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Nathan Abegg


Nathan is a partner in the KPMG’s securitization practice providing attest and advisory services for CLOs, CMBS, RMBS and ABS asset classes.

He has over 30 years of experience in the banking & securities and investment management industries providing agreed-upon procedures, risk assessments, model validation, impairment reviews and valuations supporting financial statement audits services.

Peter Acciavatti

Managing Director

Mr. Acciavatti is a Managing Director and Head of JPMorgan’s US High-Yield Credit, CLO and Strategy research teams. He is responsible for providing US High-Yield and Loan Strategy and Portfolio research to JPMorgan’s clients. He was selected to Institutional Investor Magazine’s All-America Fixed-Income Research Teams 18 consecutive years, receiving top honors for the last 15 years. Mr. Acciavatti has spent the last 21 years covering the credit markets.  He began his career at Chemical Bank in the Middle Market Banking Group in 1994. Mr. Acciavatti holds a bachelor’s degree in Finance and Management Information Systems from Albany University, and an MBA degree from Columbia University Graduat ... (view full description)

Max Adams

Global Securitization Editor

Max Adams is the global securitization editor for GlobalCapital, overseeing and directing all coverage of asset-backed securities markets. His reporting focuses on real estate finance including commercial and residential, as well as single family rental. GlobalCapital, a publication of Euromoney Institutional Investor, is a weekly newspaper covering the capital markets across Europe, the US and Asia.

Luis Amador

Managing Director-Structured Product & Advisory
Moody's Analytics

Luis Amador is a Managing Director at Moody's Analytics where he has worked for over fifteen years. Currently, he leads the Structured Finance Financial Engineering & Advisory Teams, which analyze all types of structured finance securities for financial institutions globally and provides cashflow analytics, risk, and regulatory software solutions. Luis’s team has been engaged with numerous banks, asset managers and insurance companies providing credit analysis and market valuations for portfolios of securities across all asset classes including ABS, CLOs, TruPs CDOs, RMBS and CMBS securities and private deals. Prior to this, Luis was the Product Manager for Moody's Wall Street Analytics ... (view full description)

Matthew Andrews

Managing Director, Head of Capital Markets - Structured Credit
CIFC Asset Management

Mr. Andrews has 17 years of experience in investment banking, structured finance and business development.  Prior to joining CIFC, Mr. Andrews was Head of CLO Origination and Structuring for RBS Securities Inc.’s U.S. CLO business. Prior to running the CLO business, Mr. Andrews was a Director in the Asset Backed Finance Group where he was responsible for originating, financing, structuring and distributing new issue securitizations backed primarily by leveraged loans, credit cards and consumer loan receivables.  Prior to joining RBS Securities Inc., via Greenwich Capital Markets, Inc., Mr. Andrews was an Associate at Banc One Capital Markets, Inc. where he focused on originating, structuring ... (view full description)

Douglas Antonacci

Global Credit and Special Situations
Bank of America Merrill Lynch

Douglas is a Managing Director in Global Credit and Special Situations and heads the primary and secondary par loan sales team.  He has day to day responsibility for covering a number of the leveraged loan market’s largest prime funds, CLO managers and hedge funds.  He is also the primary interface between sales and the Capital Markets team as it relates to new issue loan syndications.  Douglas started his career in Leveraged Finance in 1993 at Chemical Bank, he has a BS from the State University of NY at Albany and an MBA from Fordham University. 

Harris Antoniades

Managing Director

Harris I. Antoniades is a Managing Director in the Valuation & Financial Opinions Group. He has extensive corporate finance experience, with emphasis in complex securities and derivatives valuations, advance financial analytics, and risk management issues.  His valuation experience encompasses a broad range of asset classes, including all types of derivatives, structure products, fixed income securities, and share based awards for financial and tax reporting purposes.  He has also provided valuation advisory services to public and private companies, boards of directors, and other fiduciaries in connection with strategic planning, merger & acquisition investment decisions, bankruptcy ... (view full description)

Joseph Beach

Cadwalader, Wickersham & Taft LLP

Joseph Beach represents investment banks, asset managers, commercial paper conduits and fund managers in secured financings, CLOs and CDOs and other asset-backed securitizations. He has extensive experience in asset-backed commercial paper facility origination and restructurings, as well as CLO/CDO management rights acquisitions and dispositions. Joseph has worked primarily in the middle market and broadly syndicated loan sectors, with additional experience in trade receivables, structured settlements, equipment lease receivables and venture debt. Joseph's recent significant transactions include: Representing a leading investment bank as underwriter's and issuer's counsel in a CLO whe ... (view full description)

Chetan Bhandari

Managing Director
Lazard Frères & Co.

Chetan Bhandari is a Managing Director in the Restructuring Group at Lazard Ltd. Prior to joining Lazard in 2017, he was the Treasurer at Toys “R” Us, Inc. In this capacity, he was responsible for managing relationships with domestic and international lenders, depository banks, credit insurers and credit rating agencies, as well as overseeing the company’s global cash management, foreign exchange and capital markets activities. In addition, he oversaw the risk management, gift card and credit card areas. Previously, he was a Managing Director in the Investment Banking Division of Goldman, Sachs & Co. where he was responsible for the US leveraged finance business in the consumer and retai ... (view full description)

Batur Bicer

Managing Director
Napier Park Global Capital

Batur Bicer is a Managing Director focusing on investment strategies related to structured credit products both in cash and synthetic markets at Napier Park Global Capital (“Napier Park”). Napier Park separated from Citigroup’s alternative investment arm, Citi Capital Advisors (“CCA”), in February 2013. Prior to CCA, Batur served two years as Vice President at Goldman Sachs as a Credit Strategist covering primarily credit derivative products where he was responsible for recommending trade ideas and providing quantitative solutions for both internal and external clients. Prior to Goldman Sachs, Batur worked as a Credit Strategy Research Analyst for five years at Barclays Capital where he publ ... (view full description)

Brian Bouchard


Brian is a Principal in KPMG’s Economic & Valuation Services in New York and is the national practice leader for Alternative Investments Valuation Services. He focuses on valuing structured products, derivatives and other complex financial instruments for alternative investment managers and financial services companies. He has over 15 years of combined valuation, risk management, accounting, and transaction advisory experience. Prior to joining KPMG, Brian held leadership positions at several firms, including Barclays Capital, Red Pine Advisors and Houlihan Lokey. Across these institutions, Brian was involved in valuing CDOs, CLOs, RMBS, CMBS and other asset-backed vehicles, ... (view full description)

James Burch


James Burch joined Walkers' Cayman Islands office in 2015 where he is a partner in the Global Finance and Corporate Group. James specialises in debt capital markets and structured finance with extensive experience in CLO's, securitisation and secured note programme structures as well as bespoke structured products. James also advises on a variety of banking and finance transactions including leveraged and acquisition financing, fund subscription financings and general secured lending.   James regularly acts for asset managers, leading investment banks, financial institutions, public and private companies and leading on-shore law firms advising on a variety of finance transactions ... (view full description)

Paul Burke

Managing Director, Head of Agency & Trust Sales
Citibank, N.A.

Paul Burke is Head of Agency and Trust Sales for North America, at Citibank, N.A. His team is a market –leading trustee in the structured finance industry, across all major asset classes, including CLOs, RMBS, CMBS and Esoteric ABS. In his twenty-five years in the field of asset-backed securities, Paul has worked on a wide variety of domestic U.S. and international securitizations of assets, including auto loans, credit cards, bank loans, corporate bonds, export contract receivables, aircraft leases, airline ticket receivables, trade receivables and mortgages. Paul is a member of the Trustee Committee of the SFIG, having also served for several years the Co-Chair of t ... (view full description)

Adrienne Butler

Managing Director

Adrienne Butler is a member of Barings’ U.S. High Yield Investments Group and is head of CLO Funds. She is also a member of the U.S. High Yield Investment Committee. She is responsible for new CLO marketing and formation as well as existing CLO portfolio management. Adrienne has worked in the industry since 1990 and her experience has encompassed sell-side relationship banking, media and telecom specialty lending, and CLO portfolio management. Prior to joining the firm in 2002, she was part of the acquisition of First Union Institutional Debt Management (“IDM”), where she was a senior analyst in IDM’s Loan Research Group. Before IDM, she was a vice president/relationship manager at First Uni ... (view full description)

Kerrie Cadugan

Executive Director

Kerrie is an Executive Director in EY’s Financial Accounting and Advisory Services practice and has over 15 years of experience at EY providing assurance and advisory services to large financial services clients, focusing mainly on banking and capital markets and asset managers. Kerrie manages a team that is dedicated to assisting audit and advisory clients with technical accounting issues related to complex transactions. Kerrie is a subject matter resource for consolidation and transfers of financial assets and assists clients with applying the technical guidance to various types of securitization structures including risk retention vehicles. Kerrie is also extensively involved in assisting ... (view full description)

Norm Champ

Former Director of Investment Management

Norm Champ is a Partner in the Investment Funds Group of Kirkland & Ellis LLP and author of “Going Public: My Adventures Inside the SEC and How to Prevent the Next Devastating Crisis.” Mr. Champ is the former Director of the Division of Investment Management at the U.S. Securities & Exchange Commission (SEC). Under his leadership, the SEC adopted a new rule in July 2014 to reform money market mutual funds.    “Going Public” chronicles Mr. Champ’s experiences at the SEC during the aftermath of the 2008 global financial crisis and how they shed light on the regulatory process and government policy-making.   Mr. Champ is also a l ... (view full description)

Meredith Coffey

Executive VP of Research & Analysis
Loan Syndications Trading Association

Meredith Coffey is Executive Vice President of the Loan Syndications and Trading Association (LSTA), and runs its Research and Analysis Department. Ms. Coffey co-heads the LSTAs regulatory and CLO efforts, which help facilitate continued availability of credit and the efficiency of the loan market. In addition, Ms. Coffey heads a team of analysts that are responsible for analyzing current and anticipated loan market developments, helping the LSTA build strategy and improve market efficiency, and providing commentary through weekly newsletters, periodic conferences and webcasts. Ms. Coffey and the analyst team also engage market participants, press and regulators on issues and dev ... (view full description)

David Common

Managing Director
J.P. Morgan Securities

Michael Contopoulos

Managing Director
Bank of America Merrill Lynch

Michael Contopoulos is a managing director and Head of US High Yield and Leveraged Loan Strategy. He also runs Credit Derivatives and Relative Value Strategy. He is responsible for forecasting returns, issuance, defaults, and recoveries for the US high yield and loan markets, and making tactical and strategic recommendations on positioning. Regular Research publications include: The HY Wire, The HY Note, and the HY Credit Chartbook. In the Institutional Investor All-America Research Poll, Contopoulos ranked #2 in 2016, #3 in 2015, and RU in 2014 for High Yield Strategy, RU in 2015 for Credit Derivatives Strategy, and #3 in 2013 for Credit Derivatives Strategy. Previously, he rece ... (view full description)

Sam DeRosa-Farag

Managing Director
Kingsland Capital Management

Mr. DeRosa-Farag is a Senior Strategist at Kingsland Capital. He previously served as Managing Director and Portfolio Strategist at Morgan Creek responsible for credit products and strategy. Before this he was President of Ore Hill Partners LLC and a member of the investment committee. Before Ore Hill, he was a Managing Director of the Global Leveraged Finance Strategy and Portfolio Products Group and Co-Head of the High Yield Research Department of Credit Suisse (2000-2006) and Donaldson, Lufkin & Jenrette (1997-2000), which Credit Suisse acquired in November 2000. Mr. DeRosa-Farag headed High Yield Portfolio and Strategic Research at Chase Securities (1993- 1997) and managed the High Yield ... (view full description)

Neil Desai

Managing Director
Whitestar AssetManagement LL

Kirby Dianora

Senior Manager
Deloitte & Touche LLP

Kirby Dianora is a Deloitte Risk and Financial Advisory senior manager in Deloitte & Touche LLP’s CLO Compliance group. With over 15 years of experience, Kirby focuses on managing agreed upon procedures for collateralized loan obligation transactions throughout the various lifecycle stages.  Having worked closely with a variety of asset managers, trustee banks and underwriters over the years, Kirby helps her clients navigate through complex reporting compliance issues. She has extensive knowledge of the mechanics driving waterfall payments, collateral quality tests, coverage tests, and portfolio eligibility criteria tests required in investor compliance reporting.  She also focuses on de ... (view full description)

Jeff Dudas

Managing Director
Oak Hill Advisors

No biography specified

Chris D’Auria

Head of Global Business Development
LCM Asset Management LLC

Chris D’Auria is responsible for LCM’s business development. Mr. D'Auria joined LCM in September 2016 from Deutsche Bank, where he was a managing director and Co-head of the global CLO group. He was a founding member of Deutsche Bank's CLO business in the late 1990s and over 18 years worked in almost all aspects of the product including origination, structuring, marketing and syndication. His deal experience spans various structure and collateral types including broadly syndicated loans, middle market loans and Investment Grade corporate debt. As Co-head of Deutsche Bank's CLO effort, Mr. D'Auria had joint responsibility for deal origination, execution and risk management in both the US and ... (view full description)

Obinna Eke

Apollo Global Management

Mr. Eke joined Apollo Global Management Inc. in 2020 as a Principal in the Client and Product Solutions Group. Mr. Eke also serves as Head of Investor Relations at Redding Ridge. Prior to that, Mr. Eke was the Head of the US CLO Syndicate Desk at BNP Paribas CIB where he was responsible for managing the marketing and distribution process for BNP Paribas' US CLO business. Prior to BNP Paribas, Mr. Eke was an Analyst in the Equity Finance Group at Goldman Sachs International. Mr. Eke graduated from University of Lagos, Nigeria with a B.S. degree in Systems (Industrial) Engineering and received his M.S. in Financial Engineering from the Haas School of B ... (view full description)

Ed Faccio


Edward Faccio has over 13 years of experience inthe Financial Services Industry at PricewaterhouseCoopers. Ed provides a wide range of consulting services to financialinstitutions, investment banks, and debt and equity investors. He has extensive experience with varioustypes of fixed income securities, including REMICs, CDOs, CLOs, ABS, MBSsecurities. His primary focus is on issues such asissuance, surveillance, valuation, price testing, tax, and compliance.Ed has significant experience in the investment management area and haslectured extensively in many aspects of this business. He is responsible forproviding sec ... (view full description)

Grady Frank

Managing Director
Goldman Sachs

Grady heads the Consumer Retail, Healthcare, Education and Middle Market sectors on the Leveraged Finance Capital Markets desk, which focuses on distribution of high yield bonds and leveraged loans. He joined Goldman Sachs as a vice president in the Loan Capital Markets group covering Consumer Retail and Healthcare in 2007. Grady was named managing director in 2011.
Prior to joining the firm, Grady worked in Leveraged Finance at Merrill Lynch and Wachovia Securities.
Grady earned a BS in Business Administration from Washington and Lee University in 2000.

Jade Friedensohn

Managing Director

  Jade Friedensohn currently serves as  Group Managing Director of the Structured Finance and Asia Pacific Divisions of Information Management Network, a subsidiary of Euromoney Institutional Investor PLC. IMN is an organizer of best in class financial conferences spanning the globe. Jade has 16+ years’ experience creating and executing large scale events and managing a talented team of conference professionals.  Since that time, she has for expanded the business into new markets and asset classes such as Italy, China and Greece; and new sectors such as renewable energy and fintech. In addition to new business development, her responsibilities include oversight of a team of ... (view full description)

John Gally

Managing Director
Morgan Stanley

John Gally is a Managing Director and Co-Head of Corporate Credit Trading (North America) at Morgan Stanley where he oversees leveraged loan, high yield and investment grade trading, and also CLO origination. John joined MS in September 2010, after holding senior trading positions at Jefferies Group and Deutsche Bank.  He has 16 years of industry experience and currently serves on the board of the Loan Sales and Trading Association.   John resides in Westchester County with his wife and three sons.


Elliot Ganz

General Counsel and Chief of Staff

Elliot Ganz is Executive Vice President and General Counsel of the LSTA His responsibilities include managing the LSTAs legal and regulatory affairs, as well as market practices and standardization initiatives. Previous to joining the LSTA, Mr. Ganz was a Vice President and Associate General Counsel at CIBC World Markets Corp. and served as Director of U.S. Banking. In that capacity he was responsible for all aspects of the loan product. He supervised Credit Portfolio Management, Credit Capital Markets, Loan Syndications and Trading, Credit Derivatives and Asset-Backed Securities. Before joining CIBC, Mr. Ganz was Assistant General Counsel at ING Baring Securities whe ... (view full description)

Jenna Giannelli

High Yield Analyst

Jenna is Citi’s High Yield Retail, Consumer & Food analyst and has been with Citi since August 2012. Jenna joined from JPMorgan (2010-2012), where she was part of the high-yield automotive and shipping research team ranked #1 by Institutional Investor’s “All-America Fixed Income Research Survey” in 2010 and 2011. Prior to JPMorgan, she worked on the buy-side at State Street Global Advisors (2005-2010) as the retail, consumer, and food analyst for SSGA’s active high-yield investment funds. Jenna has a Master of Science in Finance from Boston College’s Carroll School of Management and a Bachelor of Science in Business Administration from Boston University.

Frederick Haddad

Partner & Senior Portfolio Manager
GoldenTree Asset Management

Fred Haddad is a Founding Partner of GoldenTree Asset Management, a $25 billion privately owned asset management firm based in New York. Prior to joining GoldenTree, he was a Managing Director at the Royal Bank of Canada from 1997 to 1999, where he established and managed Royal Bank's US leveraged finance business.  From 1990 to 1997, Mr. Haddad was a Senior Vice President with Credit Lyonnais, USA, where he managed the Leveraged Finance, Loan Trading, Loan Syndication, and Asset Recovery groups.  He was responsible for  broadly diversified, sub-investment grade loan portfolios of up to $2 billion, as well as numerous private equity investments.  In 1982 he established the New Yo ... (view full description)

Elizabeth Halpin

Principal, HY Credit Research
PGIM Fixed Income

Curtis Hardwick

Executive Director
JP Morgan Securities LLC

Curtis Hardwick is a member of J.P. Morgan’s CLO origination business responsible for global marketing, capital raising, and distribution. He has been a member of J.P. Morgan’s CLO origination group since 2011. Curtis joined J.P. Morgan in July 2007 and has held roles in the Structured Credit Sales & Marketing, Global Structured Solutions and Cross Asset Marketing groups. Curtis holds a B.A. in Business Economics from the University of California, Los Angeles and an M.B.A. with an emphasis in Quantitative Finance from New York University’s Stern School of Business.

John Hermle


John is a partner KPMG’s advisory practice and has 25 years of experience working with financial services firms.  John leads a team of professionals based in the greater Washington DC area and New York focusing on transaction related attestation services for structured products.  Over the past 15 years, John has built up teams to deliver agreed-upon procedures for CLOs, CMBS, ABS and RMBS products.  John also assists clients with valuation matters involving structured products and is one of the firms national review partners in this area supporting KPMG’s financial services audit practice.  John has assisted both banks and asset management firms with their new issuances, compliance, valuatio ... (view full description)

Tim Houghton

Managing Director
Cortland Capital Market Services LLC

Before joining Cortland Tim Houghton was a Senior Vice President at LaSalle Global Trust Services overseeing the group's CDO Services office in London. Previously Tim spearheaded and led the leveraged loan services business at LaSalle, servicing cash and market value CLOs, TRS, and hedge funds. Tim's earlier experience includes working in front, middle, and back-office roles at Nomura Securities International and as a trustee for RMBS at Bankers Trust Company. Tim is a CFA charterholder and earned his B.S. in Business Administration from the University of California, Berkeley.

Albert Huntington

Head of Capital Markets and Banking
Redding Ridge Asset Management

Mr. Huntington joined Redding Ridge as Head of Capital Markets and Banking and a Managing Director. Prior to Redding Ridge, Albert joined Apollo’s Corporate Structured Credit Group in 2014. Mr. Huntington was also a Director in the CLO Structuring & Origination Group at Bank of America Merrill Lynch. He has structured over $35 Billion of CLOs, CLO refinancings and CLO repackaging across over 65 transactions. His innovations on CLO structures include the CLO 2.0 X-note (the first solution to address the LIBOR basis mismatch during long first periods) and the CLO “Reset” (the amendment and extension refinancing of a CLO). Albert graduated from The University of Virginia with a B.S. in Chem ... (view full description)

Kimito Iwamoto

Managing Partner
DFG Investment Advisers

Mr. Iwamoto is responsible for business development, marketing and client relations at DFG. Prior to co-founding DFG, Mr. Iwamoto spent nine years at Moody’s KMV in San Francisco, where he worked on starting and growing its business in Asia. Prior to joining Moody’s KMV in 1998, Mr. Iwamoto worked at international trading companies both in Tokyo from 1991 to 1994 and in Los Angeles from 1996 to 1998.
Mr. Iwamoto received a B.A. in Economics from Aoyamagakuin University in Tokyo in 1991 and an M.B.A. from Pepperdine University in Malibu, California in 1996.

Walter Keenan

Chief Executive Officer
Advantage Insurance Inc.

Walter Keenan is Chief Executive Officer of Advantage Insurance Inc., a leading international specialty insurance firm with offices in Puerto Rico, Grand Cayman, and the United States.  Advantage administers over $2 billion of insurance assets for captive insurance companies, private placement life insurance and other insurance structures. 

Prior to leading Advantage’s recapitalization and growth plan in 2013, Mr. Keenan was a private equity investment professional in San Francisco and New York focused on financial services investments.  He began his career as a financial analyst with Morgan Stanley.

Seung Keh

Senior Vice President
U.S. Bank

Seung Jae Keh heads the US CLO Analytics department for the Global Corporate Trust Services business at US Bank. His team is responsible for deal compliance and waterfall modeling as well as investor reporting for all CLO and related transactions based in the US. This currently encompasses nearly 1,500 transactions, including over 900 CLOs. Seung Jae joined US Bank as part of the Wachovia Corporate Trust acquisition in 2006. Prior to joining Wachovia in 2004, he was a financial engineer at Wall Street Analytics for 5 years. Seung Jae has a BA in religion from Dartmouth College.

Kevin Kendra

Managing Director
Fitch Ratings

Kevin P. Kendra is a managing director in Fitch Ratings’ New York office. He currently manages the U.S. Structured Credit group responsible for collateralized loan obligations (CLO) and other structured credit ratings. The structured credit team is charged with assigning new issue CLO ratings, maintaining the accuracy of existing ratings, providing useful tools to investors and publishing research on transaction characteristics and performance.   Prior to this post he served as Group Credit Officer for U.S. and Latin America Structured Finance. In this role he maintained and further enhanced the quality of credit analysis within the structured finance and covered bonds teams, par ... (view full description)

Sam Kerr

Senior Securitization Reporter

Asif Khan

Managing Director, Global Head of CLOs

Mr. Khan is the Global Head of CLO’s at MUFG Securities. Previously, he led global distribution business for structured credit products at Morgan Stanley, Goldman Sachs, Wachovia and Credit Suisse. Mr. Khan has over 16 years of experience in sales, marketing, trading and structuring of fixed income securities, with a particular focus on Securitized Products and Emerging Markets. He has also spent two years on the buy-side investing in structured credit instruments. He started his career at Salomon Brothers in New York in Emerging Markets Fixed Income Research. Mr. Khan holds an M.B.A. from William E. Simon School at University of Rochester and Bachelor of Business Administration, Magna Cum L ... (view full description)

Amit Khurana

Mizuho Securities USA

Amit focuses on trading secondary CLOs and CMBS at Mizuho Securities USA, his prior experience includes trading CLOs, CMBS and CDOs. He has spent time in structuring, origination and trading in his previous jobs and he has 17 years of experience in the structured products space.

Alberta Knowles


Alberta Laskaj Knowles is a Partner in the Financial Services Office Advisory practice at Ernst & Young LLP based out of New York. Alberta is a CPA and has over 17 years of financial services experience. She has worked with investment banks, broker-dealers, asset managers, private equity firms, GSEs and insurance companies within the product areas of structured finance, leveraged finance, derivatives, mortgages and commercial real estate. Alberta has worked closely with asset management, financial reporting, and regulatory reporting and product control areas where she has performed leading practice assessments on policies and procedures as they relate to pricing and valuation of complex ... (view full description)

Dan Ko

Principal & Portfolio Manager
Eagle Point Credit Management

Dan is a Principal and Portfolio Manager of Eagle Point Credit Management. He is responsible for selecting and structuring strategic investment opportunities in the primary CLO market, analyzing secondary CLO market opportunities, executing trades, and monitoring Eagle Point’s investments. Dan has specialized in structured finance throughout his entire career. Prior to joining Eagle Point, Dan was a Vice President at Bank of America Merrill Lynch in the CLO structuring group. He was responsible for modeling CLO cash flows, negotiating deal terms with both debt and equity investors, and coordinating the rating process. In addition, he was responsible for exploring non-standard structuring ini ... (view full description)

Jimmy Kobylinski

Senior Director
S&P Global Ratings

Jimmy N. Kobylinski is a Senior Director and Analytical Manager within the U.S. Structured Credit group at S&P Global Ratings. In his current role, Jimmy co-manages the new issue and monitoring efforts for cash flow CLOs and other CDO transactions.

Previously, Jimmy was an Analytical Leader monitoring synthetic collateralized debt obligation (CDO) transactions and analyzing cash flow CLOs and currency swap transactions.

Jimmy holds a bachelor’s degree in Economics from Binghamton University and a master of business administration degree in Finance from Fordham University.

Steven T. Kolyer

Sidley Austin LLP

STEVEN T. KOLYER is a partner in the Global Finance Group in the firm’s New York office. He has broad experience in securitizations, structured credit products, investment fund formations and conventional securities offerings, focusing on CLOs/CDOs and related financings in the real estate, infrastructure and corporate sectors. Steven is experienced in conventional capital markets and commercial lending and credit transactions and in credit-linked and other derivative products. Steven's experience over the years has been highlighted by transactions involving innovation and structured solutions in the capital markets. He played a lead role in the development of a number of ... (view full description)

Jonathan Lam

Senior Vice President
Morningstar Credit Rating

Jonathan Lam is senior vice president of asset-backed securities (ABS) ratings and research for Morningstar Credit Ratings, LLC. He is involved in the ratings and the development of models for esoteric ABS and collateralized loan obligation (CLO) transactions.   Before joining Morningstar, Lam was senior director in the commercial ABS at another rating agency where he focused on aircraft securitization, commercial marketplace lending, venture capital loan pools, and esoteric ABS. Previously, Lam held roles at Gleacher & Company and RangeMark Investment Management Inc. Jonathan started his career in Standard & Poor’s structured finance group rating derivative product compa ... (view full description)

Barry Lane

Investcorp Credit Management

Barry is a Director with responsibility for European CLO issuance and working on strategic growth projects of the business. During his time with 3i Debt Management, the predecessor to Investcorp Credit Management ("ICM"), Barry was involved in a number of strategic transactions, including the establishment of 3i Debt Management in 2011 through the acquisition of Mizuho Investment Management and the transaction to establish 3i Debt Management US. He has worked on the issuance of each of ICM’s nine European 2.0 CLOs and led the fund structuring of ICM’s European Middle Market Fund. He is a committee member of the BVCA Alternative Lending Group. Barry studied Economics a ... (view full description)

Matthew Layton

Pearl Diver Capital

Matthew joined Pearl Diver Capital in 2009 and has 12-years of buy side credit experience in structured credit, leveraged finance and high yield. Matthew heads the credit division of Pearl Diver Capital and is a member of the senior investment committee.  Matthew  previously worked as a credit analyst for Alcentra where he was responsible for a portfolio of investments totalling €1.5bn in value.  Matthew specialised in sectors that included Publishing/Media/Leisure/Gaming/Restaurant/Waste Management and worked with the special situations distressed team.  Matthew has a Bsc in Economics from University of Wales, Swansea UK.

Sonya Lee

Ares Management

Ms. Lee is a Managing Director and Head of Product Management and Investor Relations, Structured Credit, in the Ares Investor Relations Group. Prior to joining Ares in 2012, Ms. Lee was a Director in the Credit Structuring Group at Barclays Capital, where she focused on leading the U.S. CLO origination business and had primary responsibility for originating and marketing structured credit products. Previously, Ms. Lee was a Vice President at Lehman Brothers, where she focused on structuring and syndicating CDOs backed by a variety of corporate credit and ABS. In addition, Ms. Lee was an Analyst in the CDO Banking Group at Lehman Brothers. Ms. Lee holds a B.S., magna cum laude, from the Unive ... (view full description)

Taryn Leonard

Managing Director

Taryn Leonard is a member of Barings’ Structured Credit Investment Group. She is responsible for portfolio management, CLO modeling and structural analysis, collateral manager evaluation and monitoring of CLO investments. Taryn has worked in the industry since 1997 and her experience has encompassed investment, structuring and distribution roles across structured credit. Prior to joining the firm in 2007, she served as a portfolio manager at Axon Financial, and held various positions at FGIC and JP Morgan. Taryn holds a B.A. from Barnard College and an M.B.A. from Columbia Business School.

Paul Livanos

Managing Director
Virtus from FIS

As Head of US Sales at Virtus Partners I am keenly focused on fostering a culture of client focus and growth to deliver world-class products and services to buy-side and sell-side firms active in the credit markets. I manage a team of seasoned sales professionals to lead the firm’s sales and business development efforts across six business lines: Front Office Credit Platform, Managed Services/Middle Office, Structured Products, Fund Services, Loan Agency and Virtus Trade Settlement.Virtus is a high-powered and technology focused organization. I work closely with the firm's managing partners to execute our vision of providing an integrated suite of services for ... (view full description)

Eugene Ludwig

Founder and Chief Executive Officer
Promontory Financial Group

Gene, the Founder and Chief Executive Officer of Promontory Financial Group, is a trusted adviser to many of the world's leading financial companies. He is widely recognized as a farsighted thinker on the most pressing issues confronting financial services. As a former federal regulator and banker, Gene is thoroughly attuned to the issues involved in revamping the regulatory framework to withstand future shocks. Under his leadership, Promontory has become synonymous with excellence in compliance and risk management, and is renowned for its ability to help financial companies resolve their most pressing challenges. Before founding Promontory, Gene was Vice Chairman and ... (view full description)

Sanjeev Magoon


Thomas Majewski

Managing Partner & Founder
Eagle Point Credit Management

Tom is the Managing Partner and founder of Eagle Point Credit Management. Tom has been involved in the formation and/or monetization of nearly 100 CLO transactions across multiple market cycles. Tom led the creation of some of the earliest refinancing CLOs, pioneering techniques which are now commonplace in the market. He has spent his entire career in the structured finance and credit markets. Tom serves as the Chief Executive Officer of Eagle Point Credit Company (NYSE: ECC) and Chairman and Chief Executive Officer of Eagle Point Income Company (NYSE: EIC).  Tom is also a director of Marble Point Loan Financing Ltd. (LSE: MPLF).   Prior to founding Eagle Point with ... (view full description)

Scott McKay

Portfolio Manager
Wellfleet Credit Partners

Mr. McKay joined Littlejohn as a portfolio manager in 2015 to start the performing credit business. Prior to Littlejohn Mr. McKay was a founding member and portfolio manager at Redan Park Asset Management and Doral Leveraged Asset Management where he was responsible for identifying, analyzing, managing, and trading approximately $1.5 billion of performing loan assets across three 2.0 CLOs and one total return vehicle. Previously he was at Rothschild’s New York restructuring group. Prior to Rothschild, Mr. McKay was in the leveraged finance group at Bear, Stearns, & Co. Prior to starting his investment banking career, Mr. McKay was a Captain in the U.S. Air Force where he specialized in t ... (view full description)

Dushyant Mehra

Co-Chief Investment Officer & Portfolio Manager
Hildene Capital Management

Dushyant Mehra is Co-Chief Investment Officer and Portfolio Manager at Hildene Capital Management, where he co-manages various vehicles that invest in structured credit securities including TruPS CDOs, CLOs, ABS CDOs, RMBS, esoteric ABS and single name financials. Prior to joining Hildene in April 2016, Mr. Mehra was a Portfolio Manager for structured products (CLOs/RMBS/ABS) at Pine River Capital Management. Mr. Mehra also has worked at Hudson Advisors (asset management arm for Lone Star Funds) trading RMBS and ABS CDOs, and at Bank of America in the CDO Structuring Group, where he began his career building the quantitative framework behind Bank of America’s synthetic ABS CDO structur ... (view full description)

Michael Mullins

Co-Chair, Finance and Debt Capital Markets
Winston & Strawn LLP

Michael Mullins is a partner in Winston & Strawn's corporate department and has a broad-ranging corporate finance practice, focusing primarily on commercial financings, debt capital markets, and structured products.Mr. Mullins represents finance companies, banks, and investment funds in connection with a wide range of financing transactions, including secured and unsecured syndicated credit facilities, leveraged buyouts, and recapitalization transactions. He also regularly represents issuers, investment banks, collateral managers, investment funds, and institutional investors in structured finance and debt transactions at all levels of the capital structure, with particular empha ... (view full description)

Loris Nazarian

Executive Director
Morgan Stanley

Loris Nazarian is an Executive Director and the Head of CLO Structuring at Morgan Stanley.

Prior to joining Morgan Stanley’s Securitized Products Group in 2004, Mr. Nazarian had previous experience in Financial Markets at Royal Bank of Scotland in London and in M&A at Lazard in Paris.

Mr Nazarian received a MSc. in engineering from Ecole Centrale Paris with a major in Applied Mathematics and Finance.

Megan Neuburger

Managing Director
Fitch Ratings

Megan Neuburger is a director in the US public finance group at Fitch Ratings. She focuses on tax-supported ratings for local governments throughout the Eastern seaboard of the United States and also works on ratings for Native American tribal financings. In addition to working on tax-supported credits, she has experience in credit analysis in water and sewer, and other revenue supported areas. Megan frequently speaks before government finance organizations and has written extensively on credit rating criteria. Prior to joining Fitch in 2003, Megan worked at the Environmental Finance Center of Syracuse University where she assisted local governments in upstate New York in developing regional ... (view full description)

Travis Norton

Policy Advisor and Counsel
Brownstein Hyatt Farber Schreck

Travis Norton draws on a wealth of private- and public-sector legal and policy experience in his government relations practice, providing clients with both broad strategic advice and in-depth legal and regulatory analysis. Having served as general counsel to the House Financial Services Committee and as staff director of a Senate Banking Committee subcommittee, Travis focuses much of his practice on financial services regulation, offering counsel on the Consumer Financial Protection Bureau, SEC regulation, FinTech, housing finance, financial institution regulation and insurance policy. He also draws on his experience as general counsel to the House Judiciary Committee to offer clients advice ... (view full description)

Walter Owens

Chief Executive Officer
Varagon Capital Partners

Walter Owens is the Chief Executive Officer of Varagon Capital Partners (“Varagon”).  Varagon is a direct lender that offers a broad suite of competitive, reliable financing solutions to middle market companies.  Varagon has nearly $4 billion of capital available for investment and, as of December 31, 2016, had approximately $2.6 billion of assets under management.  Varagon lends across the capital structure through relationships with financial sponsors and borrowers.  Varagon’s investments are funded by commitments from investors seeking exposure to quality, directly-originated middle market loans. Walter is an experienced corporate finance executive with a history of leading su ... (view full description)

Saffet Ozbalci

Managing Director

Saffet Ozbalci, CFA, Managing Director, is Co-head of the US CLO tranche investing business within Global Fixed Income and a member of Securitized Asset Investment Team. Mr. Ozbalci is a senior CLO trader and Portfolio Manager. Mr. Ozbalci is also responsible for investing in CLOs for a number of BlackRock managed funds   Prior to joining BlackRock in 2012, he was with BNP Paribas, most recently as head of CLO trading. Prior to this role, Mr. Ozbalci was a Portfolio Manager at Barclays Global Investors (BGI), where he was responsible for the trading of securitized credit assets and management of short-duration fixed income portfolios. In his previous role, Mr. Ozbalci was an ABS ... (view full description)

Steven Paget

Managing Director
Angelo, Gordon & Co.

Steven Paget joined Angelo Gordon in 2018 and is a Managing Director and portfolio manager in the firm’s European performing credit business. Prior to joining the firm, Steven was a portfolio manager in the European Leveraged Finance Team at PGIM Fixed Income where he managed high yield bonds and bank loans across European and Global mandates, with specific responsibility for managing the European Dryden Collateralised Loan Obligation (CLO) platform. Previously, he worked as an Associate on the European CLO and Loan TRS team at Bank of America Merrill Lynch. Steven received a First Class BSc (Honours) in Mathematics from The University of Manchester Institute of Science and T ... (view full description)

Sonal Patel

Managing Director
BNY Mellon

Sonal Patel is currently the US and Americas Business Development Group Head for Corporate Trust.  She works with collateral managers, hedge funds, private equity firms, investment banks, corporations, and law firms to develop a portfolio of Corporate Trust services. She focuses in the areas of structured finance, loan and debt solutions. She is a key thought leader within BNY Mellon with a strong view on evolving client and market needs. She also serves on BNY Mellon’s WIN Executive Committee, an employee resource group that promotes women’s career development.   Ms. Patel joined BNY Mellon in 2000 and has since held numerous key business development roles In Corporate Trust. He ... (view full description)

Justin Pauley

Head of CLO Capital Markets
Brigade Capital Management

Mr. Pauley is a Partner and the Head of CLO Capital Markets. Prior to joining Brigade in 2012, Mr. Pauley led RBS’s CDO/CLO strategy platform. As a CLO strategist, Mr. Pauley focused on relative value, structural characteristics and collateral quality. In that capacity, Mr. Pauley published monthly reports on the CLO sector and provided the trading desk with analysis and information systems. Additionally, Mr. Pauley worked for Wells Fargo Securities and held various positions that included CDO Research Analyst. Mr. Pauley is the author of Unlocking Financial Data (O’Reilly Media, 2017). Mr. Pauley received a BS in Computer Science from Winthrop University.

Matt Perkal

Senior Analyst
Brigade Capital Management, LLC

Mr. Perkal is a Senior Analyst, covering the gaming, retail and restaurant sectors. Prior to joining Brigade, Mr. Perkal worked at Deutsche Bank as an Analyst in the Leveraged Finance Group. In that capacity, Mr. Perkal also spent time on the Leveraged Debt Capital Markets Desk, selling both bank and bond deals. Mr. Perkal received a BS in Economics with a concentration in Finance and Accounting from the University of Pennsylvania’s Wharton School. 

Dan Picciotto

Senior Director, Analytical Manager
S&P Global Ratings

Dan Picciotto is a Senior Director and Analytical Manager at S&P Global Ratings. Dan manages the Retail and REIT analytical team in Corporate Ratings which has coverage of well over 200 companies. He is based in New York and joined S&P Global in 2006.   Dan’s previous role was as Sector Lead in the Capital Goods group where his responsibilities included high-profile analytics, coordinating thought leadership and market engagement, and supporting the development of analytic staff and processes. Dan’s primary analytic responsibilities have included diversified industrial companies in the capital goods such as General Electric, Caterpillar, and Honeywell as well as the domes ... (view full description)

Patrick Pinschmidt

Former Treasury Department Official & Executive Director
Financial Stability Oversight Council

Patrick Pinschmidt served in the Obama Administration as the Deputy Assistant Secretary for the Financial Stability Oversight Council (Council) at the U.S. Department of Treasury.  Pinschmidt served as the first Executive Director of the Council and the Chairperson of the Council’s Deputies Committee.  In this capacity, he was responsible for coordinating and managing the Council’s activities spanning 15 agencies across the U.S. financial regulatory system, including the Federal Reserve Board, CFTC, and SEC. Key efforts during his tenure included the evaluation of nonbanks and financial market utilities as systemically important institutions, an analysis of potential risks associ ... (view full description)

Mak Pitke

Credit Suisse USA LLC

Mak Pitke is a Director in the Credit Suisse New Issue CLO team. Mak has over 11 years of experience in structured credit.  Prior to joining Credit Suisse in 2012, he worked in the Global Markets Structuring team at Deutsche Bank where he worked on the structuring and placement of multiple balance sheet and leveraged-loan. Prior to that, he worked on a team managing a portfolio of distressed structured credit assets in the Structured Credit group at the Canadian Imperial Bank of Commerce.  Before CIBC, he worked on the new-issue CLO team at BNP Paribas. Mak’s experience includes a stint at Moody’s Investors Service where he rated new-issue CLOs.  Mak has a Masters in ... (view full description)

Jason Powers

Managing Director
Wells Fargo

Mr. Powers is Co-Head of Origination and Capital Markets at Wells Fargo Securities responsible for providing warehouse financing and term financing to broadly syndicated loan managers, middle market originators/lenders, and small business lenders, as well as issuance of Collateralized Loan Obligations ("CLOs"). Jason joined Wachovia in 2003 and has 17 years of experience in the high yield and securitization markets. Prior to joining Wachovia, Jason worked in the High Yield Special Products team at Banc of America Securities. Jason holds a BA in Economics from the University of South Carolina.

David Preston

Head of Structured Credit Research
AGL Credit

David Preston, CFA, is the head of Structured Credit Research at AGL Credit, and has almost 20 years of experience in securitization and structured credit.   Prior to joining AGL, Preston was head of ABS & CLO research at Wells Fargo Securities, leading a client facing research group covering U.S. and European CLOs, Middle Market CLOs, and Asset Backed Securities (ABS). The Wells Fargo CLO Research team was ranked #1 in Institutional Investor’s All-America Fixed-Income Research survey in every year from 2013 to 2020.   Wells Fargo CLO research was also ranked #1 Most Helpful CLO Team in every year from 2015 to 2020 by Greenwich Associates Fixed Income Invest ... (view full description)

Jeff Prince

Managing Director

Jeffrey Prince is a member of Barings’ Structured Credit Investment Group. He is responsible for CLO security analysis, and selection and CLO portfolio strategy and management. Jeffrey has worked in the industry since 2000. Prior to joining the firm in 2006, he was a senior CDO strategist at Citigroup. Prior to that, he was a CDO research analyst and CDO banker at Wachovia Securities. Jeffrey holds a B.S. in Mechanical Engineering, M.S.’s in Financial Engineering, Computer Engineering and Mechanical Engineering from the University of Michigan, and is a member of the CFA Institute.

Jake Pruner

Vice President
Morgan Stanley

Jake is an Associate at Morgan Stanley in the Securitized Products Group. He currently trades CLOs and has traded home equity ABS, non-agency MBS, ABS CDOs, TruPS CDOs and other structured products. He holds a B.A. in Economics from Dartmouth College where he graduated with honors

Michael Quick

Senior Manager
Deloitte & Touche LLP

Michael is a Senior Manager in Deloitte’s Advisory practice, with over a decade of experience working in the financial services industry, particularly with securitized products such as collateralized loan obligations (CLOs).  He provides services across the entire life cycle of a CLO including: warehouse compliance, closing date cash flow structuring, effective date due diligence, and payment date distribution verification and collateral quality testing.   He has also provided valuation support and has experience with learning & development.  Michael is a member of the CAIA association and holds a BS from Rutgers University and an MBA with a concentration in Finance from Pace University.

Kamal Ramnani

Vice President
Goldman Sachs

Kamal has been trading CLOs since 2009, prior experience includes trading CLOs/ABS at Citadel, KGS Alpha Capital Markets.

He started his career at ICP Capital in structuring and modeling CDOs/CLOs.

He graduated from Columbia University in financial mathematics in 2007

Debbie Rappoport Bigman


Debra has over 17 years of experience in financial services, specializing in the securitization market. She regularly evaluates structured products for issuers and investors, involving a variety of asset types including Collateralized Debt Obligations and Mortgage Backed Securities. Debra provides a range of services, such as accounting, tax and quantitative analyses for domestic and cross-border securitization transactions. Her experiences include: • Structural analysis of Collateralized Debt Obligations, including commercial real estate, structured product and loan transactions; • Primary Beneficiary analysis under FIN 46; • Impact of FAS 140, FAS 133, EITF 99-20 and othe ... (view full description)

Algis Remeza

Associate Managing Director
Moody's Investors Service

Algis Remeza is a Senior Vice President and a manager in the CLO team with Moody's Investors Service. He is involved in rating CLOs and is the managing editor for Moody’s CLO Interest newsletter. His responsibilities also include rating other structured credit transactions. Prior to joining Moody’s, he was a Senior Consultant at one of Mercer’s financial advisory consulting groups. His clients were financial institutions such as major investment banks, reinsurance and insurance companies, energy and commodities trading firms, quasi-government agencies, and numerous other Fortune 500 firms. His other experiences include working for Credit Suisse First Boston. He earne ... (view full description)

Helen Remeza

PineBridge Investment

Helen is a managing director at Fosun International's NY office. Her current focus is on managing insurance company assets. She also led rating management and are involved in business development, cross border M&A pre and post acquisition management at Fosun. She gained extensive insurance, rating agency, investment banking and asset management experience at AIG, CSFB, JPM and Moody's prior to joining Fosun.

Stanford Renas

Katten Muchin Rosenman LLP

Stanford A. Renas has extensive experience in the securitization of financial and hard assets in both domestic and cross-border transactions. He handles structured energy, commodity and carbon-related transactions including project finance, structured acquisition finance and accounting, tax and bankruptcy-driven transactions, as well as cash-flow and market-value collateralized loan obligations, credit-linked notes and structured derivatives trades.Stans clients and colleagues say he has a particularly good feel of underlying commercial issues; he is also a very good problem solver and his expertise in complex transactions adds great value (Legal 500).In recent years, Stan has devoted a sign ... (view full description)

Cara Roche

Managing Director
ZAIS Group

Ms. Roche serves as a Portfolio Manager and Managing Director at ZAIS and is responsible for securitized corporate credit.  Since joining ZAIS, Ms. Roche has had significant involvement in the investment analysis of corporate backed CDO tranches, credit derivatives and synthetic securitizations and the management of the funds holding these securities.  She also contributed to the development of analytical systems and the group’s quantitative modeling capabilities.  Before joining ZAIS in September of 2004, Ms. Roche attended New York University and Trinity College Dublin.  She received a B.S. in Chemistry from NYU in 2004 and an M.A. in Mathematics of Finance from Col ... (view full description)

Amit Roy

Head, US CLO New Issue
Goldman Sachs

Amit Roy is a Managing Director in the Investment Banking division at Goldman Sachs and heads the US CLO New Issue business for the firm. He joined Goldman Sachs in 2001 and has been directly involved in structuring and placing over $50bn of securities backed by bank loans, high yield bonds, investment grade securities, private placements and emerging market securities.

Amit holds an MBA, with honors, from the Wharton School of Business at the University of Pennsylvania and S.B. degrees in Economics and Computer Science from the Massachusetts Institute of Technology.

Peter Sallerson

Senior Director
Moody's Analytics

Mr. Sallerson focuses on the CLO market at Moody’s Analytics via the further development of the Structured Finance Portal and related research.  Mr. Sallerson began his finance career in the Corporate Finance Department at Nomura Securities where he executed numerous debt, equity and derivative transactions as well as a variety of domestic and international structured financings.  At Bear Stearns for 14 years, Mr. Sallerson structured transactions for a variety of collateral types with an emphasis beginning in 1995 on CLOs and CSOs.  He was a founding member of the CLO group at Bear.  Subsequent to Bear, he ran Mitsubishi UFJ Securities (USA)’s CLO effort and advising its parent (BTMU) on it ... (view full description)

Chris Saltaformaggio

Senior Director
New York Life Investors

Mr. Saltaformaggio is a Senior Director in the Structured Products Group at NYL Investors and is responsible for CLO tranche investing across multiple strategies. He also has experience investing in Asset Backed Securities as well as Short Term Interest Rate Securities. Mr. Saltaformaggio joined New York Life Investments in 2004 as an Assistant Trader and Portfolio Analyst in the High Yield Group until 2011. Prior to joining New York Life Investments, Mr. Saltaformaggio was an Associate at New York Life Insurance Company in the Variable Annuity business. Mr. Saltaformaggio received a B.A. in Economics from Seton Hall University and an M.B.A from Fordham University.

Mark Sanofsky

Managing Director
CIFC Asset Management

Prior to joining CIFC, Mr. Sanofsky was a Vice President at RBS Securities Inc. where he was responsible for financing, structuring and distributing new issue U.S. CLO transactions and leveraged loan warehouse facilities.  Prior to joining RBS Securities Inc., Mr. Sanofsky was an attorney at Dechert LLP where he advised financial institutions, asset managers, hedge funds and institutional investors in a variety of structured finance transactions, which included broadly syndicated and middle-market CLOs, as well as rated and unrated leveraged loan warehouse facilities.  Mr. Sanofsky holds a B.S. in Finance from Brigham Young University and a J.D. from the University of Pittsburgh School of La ... (view full description)

Randy Schwimmer

Senior Managing Director
Churchill Asset Management

Randy Schwimmer is Senior Managing Director and Head of Origination and Capital Markets at Churchill Asset Management LLC. Affiliated with TIAA, Churchill invests in senior debt in middle market companies.   Mr. Schwimmer is also editor/publisher of “The Lead Left,” a weekly newsletter reviewing deals and trends in the capital markets. This well‑regarded and widely distributed publication has a unique focus on the mid‑market space and is read by many influential industry participants.   Mr. Schwimmer is widely credited with developing loan syndications for middle market companies. He has been a member of senior management and investment committees for two of the premi ... (view full description)

Serhan Secmen

Napier Park Global Capital

Serhan Secmen is head of the CLO business at Napier Park Global Capital (“Napier Park”). Mr. Secmen oversees the CLO issuance as well as CLO investments in structured credit instruments. Napier Park separated from Citigroup’s alternative investment arm, Citi Capital Advisors (“CCA”), in February 2013. Prior to joining CCA in August 2008, Serhan was a CLO trader at Lehman Brothers. Prior to his post at Lehman Brothers, he spent several years in Texas as a project manager focusing on special project financing. Since 2006, Serhan has also been involved in various industry forums and networks, including the investor roundtables for Moody's, S&P, and Fitch Ratings. He freque ... (view full description)

Edmond Seferi

Morgan, Lewis & Bockius LLP

Edmond (Eddie) Seferi focuses his practice on structured finance and securitization, with an emphasis on collateralized loan and debt obligation transactions, including cash-flow and synthetic transactions; asset-backed securities, including mutual fund fee receivables, life settlement receivables, and trade receivables; derivatives; and other structured financial products.

From 1992 to 1994, Eddie served as chief of staff to the president of Albania. He was a James Kent Scholar at Columbia Law School.

Ashish Shah

Managing Director
Madison Capital Funding

Mr. Shah is Head of the Investment Management Group and is responsible for Madison’s third Party Asset Management business including CLOs and private funds. He previously ran one of Madison Capital’s underwriting teams, focusing on structuring, underwriting, negotiating and closing both Madison-led and participation leveraged finance transactions.   Prior to joining the firm in 2014, he worked in various underwriting, portfolio management,and relationship management roles at Fifth Third Bank, Maranon Capital, LP and CapitalSource Finance.   Prior to CapitalSource, he was an analyst at Houlihan Lokey. Mr.Shah earned a BS in Finance from the Uni ... (view full description)

Jonathan Sloan

Houlihan Lokey

Mr. Sloan is a member of Houlihan Lokey’s Portfolio Valuation & Fund Advisory Services practice. He has more than 20 years of experience in the field of asset securitization, focusing on a variety of structured products, including all types of collateralized debt obligations, derivatives, mortgage-backed securities, and other asset-backed securities. Mr. Sloan specializes in providing valuations of illiquid securities for financial reporting, transaction advisory, restructuring alternatives, and litigation support. He has experience in finance and securitization with a range of businesses, including insurance, investment banking, Big Four accounting, and hedge funds. Before j ... (view full description)

Daniel Slotkin

Head of the CLO Management Business
Napier Park Global Capital

Daniel Slotkin is the head of the CLO management business at Napier Park Global Capital (“Napier Park”) and is a Founding Partner and Management Committee Member of Napier Park.  Napier Park separated from Citigroup’s alternative investment arm, Citi Capital Advisors, in February 2013. Daniel Slotkin joined Citi in 1991 and prior to joining CCA’s Leveraged Loan Investments team in 1998, Daniel worked in the Airlines Asset Distribution Department, Capital Markets Origination, Leveraged Loan Structuring and in the Relationship Management areas of Citi’s corporate bank. During his tenure in Leveraged Loan Investments, Daniel has led bank loan trading, portfolio strategy, loan workouts and also ... (view full description)

Dan Spinner

Portfolio Manager
Eagle Point Credit Management

With over $1.1 billion in AUM (including committed capital), Eagle Point is a specialist asset manager focused on investments in CLO debt and equity securities, offering investors a professionally managed and diversified exposure to the asset class. Eagle Point’s flagship funds pursue a differentiated strategy focused on proactively sourcing majority investments in CLO equity tranches. Eagle Point claims compliance with the Global Investment Performance Standards (GIPS®).   Mr. Spinner is primarily responsible for CLO collateral manager evaluation and due diligence as well as for monitoring investments. Mr. Spinner is an alternative asset management industry spe ... (view full description)

Paul St. Lawrence

Cleary Gottlieb Steen & Hamilton LLP

Paul St. Lawrence is a partner in the Washington, D.C. office of Cleary Gottlieb. His practice focuses on structured finance and securitization, asset-based finance and derivative products, and related regulatory advice. He has extensive experience representing both the sell-side and buy-side in collateralized loan obligation transactions, esoteric securitizations, derivative-based financings and transactions utilizing other complex financial instruments. Paul recently advised Verizon in its first cell phone securitization transactions, establishing a multi-billion dollar cross-border facility to sell cell-phone receivables to ABCP conduits. He was deal counsel on a series of securitiz ... (view full description)

James Stehli

Managing Director, Head of CLOs
Mizuho Americas

Jim Stehli is Head of the CLO Group at Mizuho Securities USA. Jim is also Head of Securitized Products Trading overseeing MBS, RMBS, ACMBS, ABS and CLO trading. Mr. Stehli joined Mizuho in 2014 after more than three years as a Partner & Managing Director at CRT Capital, where he oversaw the firm’s CDO/CLO trading. From 2009 to 2010, Jim was a Founding & Managing Partner at Sirona Advisors. Prior to that, he served as Global Head of the CDO/CLO business at UBS from 2005 through 2007, after having run the bank’s ABS CDO group since 2001. Jim has also held roles as a member of the UBS Investment Bank Board and as Vice Chairman of the Bond Market Association’s CDO ... (view full description)

Craig Stein

Schulte Roth & Zabel

Craig Stein is a partner with Schulte Roth & Zabel, where he is co-head of the Structured Finance & Derivatives Group. His practice focuses on structured finance and asset-backed transactions, swaps and other derivative products, including credit- and fund-linked derivatives, prime brokerage and customer trading agreements. He represents issuers, underwriters, collateral managers and portfolio purchasers in public and private structured financings, including collateralized loan obligations (CLOs). Craig has been recognized in this area by the prestigious legal directory Chambers USA: America’s Leading Lawyers for Business, which noted that satisfied clients praised him for h ... (view full description)

Kevin Sunday

Managing Director
Wells Fargo

Mr. Sunday is responsible for providing originating, structuring and distributing collateralized loan obligations on behalf of both broadly syndicated and middle market loan managers. Mr. Sunday also has responsibility for originating, underwriting and syndicating structured credit facilities for this client base as well. Prior to Wells Fargo in 2003, Mr. Sunday worked as an associate for Prudential Investment Management, Inc.

Mr. Sunday graduated from the University of Delaware with a BS in Finance and holds an MBA from Georgetown University.

Sagi Tamir

Mayer Brown LLP

Sagi Tamir is a partner in Mayer Brown’s New York office and a member of the Banking & Finance practice, Structured Finance and CDOs & CLOs groups.  Mr. Tamir concentrates his practice in the areas of structured finance and derivatives. Mr. Tamir is experienced in representing asset managers, initial purchasers, placement agents and issuers in a variety of securitization and other structured finance transactions.  He has represented clients in numerous cash and synthetic collateralized bond, loan, fund and debt obligations transactions.  Mr. Tamir also has extensive experience in workouts of CDO and CLO transactions.  In the derivatives area, Mr. Tamir is working with credit default ... (view full description)

Edward Tang

Managing Director
Bank of America Merrill Lynch

Ed Tang is a Director and senior member of the CLO Structuring Team at Bank of America Merrill Lynch. Prior to BAML, Ed spent approximately 10 years at Citigroup in a variety of credit structuring roles, including US CLOs (cash flow and derivatives structures) and, more recently in London, covering European Loan TRS financing, Euro CLOs and bank regulatory capital transactions.

Ed began his career in the structured finance group at Lehman Brothers and holds a B.S. degree in Electrical Engineering from Johns Hopkins University.

John Timperio

Dechert LLP

John Timperio is a Dechert partner and co-head of the Dechert Global CLO team, which has not only been ranked one of the most active in the CLO since the market restarted but also one of the most distinguished in terms of industry awards for best CLO law firm. Mr. Timperio has over 25 years of experience working with some of the world’s largest asset managers and investment banks on various types of structured finance solutions, including CLOs and structured loan facilities. He is also actively involved in creating various permanent capital solutions for various of the firm’s 45 plus asset manager clients who currently manage CLOs, including US and EU risk retention compliant ... (view full description)

Ramon Torres

Senior Vice President/Manager
Moody's Investors Service

Ramon is a manager in Moody's U.S. Structured Credit Surveillance team with responsibility for CLO credit ratings, research, and methodology. Ramon joined Moody’s U.S. Structured Finance group in 1999 and has made substantial contributions to Moody’s CLO ratings and methodology research. Prior to joining Moody’s Ramon worked for a Philippine universal bank as well as at Citicorp. Ramon received his MBA degree from Northwestern University’s J.L. Kellogg Graduate School of Management. He also holds a Bachelor of Science degree in mathematics, major in computer science, from Ateneo de Manila University.

Ed Trampolsky

Portfolio Manager
Marathon Asset Management

Mr. Trampolsky is Portfolio Manager at Marathon Asset Management responsible for investing in CLO tranches across variety of firm’s products and platforms. Mr. Trampolsky has been involved in structured credit and CLOs in various capacities since 2006. Prior to joining Marathon, Mr. Trampolsky worked at CIFC where was responsible for oversight of firm’s legacy CLO and ABS CDO portfolios. On sell side, Mr. Trampolsky spent six years, most recently as a Director at Citi, where he was a part of Structured Credit Research team. Outside of finance Mr. Trampolsky led a team of software engineers to develop various critical apps and products. Mr. Trampolsky holds an MBA in Finance from ... (view full description)

Amir Vardi

Managing Director, Head Structured Credit
Credit Suisse Asset Management

Mr. Vardi is a Managing Director of CSAM, based in New York. Mr. Vardi is a Portfolio Manager for CIG,responsible for analyzing, trading, and managing structured products. In addition, Mr. Vardi runs the new issue CLO formation efforts for CIG. Mr. Vardi began his career in leveraged finance research – portfolio strategy at Credit Suisse First Boston. Subsequent to his work in that group, Mr. Vardi was a founding member of the Leveraged Finance Strategy and Portfolio Products team at Credit Suisse. Mr. Vardi received his BS and BA from the Wharton School of the University of Pennsylvania where he graduated summa cum laude from a dual-degree program

Robert Villani

Clifford Chance US LLP

Robert Villani has extensive experience in structured capital markets with an emphasis on structured credit vehicles such as collateralized loan obligation (CLO) and collateralized debt obligation (CDO) transactions. He has also been involved in traditional and novel asset-backed and mortgaged-backed offerings as well in offerings of both traditional and novel structured credit products, investment funds and other financial instruments.


Maggie Wang

Managing Director, Global Head of Structured Products Strategy

Maggie Wang is a Managing Director and Global Head of Structured Products Strategy at Citigroup. Maggie has been covering the CLO market since 2007 and headed US CLO & CDO research at JP. Morgan before joining Citi in 2014.  Maggie advises over 600 global institutional clients, from Banks, Insurers, Hedge Funds, Private Equity to Family offices. She publishes research on structured credit market, cross-asset relative value, trades ideas and CLO manager evaluations. Maggie and her team have been ranking among top 3 in the All-America Institutional Investor Fixed Income Research Survey since 2007. Currently Maggie and her team rank #2 in the All-American Institutional Investor Survey’s CLO ... (view full description)

Neil Weidner

Cadwalader, Wickersham & Taft LLP

Neil Weidner’s practice is concentrated in the areas of securitization, structured finance, and derivative financial products. Neil represents underwriters, issuers, institutional investors, collateral managers, and sponsors in a wide range of matters involving the securitization or re-packaging of traditional and non-traditional assets. Neil has extensive experience using cash flow, market value, and hybrid structures, and is recognized as a leading practitioner in the CLO 2.0 market.In addition, Neil represents issuers, sponsors, derivatives dealers, and end users in a broad range of matters, including structured swaps, total return instruments, ... (view full description)

Edwin Wilches

Portfolio Manager
PGIM Fixed Income

Edwin Wilches, CFA, is a Principal and Portfolio Manager for PGIM Fixed Income's U.S. Bank Loan and Structured Products Teams.  Mr. Wilches is responsible for managing and trading the Firm's investments in CLO tranches, supporting the Dryden CLO platform's business development and investor relations efforts, and analyzing off-the-run alternative fixed income opportunities. Prior to assuming his current responsibilities, Mr. Wilches was a member of PGIM Fixed Income’s CDO analyst team. Earlier, he was a member of PGIM Fixed Income's Business and Product Support Team, where he led the launch process for new institutional client accounts an ... (view full description)

Steve Wilkinson

Senior Director
S&P Global Ratings

Steve Wilkinson is a Senior Director with S&P Global Ratings in the Corporate Ratings group. As a senior member of the Leveraged Finance and Recovery Team, Steve is involved with recovery research and criteria development as well as analyzing recovery prospects for debt issued by speculative grade companies.   Before joining the recovery analytics group in 2005, Steve was a credit analyst in Standard & Poor’s Ratings Services Media and Entertainment team with primary analytical responsibility for a diverse list of media companies including movie exhibitors, English and Spanish language broadcasting companies, business-to-business media firms, and leisure companies. ... (view full description)

Oliver Wriedt

Strategic Advisor
SCIO Captial

Mr. Wriedt joined DFG in 2019 as Chief Executive Officer. He is responsible for overseeing business strategy and day-to-day management of the firm, driving product development, and leading fundraising efforts. He has twenty-five years of experience in lending, structuring, portfolio management and business development. Prior to joining the firm, Mr. Wriedt spent 6 years at CIFC Asset Management, where he most recently served as Co-Chief Executive Officer. During his tenure at CIFC, he helped grow assets under management to $18 billion and diversify product offerings to include a range of alternative credit strategies. Prior to joining CIFC, Mr. Wriedt served as a Managing Directo ... (view full description)

Ed Wu

Managing Director
Bastion Management

Ed serves as Managing Director at Bastion Management, with transaction origination and execution, strategic initiatives and Investment Committee responsibilities. Bastion is backed by several prominent single family offices and manages private credit funds (generally investing $10M - $40M per transaction), focused on the specialty finance sector.  The firm has demonstrated a consistent track record of attractive risk-adjusted returns for its investors through market cycles.  The funds serve our borrowing partners extremely well with flexible capital, deep industry expertise, structural creativity and a high degree of certainty of closing. Previously, Ed managed debt a ... (view full description)

John Wu

Managing Director & Head of Structured Capital Markets
Seix Advisors

John is the Head of Structured Capital Markets for Seix Investment Management. In that capacity, he is responsible for all CLO issuance and investments at Seix.  Prior to joining Seix in 2015, John was a Senior Portfolio Manager and Co-Head of Structured Products at CIFC Asset Management. John has also been the Head of CLO Banking at UBS and at Deutsche Bank, where he oversaw CLO structuring and origination. His career spans over 22 years, including stints at Goldman Sachs, China International Capital Corp and Sanford Bernstein, covering a wide range of capital markets and investment activities across equities and fixed income. John has an MBA from Massachusetts institute of Technology and a ... (view full description)

Robert Zable

Senior Managing Director

Rob Zable is a Senior Managing Director with GSO Capital Partners’ Customized Credit Strategies (“CCS”) group, and Senior Portfolio Manager for GSO’s U.S. CLOs, high yield separately managed accounts, and closed-end funds. He also sits on CCS’s U.S. Syndicated Credit Investment Committee and Global Structured Credit Investment Committee. Prior to joining GSO in 2007, Mr. Zable was a Vice President at FriedbergMilstein LLC, where he was responsible for credit opportunity investments and junior capital origination and execution.  Prior to that, Mr. Zable was a Principal with Abacus Advisors Group, a boutique restructuring and distressed investment firm. Mr. Zable began his career at JP Morgan ... (view full description)

Jerry van Koolbergen

Managing Director
DBRS Morningstar

Jerry van Koolbergen is the Managing Director responsible for Structured Credit at DBRS Morningstar. In this role, he oversees US and European teams rating CLOs, CLO warehouses, direct origination funds, leveraged loan funds, CFOs of private equity, SME CLOs, CLNs, ABCP, trade receivables, subscription loans, special projects and surveillance. He also is jointly responsible for middle market corporate ratings, oversees corporate credit estimates and new product development. Mr. van Koolbergen joined DBRS Morningstar in 2008.Prior to DBRS Morningstar, Mr. van Koolberge ... (view full description)
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Contact Information
1120 Avenue of the Americas, 6th Floor
New York, NY 10036 USA

Phone: +1 (212) 901-0506
(8:30 AM - 5:30 PM Eastern Time / Monday-Friday)


Event Contacts for 6th Annual Investors' Conference on CLOs and Leveraged Loans


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Information Management Network - Privacy Notice

Introduction - Who we are

Euromoney Institutional Investor PLC (“Euromoney”, “we”, “us” or “our”) is an international business-information group covering asset management, price discovery, data and market intelligence, and banking and finance. The group also runs an extensive portfolio of events for the telecoms, financial and commodities markets.

For a full list of our brands and group companies, please click on this link. Euromoney and its group companies are committed to respecting the privacy of every person who visits, registers with or subscribes to our websites, publications, events and other products or services.

Euromoney is the primary data controller of personal data collected through this website or that we may collect in different ways as described in this Privacy Notice. If you are contacted by our other group companies, they will also be controllers of your personal data. This means that they are responsible for how your personal data is used, just as we are. You may contact any of these companies directly, or you can contact Euromoney by emailing or writing to the Data Protection Officer at Euromoney Institutional Investor PLC, 8 Bouverie Street, London EC4Y 8AX, United Kingdom.

This Privacy Notice was updated on 23 May 2018

Our Approach to Your Privacy

This Privacy Notice outlines the information we may collect about you in relation to your use of our products and services (“personal data”). It also explains the legal rights that you have in relation to your data and how you may exercise these rights.

Some of our group companies may collect and use personal data for different purposes; those companies have their own websites and privacy notices.

We will process your data for the following lawful purposes: with your consent; to fulfil our obligations to you; and where there is a legitimate interest to do so.

When possible, we rely on your consent to use your data for the purposes described in this Privacy Notice. We also process personal data to fulfil our contractual obligations to you, for example, when you register for any of our services, subscribe to a publication, sign-up for an event or purchase a product from us, we will need to process some of your personal data. This will also include details of the person/people responsible for payment (if different).

We may determine that processing your personal data serves both of our legitimate interests. This is the case in relation to many of our research, customer survey, sales, marketing and advertising activities described in this Privacy Notice. These activities allow us to better understand your requirements, which in turn enables us to provide you with a better service. We review the bases for our processing decisions carefully and you can object to these activities at any time (see the “Your Rights” section of this Privacy Notice).

What Personal Data We Collect & Why

Our primary goal in collecting personal data from you is to give you a relevant customised experience of our products and services.

  • Registration, Free Trials & Subscriptions

    When you register with our website and/or sign up for a free trial of our products or services, we may ask you to provide your name, address, email address and telephone number, and details relevant to your occupation or employer.

    If you subscribe to one of our products or services, we will also ask for payment details. Credit/debit card payments are processed using a third party supplier and we do not retain the credit card data (see the Third Party Sites of this Privacy Notice). Address details may be shared with third party service providers engaged by us for order fulfilment, delivery and payment collection. This personal data is used by us to complete subscription requests.

  • Events & Conferences

    If you have registered for an event through a group website we may collect personal data including: name, job title, company, address, telephone number and email.

    This information is necessary so that we can complete your registration for the event and provide you with relevant event materials.

    We may also provide delegate details (e.g. name, email) to event sponsors who, subject to your consent, may contact you for their own advertising and marketing purposes.

  • Advertising & Marketing

    We use the personal data you provide us and which we collect from you to inform you about similar products and services which we provide. We may send you marketing communications that are sponsored by our partners and which are targeted to your interests based on information you have provided us such as job title, employer and/or industry. If you have consented to receive information from other Euromoney group companies, we may share your personal data with these companies so that they can fulfil your request to receive marketing materials in accordance with your preferences. We will not share your personal data with any third parties for their own marketing purposes unless you have provided your consent.

    Each of the Euromoney group companies that may contact you is a data controller in relation to the personal data that you have agreed to share with them. If you have any questions or concerns, you may contact the individual company, or us – using the contact details set out in the “Who We Are” section.

    You can opt out from receiving such materials at any time.

    The personal data we may use for advertising and marketing purposes includes your name, email address, job title, phone number, company name/employer, geo location, postal address and data collected using cookies and other similar technology (Please read our separate Cookies Policy to find out more about which cookies we use, how they work and how you can control your cookie options).

    Marketing materials are sent electronically, by post and we may occasionally call you.

  • Online Targeted Advertising

    We use targeted advertising on our websites to display advertisements that are relevant to what we believe are your interests. In order to deliver relevant advertisements, we use third parties to deliver cookies that collect information about your IP address and how you interact with our sites (e.g. browsing information, which articles you have read etc.). This data is used by the third parties to determine which advertisements may be of interest to you.

    We may also share your personal data with third parties to deliver targeted advertising to you on other websites (e.g. Twitter Tailored Audiences or Facebook Custom Audiences). This could include your email address, cookie data, and information obtained from third parties. Third party cookies may also be used to enable us to target advertisements to you on other websites that you visit.

  • Lead Generation and Scoring

    We occasionally use the services of trusted third parties in order to ensure that the personal data we use for advertising and marketing purposes is accurate and up-to-date. To do this, we transfer personal data of individual leads (such as name, email, job title, location and phone number) to these third parties who conduct research to verify the data – primarily against public information.

    We also use algorithmic software technology to help us improve the quality and relevance of marketing activities. The personal data analysed by the software includes email address, phone number, job title, address, purchase history and account information. This allows us to provide meaningful offers that are relevant to your specific profile.

  • Surveys, Market Research & Customer Feedback

    We want to understand the needs of our readers and customers. We may therefore use the information you provide us – including your name and contact details – to contact you to request your feedback, or to participate in our customer and market research.

  • Public forums, message boards and blogs

    Some of the pages on our group websites may include message boards, blogs or other facilities for generating content from users. Any information that is disclosed in these areas becomes public information and you should always be careful when deciding to post any personal data. User generated content is also subject to our site Terms & Conditions.

  • Business or Asset Sale

    If we sell a business or assets we may need to disclose your personal data to the prospective buyer of such business or assets.

    If Euromoney, or any of our group companies is sold or sells our assets or is acquired by a third party, then personal data about our customers will be acquired by that third party. A transfer of your personal data in these circumstances would be necessary so that the services you have contracted for can still be delivered, or so that you can continue to enjoy the benefits of our free products and services. You will receive notice if a new controller assumes responsibility for your personal data.

  • Additional Third Party Disclosures

    We may disclose your personal data to other third parties in the following situations:

    • To third party partners who help us by providing services such as technology, marketing, advisory or other services. These third parties only receive encrypted data and may only process personal data to provide those services to us.
    • Where we are required by law or regulation to do so. In each case we will seek, where practicable, to minimise the amount of data that is disclosed.
    • If required to protect the rights and interests of other users and/or Euromoney and its affiliates (including our employees, agents and contractors), or as otherwise set out in our Terms & Conditions. This may include exchanging information with other companies and organisations for the purposes of fraud protection.
  • Email Tracking

    We may include small pixel tags (small image files) within the emails we send you in order to determine whether our emails are opened and/or whether the hyperlinks inside our emails are clicked through. We may also collect browser, location and the device used to engage with our email communications. This information allows us to better understand whether we are meeting our users’ needs and how we can improve our communications. No other information is collected. You can opt out of receiving our direct marketing emails either by following the instructions in each email, or by contacting us (see the “Who We Are” section of this Privacy Notice).

International Transfers

Some of the Euromoney group companies are based outside the European Economic Area (EEA). If you have consented to being contacted by our group companies, then the transfer of your personal data will be made according to the terms of an international data sharing agreement that contains obligations approved by European data protection regulators. Any of our group companies that receive your personal data will be co-controllers of that data, which means they may determine how they process your personal data – although they may only use it for the purposes for which it was shared, unless you are informed of new or additional processing activities.

We may also transfer personal data to third party service providers as described in this Privacy Notice which are located outside the EEA. Where we conduct these transfers, we take all steps necessary to ensure that your data is treated securely and in accordance with applicable privacy legislation, either by only sending your personal data to jurisdictions that provide an adequate degree of legal protection for your data or by imposing approved contractual terms on these third parties.

Retention Periods

We have a data retention policy that ensures we don’t use or store your personal data for longer than necessary. We consider the following issues to determine retention periods:

  • Guidance from the UK Information Commissioner or other regulatory agency, or industry best practice recommendations;
  • The business rationale for collection and expiry of the purpose for which personal data was collected;
  • Our ongoing ability to ensure the accuracy of the data; and
  • Legal and regulatory requirements.

We may occasionally need to keep personal data for either shorter or longer periods than specified in our retention policy. In such circumstances, application of the retention period to the data will be temporarily suspended. The suspension of an applicable retention period will be carried out in a manner that respects the rights and interests of all persons concerned.

How You Can Set Your Data & Privacy Preferences

You can use our Preference Centre to select the topics that are of interest to you so that we can send you publications and information about our products and services that are especially relevant to you. You can also choose the channels we use to contact you (email, phone, post, etc.) and can also opt-out of receiving marketing communications.

Your Rights

You have certain rights in relation to your personal data which include the following:

  • Access & Portability

    You may request access to any personal data of yours for which Euromoney is responsible as controller. Unless there are legal or regulatory reasons for not doing so, we will confirm whether we process any of your personal data and if we do, we will provide you with the following information: the purposes of the processing, the categories of personal data, any recipients of your personal data, the applicable retention period and the data source. Copies of your personal data will be made available to you in a structured, machine-readable format.

    You may also request that we transfer the personal data that you have submitted to us, to another controller, where it is technically feasible for us to do so.

    If you have consented to our processing of your personal data, or if we are processing your personal data in order to fulfil our contractual obligations to you, then you can submit a request that we transfer your personal data to another data controller.

  • Rectification, Restriction, Objection

    You have the right to request that Euromoney rectify any errors in the personal data that we process. In some circumstances, you may also be able to ask for the erasure of personal data, and/or request that the processing of your personal data be restricted. You may also object to the processing of your personal data for sales or marketing purposes.

  • How to Exercise Your Rights

    To exercise any of these rights, please contact us by post or email at the following addresses:

    Euromoney Institutional Investor PLC
    8 Bouverie Street
    London, EC4Y 8AX
    United Kingdom


    Web form: Complete Subject Data Request Form

    We may need to check your identity prior to processing a request.

    Euromoney will do our best to respond to any questions and address any of your concerns. You are also able to register any complaints regarding the processing of your personal data directly with the UK Information Commissioner.

Protecting Your Data

Euromoney is committed to keeping your personal data secure and we will take appropriate technical and organisational measures to protect your personal data from loss, unauthorised use, disclosure or destruction. Although we do our best to protect your personal data, we cannot guarantee that any transmission of data is without risk. We have therefore implemented information security policies and rules, staff training on information security, and technical measures to ensure the integrity of data that we have under our control.

All our employees, contractors and data processors (i.e. those third parties that process personal data on our behalf) are required to keep such data confidential and not to use it for any purpose other than the performance of services we have requested.

Third Party Sites

Our site may contain links to other websites – including, for example, providers of payment processing services. Euromoney is not responsible for the privacy and data collection practices of third party sites and we therefore recommend that you review the privacy policies and terms of service of each site you visit.

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