller leads the companys distribution efforts including institutional and retail sales strategies. He also serves as chief executive officer of Behringer Securities LP. In a career spanning more than 25 years, Mr. Muller has accumulated broad experience building and managing multi-channel distribution services for investment management sponsors.In the two years prior to joining Behringer Harvard, Mr. Muller was a managing director and partner with Kiski Group, LLC, where he was responsible for sourcing capital for institutional investment managers in t ... (view full description)

Jason Myers

Partner
Clifford Chance US LLP

Jason D. Myers is a partner in the Capital Markets practice of Clifford Chance focusing on public and private capital markets and other corporate finance and general corporate transactions in the real estate, hospitality and specialty finance sectors.   He has extensive experience advising public companies on securities compliance, corporate governance and other corporate advisory matters.  Jason has advised sponsors, investors, investment banks, REITs, specialty finance companies, and business development companies in their capital raising activities, including initial public offerings, follow-on equity and debt transactions, 144A offerings and other private placements and PIPEs, raising ov ... (view full description)

Jim Nagle

Investment Executive, Due Diligence
Silber Bennett Financial

Mr. Nagle is one of the firm’s Due Diligence Officers specializing in alternative investment offerings including real estate related investment products (Tenant In Common (TIC) & DST 1031 tax deferred exchange and direct investment products), oil and gas (funds and drilling programs), traded and non-traded REIT, and various fund, note and debenture offerings. Mr. Nagle brings more than 40 years of local, regional and national experience in real estate investments, asset management and operations on all property types. He has taken an ownership/leadership role with multiple firms throughout his career. Mr. Nagle is President of Nagle Real Estate & Investment Advisors, Inc. Previous ... (view full description)

Daniel Oschin

President
Intersect Corporate Services

For more than twenty-five years, Daniel Oschin has owned, operated and managed businesses in a range of industries, including securities and financial services, real estate, asset management, international and domestic manufacturing, retail, non-profit and trust management. His diverse proficiencies, ability to quickly identify and capitalize on opportunities, strength at overcoming challenges, and acumen in developing and implementing multifaceted strategic plans, has resulted in the successful launch, positioning and repositioning of numerous companies across a spectrum of industries. Recently, Mr. Oschin led the launch of a new multi-product alternative investments sponsor of public an ... (view full description)

Michael Pagano

EVP, Chief Compliance Officer
1st Global

Michael Pagano serves as Executive Vice President and Chief Compliance Officer at 1st Global. As such, Michael works with the company and its affiliated financial advisors to provide regulatory compliance oversight, strategies and management. Included in his responsibilities is the supervision of both the licensing and compliance departments' staff, performing due diligence, handling regulatory audits and maintaining overall corporate quality assurance. A lawyer and Certified Regulatory and Compliance Professional, Michael has extensive experience in FINRA, SEC and insurance industry regulation. He has worked inside three national financial services entities, ranging in size from 325 repres ... (view full description)

Richard Paley

Executive Director and Chief Compliance Officer, Carey Financial, LLC, Executive Director and Associate General Counsel
W.P. Carey, Inc

Mr. Paley is Executive Director and Associate General Counsel of W. P. Carey & Co. LLC and also serves as General Counsel and Chief Compliance Officer of the Company's registered broker - dealer affiliate, Carey Financial, LLC. Prior to joining the Company in 2005, Mr. Paley served as Special Counsel for the U.S. Securities and Exchange Commission and was a Special Assistant and Assistant District Attorney in New York and Kings Counties, New York, under District Attorneys Morgenthau and Holtzman. He also held the position of Director at Fidelity Investments in Boston and was the Chief Legal and Regulatory Compliance Officer of The Depository Trust & Clearing Corporation in New Yor ... (view full description)

Joseph Price

Senior Vice President, Corporate Financing/Advertising Regulation
FINRA

Joseph E. Price is Director of the Corporate Financing Department at FINRA. The Department regulates underwriting activities of FINRA member firms to ensure that IPOs and other public offerings are conducted in compliance with applicable FINRA rules. Joe previously worked in various capacities at the Securities and Exchange Commission, including Assistant General Counsel in the Office General Counsel and Deputy Chief, Office of Disclosure and Investment Adviser Regulation. Prior to working at the SEC, he was a Staff Attorney in the Merger Litigation Group in the Bureau of Competition at the Federal Trade Commission. He has been an Adjunct Professor at Georgetown University Law Center sin ... (view full description)

Mark Quinn

Director of Regulatory Affairs
Cetera Financial Group

Mark Quinn is the Director of Regulatory Affairs for Cetera Financial Group, the corporate parent of a group of broker-dealers and Registered Investment Advisors with more than 7,500 representatives located across the United States.  He manages a team of professionals responsible for examinations, investigations, and enforcement activity with regulatory agencies including the SEC, FINRA, DOL, and state securities authorities.   He is also responsible for advocacy and development of regulatory policy on behalf of the firm.   Prior to joining Cetera, Mr. Quinn was the Chief Risk Officer of First Allied Securities, Inc., and was formerly Senior Vice President and General Counsel of Royal Allian ... (view full description)

Michael Rafter

Shareholder
Baker, Donelson, Bearman, Caldwell & Berkowitz, PC

Michael K. Rafter represents REITs, real estate funds and other companies in connection with public and private offerings of securities, mergers and acquisitions, Sarbanes-Oxley Act compliance and general corporate law. Mr. Rafter has been representing public non-traded REITs for over 15 years and regularly counsels tenant-in-common and other real estate sponsors, as well as publicly-traded REITs, seeking to form a nontraded REIT or otherwise access the unique non-traded REIT distribution channel. He has represented some of the leading non-traded REIT sponsors in connection with public offerings aggregating in excess of $12 billion. Mr. Rafter counsels broker-dealers on compliance with FINRA ... (view full description)

David Roberts

Partner
Goodwin Procter LLP

David Roberts is a member of the firm's REITs Practice and Capital Markets Practice. Mr. Roberts's experience in corporate finance includes representing public and private companies, including publicly traded REITs, non-traded REITs and underwriters in transactions such as IPOs, follow-on and shelf offerings and 144A offerings of equity and debt securities. He has been involved in raising more than $5 billion in public and private equity and debt capital for the firm's clients. He also has experience in representing public companies in connection with merger and acquisition transactions. Mr. Roberts has served as ongoing corporate and securities counsel for public companies, primarily focu ... (view full description)

Maria Robinson

Senior Investment Consultant
Cambridge Investment Research/GBS Financial Corp.

Maria Robinson is an investment advisor affiliated since 2001as a broker with GBS Financial Corp. In addition to managing equity portfolios, she has 30 years experience in finding, analyzing and marketing alternative investments to high net worth individuals and institutional investors. An early adopter of hedge funds in the early 1980s, she has since 2006 utilized private REITs and more recently BDCs to satisfy her clients income needs in this low interest-rate environment.
She holds a B.A in Political Science and Economics from Wellesley College and an MBA from Harvard Business School

Craig M. Porter Rollins

Wealth Advisor
LJCooper Wealth Advisors

Craig M. Porter Rollins RFC® Partner Emeritus with LJCooper Wealth Advisors a Registered Investment Advisor (RIA) registered with the SEC. Mr. Rollins began his financial services career in 1985.   In 2016 Mr. Rollins and LJCooper were the recipient of the Utah Valley Chamber of Commerce Business & Education Partner of the Year for their efforts with the Utah Valley University Financial Planning Program, where he serves on the National Advisory Board. Craig is also the recipient of the REISA (ADISA) Distinguished Service Award 2013.   Mr. Rollins is a wealth advisor, specializing in helping clients and business owners with properly liquidating and repositioning hi ... (view full description)

Jim Ryan

SVP, Relationship Management
Cole Capital

James Ryan serves as Senior Vice President, Relationship Management at Cole Real Estate Investments. In this role, Jim will concentrate on the link between relationship management and sales to maximize the value of current and future distribution channels, as well as provide guidance on business development, broker-dealer relations, due diligence and securities operations.Mr. Ryan is a 20-year industry veteran in the capital markets and financial services industry. Prior to joining Cole, he served as Head of Relationship Management and Internal Sales for seven years with Lincoln Financial Distributors. Additionally, he was Senior Vice President, Eastern Divisional Sales with SunL ... (view full description)

Charles Schreiber

CEO
KBS Realty Advisors

Mr. Schreiber serves as chief executive officer of KBS Realty Advisors and its affiliate KBS Capital Advisors. Both are nationally recognized real estate investment advisory firms with transactional volume of approximately $30.0 billion. KBS operates numerous institutional and sovereign wealth funds as well as five non-traded REITs. Mr. Schreiber oversees all KBS operations including the acquisition and management of individual investments and portfolios of income-producing real estate assets. He directs all facets of the company's business activities and is a member of the KBS Investment Committee, which evaluates and authorizes new investment opportunities for the firm. Mr. Sch ... (view full description)

Scott Smith

President
FactRight, LLC

Scott oversees due diligence evaluations and reporting tools used by the firms' broker dealer clients. He brings more than 10 years of industry experience, developing alternative investment products for a range of financial and real estate companies. Prior to joining FactRight, Scott served as director of alternative investments at Ameriprise Financial, where he developed internal processes for Regulation D products, negotiated large-scale selling agreements and oversaw product management and due diligence on private placements and structured products. Prior to that, Scott served as vice president and in-house counsel for National Healthcare Properties, where he was responsible for directing ... (view full description)

Todd Snyder

Co-President
SK Research

Todd has over 30 years of legal, financial and due diligence experience. Before joining SK Research, Todd’s experience includes practicing corporate and securities law. Todd was the founder of Snyder Kearney LLC, a law firm providing due diligence services to broker-dealers, and acting as the Vice President of Due Diligence for a registered broker- dealer. Todd is admitted to practice law in the State of Maryland and the District of Columbia and is licensed as a Certified Public Accountant in the State of Maryland. Todd holds a JD, a BA in Economics and a BS in Business.

Darryl Steinhause

Partner
DLA Piper

Darryl Steinhause is a partner in DLA Piper's Real Estate Capital Markets group. Darryl Steinhause has acted as lead counsel to REITs engaged in raising capital (pursuant to Regulation A and Regulation D) as well as roll-up REITs which were designed to allow owners of real property to contribute their property to an operating partnership in exchange for limited partnership interests. Both the UpREIT roll-ups and stand-alone roll-ups have similar and complex tax and securities considerations.  Mr. Steinhause has also been lead counsel to several preferred-interest offerings in operating partnerships and other REIT offerings. With more than 30 years of experience in highly technica ... (view full description)

Michael Straneva

Partner
Ernst & Young LLP

Profile - Mike is the Americas Real Estate Sector Leader and is a Partner in the Phoenix office of Ernst & Young LLP. He focuses on real estate appraisal and valuation, transaction due diligence, portfolio analyses and structuring, project feasibility and market analyses, and litigation support services for all property types and uses. - Mike serves Banking & Capital Market Sector clients (private sector and public sector) throughout the U.S. addressing a complement of issues including valuation/appraisal policies and procedures, loan loss reserve analysis, risk rating system reviews, and loan loss reviews - Mike is the lead valuation expert at Ernst & Young and has 25 years of exper ... (view full description)

Allan Swaringen

President & CEO
JLL Income Property Trust

Mr. Swaringen has served as President & CEO of JLL Income Property Trust since November 2011.   As Chief Executive Officer, Mr. Swaringen leads the investment team and is responsible for all investing, asset management and finance functions, along with overseeing the strategic direction of the company. Additionally, Mr. Swaringen has served as Fund Manager for the company since its inception in 2004. As a Managing Director for LaSalle Investment Management, Mr. Swaringen also served, from its founding in 2000 until 2012, as President and Portfolio Manager for LaSalle Investment Company I and II, the firm's global co-investment program which invested in excess of $1.2 billion ... (view full description)

Frank Tauches

EVP & GC
American Portfolios Financial Services, Inc.

Frank was born in Brooklyn, New York and earned a Bachelor of Arts degree from Fordham University and a Juris Doctor degree from St. John's University School of Law. Frank served on active duty for three years as a Captain in the United States Marine Corps. He remained active in the reserve and returned to duty again as a Colonel in conjunction with Operation Desert Shield/Desert Storm. He was elected President of the Marine Corps Reserve Officers Association in 1993 and retired in 2007 with forty-two years total service. He continues to serve on the Investment Oversight Committee of Marine Corps Community Services. Frank first entered the securities industry in 1974 ... (view full description)

Brad Thomas

Editor
The Intelligent REIT Investor

Brad Thomas is CEO and editor of The Intelligent REIT Investor, a monthly newsletter covering research and current real estate investment trust (REIT) valuation analytics. He is a noted commercial real estate analyst and columnist, with in-depth experience in research and consulting in the commercial real estate brokerage, development and investment sectors. He covers a variety of real estate-based income alternatives, including both publicly-traded and non-traded REITs as a contributor for Forbes, The Street, The Motley Fool and Seeking Alpha.

Rosemarie Thurston

Partner
Alston & Bird LLP

Rosemarie Thurston is a partner and leads the firm's REITs and Real Estate Funds practice. Ms. Thurston represents numerous REITs, real estate funds and real estate operating companies in their fund formation, public securities offerings, private placements, mergers and acquisitions, joint ventures, roll-ups, and ongoing securities law compliance. Ms. Thurston also counsels broker-dealers on compliance with applicable regulations of the Financial Industry Regulatory Authority (FINRA) in connection with the distribution of securities. She is one of the nation's most experienced attorneys in public securities offerings for REITs, having been lead counsel for over $50 billion of the ... (view full description)

Tom Voekler

Managing Partner, Business
Kaplan Voekler Cunningham & Frank, PLC

Tom’s practice focuses primarily on corporate finance, public and private securities offerings, private equity and corporate governance issues, with a particular focus on real estate investment trusts (REITs), 1031 syndications (DSTs/TICs) and private placements of real estate investments. Tom has represented leading regional, national and international investment banking firms in initial and follow-on public offerings and private placements for REITs. He has counseled numerous sponsors on REIT, DST, TIC and private equity syndications. In addition, Tom has advised companies in going private transactions and public and private companies and non-profits with respect to corporate governance ... (view full description)

Michael Weil

President
RCS Capital

Michael Weil was appointed President of American Realty Capital in February 2012. In his new role, Mr. Weil will continue to uphold the company's industry best practice standards and basic principles of risk diversification specific tonet lease strategies, which targets real estate triple net leased,long-term, to credit worthy tenants, primarily rated investmentgrade, thereby providing strong risk-adjusted returns toinvestors. Mr. Weil will maintain an active leadership role withRealty Capital Securities ("RCS"), American Realty Capital's affiliated broker dealer, as its Chairman. As Chairman of RCS, Mr. Weil will continue to provide strategic planning, management and operational oversight f ... (view full description)

Seth Weiner

Partner
Morris, Manning & Martin, LLP

Seth Weiner is a partner in the firm's Corporate, Securities, and Real Estate Capital Markets practices. His practice is concentrated in representing public and private companies in general corporate matters, securities offerings and compliance, and mergers and acquisitions. Mr. Weiner has significant experience assisting public companies, including REITs, real estate limited partnerships and corporations, in initial public offerings and secondary offerings. He also assists clients in private placement securities offerings. In addition, Mr. Weiner advises clients on corporate governance, state and federal registration regulations and exemptions, and general securities law compliance, such as ... (view full description)
NETWORK OPEN
Sign In
 
Sign in with LinkedIn
Contact Information
INFORMATION MANAGEMENT NETWORK
1120 Avenue of the Americas, 6th Floor
New York, NY 10036 USA


Phone: +1 (212) 901-0506
(8:30 AM - 5:30 PM Eastern Time / Monday-Friday)

E-mail: mail@imn.org


Event Contacts for Ninth Annual Western Non-Traded REIT Industry Symposium

TERMS AND CONDITIONS OF USE

Below are the terms and conditions governing your use of Euromoney USA LLC ("IMN") this website and any products or services connected therewith. By using the website or services connected with the website, you acknowledge and agree to the following:

*Your Obligations. You represent and warrant that you have the capacity to agree to these Terms and you are at least eighteen (18) years of age. To the extent any individual accesses a Site or uses a Service as an employee, partner, director, agent or representative ("Agent") of any legal entity which is a Subscriber, the Agent warrants that he or she has authority to agree to these Terms on behalf of the relevant legal entity.

You will procure that you and any licensed user under your subscription will: (a) comply with all applicable laws in relation to the site and services, including without limitation, laws relating to the use of Intellectual Property; (b) not use the site or the content outside the scope of permitted use and will not infringe any Intellectual Property or other rights in or relating to the site or the services or of any third party; (c) not copy, reproduce, recompile, decompile, disassemble, reverse engineer, upload, download, transmit, create derivative works from or otherwise exploit or tamper with the site or any software embodied in any site or service; (d) not prevent or restrict the use of any site or service by other authorized users nor hack into or cause damage to any server or other equipment operated by us; and (e) comply fully with these Terms.

*No IMN Warranties or Representations. IMN makes no warranty, express or implied, concerning any use of this website or any service or product provided in connection with this website. The services and products provided by IMN are provided on an "AS IS" basis. IMN disclaims any implied warranty of merchantability or fitness for a particular purpose, including any warranty for the use or the results of the use of the products or services. IMN is not responsible for correcting, maintaining or updating the data and services made available on this website.

Any material and analysis provided by or through IMN or this website is not a recommendation that must be followed or an offer, or solicitation of an offer to buy or sell any financial product; IMN does not recommend that you enter into a particular transaction or represent that any product or service described on this website is suitable for you or your company. Nor is any information displayed here promoting any particular financial product, service or trading strategy in any jurisdiction where such an offer or solicitation, or trading strategy may be prohibited. As all prudent investors know, some transactions, including but without limitation, those involving high-yield securities, give rise to substantial risk and any investment decision you may make is your own. You should not enter into any transactions unless you have fully understood all such risks and have independently determined that such transactions are appropriate for you. Any discussion of the risks contained herein with respect to any product should not be considered to be a disclosure of all risks or complete discussion of the risks mentioned.

*Restricted Use. As a user of this website, you are not permitted to display, modify, copy, print or otherwise use the information made available to you here only for your own use. You are not permitted to publish, transmit, or otherwise make this information available in any format to any third party without the prior express written consent of IMN. You also are not permitted to change or remove any copyright (©), trademark (®, SM, TM) any other notices displayed with the information. IMN can modify the information at any time and for any reason at its sole discretion. Unless expressly stated otherwise herein, no rights are granted to you regarding the information on this website from IMN or any other source, including third party providers of information for this website, which shall under no circumstances be liable to you in any way.

*IMN Monitoring. Your use of the products and services on this Web site may be monitored by IMN in any lawful manner, and that the resulting information may be used by IMN for its internal business purposes or in accordance with the rules of any applicable regulatory or self-regulatory organization.

*Website or Internet failure. IMN shall have no liability, contingent or otherwise, to you or to third parties, or any responsibility whatsoever, for the failure of any connection or communication service to provide or maintain your access to this service, or for any interruption or disruption of such access or any erroneous communication between IMN and you. IMN also does not warrant or represent that the website shall be completely secure, specifically including without limitation, that no unauthorized person shall intercept or access information transmitted by you.

*Website Access. Access to this website is restricted by password and only authorized IMN registrants may use the website. Any unauthorized access shall be the responsibility of the Registrant and his or her company and IMN shall not be liable for any damages arising out of such unauthorized access. You agree to: (1) Keep your password confidential; (2) prohibit others from using your account; (3) refrain from using other Users’ accounts; (4) refrain from selling, trading, or otherwise transferring your account to another party; and (5) refrain from charging anyone for access to any portion of DirectConnect, or any information arising therefrom. You are also responsible for anything that happens through your account unless you can demonstrate that your account was accessed without your knowledge or fault.

*User Communication. To the extent permitted while using DirectConnect, you can use and participate in groups, free to post and delete comment on the website. You are solely responsible for your interactions with other users. IMN may limit the number of connections you may have to other users and may at its sole discretion prohibit you from contacting other users through use of the Services or otherwise limit your use of the Services.

If you violate this Agreement while posting, that content may be removed without further notice or the rights of others posting here. Nothing you post here is confidential or proprietary and you are cautioned that other posters or viewers may use any information posted here. By posting here you agree that IMN is not responsible for the misappropriation or misuse of any information posted on this website.

*Privacy. Any submissions, including private personal information, like names, addresses and so on, are voluntary and you waive any and all rights you have to the protection of that information. By submitting ideas, suggestions, documents or other matter ("Submissions"), you agree that: (a) the Submissions are not confidential or proprietary information; (b) IMN has no obligation to keep the submissions confidential; (c) IMN can use or disclose the Submissions for any purpose, in any way, in any media worldwide; (d) if asked, you will irrevocably assign to IMN all rights to your Submissions; and (f) you are not entitled to any compensation of any kind from IMN under any circumstances.

*Content by Becoming a User of DirectConnect: As part of obtaining registration access to DirectConnect, unless you opt out, you may receive invitations to network from other conference attendees. We may also send you emails to keep you updated on developments in the site and services. Your registration for and/or subscription to such an email service and your use of the content received through these email services will be subject to these terms. You can unsubscribe to our email service by changing your email preferences on the website.

*License. If you comply with all your obligations under this Agreement, IMN grants you a limited, revocable, nonexclusive license and right to access the Services, through a generally available web browser, mobile device or application view information and use the web pages and in accordance with this Agreement for your use only. Any other use of DirectConnect is strictly prohibited. All rights not expressly granted in this Agreement, including, without limitation, title, ownership, intellectual property rights, and all other rights are retained by IMN.

*Anti-Hacking. You expressly agree not to use or attempt to use any "virus," "spyware," "malware," "adware," "Trojan horse" "deep-link," "scraper," "bot," "spider," "data-mining," "computer code" or any other automated device, program, tool, algorithm, process, or methodology or manual process having similar processes or functionality, to access, acquire, copy, or monitor any portion of this website or content. You also agree not to obtain or attempt to obtain through any means any materials or information on the website that have not been intentionally made available either by their public display on the Web Site or through their accessibility by a visible link or portal. You further agree not to violate the security of the website or attempt to gain unauthorized access to the website, data, materials, information, computer systems or networks connected to any server, through hacking, password mining or any other method.

*No Linkage. You expressly agree not to link or attempt to link to this website or the web pages contained herein.

*Third Party Information. Some of the information you access here is the property of third parties, made available here with the express permission of those third parties. IMN is not responsible for the content of any third party information provided on this website. You are cautioned that any further use of that information by you may be subject to the rights of those third parties and you may be required to obtain a license to use any such information. Failure to obtain third party permission may be a violation of federal law. You should contact the third party provider of the information to ascertain the requirements for using the information.

*Copyright and Trademarks. The layout of the website pages, graphics and pictures used and the collection of individual contributions are protected by copyright. All copyrights belong either to IMN, the third-party content providers or both. Either IMN or the third-party content providers own all trademarks and service marks depicted here.

*Indemnification. You agree to indemnify hold harmless and defend IMN, including our employees, officers, agents and contractors and our related entities and their employees, officers, partners, agents and contractors ("Indemnified") and continue to keep the Indemnified indemnified from and against any actions, proceedings, claims, demands, costs (on a full indemnity basis including, without limitation, reasonable legal and accounting fees) brought or made against the Indemnified by any person arising in connection with your use of the Website or content, or a breach of your representations and warranties in the Terms and Conditions of Use or this Agreement, or your violation of any of the Terms and Conditions of Use or this Agreement or any other activity in which you engage on or through, and from and against any damage, loss(whether personal or property, and whether direct or consequential, including without limitation consequential financial loss), cost or expense suffered or incurred by any Indemnified as a direct or indirect consequence thereof.

*Changes in Terms and Conditions. IMN may at any time revise the terms and conditions by which you may access the website or use IMN products or services. By using this website and IMN products and services, you agree to be bound by any such revisions and should therefore periodically visit this page to determine the then current version of this document.

*Limitation of Liability. Neither we, nor any of our suppliers, officers, employees, partners, affiliates, subsidiaries, successors and assigns, agents or representatives (our "Representatives") will be liable to you for:

(a) any incidental, punitive, indirect, special or consequential damage, loss or expenses, including but not limited to any loss of business, contracts, revenue, or profits, any business interruption, security breach, loss of data, loss of goodwill or reputation or other pecuniary loss suffered by you, even if we or any of our Representatives have been advised of their possible existence; nor? (b) any direct damage loss or expenses arising from loss of customers, loss of profits, loss of anticipated profits or loss of savings.

*Termination. You may terminate this Agreement, for any or no reason, at any time, when IMN receives notice from you. IMN may terminate the Agreement and your account for any reason or no reason, at any time, with or without notice. This cancellation shall be effective immediately or as may be specified in the notice and may include disabling your current and future access to DirectConnect. IMN may also suspend or terminate this Agreement if you invite other users with whom you do not know to connect; abuse the any DirectConnect messaging services; creating multiple or false profiles; infringe on any intellectual property rights, violating any provisions in this Agreement, disparage IMN or its executives, Board members, affiliates, staff or other related entities or persons, or exhibit any other behavior that IMN, in its sole discretion, deems contrary to the purpose of the website.

*No Waiver. Failure by either party to exercise any right or remedy under these Terms does not constitute a waiver of that right or remedy.

*Entire Agreement. These terms (including any terms incorporated by reference in these terms), constitute the entire agreement between you and us with respect to your access to and use of the website or receipt of any service and supersede all prior agreements, negotiations and discussions between you and us relating to the same.

*Law and Jurisdiction. Where you visit, register and/or subscribe to a this site or related service (as indicated on this website or otherwise notified to you), these terms (and any dispute or claim arising out of or in connection with these terms, including non-contractual disputes or claims), to the maximum extent permissible under the law of the territory that you are located in, will be governed by the laws of the State of New York. Any action to enforce these terms shall be brought in a federal court or a state court located in the state of New York, county of New York, and you agree to submit yourself to the personal jurisdiction of those courts in any such action.

*Force Majeure. We shall not be deemed to be in breach of these Terms by reason of any delay in performing, or any failure to perform any service or our obligations in relation to these Terms, if the delay or failure was due to any cause beyond our reasonable control, including but not limited to acts of God, explosions, floods, fire or accident, war or threat of war, terrorism or threat of terrorism, sabotage, civil disturbance, epidemics, prohibitions or measures of any kind on the part of any governmental, parliamentary or local authority, import or export regulations or embargoes, or industrial actions or trade disputes (whether involving our employees or of third parties).

*Severability. If any provision of these Terms is found to be wholly or partially invalid, void or unenforceable by any court having competent jurisdiction or by virtue of any legislation or any other reason, that provision shall be invalid, void or unenforceable to that extent only and no further and the validity and enforceability of the remaining provisions of these Terms shall not be affected.

*Notices. Any notice given pursuant to these Terms shall be made by email or first class post, in the case of you, to the address provided on your registration form and, in the case of us, to the address posted on the website or otherwise notified to you in relation to any relevant service. Any such notice shall be deemed to have arrived if sent by post within three (3) days of posting and if sent by email at the time of transmission.
Information Management Network - Privacy Notice

Introduction - Who we are

Euromoney Institutional Investor PLC (“Euromoney”, “we”, “us” or “our”) is an international business-information group covering asset management, price discovery, data and market intelligence, and banking and finance. The group also runs an extensive portfolio of events for the telecoms, financial and commodities markets.

For a full list of our brands and group companies, please click on this link. Euromoney and its group companies are committed to respecting the privacy of every person who visits, registers with or subscribes to our websites, publications, events and other products or services.

Euromoney is the primary data controller of personal data collected through this website or that we may collect in different ways as described in this Privacy Notice. If you are contacted by our other group companies, they will also be controllers of your personal data. This means that they are responsible for how your personal data is used, just as we are. You may contact any of these companies directly, or you can contact Euromoney by emailing dataprotectionofficer@euromoneyplc.com or writing to the Data Protection Officer at Euromoney Institutional Investor PLC, 8 Bouverie Street, London EC4Y 8AX, United Kingdom.

This Privacy Notice was updated on 23 May 2018

Our Approach to Your Privacy

This Privacy Notice outlines the information we may collect about you in relation to your use of our products and services (“personal data”). It also explains the legal rights that you have in relation to your data and how you may exercise these rights.

Some of our group companies may collect and use personal data for different purposes; those companies have their own websites and privacy notices.

We will process your data for the following lawful purposes: with your consent; to fulfil our obligations to you; and where there is a legitimate interest to do so.

When possible, we rely on your consent to use your data for the purposes described in this Privacy Notice. We also process personal data to fulfil our contractual obligations to you, for example, when you register for any of our services, subscribe to a publication, sign-up for an event or purchase a product from us, we will need to process some of your personal data. This will also include details of the person/people responsible for payment (if different).

We may determine that processing your personal data serves both of our legitimate interests. This is the case in relation to many of our research, customer survey, sales, marketing and advertising activities described in this Privacy Notice. These activities allow us to better understand your requirements, which in turn enables us to provide you with a better service. We review the bases for our processing decisions carefully and you can object to these activities at any time (see the “Your Rights” section of this Privacy Notice).

What Personal Data We Collect & Why

Our primary goal in collecting personal data from you is to give you a relevant customised experience of our products and services.

  • Registration, Free Trials & Subscriptions

    When you register with our website and/or sign up for a free trial of our products or services, we may ask you to provide your name, address, email address and telephone number, and details relevant to your occupation or employer.

    If you subscribe to one of our products or services, we will also ask for payment details. Credit/debit card payments are processed using a third party supplier and we do not retain the credit card data (see the Third Party Sites of this Privacy Notice). Address details may be shared with third party service providers engaged by us for order fulfilment, delivery and payment collection. This personal data is used by us to complete subscription requests.

  • Events & Conferences

    If you have registered for an event through a group website we may collect personal data including: name, job title, company, address, telephone number and email.

    This information is necessary so that we can complete your registration for the event and provide you with relevant event materials.

    We may also provide delegate details (e.g. name, email) to event sponsors who, subject to your consent, may contact you for their own advertising and marketing purposes.

  • Advertising & Marketing

    We use the personal data you provide us and which we collect from you to inform you about similar products and services which we provide. We may send you marketing communications that are sponsored by our partners and which are targeted to your interests based on information you have provided us such as job title, employer and/or industry. If you have consented to receive information from other Euromoney group companies, we may share your personal data with these companies so that they can fulfil your request to receive marketing materials in accordance with your preferences. We will not share your personal data with any third parties for their own marketing purposes unless you have provided your consent.

    Each of the Euromoney group companies that may contact you is a data controller in relation to the personal data that you have agreed to share with them. If you have any questions or concerns, you may contact the individual company, or us – using the contact details set out in the “Who We Are” section.

    You can opt out from receiving such materials at any time.

    The personal data we may use for advertising and marketing purposes includes your name, email address, job title, phone number, company name/employer, geo location, postal address and data collected using cookies and other similar technology (Please read our separate Cookies Policy to find out more about which cookies we use, how they work and how you can control your cookie options).

    Marketing materials are sent electronically, by post and we may occasionally call you.

  • Online Targeted Advertising

    We use targeted advertising on our websites to display advertisements that are relevant to what we believe are your interests. In order to deliver relevant advertisements, we use third parties to deliver cookies that collect information about your IP address and how you interact with our sites (e.g. browsing information, which articles you have read etc.). This data is used by the third parties to determine which advertisements may be of interest to you.

    We may also share your personal data with third parties to deliver targeted advertising to you on other websites (e.g. Twitter Tailored Audiences or Facebook Custom Audiences). This could include your email address, cookie data, and information obtained from third parties. Third party cookies may also be used to enable us to target advertisements to you on other websites that you visit.

  • Lead Generation and Scoring

    We occasionally use the services of trusted third parties in order to ensure that the personal data we use for advertising and marketing purposes is accurate and up-to-date. To do this, we transfer personal data of individual leads (such as name, email, job title, location and phone number) to these third parties who conduct research to verify the data – primarily against public information.

    We also use algorithmic software technology to help us improve the quality and relevance of marketing activities. The personal data analysed by the software includes email address, phone number, job title, address, purchase history and account information. This allows us to provide meaningful offers that are relevant to your specific profile.

  • Surveys, Market Research & Customer Feedback

    We want to understand the needs of our readers and customers. We may therefore use the information you provide us – including your name and contact details – to contact you to request your feedback, or to participate in our customer and market research.

  • Public forums, message boards and blogs

    Some of the pages on our group websites may include message boards, blogs or other facilities for generating content from users. Any information that is disclosed in these areas becomes public information and you should always be careful when deciding to post any personal data. User generated content is also subject to our site Terms & Conditions.

  • Business or Asset Sale

    If we sell a business or assets we may need to disclose your personal data to the prospective buyer of such business or assets.

    If Euromoney, or any of our group companies is sold or sells our assets or is acquired by a third party, then personal data about our customers will be acquired by that third party. A transfer of your personal data in these circumstances would be necessary so that the services you have contracted for can still be delivered, or so that you can continue to enjoy the benefits of our free products and services. You will receive notice if a new controller assumes responsibility for your personal data.

  • Additional Third Party Disclosures

    We may disclose your personal data to other third parties in the following situations:

    • To third party partners who help us by providing services such as technology, marketing, advisory or other services. These third parties only receive encrypted data and may only process personal data to provide those services to us.
    • Where we are required by law or regulation to do so. In each case we will seek, where practicable, to minimise the amount of data that is disclosed.
    • If required to protect the rights and interests of other users and/or Euromoney and its affiliates (including our employees, agents and contractors), or as otherwise set out in our Terms & Conditions. This may include exchanging information with other companies and organisations for the purposes of fraud protection.
  • Email Tracking

    We may include small pixel tags (small image files) within the emails we send you in order to determine whether our emails are opened and/or whether the hyperlinks inside our emails are clicked through. We may also collect browser, location and the device used to engage with our email communications. This information allows us to better understand whether we are meeting our users’ needs and how we can improve our communications. No other information is collected. You can opt out of receiving our direct marketing emails either by following the instructions in each email, or by contacting us (see the “Who We Are” section of this Privacy Notice).

International Transfers

Some of the Euromoney group companies are based outside the European Economic Area (EEA). If you have consented to being contacted by our group companies, then the transfer of your personal data will be made according to the terms of an international data sharing agreement that contains obligations approved by European data protection regulators. Any of our group companies that receive your personal data will be co-controllers of that data, which means they may determine how they process your personal data – although they may only use it for the purposes for which it was shared, unless you are informed of new or additional processing activities.

We may also transfer personal data to third party service providers as described in this Privacy Notice which are located outside the EEA. Where we conduct these transfers, we take all steps necessary to ensure that your data is treated securely and in accordance with applicable privacy legislation, either by only sending your personal data to jurisdictions that provide an adequate degree of legal protection for your data or by imposing approved contractual terms on these third parties.

Retention Periods

We have a data retention policy that ensures we don’t use or store your personal data for longer than necessary. We consider the following issues to determine retention periods:

  • Guidance from the UK Information Commissioner or other regulatory agency, or industry best practice recommendations;
  • The business rationale for collection and expiry of the purpose for which personal data was collected;
  • Our ongoing ability to ensure the accuracy of the data; and
  • Legal and regulatory requirements.

We may occasionally need to keep personal data for either shorter or longer periods than specified in our retention policy. In such circumstances, application of the retention period to the data will be temporarily suspended. The suspension of an applicable retention period will be carried out in a manner that respects the rights and interests of all persons concerned.

How You Can Set Your Data & Privacy Preferences

You can use our Preference Centre to select the topics that are of interest to you so that we can send you publications and information about our products and services that are especially relevant to you. You can also choose the channels we use to contact you (email, phone, post, etc.) and can also opt-out of receiving marketing communications.

Your Rights

You have certain rights in relation to your personal data which include the following:

  • Access & Portability

    You may request access to any personal data of yours for which Euromoney is responsible as controller. Unless there are legal or regulatory reasons for not doing so, we will confirm whether we process any of your personal data and if we do, we will provide you with the following information: the purposes of the processing, the categories of personal data, any recipients of your personal data, the applicable retention period and the data source. Copies of your personal data will be made available to you in a structured, machine-readable format.

    You may also request that we transfer the personal data that you have submitted to us, to another controller, where it is technically feasible for us to do so.

    If you have consented to our processing of your personal data, or if we are processing your personal data in order to fulfil our contractual obligations to you, then you can submit a request that we transfer your personal data to another data controller.

  • Rectification, Restriction, Objection

    You have the right to request that Euromoney rectify any errors in the personal data that we process. In some circumstances, you may also be able to ask for the erasure of personal data, and/or request that the processing of your personal data be restricted. You may also object to the processing of your personal data for sales or marketing purposes.

  • How to Exercise Your Rights

    To exercise any of these rights, please contact us by post or email at the following addresses:

    Euromoney Institutional Investor PLC
    8 Bouverie Street
    London, EC4Y 8AX
    United Kingdom

    Email: dataprotectionofficer@euromoneyplc.com

    Web form: Complete Subject Data Request Form

    We may need to check your identity prior to processing a request.

    Euromoney will do our best to respond to any questions and address any of your concerns. You are also able to register any complaints regarding the processing of your personal data directly with the UK Information Commissioner.

Protecting Your Data

Euromoney is committed to keeping your personal data secure and we will take appropriate technical and organisational measures to protect your personal data from loss, unauthorised use, disclosure or destruction. Although we do our best to protect your personal data, we cannot guarantee that any transmission of data is without risk. We have therefore implemented information security policies and rules, staff training on information security, and technical measures to ensure the integrity of data that we have under our control.

All our employees, contractors and data processors (i.e. those third parties that process personal data on our behalf) are required to keep such data confidential and not to use it for any purpose other than the performance of services we have requested.

Third Party Sites

Our site may contain links to other websites – including, for example, providers of payment processing services. Euromoney is not responsible for the privacy and data collection practices of third party sites and we therefore recommend that you review the privacy policies and terms of service of each site you visit.

email already exists, please use "Forgot Password" page to reset a password for an existing account.
(Click "Reset Password" button below and email with password reset instruction will be emailed to you.)

Reset Password