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Rishad Ahluwalia

Managing Director, Head of CLO Research
J.P. Morgan Securities LLC

Rishad Ahluwalia is the Head of J.P. Morgan's CLO Research. Rishad and his team have placed in the top 3 in Institutional Investor polling since 2005. In 2018, Rishad was #1 in Europe and runner-up in the U.S. His team launched the CLO market's first index (CLOIE) in 2014, now the leading benchmark for the sector. Rishad has worked in research at J.P. Morgan since 2003 and started his career in 1998 at Lehman Brothers. Rishad holds a BA from Duke University including a year at the LSE.

Zeeshan Ahmed

Senior Sales Executive
FIS Global

Zeeshan Ahmed is an experienced financial services professional with 18 years of experience in the industry specifically focused on CLOs, Structured and Fixed income products.   He currently is a Senior Sales Executive at Virtus from FIS and is responsible for growing business focused on middle office, settlements, trustee, fund services, digital technology and OMS platforms.   Previously, Zeeshan worked at BNY Mellon where he was a Sales/Relationship Manager on the Investment Managers Relationship Management team.  As part of his role, he managed global relationships while increasing both revenues and market share in CLO & Structured products.   Zeeshan has been instrumental ... (view full description)

Stephen Anderberg

Managing Director, Structured Finance
S&P Global Ratings

Stephen Anderberg is a managing director and sector lead in Structured Finance at S&P Global Ratings. Before becoming a sector lead, he was responsible for teams rating different types of structured finance transactions. These include collateralized loan obligations (CLOs), commercial mortgage-backed securities (CMBS), and esoteric asset-backed securities (ABS) backed by a diverse array of assets including aircraft, container, and railcar leases; small business and timeshare loans; and others including tobacco settlement funds, intellectual property rights and renewable energy leases/loans.   Steve has held various leadership positions within S&P Global Ratings, building ... (view full description)

Matthew Andrews

Managing Director, Head of Capital Markets - Structured Credit
CIFC Asset Management

Mr. Andrews has 17 years of experience in investment banking, structured finance and business development.  Prior to joining CIFC, Mr. Andrews was Head of CLO Origination and Structuring for RBS Securities Inc.’s U.S. CLO business. Prior to running the CLO business, Mr. Andrews was a Director in the Asset Backed Finance Group where he was responsible for originating, financing, structuring and distributing new issue securitizations backed primarily by leveraged loans, credit cards and consumer loan receivables.  Prior to joining RBS Securities Inc., via Greenwich Capital Markets, Inc., Mr. Andrews was an Associate at Banc One Capital Markets, Inc. where he focused on originating, structuring ... (view full description)

Patricia Antonios

Director
Eagle Point Credit Management

Patricia is a Director of Eagle Point Credit Management. She is responsible for assisting the Senior Investment Team in all facets of the investment process, focusing on analysis, structuring and trade execution in the primary and secondary CLO market. Prior to joining Eagle Point, Patricia was a Junior Trader/Analyst on Citigroup’s CLO/CDO Secondary Trading Desk. In addition to trading across the CLO stack, Patricia managed all Bids Wanted in Competition (BWICs), customer and desk axes and the desk’s Profit & Loss on a daily basis. Prior to her year on the CLO Trading Desk, Patricia spent three years on Citi’s Structured Finance D ... (view full description)

Lauren Basmadjian

Managing Director, Co-Head of Liquid Credit and Head of US Loans & Structured Credit
The Carlyle Group

Lauren Basmadjian is a Managing Director, Co-Head of Liquid Credit and Head of US Loans & Structured Credit within Carlyle’s Global Credit platform. She is based in New York and sits on the Investment Committees for all of Carlyle's US Loan and CLO investing activities. Ms. Basmadjian joined the Carlyle Group in 2020 after 19 years at Octagon Credit Investors, where she was a Senior Portfolio Manager and member of the Investment Committee. Prior to becoming a Portfolio Manager, Ms. Basmadjian managed Octagon's workout efforts and also oversaw the leisure & entertainment, retail, consumer products, business services, food & beverage and technology industries. Before joining ... (view full description)

Shiloh Bates

Managing Director
Flat Rock Global

Shiloh Bates is a Managing Director at Flat Rock Global. Prior to joining Flat Rock Global in 2018, Mr. Bates was a Managing Director at Benefit Street Partners, where he worked on corporate acquisitions. Prior to joining Benefit Street Partners in 2016, Mr. Bates was the Head of Structured Products at BDCA Adviser, where he was responsible for investments in collateralized loan obligations (“CLOs”) and publicly traded business development companies (“BDCs”) as well as structuring the firm's credit facilities. He has worked at several CLO managers including Canaras Capital Management, Four Corners Capital Management and ING Capital Advisors. Mr. Bates began his career as an investment banker ... (view full description)

Joseph Beach

Partner
Cadwalader, Wickersham & Taft LLP

Joseph Beach represents investment banks, asset managers, commercial paper conduits and fund managers in secured financings, CLOs and CDOs and other asset-backed securitizations. He has extensive experience in asset-backed commercial paper facility origination and restructurings, as well as CLO/CDO management rights acquisitions and dispositions. Joseph has worked primarily in the middle market and broadly syndicated loan sectors, with additional experience in trade receivables, structured settlements, equipment lease receivables and venture debt. Joseph's recent significant transactions include: Representing a leading investment bank as underwriter's and issuer's counsel in a CLO whe ... (view full description)

Gretchen Bergstresser

Partner, Global Head of Performing Credit
CVC Credit Partners

Gretchen is a Partner of CVC’s credit business and she co-founded Apidos Capital Management (now CVC Credit) in 2005. In her role as a Partner and Global Head of Performing Credit, she sits on CVC Credit’s Executive Committee and several additional internal management committees. She is also vice chair of the U.S. and European Performing Credit Investment Committees. Across her more than 30 years in the industry, she has worked for Eaton Vance, ING, Bank of Boston and other financial institutions. She has an MBA from Boston University, an MS Chemistry from Pennsylvania State University and a BS from St. Lawrence University. Gretchen served two terms on the board of directors for the Loan Syn ... (view full description)

Angela Best

Director, Portfolio Manager, CLOs
MetLife Investment Management

Angela Best is Associate Director in Structured Finance responsible for MetLife’s U.S and Euro CLO portfolio. She is responsible for portfolio management, investment decisions, collateral manager and credit underwriting, CLO research and portfolio surveillance. Prior to joining Structured Finance, Angela held roles in Strategy & Business Planning for MetLife Variable Annuity Business and managed the Fixed Income Trade desk for MetLife’s Broker-Dealer. Prior to joining MetLife in 2000, she worked at Merrill Lynch in Biotech research and Goldman Sachs in Fixed Income Asset Management. Angela holds an MBA in Finance from Cornell University and a BS in Economics & Finan ... (view full description)

Batur Bicer

Managing Director
Napier Park Global Capital

Batur Bicer is a Managing Director focusing on investment strategies related to structured credit products both in cash and synthetic markets at Napier Park Global Capital (“Napier Park”). Napier Park separated from Citigroup’s alternative investment arm, Citi Capital Advisors (“CCA”), in February 2013. Prior to CCA, Batur served two years as Vice President at Goldman Sachs as a Credit Strategist covering primarily credit derivative products where he was responsible for recommending trade ideas and providing quantitative solutions for both internal and external clients. Prior to Goldman Sachs, Batur worked as a Credit Strategy Research Analyst for five years at Barclays Capital where he publ ... (view full description)

Beth Ann Bovino

Chief U.S. Economist/Managing Director
S&P Global Ratings

Beth Ann Bovino is the U.S. Chief Economist and Managing Director at S&P Global Ratings, based in New York. In this position, she develops S&P’s U.S. economic forecasts and authors the quarterly U.S. Economic Forecast, the biweekly Financial Notes and the Business Cycle Barometer. Beth Ann has written timely research reports on long-term economic trends and has created industry drivers for analyst research. She is quoted regularly in the press and has appeared on many major television programs. Further, she has written many articles for popular and professional publications.    Before joining Standard & Poor’s in February 2004, Beth Ann spent over ten years doing econ ... (view full description)

Nicole Bright

Associate
Paul Hastings

Paul Burke

Managing Director, Head of Agency & Trust Sales
Citibank, N.A.

Paul Burke is Head of Agency and Trust Sales for North America, at Citibank, N.A. His team is a market –leading trustee in the structured finance industry, across all major asset classes, including CLOs, RMBS, CMBS and Esoteric ABS. In his twenty-five years in the field of asset-backed securities, Paul has worked on a wide variety of domestic U.S. and international securitizations of assets, including auto loans, credit cards, bank loans, corporate bonds, export contract receivables, aircraft leases, airline ticket receivables, trade receivables and mortgages. Paul is a member of the Trustee Committee of the SFIG, having also served for several years the Co-Chair of t ... (view full description)

Adrienne Butler

Managing Director
Barings

Adrienne Butler is a member of Barings’ U.S. High Yield Investments Group and is head of CLO Funds. She is also a member of the U.S. High Yield Investment Committee. She is responsible for new CLO marketing and formation as well as existing CLO portfolio management. Adrienne has worked in the industry since 1990 and her experience has encompassed sell-side relationship banking, media and telecom specialty lending, and CLO portfolio management. Prior to joining the firm in 2002, she was part of the acquisition of First Union Institutional Debt Management (“IDM”), where she was a senior analyst in IDM’s Loan Research Group. Before IDM, she was a vice president/relationship manager at First Uni ... (view full description)

Laurent Chane-Kon

Director
Fitch Ratings

Marisa Chen

Portfolio Manager
Partners Group

Olga Chernova

Chief Investment Officer
Sancus Capital Management

Ms. Chernova is the Founder and CIO of Sancus Capital Management. She launched the management company and Sancus Capital Select Master fund in August of 2009 securing a “seed deal” from Citigroup’s Fund of Fund business. Ms. Chernova has been involved in the credit derivatives market since its inception in 1999, trading single name CDS, CDX Indices, tranches and options, as well as developing credit event settlement protocols at the early stages of the market. Prior to Sancus, Ms. Chernova was a Managing Director at JPMorgan, serving as Head of North American Credit and Structured Credit for the Proprietary Positioning Business from 2007 to 2009. At JPMorgan, Ms. Chernova gu ... (view full description)

Matt Clarkin

Senior Vice President
U.S. Bank

Matthew has more than 14 years of experience in the investment servicing industry, primarily in custodian product management and relationship management roles. He joined U.S. Bank in 2010 after our acquisition of Bank of America’s corporate trust department. In his current role, Matthew serves as the product manager for U.S. Bank Middle Office Solutions, our outsourcing offering for bank loan managers. Previously, he has served in leadership roles in government loan guarantee program assignments and was the business line’s subject matter expert on distressed ABS CDO liquidations following the financial crisis. Matthew is located in Chicago, Illinois. Matthew earned a ... (view full description)

Wynne Comer

Chief Operating Officer
AGL Credit Management LP

Comer brings nearly 30 years of credit markets and leveraged loans underwriting experience to AGL. Most recently, she served as a Managing Director and Global Head of CLO Primary at Bank of America Merrill Lynch, where she led a team across New York and London and worked since 2007. Previously, she held various roles at Salomon Smith Barney and later Citigroup, where she spent 14 years and helped structure and market a variety of CDOs, securitizations and project finance transactions. Comer started her career as an analyst at Sanwa Bank in Tokyo in 1988. She is a board member of the Loan Syndication & Trading Association (LSTA).   Comer received an M.B.A. from Dartmouth Unive ... (view full description)

Brian Conroy

Founder & CEO
Bixby Research and Analytics

Brian Conroy is the Founder and CEO of Bixby Research and Analytics (“Bixby”), the leading provider of market-moving news and financial information in the private leveraged loan market.  Prior to founding Bixby, Mr. Conroy was a leveraged loan Portfolio Manager at Credit Value Partners where he was responsible for managing Collateralized Loan Obligations and advising on opportunistic loan investments.  Prior to his role as a Portfolio Manager, Mr. Conroy was a Senior Distressed Analyst focused on restructurings, bankruptcies and event-driven opportunities, primarily in the loan market.  Prior to Credit Value Partners, Mr. Conroy was an Associate at Credit Suisse, holding roles in Credit Suis ... (view full description)

Kirby Dianora

Senior Manager
Deloitte & Touche LLP

Kirby Dianora is a Deloitte Risk and Financial Advisory senior manager in Deloitte & Touche LLP’s CLO Compliance group. With over 15 years of experience, Kirby focuses on managing agreed upon procedures for collateralized loan obligation transactions throughout the various lifecycle stages.  Having worked closely with a variety of asset managers, trustee banks and underwriters over the years, Kirby helps her clients navigate through complex reporting compliance issues. She has extensive knowledge of the mechanics driving waterfall payments, collateral quality tests, coverage tests, and portfolio eligibility criteria tests required in investor compliance reporting.  She also focuses on de ... (view full description)

Justin Driscoll

Chairman
Aquarian Credit Partners

Justin Driscoll is Partner and Chairman of Aquarian Credit Partners, a syndicated high-yield credit investment manager. From 2017 to 2021, Mr. Driscoll served as Chief Executive Officer of Gallatin Loan Management LLC, which he founded in 2017 and which Creditflux named Boutique CLO Manager of the Year in 2020. In 2009, he founded UrsaMine Credit Advisors LLC as a spin-out of the Bear Stearns Asset Management bank loan business and served as CEO. In 2012, when UrsaMine rebranded as MP Senior Credit Partners, LP, Mr. Driscoll then served as CEO and Portfolio Manager of the leveraged loan business. From 2000 to 2009, Mr. Driscoll was a Senior Managing Director at Bear Stearns Asset Management ... (view full description)

Christopher Duerden

Partner
Dechert LLP

Christopher P. Duerden, a partner is Dechert's global finance practice, focuses his practice on securitization and capital markets transactions. Mr. Duerden has extensive experience with collateralized loan obligations, leveraged loan warehouse facilities and a variety of asset backed securities transactions. In particular, he has focused on transactions involving the middle market sector but also has significant experience with securitizations of trade receivables. He represents various underwriters, collateral managers and borrower and lenders in respect of term and revolving warehouse facilities. Prior to joining Dechert, Mr. Duerden worked at a large international ... (view full description)

Sean Egan

Managing Director
Egan-Jones Ratings Co.

Sean Egan is a founding partner and president of Egan-Jones Ratings Company (EJR), which was organized in 1992 for the purpose of providing timely, accurate credit ratings.  Over the past decade, EJR provide risk managers with warnings on Ambac, Countrywide, Enron, Greece, Lehman, MBIA, New Century and many others well in advance of the majority of market participants.  Fortune Magazine named Mr. Egan the number one person for warning about the 2007 credit crisis. Mr. Egan has appeared on most major media outlets and has testified numerous times in front of Congressional committees.  Prior to founding Egan-Jones, Mr. Egan worked as a commercial banker for JP Morgan, as an investment banker f ... (view full description)

Tracy Feng

Senior Counsel
Allen & Overy LLP

Tracy is a Senior Counsel in the structured finance practice, based in New York. Tracy concentrates her practice on representing underwriters, issuers, collateral managers and investors in both broadly syndicated and middle-market collateralized loan obligations (CLOs) and other structured products. Tracy also has experience with other asset backed securities transactions, including CRE CLOs, trade finance assets, auto, energy, commodity, property assessed clean energy (PACE) and railcar transactions. In addition to her firm experience, Tracy has nearly a year's experience in house on a client secondment for a major financial institution, pursuant to which she worked closely with in house co ... (view full description)

Reginald Fernandez

Executive Director
Natixis

Mr. Fernandez joined Natixis CIB Americas in 2016.  He has more than 20 years of experience in structured finance, including various roles in CLO origination, advisory and structured credit sales & trading, most recently at Brean Capital.
 
Mr. Fernandez holds an MBA in Finance and International Business and a BA in Economics and Mathematics.
 

Christopher Gilbert

Head of U.S. CLO Banking
Natixis

Christopher Gilbert joined Natixis in May 2005 as a CLO structurer and has
deep banking experience across both the Middle Market and Broadly
Syndicated sectors. Prior to Natixis, he was a principal at an advisory firm
from 2002 to 2005 and an Investment Banker at Goldman Sachs from
1996 to 2002.
Mr. Gilbert holds an MBA from the Darden School of Business at the
University of Virginia and a BBA in Accounting from the College of William
& Mary. He also holds designations as a CPA and a CFA.
 

Ian Gilbertson

Portfolio Manager
Invesco

Derek Gluckman

VP-Senior Credit Officer
Moody's Analytics

Pratik Gupta

Head of CLO and RMBS Strategy
Bank of America

Pratik Gupta is a Director and head of CLO and RMBS Strategy. Gupta and his team are responsible for covering trends in mortgage credit and its securitized market in the US and publishing their views on relative-value across sub-sectors and focal risk points for investors, as well as highlighting issues around governing documents and ongoing court cases. Gupta is also responsible for covering the CLO market, focusing on underlying CLO manager behavior, trends in the underlying leveraged loan asset class, relative value and performance trends. Regular research publications include Non-Agency Alert, Non-Agency MBS Weekly, CLO Alert, and CLO ... (view full description)

Peter Hallenbeck

VP-Senior Officer Legal Review
Moody’s Investors Service

Peter Hallenbeck is a VP-Senior Credit Officer and lawyer in Moody’s Structured Credit Group at Moody’s Investors Service.  He joined Moody’s in 2006, and has rated and published research on a variety of structured finance asset types.  His primary focus is now CLOs and other areas of structured credit.  Prior to Moody’s, he worked at law firms in New York and Atlanta specializing in mergers and acquisitions.  He received a J.D. from Vanderbilt University and a B.A. in French from Davidson College. 

Eileen Ho

Partner
Morgan, Lewis & Bockius LLP

Eileen J. Ho’s practice focuses on complex corporate and financial transactions. Her practice encompasses structured finance transactions, including representing arrangers, managers, and investors in collateralized loan obligations (CLOs) transactions, issuers and banks in domestic and cross-border securitizations, and borrowers and lenders in asset-based lending arrangements. She also advises clients on regulatory matters, including those related to the Securities Act of 1933, the Securities Exchange Act of 1934, and the Dodd-Frank Wall Street Reform and Consumer Protection Act and related rules and regulations.   Before joining Morgan Lewis, Eileen was an associate in the struc ... (view full description)

Eric Hudson

Senior Managing Director
Kroll Bond Rating Agency

Eric Hudson is a Senior Managing Director at Kroll Bond Rating Agency (KBRA), with a focus on CLOs, CDOs, and warehouse financing transactions. Eric joined KBRA after 11 years at Standard & Poor’s (now S&P Global Ratings), where he held various roles within the company’s structured finance ratings practice. Most recently, he was a senior director and analytical manager for S&P’s U.S. Structured Credit Group, where he led the team that was responsible for assignin ... (view full description)

Ronnie Jaber

Head Loans &Structured Credit
Onex

Ronnie is a Portfolio Manager of Onex Credit, overseeing Loans & Structured Credit globally and member of the Credit Investment Committees. Prior to joining Onex Credit, Ronnie spent over 11 years at The Carlyle Group where he was Co-Head of Carlyle Structured Credit, Managing Director and Portfolio Manager in Global Credit. In this capacity, Ronnie was responsible for Structured Credit investment activity globally, Opportunistic Credit managed accounts and for shaping internal market/macro strategy. Prior to joining Carlyle, Ronnie ran the structured loan business at Morgan Stanley globally. Prior to that, he was responsible for high-yield structured credit trading and worked on a propr ... (view full description)

Asif Khan

Managing Director, Global Head of CLOs
MUFG

Mr. Khan is the Global Head of CLO’s at MUFG Securities. Previously, he led global distribution business for structured credit products at Morgan Stanley, Goldman Sachs, Wachovia and Credit Suisse. Mr. Khan has over 16 years of experience in sales, marketing, trading and structuring of fixed income securities, with a particular focus on Securitized Products and Emerging Markets. He has also spent two years on the buy-side investing in structured credit instruments. He started his career at Salomon Brothers in New York in Emerging Markets Fixed Income Research. Mr. Khan holds an M.B.A. from William E. Simon School at University of Rochester and Bachelor of Business Administration, Magna Cum L ... (view full description)

Alberta Knowles

Partner
EY

Alberta Laskaj Knowles is a Partner in the Financial Services Office Advisory practice at Ernst & Young LLP based out of New York. Alberta is a CPA and has over 17 years of financial services experience. She has worked with investment banks, broker-dealers, asset managers, private equity firms, GSEs and insurance companies within the product areas of structured finance, leveraged finance, derivatives, mortgages and commercial real estate. Alberta has worked closely with asset management, financial reporting, and regulatory reporting and product control areas where she has performed leading practice assessments on policies and procedures as they relate to pricing and valuation of complex ... (view full description)

Laila Kollmorgen

Managing Director
PineBridge Investments

Ms. Kollmorgen is responsible for managing the investments in Collateralized Loan Obligation (“CLO”) tranches issued by third-party managers. She has more than 25 years of fixed income experience that includes originating, structuring, sourcing, investing, and trading US and European structured products and derivatives for Bank of America Merrill Lynch in New York, HSH Nordbank in Hamburg, and BNP Paribas in London. Ms. Kollmorgen holds an MBA from The Wharton Graduate School of Business at the University of Pennsylvania, an MA from The Joseph H. Lauder Institute at the University of Pennsylvania, and a BA, cum laude, from Wellesley College. She is a CFA charterholder and holds series 7 and ... (view full description)

Vitaliy Kozak

CLO Trading
Citigroup

Kozak is a Managing Director, Global Co-Head of Secondary CLO, CDO, ABS and Trups trading at Citi, based in New York. In 2018 he moved from London, where he had been running Citi’s EMEA CLO Trading Desk, having joined the desk in 2010.
 
Vitaliy has been instrumental in the successful buildout of the CLO Platform on CitiVelocity, a portal that was voted number one provider of secondary CLO data by clients in a 2020 and 2019 Creditflux survey. Vitaliy graduated with bachelor’s degree in Mathematics and Computer Science from Imperial College in London.
 

Gretchen Lam

Senior Portfolio Manager
Octagon Credit Investors

Ms. Lam is a member of Octagon’s Investment Committee and serves as a Portfolio Manager across CLOs, Separately Managed Accounts and Commingled Funds.  Ms. Lam oversees the Firm’s Structured Credit (CLO debt & equity) investment strategies. Ms. Lam is also the Co-Chair of Octagon & Conning’s Global DEI (diversity, equity & inclusion) Council and a member of the Firm’s ESG (environmental, social, and corporate governance) Committee. Prior to becoming a Portfolio Manager, Ms. Lam oversaw Octagon's investments in the software, business services, finance & insurance, paper & packaging, gaming & lodging, homebuilding and real estate industries.  She was also re ... (view full description)

Matthew Laurino

Owl Rock // A Division of Blue Owl
Principal

Nicole Lawrence

Senior Director- Strategist
Moody's Analytics

Nicole Lawrence is a Senior Director- Strategist at Moody’s Analytics. She brings more close to 20 years of experience in ABS investments, analytics, and structuring to her role. She has expertise across several ABS markets, including autos, CLOS, equipment, timeshare, unsecured consumer, small business, aircraft, solar, and PACE. Prior to joining Moody’s Analytics, Nicole held a Client Development role T-REX and was a portfolio manager at B Asset Manager (BAM), focusing on analyzing and investing in esoteric and consumer ABS markets. Before BAM, Nicole spent eleven years at PPMAmerica, most recently as a Vice President where she was responsible for investments across several ABS asset class ... (view full description)

Matthew Layton

Partner
Pearl Diver Capital

Matthew joined Pearl Diver Capital in 2009 and has 12-years of buy side credit experience in structured credit, leveraged finance and high yield. Matthew heads the credit division of Pearl Diver Capital and is a member of the senior investment committee.  Matthew  previously worked as a credit analyst for Alcentra where he was responsible for a portfolio of investments totalling €1.5bn in value.  Matthew specialised in sectors that included Publishing/Media/Leisure/Gaming/Restaurant/Waste Management and worked with the special situations distressed team.  Matthew has a Bsc in Economics from University of Wales, Swansea UK.

Mary Kathryn Lee

Partner
Paul Hastings

Mary Kathryn Lee is a partner in the Structured Credit practice of Paul Hastings and is based in the Washington, D.C. office. Her practice focuses on securitization and structured finance, with a particular emphasis on representing investment banks, asset managers, issuers, and investors in collateralized loan obligation transactions and other structured credit products. Ms. Lee's transactional experience also includes representing various financial institutions in connection with cash, hybrid, and synthetic CDOs and other asset-backed securities transactions. She has also represented investment banks and others in connection with credit derivative and other swap transactions and asset ... (view full description)

Luke Maiman

Associate
Allen & Overy LLP

Thomas Majewski

Managing Partner & Founder
Eagle Point Credit Management

Tom is the Managing Partner and founder of Eagle Point Credit Management. Tom has been involved in the formation and/or monetization of nearly 100 CLO transactions across multiple market cycles. Tom led the creation of some of the earliest refinancing CLOs, pioneering techniques which are now commonplace in the market. He has spent his entire career in the structured finance and credit markets. Tom serves as the Chief Executive Officer of Eagle Point Credit Company (NYSE: ECC) and Chairman and Chief Executive Officer of Eagle Point Income Company (NYSE: EIC).  Tom is also a director of Marble Point Loan Financing Ltd. (LSE: MPLF).   Prior to founding Eagle Point with ... (view full description)

Sean Malone

Managing Director
Kroll Bond Rating Agency

Sean Malone is a Managing Director in the Structured Credit Group at KBRA, where he focuses on CLOs, CDOs, warehouse financing transactions, and related research. Prior to joining KBRA, Sean worked for five years at S&P Global Ratings, where he held various roles within the Structured Credit Group. Most recently, he was an associate director and lead rating analyst for new issue CLO transactions. Sean’s responsibilities also included assisting in outreach activities to investors, collateral managers, and arrangers, as well as attending numerous industry conferences to help inform published articles and company research reports. Prior to S&P Global Ratings ... (view full description)

Michelle Manuel

Structured Credit | Portfolio Manager
Investec

Michelle is co-portfolio manager within the structured credit team at Investec Bank Limited with a particular focus on CLOs. Michelle joined Investec Bank in 2003 and has covered various aspects of the structured credit market from both structuring to investing . She entered banking after completing her accounting articles at PwC in the Financial Services sector.
 

Kelli Marti

Senior Managing Director | Head of CLO Management
Churchill Asset Management

Kelli Marti serves as Churchill’s Head of CLO Management and is responsible for the management and growth of Churchill’s middle market CLO platform, including day-to-day vehicle oversight, assisting in the sourcing of assets and trading strategy development, as well as participating in fundraising initiatives. Before joining Churchill, Kelli spent eighteen years at Crestline Denali Capital, a CLO asset manager. Most recently she served as Crestline Denali’s Managing Director and Chief Credit Officer where she was responsible for overseeing the firm’s entire credit function including new business underwriting and portfolio management. She also served on the firm’s Investment Committee. Prior ... (view full description)

Colleen Mattern

Director, Financial Markets Business Advisory
PwC

Deryk Meherik

Senior Vice President/Manager, CRE CLO Ratings
Moody's Investors Service

Deryk Meherik joined Moody’s Structured Finance Group in 2003 and is currently a team leader within the CMBS & CRE CDO Surveillance team. He also oversees the review of primary US CRE CDO/CLO transactions. In addition, he contributes to CRE CDO/CLO research. Deryk has authored or co-authored three global rating methodologies including SF CDOs, SF resecuritizations, and SF interest-only securities. Prior to being appointed to his current position, he was a lead analyst within the CMBS & CRE CDO primary team, where he rated various fixed and floating rate CMBS and CRE CDOs transactions. Additionally, Deryk has rated primary Structured Credit transactions. Prior ... (view full description)

Daniel Miller

Chief Credit Officer
Capra Ibex Advisors

Daniel has 30 years of risk management expertise with senior management positions in credit risk, market risk, liquidity risk and interest rate risk in the banking book. He joined Capra Ibex after leaving his position as Global Head Market and Liquidity Risk Management at Credit Suisse in 2018.
 

Derek Miller

Managing Director
Fitch Ratings

Derek Miller is a managing director at Fitch Ratings. He currently heads the U.S. Structured Credit group responsible for collateralized loan obligations (CLOs) and other structured credit ratings. The Structured Credit group assigns new issue CLO ratings, maintains the accuracy of existing ratings, performs CLO asset manager assessments, and publishes research on transaction characteristics and performance.Prior to this position Derek had oversight of new issue ratings for U.S. CLOs and assessments of U.S. CLO as ... (view full description)

Pramit Mukherjee

Senior Investment Manager
Legal & General

Pramit Mukherjee is a Senior Investment Manager at Legal and General America, managing their US PRT and Protection portfolios. He leads in-depth research on new asset classes, engaging with prospective investment managers, as well as analyzing and recommending new investment strategies. Previously, he was a Senior Analyst and Portfolio Manager at Converge Re, the reinsurance business of Lightstone Group, where he led investment evaluation, due diligence, and portfolio management. He focuses on alternative credit and real estate investments for insurance portfolios in a capital efficient manner. Prior to Lightstone, he was an analyst and strategist at Goldman Sachs leading thematic equity res ... (view full description)

Ramki Muthukrishnan

Senior Director and Head of Leveraged Finance
S&P Global Ratings

Ramki heads the US Corporate Leverage Finance team for S&P ratings. Ramki leads and directs all efforts in the US leverage finance analytics, research and commentary, recovery analytics and credit estimates. Ramki has over 18 years of experience in corporate and structured finance ratings. Prior to his current role, he headed the surveillance function for US CLO and the US RMBS functions. Before joining Standard & Poor’s, Ramki worked at Syntel Inc., a Michigan-based technology consulting company and prior to that, at Motorola, India.  Ramki holds a Bachelor of Commerce degree from Madras University, a master’s from Xavier Institute of Management, Jamshedpur and an MBA from Yal ... (view full description)

Greg Myers

Group Sector Head - Debt & Capital Markets
Alter Domus

Rebecca O'Brien

Counsel
Clifford Chance US LLP

Rebecca O'Brien advises on collateralized loan obligation transactions acting for multiple portfolio managers in both the U.S. and Europe. Rebecca has experience advising originators and arrangers on structured finance, securitization and derivatives transactions, including collateralized fund obligation transactions, residential mortgage backed securitizations, commercial mortgage backed securitizations, trade receivables financing transactions, covered bonds and total return swaps. Rebecca advises on regulatory issues including the U.S. Risk Retention Rules, the Volcker Rule and the E.U. and U.K. Securitization Regulations. Rebecca is admitted in New York and England & Wales and has wo ... (view full description)

Chris Padgett

Associate Managing Director
Moody's Investors Service

Christina Padgett is an Associate Managing Director in Moody's Corporate Finance Group and leads the Leveraged Finance practice. She spends most of her time chairing high yield rating committees and producing credit research with a focus on the leveraged finance market and private equity. Before joining Moody's, Christina was a vice president at JPMorganChase in the Mergers and Acquisitions Group. Prior to her experience in investment banking, Christina finished the bank's Credit Training program and worked in Europe Corporate Finance and Credit Audit. She received a Masters in International Political Economy from Columbia University, School of International and Public Affairs ... (view full description)

Sonal Patel

Structured Finance/Capital Markets
Citibank, N.A.

Sonal Patel joined Citi in 2021.  She is responsible for the Capital Markets business development team and segment within Agency & Trust.  She will lead engagement and coverage execution across product/market segments for revenue growth across Structured Finance and Capital Markets.  She has a wealth of capital markets, insurance and fund services experience and is a key thought leader within the industry with a strong view on evolving client and market needs. Sonal has more than 20+ years of leadership and cross functional management expertise.  She is known for delivering sustainable results in revenue growth, operating efficiency and improved profit performance.  Sonal has ... (view full description)

Justin Pauley

Head of CLO Capital Markets
Brigade Capital Management

Mr. Pauley is a Partner and the Head of CLO Capital Markets. Prior to joining Brigade in 2012, Mr. Pauley led RBS’s CDO/CLO strategy platform. As a CLO strategist, Mr. Pauley focused on relative value, structural characteristics and collateral quality. In that capacity, Mr. Pauley published monthly reports on the CLO sector and provided the trading desk with analysis and information systems. Additionally, Mr. Pauley worked for Wells Fargo Securities and held various positions that included CDO Research Analyst. Mr. Pauley is the author of Unlocking Financial Data (O’Reilly Media, 2017). Mr. Pauley received a BS in Computer Science from Winthrop University.

Mike Peterson

founder
Dealscribe

Amanda Pullinger

Chief Executive Officer
100 Women in Finance

Ms. Pullinger is the Chief Executive Officer of 100 Women in Finance. She leads a staff team and provides direction to 500 volunteer practitioners globally. The organization, which has registered members in 27 locations, is focused on empowering women in the finance industry and inspiring the next generation of pre-career young women. Ms. Pullinger is a former principal of Aquamarine Capital Management, where she was responsible, over a period of seven years, for managing marketing, investor relations and back office administration for two private investment funds. Ms. Pullinger is Chair and Non Executive Director of the Board of FlyPlymouth, based in Plymouth, UK. Sh ... (view full description)

Michael Pusateri

CEO
Siepe

LinkedIn  Michael founded Siepe in 2012 after spending 14+ years transforming IT organizations and implementing best practices in the hedge fund industry. He has amassed a solid understanding of portfolio management, operations, accounting and technology and has leveraged those skill sets to architect innovative and cost-effective solutions for complex projects such as security master, data warehouse, order management, execution management and partnership accounting systems. At Siepe, Michael has designed a leading, comprehensive front-to-back investment management platform and outsourced solutions offering utilized by top-tier financial institutions f ... (view full description)

Mia Qian

Associate CLO Portfolio Manager
Brigade Capital Management

Philip Raciti

Portfolio Manager
Bardin Hill Investment Partners

Jeffrey Rotblat

Partner
Cadwalader, Wickersham & Taft LLP

Jeffrey Rotblat is a partner in the Capital Markets Group, resident in Cadwalader's New York office. His practice is concentrated in the areas of structured finance, commercial real estate securities and federal securities laws. Jeffrey practices primarily in commercial real estate securities representing major Wall Street investment banks and financial institutions in their roles as issuers, loan sellers, underwriters and placement agents in both public and private offerings of mortgage-backed securities and other structured finance products. He also represents investment banks, specialty finance companies and investment funds structuring and negotiating mortgage loan trades, mo ... (view full description)

Arthur Rublin

Partner
Mayer Brown LLP

Arthur Rublin is a partner in Mayer Brown’s New York office and a member of the Banking & Finance, Structured Finance and CDOs and CLOs practices. Art’s legal experience spans more than 20 years, a majority of which have been focused on CLOs and other structured products as well as derivative transactions. Art has extensive experience advising asset managers, investment banks and other institutions in structured finance transactions and other complex financings, with a focus on new-issue collateralized loan obligation transactions, resets and refinancings, and warehouse facilities. He advises clients on related regulatory issues, including Investment Advisers Act, private placement ... (view full description)

Erald Sakiqi

Associate
Morgan, Lewis & Bockius LLP

Erald Sakiqi’s practice focuses on structured finance transactions in various asset classes with an emphasis on collateralized loan obligations (CLO) transactions, asset-backed securities and other structured financial products. Erald has represented initial purchasers, placement agents, lenders, investment managers, repurchase buyers, and investors on such complex financing arrangements.
 

Allison Salas

Director, CLOs
DWS Investment Management

Ms. Salas is a Director at DWS Investment Management where she is a structured finance research analyst specializing in collateralized loan obligations.  In addition to making investment recommendations on CLOs for the global platform, Ms. Salas also works with the leveraged loan team who manages CLOs to advise on structuring, documentation and new issuance.  Prior to joining DWS in 2005, she was a Director at FitchRatings responsible for rating Collateralized Debt Obligations and Residential Mortgage Backed Securities.
 
Ms. Salas has BS in Finance from the University of Delaware and is CFA Charterholder.  She has 19 years of industry experience.

Chris Saltaformaggio

Senior Director
New York Life Investors

Mr. Saltaformaggio is a Senior Director in the Structured Products Group at NYL Investors and is responsible for CLO tranche investing across multiple strategies. He also has experience investing in Asset Backed Securities as well as Short Term Interest Rate Securities. Mr. Saltaformaggio joined New York Life Investments in 2004 as an Assistant Trader and Portfolio Analyst in the High Yield Group until 2011. Prior to joining New York Life Investments, Mr. Saltaformaggio was an Associate at New York Life Insurance Company in the Variable Annuity business. Mr. Saltaformaggio received a B.A. in Economics from Seton Hall University and an M.B.A from Fordham University.

Jill Scalisi

Chief Engagement Officer
KopenTech

Jill Scalisi is responsible for overseeing KopenTech’s platform growth and sales efforts. Jill brings over 20 years of experience implementing new financial products. At Nomura Securities, she built and managed credit sales businesses in New York and Boston. Before that, Jill was Co-Head of Credit Derivatives and CDO Product Management at Lehman Brothers. Jill began her career at Chase structuring the first synthetic CLOs and risk transfer products. In addition, Jill Scalisi has an extensive entrepreneurial background. She was the CEO and founder of Scalisi Cosmetics, where she developed two nationally distributed skincare lines. She holds a BA from Georgetown University.

 

Allan Schmitt

Director
Wells Fargo

Scott Snell

Principal and Portfolio Manager
Tetragon Financial Group

Scott Snell is a Principal and Portfolio Manager of Tetragon Credit Partners. He joined the group in 2018 and prior to that was a Managing Director at BlackRock where he was co-head of the US CLO business. As a portfolio manager at BlackRock, he was responsible for asset selection, trading and positioning decisions within certain mutual funds and dedicated CLO separate accounts. At the time of his departure, the CLO tranche investing business had grown to over $16 billion in assets across both CLO debt and equity tranches. Prior to joining BlackRock in 2012, Mr. Snell was a trader and portfolio manager at Oak Hill Advisors where he specialized in structured credit investments. He began his f ... (view full description)

Paul St. Lawrence

Partner
Morgan, Lewis & Bockius LLP

Paul R. St. Lawrence concentrates his practice on complex financing transactions, with a particular emphasis on collateralized loan obligations (CLOs). He also handles securitizations, asset-based finance, and other structured finance and derivative products, and is often called upon by clients for his regulatory advice. Paul represents companies on both the sell-side and buy-side in derivative-based financings, CLOs, esoteric securitizations, and transactions utilizing other complex financial instruments. He also advises on the rights of creditors to exercise remedies in derivative and securities transactions following the insolvency of counterparties. Before joining Morgan Lewi ... (view full description)

Craig Stein

Partner
Schulte Roth & Zabel

Craig Stein is a partner with Schulte Roth & Zabel, where he is co-head of the Structured Finance & Derivatives Group. His practice focuses on structured finance and asset-backed transactions, swaps and other derivative products, including credit- and fund-linked derivatives, prime brokerage and customer trading agreements. He represents issuers, underwriters, collateral managers and portfolio purchasers in public and private structured financings, including collateralized loan obligations (CLOs). Craig has been recognized in this area by the prestigious legal directory Chambers USA: America’s Leading Lawyers for Business, which noted that satisfied clients praised him for h ... (view full description)

Daniel Strong

Executive Director
SMBC Nikko Securities America Inc

Daniel Strong joined SMBC in May 2018 as an Executive Director in the Structured
Credit Group. Daniel is responsible for the origination and structuring of middlemarket
CLOs as well as related advisory services.
Prior to joining the firm, Daniel held banking roles at Capital One with its Financial
Institutions Group since 2016 and before that at Natixis with its U.S. Structured Credit
and Solutions Group since 2003.
Daniel has a Bachelor of Science degree from James Madison University with a
major in quantitative finance and minors in mathematics and economics. Daniel is a
CFA charterholder.

Sagi Tamir

Partner
Mayer Brown LLP

Sagi Tamir is a partner in Mayer Brown’s New York office and a member of the Banking & Finance practice, Structured Finance and CDOs & CLOs groups.  Mr. Tamir concentrates his practice in the areas of structured finance and derivatives. Mr. Tamir is experienced in representing asset managers, initial purchasers, placement agents and issuers in a variety of securitization and other structured finance transactions.  He has represented clients in numerous cash and synthetic collateralized bond, loan, fund and debt obligations transactions.  Mr. Tamir also has extensive experience in workouts of CDO and CLO transactions.  In the derivatives area, Mr. Tamir is working with credit default ... (view full description)

Meric Topbas

CLO Manager
Credit Suisse Asset Management

Meriç Topbaş is a Director of CSAM, based in New York.  Mr. Topbaş joined CIG in 2019 and is responsible for structuring and analyzing structured products.  Prior to joining CIG, Mr. Topbaş was a Director of BNP Paribas in New York, focusing on CLO structuring and origination between 2017 and 2019. Prior to BNP Paribas, Mr. Topbaş was a Senior Vice President and Assistant Portfolio Manager of Crescent Capital Group LP (formerly the Leveraged Finance Group of TCW) from 2009 through 2017, where he was responsible for structuring, managing and investing in CLOs. Prior to Crescent, he spent five years at Patriarch Partners and over three years ... (view full description)

Paul Travers

Co-Portfolio Manager
Sycamore Tree Capital Partners

Benjamin Tyszka

Managing Director
Ares Management

Mr. Tyszka is a founding member of Ares Management's alternative credit group where he is a senior investment analyst and a portfolio manager. Prior to joining Ares, Mr. Tyszka was a director at Indicus Advisors where he was a founding member of the structured credit team and helped to build and use the risk surveillance platform to monitor investments. Mr. Tyszka worked previously at TIAA-CREF as a director in the Risk Management group. Prior to TIAA-CREF, Mr. Tyszka worked in the municipal finance industry and as a systems engineer. Mr. Tyszka earned an M.S. in Mathematics of Finance from NYU's Courant Institute, an M.S. in Materials Science and Engineering from Michigan State University, ... (view full description)

Robert Villani

Partner
Clifford Chance US LLP

Robert Villani has extensive experience in structured capital markets with an emphasis on structured credit vehicles such as collateralized loan obligation (CLO) and collateralized debt obligation (CDO) transactions. He has also been involved in traditional and novel asset-backed and mortgaged-backed offerings as well in offerings of both traditional and novel structured credit products, investment funds and other financial instruments.

 
 

Maggie Wang

Managing Director, Global Head of Structured Products Strategy
Citigroup

Maggie Wang is a Managing Director and Global Head of Structured Products Strategy at Citigroup. Maggie has been covering the CLO market since 2007 and headed US CLO & CDO research at JP. Morgan before joining Citi in 2014.  Maggie advises over 600 global institutional clients, from Banks, Insurers, Hedge Funds, Private Equity to Family offices. She publishes research on structured credit market, cross-asset relative value, trades ideas and CLO manager evaluations. Maggie and her team have been ranking among top 3 in the All-America Institutional Investor Fixed Income Research Survey since 2007. Currently Maggie and her team rank #2 in the All-American Institutional Investor Survey’s CLO ... (view full description)

Scott Waynebern

President
Limekiln Real Estate Advisors

Prior to founding Limekiln Real Estate, Mr. Waynebern founded and was Head of Benefit Street Partners/Providence Equity's CRE debt platform (“BSP”). BSP's CRE debt platform grew from $0 to $2B AUM during his tenure. Scott's team originated over $3B of loans in 200+ transactions in less than three years. He also controlled $5B of loans through its Multifamily B-piece portfolio.  Mr. Waynebern and his team also led the restructuring and return to the capital markets of RFT, a distressed commercial mortgage REIT, and rebranded it BSPRT.  At BSP, Scott led his team of 43 dedicated employees through 17 CRE debt securitizations (1 CLO, 2 Freddie Mac multifamily re-securitzations and 14 CMBS condui ... (view full description)

Neil Weidner

Partner
Cadwalader, Wickersham & Taft LLP

Neil Weidner’s practice is concentrated in the areas of securitization, structured finance, and derivative financial products. Neil represents underwriters, issuers, institutional investors, collateral managers, and sponsors in a wide range of matters involving the securitization or re-packaging of traditional and non-traditional assets. Neil has extensive experience using cash flow, market value, and hybrid structures, and is recognized as a leading practitioner in the CLO 2.0 market.In addition, Neil represents issuers, sponsors, derivatives dealers, and end users in a broad range of matters, including structured swaps, total return instruments, ... (view full description)

Steve Wilkinson

Senior Director
S&P Global Ratings

Steve Wilkinson is a Senior Director with S&P Global Ratings in the Corporate Ratings group. As a senior member of the Leveraged Finance and Recovery Team, Steve is involved with recovery research and criteria development as well as analyzing recovery prospects for debt issued by speculative grade companies.   Before joining the recovery analytics group in 2005, Steve was a credit analyst in Standard & Poor’s Ratings Services Media and Entertainment team with primary analytical responsibility for a diverse list of media companies including movie exhibitors, English and Spanish language broadcasting companies, business-to-business media firms, and leisure companies. ... (view full description)

William van Hertsen

Founder & CEO
New Debt Exchange

Will is the Founder and CEO of New Debt Exchange. New Debt Exchange offers a connectivity system for dealers, bondholders and debt issuers, to foster secondary liquidity and the efficiency of bondholder communications. Prior to launching New Debt Exchange, Will was a trader in the Structured Financing, Investing and Lending group at Goldman Sachs. There, he built a dedicated lending business providing secured Risk Retention financing to CLO, CMBS and Student Loan ABS originators, worked on long-term secured financing transactions globally with institutional counterparties, and participated in the structuring, underwriting, and distribution of esoteric structured products. ... (view full description)
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Information Management Network - Privacy Notice

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This Privacy Notice was updated on 23 May 2018

Our Approach to Your Privacy

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  • Advertising & Marketing

    We use the personal data you provide us and which we collect from you to inform you about similar products and services which we provide. We may send you marketing communications that are sponsored by our partners and which are targeted to your interests based on information you have provided us such as job title, employer and/or industry. If you have consented to receive information from other Euromoney group companies, we may share your personal data with these companies so that they can fulfil your request to receive marketing materials in accordance with your preferences. We will not share your personal data with any third parties for their own marketing purposes unless you have provided your consent.

    Each of the Euromoney group companies that may contact you is a data controller in relation to the personal data that you have agreed to share with them. If you have any questions or concerns, you may contact the individual company, or us – using the contact details set out in the “Who We Are” section.

    You can opt out from receiving such materials at any time.

    The personal data we may use for advertising and marketing purposes includes your name, email address, job title, phone number, company name/employer, geo location, postal address and data collected using cookies and other similar technology (Please read our separate Cookies Policy to find out more about which cookies we use, how they work and how you can control your cookie options).

    Marketing materials are sent electronically, by post and we may occasionally call you.

  • Online Targeted Advertising

    We use targeted advertising on our websites to display advertisements that are relevant to what we believe are your interests. In order to deliver relevant advertisements, we use third parties to deliver cookies that collect information about your IP address and how you interact with our sites (e.g. browsing information, which articles you have read etc.). This data is used by the third parties to determine which advertisements may be of interest to you.

    We may also share your personal data with third parties to deliver targeted advertising to you on other websites (e.g. Twitter Tailored Audiences or Facebook Custom Audiences). This could include your email address, cookie data, and information obtained from third parties. Third party cookies may also be used to enable us to target advertisements to you on other websites that you visit.

  • Lead Generation and Scoring

    We occasionally use the services of trusted third parties in order to ensure that the personal data we use for advertising and marketing purposes is accurate and up-to-date. To do this, we transfer personal data of individual leads (such as name, email, job title, location and phone number) to these third parties who conduct research to verify the data – primarily against public information.

    We also use algorithmic software technology to help us improve the quality and relevance of marketing activities. The personal data analysed by the software includes email address, phone number, job title, address, purchase history and account information. This allows us to provide meaningful offers that are relevant to your specific profile.

  • Surveys, Market Research & Customer Feedback

    We want to understand the needs of our readers and customers. We may therefore use the information you provide us – including your name and contact details – to contact you to request your feedback, or to participate in our customer and market research.

  • Public forums, message boards and blogs

    Some of the pages on our group websites may include message boards, blogs or other facilities for generating content from users. Any information that is disclosed in these areas becomes public information and you should always be careful when deciding to post any personal data. User generated content is also subject to our site Terms & Conditions.

  • Business or Asset Sale

    If we sell a business or assets we may need to disclose your personal data to the prospective buyer of such business or assets.

    If Euromoney, or any of our group companies is sold or sells our assets or is acquired by a third party, then personal data about our customers will be acquired by that third party. A transfer of your personal data in these circumstances would be necessary so that the services you have contracted for can still be delivered, or so that you can continue to enjoy the benefits of our free products and services. You will receive notice if a new controller assumes responsibility for your personal data.

  • Additional Third Party Disclosures

    We may disclose your personal data to other third parties in the following situations:

    • To third party partners who help us by providing services such as technology, marketing, advisory or other services. These third parties only receive encrypted data and may only process personal data to provide those services to us.
    • Where we are required by law or regulation to do so. In each case we will seek, where practicable, to minimise the amount of data that is disclosed.
    • If required to protect the rights and interests of other users and/or Euromoney and its affiliates (including our employees, agents and contractors), or as otherwise set out in our Terms & Conditions. This may include exchanging information with other companies and organisations for the purposes of fraud protection.
  • Email Tracking

    We may include small pixel tags (small image files) within the emails we send you in order to determine whether our emails are opened and/or whether the hyperlinks inside our emails are clicked through. We may also collect browser, location and the device used to engage with our email communications. This information allows us to better understand whether we are meeting our users’ needs and how we can improve our communications. No other information is collected. You can opt out of receiving our direct marketing emails either by following the instructions in each email, or by contacting us (see the “Who We Are” section of this Privacy Notice).

International Transfers

Some of the Euromoney group companies are based outside the European Economic Area (EEA). If you have consented to being contacted by our group companies, then the transfer of your personal data will be made according to the terms of an international data sharing agreement that contains obligations approved by European data protection regulators. Any of our group companies that receive your personal data will be co-controllers of that data, which means they may determine how they process your personal data – although they may only use it for the purposes for which it was shared, unless you are informed of new or additional processing activities.

We may also transfer personal data to third party service providers as described in this Privacy Notice which are located outside the EEA. Where we conduct these transfers, we take all steps necessary to ensure that your data is treated securely and in accordance with applicable privacy legislation, either by only sending your personal data to jurisdictions that provide an adequate degree of legal protection for your data or by imposing approved contractual terms on these third parties.

Retention Periods

We have a data retention policy that ensures we don’t use or store your personal data for longer than necessary. We consider the following issues to determine retention periods:

  • Guidance from the UK Information Commissioner or other regulatory agency, or industry best practice recommendations;
  • The business rationale for collection and expiry of the purpose for which personal data was collected;
  • Our ongoing ability to ensure the accuracy of the data; and
  • Legal and regulatory requirements.

We may occasionally need to keep personal data for either shorter or longer periods than specified in our retention policy. In such circumstances, application of the retention period to the data will be temporarily suspended. The suspension of an applicable retention period will be carried out in a manner that respects the rights and interests of all persons concerned.

How You Can Set Your Data & Privacy Preferences

You can use our Preference Centre to select the topics that are of interest to you so that we can send you publications and information about our products and services that are especially relevant to you. You can also choose the channels we use to contact you (email, phone, post, etc.) and can also opt-out of receiving marketing communications.

Your Rights

You have certain rights in relation to your personal data which include the following:

  • Access & Portability

    You may request access to any personal data of yours for which Euromoney is responsible as controller. Unless there are legal or regulatory reasons for not doing so, we will confirm whether we process any of your personal data and if we do, we will provide you with the following information: the purposes of the processing, the categories of personal data, any recipients of your personal data, the applicable retention period and the data source. Copies of your personal data will be made available to you in a structured, machine-readable format.

    You may also request that we transfer the personal data that you have submitted to us, to another controller, where it is technically feasible for us to do so.

    If you have consented to our processing of your personal data, or if we are processing your personal data in order to fulfil our contractual obligations to you, then you can submit a request that we transfer your personal data to another data controller.

  • Rectification, Restriction, Objection

    You have the right to request that Euromoney rectify any errors in the personal data that we process. In some circumstances, you may also be able to ask for the erasure of personal data, and/or request that the processing of your personal data be restricted. You may also object to the processing of your personal data for sales or marketing purposes.

  • How to Exercise Your Rights

    To exercise any of these rights, please contact us by post or email at the following addresses:

    Euromoney Institutional Investor PLC
    8 Bouverie Street
    London, EC4Y 8AX
    United Kingdom

    Email: dataprotectionofficer@euromoneyplc.com

    Web form: Complete Subject Data Request Form

    We may need to check your identity prior to processing a request.

    Euromoney will do our best to respond to any questions and address any of your concerns. You are also able to register any complaints regarding the processing of your personal data directly with the UK Information Commissioner.

Protecting Your Data

Euromoney is committed to keeping your personal data secure and we will take appropriate technical and organisational measures to protect your personal data from loss, unauthorised use, disclosure or destruction. Although we do our best to protect your personal data, we cannot guarantee that any transmission of data is without risk. We have therefore implemented information security policies and rules, staff training on information security, and technical measures to ensure the integrity of data that we have under our control.

All our employees, contractors and data processors (i.e. those third parties that process personal data on our behalf) are required to keep such data confidential and not to use it for any purpose other than the performance of services we have requested.

Third Party Sites

Our site may contain links to other websites – including, for example, providers of payment processing services. Euromoney is not responsible for the privacy and data collection practices of third party sites and we therefore recommend that you review the privacy policies and terms of service of each site you visit.

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