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Nausser Abushaaban

Treasury Director
Mosaic

Nausser is the Treasury Director at Solar Mosaic, Inc. which is a California based specialty finance company focused on originating and servicing consumer loans used for the purchase of grid tied residential solar systems. Nausser is responsible for operationalizing all capital transactions, asset allocation, and liquidity management. Since joining Mosaic in 2016, Nausser has helped structure and operationalize over $1.5 Billion in revolving warehouse credit facilities, whole loan sales, and ABS capital markets transactions. Prior to joining Mosaic, Nausser spent 15 years with banks and consumer finance companies. He holds a B.A. in Supply and Logistics Management fro ... (view full description)

Ram Ahluwalia

Chief Executive Officer
PeerIQ

Ram is the CEO and Co-Founder of PeerIQ. Previously, Ram was the CIO of Winged Foot Capital an investment advisor responsible for managing alternatives investments in structured credit.   Previously, Ram was a Senior Vice President at Bank of America-Merrill Lynch and member of the Cards & Deposits executive management team responsible for investment decisioning a $120Bn credit portfolio. Prior to this role, Ram was a Vice President at the Merrill Lynch Global Bank Group.    As a management consultant at Inductis, Ram advised Fortune 500 financial firms on statistical decision-making frameworks for acquisition and risk modeling. Ram received a B.A. in ... (view full description)

David Aidi

Partner
Atalaya Capital Management LP

Mr. Aidi has extensive experience in alternative credit investing with particular emphasis on executing specialty finance and corporate transactions. Prior to joining Atalaya, Mr. Aidi was the Portfolio Manager in charge of the Direct Lending Group and a member of the Investment Committee at Magnetar Capital. Prior to Magnetar, Mr. Aidi was a corporate analyst at Highbridge/Zwirn, focused on private lending and special opportunities investments. Mr. Aidi began his career at Merrill Lynch, holding positions within the High Yield Capital Markets Group as well as the Telecommunications, Media and Technology Investment Banking Group. Mr. Aidi earned a BS in Business Administration, summa cum lau ... (view full description)

James Alexander

Credit Underwriting & Capital Markets
ProducePay

James Alexander has experience as an operator and investor in Fintech since 2010.  He has held key executive positions and worked with notable platforms and investment managers including: Prosper, LendingClub, FastPay, CircleUp, Money & Co., Colchis Capital and Direct Lending Investments. He is also invested in numerous Fintech platforms.    James has 20 formative years of experience in traditional banking, capital markets, research and institutional sales; and has worked at venerable institutions including Goldman Sachs, Royal Bank of Canada and Nomura. He is also the co-founder of the Swiss merchant bank, Alternative Capital Associates.   James holds degrees fro ... (view full description)

Aryea Aranoff

Chief Strategy Officer
Darien Rowayton Bank

Aryea Aranoff currently serves as Chief Strategy Officer of Darien Rowayton Bank. He has 8+ years of experience in banking and consumer finance. Aryea’s prior experience includes 2 years working as a strategic consultant at McKinsey & Co., advising top US banks on operational and strategic opportunities, and 2 years as an investment banker, raising capital for public small cap companies. Aryea earned his M.B.A. from The University of Pennsylvania’s Wharton School and his B.A. from Columbia University in New York.

Diana Asatryan

Reporter
Debtwire

Diana Asatryan is a reporter at Debtwire, where she covers marketplace lending and financial technology broadly. Prior to recently joining Debtwire, Diana worked as a deputy editor at Bank Innovation.

She is a graduate of Columbia University’s Graduate School of Journalism.

 

Cory Barry

Partner
Morgan, Lewis & Bockius LLP

Cory E. Barry focuses his practice on representing issuers and underwriters in securitization and structured finance transactions relating to various receivables and financial assets. These financing transactions involve clients in the financial services, automotive, and fintech sectors. He also advises clients on financial regulatory matters, including the Dodd-Frank Wall Street Reform and Consumer Protection Act and related rulemaking initiatives. Cory regularly represents financial institutions in connection with the public and private issuance of corporate and asset-backed fixed income securities, asset-based lending, and term issuance and ABCP financing of various assets. He ... (view full description)

Philip Bartow

Portfolio Manager
RiverNorth

Philip joined RiverNorth in 2015 and serves as Portfolio Manager. Philip comes to RiverNorth with 12 years of experience in Investment Management, Capital Markets, and Investment Banking capacities within structured finance, securitized products and real estate. Prior to joining RiverNorth, Philip was a Principal at Spring Hill Capital where he focused on the analysis and trading of structured credit, commercial mortgage and asset-backed fixed income investments. Philip began his career in the Mortgage Department at Lehman Brothers Inc. in New York, where he focused on non-agency residential mortgages and esoteric asset-backed securities.   Phi ... (view full description)

Stephen Bisbee

President
eOriginal Inc

Stephen F. Bisbee serves as President of eOriginal, Inc., is a founder of eOriginal and is co-inventor of the eOriginal technologies. He oversaw the creation of unique solutions that serve as the foundation for a digital ecosystem for originators, banks, investors, funders, rating agencies, and other key stakeholders.   Steve initiated the development of secure technology systems integrating business processes and legal parameters to enable the first fully electronic, multiparty mortgage, lease, and international trade transactions in the late 1990s. In conjunction with creating and deploying these platforms, Mr. Bisbee was one of a small group of innovative legal experts that cr ... (view full description)

Noah Breslow

Chief Executive Officer
OnDeck Capital

Noah Breslow has served as OnDeck’s Chief Executive Officer and Chairman of the company’s board of directors since June 2012. Previously, he served as Chief Operating Officer from October 2011 to June 2012, Chief Product Officer from October 2009 to September 2011, Senior Vice President, Products and Technology from March 2008 to September 2009, and Vice President, Products and Technology from June 2007 to February 2008. Prior to joining OnDeck, Mr. Breslow was Vice President of Marketing and Product Management for Tacit Networks, Inc., a provider of wide area network optimization solutions, from December 2003 through January 2007. He holds an S.B. in Comp ... (view full description)

Nicole Byrns

Director Credit Structuring
Deutsche Bank

Nicole Byrns is currently a senior member of Deutsche Bank’s Credit Structuring team where she is responsible for analyzing, executing and managing complex credit and lending structures with marketplace originators, whole loan purchasers and bank partners with over $1 billion of capital deployed across both consumer and small business platforms. She primarily acts as principal but will also develop structures involving marketplace assets for private distribution or capital markets refinancing. Her use of innovative structures matches clients’ objectives for efficient financing with available capital.      Prior to joining Deutsche Bank, Nicole was a Director at Garrison Investmen ... (view full description)

Jeremy Christensen

Senior Vice President, Director of Fund Custody
Millennium Trust

Jeremy is responsible for the strategic direction and growth of private fund custody, working with the firm’s regional directors, prospects, service providers, and clients to drive business through education and awareness of the service. Before assuming his leadership role, Jeremy held senior positions in the group where he developed alternative business segments dealing with hedge funds, private equity, managed futures, and other alternative investments. He draws on his 15 years of experience in the financial services industry to deliver innovative solutions to the firm’s clients. Prior to joining Millennium Trust, Jeremy worked for Sterling Trust Company and Paychex ... (view full description)

Don Davis

Portfolio Manager
Prime Meridian Capital Management

Don Davis is a Principal and Portfolio Manager of Prime Meridian Capital Management, an investment management firm specializing in online P2P/marketplace lending strategies. As a seasoned industry veteran and skilled portfolio manager, Mr. Davis applies his knowledge, conservative management principles, and hands on expertise to the day-to-day management of  Prime Meridian Income Fund, LP investing in the peer-to-peer consumer lending market, Prime Meridian Small Business Lending Fund, LP investing in the small business lending market, Prime Meridian Real Estate Lending Fund, LP investing in the real estate lending market, and Poise Lending Fund, LP which is a leveraged peer-to-peer lending ... (view full description)

Steven Dresner

Founder & Chief Executive Officer
DealFlow Financial Products, Inc

Steven Dresner is founder and CEO of DealFlow Financial Products, Inc. DealFlow provides information and analytical tools for professionals operating in the $1 trillion market for small business loans. The company’s current products include SmallBusinessLending.io, The Alternative Lending Report, and a variety of databases and directories aimed at creating greater transparency in the non-bank finance sector. Prior to Dresner’s current position building software in the SME loan space, he spent two years developing deal platforms for online investing and was the founder and CEO of DealFlow Media and PrivateRaise (acquired by TheStreet Inc.). Dresner was also an investment banker with Ladenburg ... (view full description)

Vishal Garg

Chief Executive Officer
Better Mortgage

Vishal Garg is the Founder and CEO of Better Mortgage, working to make financing a home simpler, faster and better for all Americans. Mr. Garg’s passion is using technology to improve customer experience and credit outcomes in consumer finance. In addition to leading Better Mortgage, Vishal also serves as the Founding Partner of 1/0 Capital, a credit and financial technology incubator and the Chairman of Climb Credit, The Number, and Phoenix Holdings. Mr. Garg previously founded Future Finance, which is today Europe’s largest private student finance company. Prior to Future Finance, Mr. Garg was the founder, President & CFO of MyRichUncle (2005 NASDAQ IPO), which ... (view full description)

Phil Goldfeder

Vice President, Governmental Affairs
Cross River Bank

With almost 15 years of experience in both the public and private sectors, Goldfeder has joined Cross River to lead the growing government affairs department. Goldfeder began his career in public service as a community liaison for the New York City Council. This soon led to a position as a Borough Director for the Mayor’s Community Affairs Unit under Michael Bloomberg. His ability to unite disparate interest groups caught the attention of New York Senator Charles E. Schumer, who hired him as his Director of Intergovernmental Affairs. In this role, Goldfeder collaborated with other elected officials, financial institutions, and community organizations to advance new initiatives in transportat ... (view full description)

Al Goldstein

Chairman, Chief Executive Officer
Avant Holding Co., Amount

Al Goldstein is the co-founder and CEO of Avant, an online marketplace lending platform that is changing the way consumers obtain credit by lowering the costs and barriers of borrowing.  By utilizing advanced algorithms and machine-learning capabilities, Avant offers a unique and highly customized approach to the personal loan process.   At its core, Avant is a tech company that is dedicated to creating innovative and practical financial products for all consumers. Avant has secured more than $1.7 billion in funding to date and more than 500,000 loans have been issued through the Avant platform. Avant has been featured in publications such as The Wall Street Journal, The New York ... (view full description)

Nathaniel Hoopes

Executive Director
Marketplace Lending Association

Nathaniel Hoopes is the Executive Director of the Marketplace Lending Association. Hoopes joined the MLA after serving as Executive Director at the Financial Services Forum in Washington D.C., where he worked on policy issues affecting the nation's largest financial firms. He has spent more than a decade working in financial services and public policy, and played a key policy role on Capitol Hill in the wake of the financial crisis, including in the development and bipartisan negotiation of major amendments to the 2010 Dodd-Frank Wall Street Reform and Consumer Protection Act. Hoopes also worked on developing legislation to expand opportunities for small businesses and startups through equit ... (view full description)

Ashish Jain

Senior Vice President, Capital Markets
SoFi

Ashish Jain joined SoFi in May 2016 and serves as Senior Vice President of Capital Solutions. He is responsible for distribution, loan sales, strategic partnerships, and growing SoFi’s institutional outreach. Prior to SoFi, Ashish worked at Deutsche Bank for 13 years. Most recently, he was Managing Director and US Head of Securitized Product Sales, a role he held for 4 years and in which he interacted with some of the world’s largest institutional investors about their investment strategies and portfolios. He began his career in Rates Sales in 2004. Ashish received a BS in Finance from Carnegie Mellon University in 2003 and he has served as a member of the Carnegi ... (view full description)

Christopher Johnson

Co-Founder & Chief Executive Officer
Finitive LLC

Christopher Johnson is a Co-Founder and the Chief Executive Officer of Finitive. Prior to Finitive, he served as a Managing Director of Prospect Capital Management L.P., where he led the online lending investment initiatives of the firm. Prior to Prospect, Mr. Johnson was Vice Chairman and Head of Capital Markets Practice at Berenson and Company, Inc. He spent nine years at Deutsche Bank Securities in various roles, including Head of the Restructuring Advisory Group, Co-head of Global Media Investment Banking, and Co-head of Telecom Americas Coverage. Mr. Johnson worked at Merrill Lynch for fifteen years, including positions as Co-head and Chairman of the Global Leveraged Finance Group. He h ... (view full description)

Randal Johnson

Director
Deutsche Bank

Randal Johnson, CFA is head of the consumer and marketplace lending business within Global Credit Trading at Deutsche Bank.  Randal is responsible for the warehouse lending, principal finance and ABS placement activities conducted by Deutsche Bank in these sectors.  Randal’s group offers a range of financing alternatives to its clients and maintains a multi-billion dollar principal financing commitment to the space.    Randal has been with Deutsche Bank for over ten years, in a variety of roles covering consumer finance, small business finance and real estate finance.  He has experience across a w ... (view full description)

Matthew Joseph

Partner
Morgan, Lewis & Bockius LLP

Matthew Joseph focuses primarily on structured finance transactions. He regularly represents issuers and underwriters in public offerings and private placements of asset-backed securities, and he is often involved in structuring innovative transactions with new asset types or unique tax and cash-flow structures, utilizing various forms of credit enhancement and derivatives. He also represents large financial institutions in structured lending transactions both on balance sheet and in commercial paper conduit transactions as well as in acquisition financing transactions. Matthew structured the securitization of a broad range of financial assets, including automobile loans and leas ... (view full description)

Manish Kapoor

Managing Principal
West Wheelock Capital

Manish has 17 years of experience in creating capital market origination platforms, structuring and originating principal transactions and investing in credit assets. He has led over $20 billion of transactions and restructured assets and liabilities for the largest global bankruptcy at the Lehman estate. He continues to focus on investment and liquidity strategies in credit assets. Prior to working at the Lehman bankruptcy estate, Manish worked in principal groups at Lehman and Bear Stearns in New York, where his mandate was to utilise the firm’s balance sheet to invest in proprietary cross-asset transactions in multiple jurisdictions. Manish has extensive experienc ... (view full description)

Val Katayev

Managing Partner
Prime Meridian Capital Management

Val Katayev is the Managing Partner of Prime Meridian Capital Management assisting with strategy, product development, platform selection and investor services. Mr. Katayev is a four-time tech entrepreneur who generated over $100 Mil in profits and exits before ever raising capital from outside investors. He is also one of the most experienced P2P/Marketplace Lending investors in the United States, and was one of the very first lenders at Prosper in early 2006 over 11 years ago. After seeing positive returns after the “Great Recession”, he has since invested substantially into the space, and is the largest individual investor in the Prime Meridian funds.   Watch Val present his 1 ... (view full description)

Rosemary Kelley

Senior Managing Director & Co-Head of ABS
Kroll Bond Rating Agency

Rosemary Kelley is a Senior Managing Director and Co-Head of ABS at Kroll Bond Rating Agency, Inc. Rosemary has been at KBRA since 2011 and focuses primarily on Consumer ABS including auto loan, auto lease, dealer floorplan, credit card, consumer loan, student loan and timeshare sectors. Prior to joining KBRA, Rosemary was a Senior Vice President at DBRS, Inc. focusing on Consumer ABS. Before DBRS, Rosemary spent ten years at MBIA Insurance Corporation, most recently as a Director in the Structured Finance department. She had previously managed MBIA's portfolio management unit responsible for monitoring and workouts in Consumer ABS. Rosemary has a BA from Manhattanville College and a MBA fro ... (view full description)

Lauren Kerr

Conference Producer
IMN

David Kimball

Chief Executive Officer
Prosper Marketplace, Inc.

David Kimball is Chief Executive Officer of Prosper Marketplace. He joined the company in March 2016 and brings more than 20 years of financial experience.  Prior to joining Prosper Marketplace, David served as Senior Financial Officer of USAA’s Chief Operating Office, where he oversaw USAA’s real estate unit, bank, P&C and life insurance companies, investment management company, and the call centers/distribution functions. During time at USAA, he also served as USAA’s corporate treasurer and held several senior positions across several finance functions including capital markets, treasury, accounting, and FP&A. Prior to USAA, David spent ten years ... (view full description)

David Klein

Chief Executive Officer & Co-Founder
CommonBond

David Klein is CEO and Co-Founder of CommonBond, a leading fintech company that uses data and technology to lower the cost of student loans. Since launching in 2012, CommonBond has raised over $1 billion across equity and debt, and is the first and only company in finance with a 1-for-1 social mission: for every loan funded on CommonBond's platform, the company funds the education of a student in need in partnership with Pencils of Promise. A recognized authority on fintech and student debt, David's perspectives have been featured in The Wall Street Journal, Forbes, CNBC, TechCrunch, Inc. and more. He was featured on the Crain's New York 40 Under 40 list in 2016. Before starting ... (view full description)

Alex Koles

Chief Executive Officer, Founder and Managing Director
Evolve Capital Partners

Alexander Koles is the CEO, Founder and Managing Director of Evolve Capital Partners, a specialized investment bank focused on companies that operate at the intersection of finance and technology (FinTech). With more than 15 years of investment banking advisory experience, Mr. Koles has supervised over $350 million of M&A and financing transactions since the firm’s inception in 2012.   Evolve Capital Partners focuses on nine innovative sectors, including, but not limited to: payments, banking technologies, alternative lending platforms, and securities/wealth technologies.   Mr. Koles began his career at Merrill Lynch as an Investment Banker in the Corporate Financ ... (view full description)

Geoffrey Kott

Chief Financial Officer
Cross River Bank

Geoff is the Chief Financial Officer at Cross River, the financial services organization that merges the established expertise of a bank with the innovation and product offering of a technology company. In this capacity, he is responsible for all finance functions including capital markets, business planning and forecasting, asset liability management, strategy and accounting. Kott also serves as a member of the bank’s executive management committee, which shapes the strategic focus of the company.   Prior to Cross River, Geoff spent nearly a decade at Morgan Stanley where he served as a Managing Director and built the global Securitized Products Asset-Based Lending Group. He also practiced ... (view full description)

Rob Lavet

General Counsel
SoFi

Rob Lavet is responsible for managing all legal affairs, compliance and government relations for SoFi and its affiliate entities.  He also has management responsibility for SoFi’s Internal Audit and Information Security Groups.  SoFi is a leading online lender based in San Francisco and was named one of the ten top startup companies by CNBC in 2012.  SoFi currently originates more than $1 billion per month in consumer credit and has originated more than $25 billion in loans since commencing operations in late 2012, including student loan refinance loans to early career professionals, mortgage loans and unsecured personal loans.  He has been instrumental in SoFi’s asset backed securitization ... (view full description)

Zhengyuan Lu

Managing Director
Neuberger Berman

ZHENGYUAN LU, is a Managing Director on Neuberger Berman’s Specialty Finance team. Prior to joining Neuberger Berman, Lu was a Managing Director and head of the Warehouse Financing Group with SVB Financial Group (“SVB”), where he was responsible for debt investments in the FinTech sector. Prior to SVB, Lu was in a similar capacity with Victory Park Capital. Prior to that, Lu was a senior vice president and head of Capital Markets and Treasury at OnDeck (“ONDK”), where he spearheaded all capital markets and fundraising activities. This also included the management of OnDeck Marketplace, the crowd funding platform of OnDeck and Treasury and Cash M ... (view full description)

Peter Manbeck

Partner
Chapman and Cutler LLP

Peter Manbeck is a partner in Chapman’s Asset Securitization Department and a member of the firm's New York office. Peter joined the firm in 2011. Peter represents issuers, sponsors, collateral managers, broker-dealers, swap providers, and other participants in asset-backed commercial paper programs and other structured transactions. He has considerable experience with securities portfolio financings and has worked on numerous corporate debt and equity financings. He also represents sponsors and investors in internet-based lending programs and has extensive experience in matters involving state securities laws and FINRA corporate financing rules. Peter was previously ... (view full description)

Kenneth Marin

Partner
Chapman and Cutler LLP

Ken Marin is the Office Leader of the New York office of Chapman and Cutler. Ken's primary focus is on structured finance and securitization and financial and derivative products. Ken has extensive experience with asset-backed securities, including credit card receivables, residential mortgages, dealer floor plan, auto leases, esoteric assets including mutual fund fees, tobacco fees, farm subsidies, loans to medical practices, insurance premium finance, and trade receivables; collateralized loan obligations; sale and securitization of distressed assets; credit and equity derivatives; covered bonds; and interest rate swaps. Ken's clients include issuers, underwriters, credit enhan ... (view full description)

Richard Mauro

Director of Capital Markets
Wunder Capital

As Director of Capital Markets, Rich Mauro leads all of Wunder Capital's institutional financing activities.
 
Rich brings extensive finance and energy experience to Wunder. Prior to joining in 2017, Rich spent 7 years in Deutsche Bank’s Infrastructure & Energy Group specializing in renewable energy asset finance.  He has executed more than $3.0bn in financings across more than 25 different projects, including multiple award winning transactions.

Karan Mehta

Head of Capital Markets
Marlette Funding

Karan is the Head of Capital Market’s at Marlette Funding, LLC and responsible for all financing, whole loan sales and ABS capital markets activities. Under Karan’s management Marlette has successfully raised over $500 million in warehouse capacity enabling the retention of loans on the balance sheet. He structured and developed the securitization program from the ground-up in 2016, and till date Marlette collateral has backed over $1.5 billion in issuances. Prior to joining Marlette in 2015, Karan spent 12 years at Deutsche Bank most recently leading coverage of the US consumer unsecured and small business sectors with the Structured Products group. He has also worked in Asia with Merrill L ... (view full description)

Charlie Moore

Chief Executive Officer
Global Debt Registry

Charlie Moore leads Global Debt Registry’s daily operations, bringing to his role more than 20 years’ experience in building new financial services businesses. He has led teams in Europe and the United States at Thomson Reuters, Lloyds of London and Barclays Bank, helping to grow early stage ventures with roles covering innovation, strategy, marketing, business development and account management. Charlie is a marketing graduate of London Guildhall University and received his MBA from the University of Surrey, in parallel with the International Management Center, during which time he was awarded a scholarship to attend the Executive Management Program of Kellogg Business School.

 

Orion Mountainspring

Senior Counsel
Chapman and Cutler LLP

Orion Mountainspring is senior counsel in Chapman's Asset Securitization Department. He has a broad background in asset finance, securitization, mortgage finance, and derivatives. His experience includes advising issuers, underwriters, and investors in public and private conduit and term transactions backed by structured asset classes, including consumer loans, residential and commercial mortgages, student loans, auto loans, credit cards, shipping, and municipal bonds. Before joining Chapman in 2015, Orion was a senior director in Standard & Poor’s CMBS group. He also gained substantial investment banking legal experience while working on secondment with Credit Suiss ... (view full description)

Paul Nash

Managing Director
Nash Strategies LLC

Paul M. Nash is the Managing Director of Nash Strategies LLC. Until September 2017, Mr. Nash was the Senior Deputy Comptroller and Chief of Staff of the OCC, chairing the agency’s Executive Committee, leading the policy committee, overseeing the external affairs and communications functions, including Congressional Liaison, Banking Relations, Press Relations, and Internal Communications.  His responsibilities included oversight of the OCC’s Office of Innovation, which houses the fintech initiative, and the Office of Enterprise Risk Management.  He also directed the daily operations of the Comptroller’s support staff. Mr. Nash was also the Deputy to the Chairman for Ex ... (view full description)

Richard Neiman

Head of Regulatory & Government Affairs
Lending Club

Richard Neiman is Head of Public Policy for LendingClub, the nation’s largest online credit marketplace for connecting borrowers and investors.  He joined LendingClub in 2014, after serving for three years as Vice Chairman of the Global Financial Services Regulatory Practice at PricewaterhouseCoopers LLP (PwC).    Richard was previously Superintendent of Banks for the State of New York from 2007-2011, where he was responsible for the supervision of all state chartered and licensed financial institutions, including banks, nonbank lenders, money transmitters, and the majority of foreign bank branches in the U.S.  During his term as Superintendent, Richard was appointed by the U.S. ... (view full description)

Shaun O'Neill

President & Chief Operating Officer
Concord

Sasha Orloff

Chief Executive Officer & Co-Founder
LendUp

Sasha Orloff  is CEO and co-founder of LendUp, a socially responsible fintech company. LendUp’s mission is to provide anyone with a path to better financial health. The company builds technology, credit products, and educational experiences that haven’t existed before for the emerging middle class -- the 56% of Americans shut out of mainstream banking due to poor credit or income volatility. It has originated more than $1 billion in credit.   Prior to founding LendUp, Orloff held roles in risk management, finance, online acquisitions and customer insights on Citi’s consumer credit team, and most recently served as Senior Vice President on Citigroup's Venture Capital team.  Earlie ... (view full description)

Francisco Paez

Director
MetLife

Francisco Paez is a Director in MetLife's Investments department. He joined MetLife in 2003 at its Latin American regional investments office in Santiago, Chile, where he had roles including responsibilities for structured finance and private equity investments. Francisco joined MetLife’s Structured Finance Group in Morristown, NJ, in 2007, where he’s had roles covering CMBS and ABS globally, as well as non-US RMBS. Prior to MetLife, Francisco spent 6 years at Citibank in Latin America, where he had various relationship management, product management and sales responsibilities. Francisco is a Chartered Financial Analyst. He earned his B.B.A. from th ... (view full description)

Perry Rahbar

Chief Executive Officer
dv01

Perry Rahbar is founder and CEO of dv01, the reporting and analytics platform that provides institutional investors transparency into lending markets, starting with marketplace lending. He founded dv01 to solve the challenges he encountered during his decade-long career trading mortgage bonds at Bear Stearns (Managing Director, MBS trading) and J.P. Morgan (Executive Director, Co-Head of CMBS trading).   To date, dv01’s portfolio management software has provided investors insight into more than $30 billion of loans (>50% of total) from the biggest marketplace lenders, including LendingClub, Prosper, and SoFi. By offering unrivaled data transparency and integrity, dv01 aims to ... (view full description)

Peter Renton

Founder
Lend Academy

Peter Renton is the founder of Lend Academy, the leading educational resource for the peer--]to--]peer (p2p) lending industry. His blog is the most widely read website about p2p lending and through his writing and video courses he has helped tens of thousands of people understand this new asset class. He is considered the worldfs leading expert on p2p  lending and  speaks regularly on the  topic at industry conferences. He is the co--]founder of the LendIt Conference, the worldfs first conference dedicated to the p2p and online lending industries and he is the author of The Lending Club Story, the definitive guide to the worldfs largest p2p lender. ... (view full description)

Joseph Roth

Vice President
Prospect Capital

Joseph H. Roth is a Vice President at Prospect Capital Management with eight years of finance industry experience. Mr. Roth is responsible for originating, executing and managing investments across a variety of industries, including financial services and marketplace lending investments. Prior to Prospect, Mr. Roth was an associate at Solaia Capital Advisors, where he worked on investments in the financial services industry. Mr. Roth worked as an investment banking associate at Citadel Securities, where he advised on M&A transactions and securities issuances for corporate clients. Mr. Roth began his career as an Analyst at Rothschild, where he worked ... (view full description)

Peter Rudegeair

Reporter
The Wall Street Journal

Peter Rudegeair is a staff reporter at The Wall Street Journal where he covers the intersection between finance and technology.

Prior to joining the Journal in 2015, Peter worked as a reporter at Reuters News and as a research associate at the Council on Foreign Relations.

He is a graduate of the University of Pennsylvania. 
 

Patricia Schulze

Vice President
Wilmington Trust

Pat is responsible for introducing Wilmington Trust’s full array of trust and agency services to corporations and financial institutions throughout the country and in several off-shore jurisdictions.  She specializes in asset-backed securitizations for all asset classes as well as services specific to special purposes entities, including those utilized by Hedge Funds, Private Equity, and the Commercial Real Estate industry. Pat is an active participant in the Structured Finance Industry Group and is a member of its Board of Directors. She is a past board member of the American Securitization Forum and a previous chair of its Communication and Education Committee. She is a frequen ... (view full description)

Andy Smith

Portfolio Manager
Emerald Asset Management

Mr. Smith is a Portfolio Manager for Emerald Separate Account Management, Inc., Emerald Direct Lending Advisers and Emerald EAGLE Fund I, LP.  In addition, Mr. Smith serves as a senior research analyst focusing on the energy sector and special situations for Emerald Asset Management, Inc.  Since 2001, he has been a member of the Portfolio Management Team for Emerald Asset Management.  Prior to joining Emerald, Mr. Smith was employed by UGI Energy Services, Inc., where he served as a Regional Sales Manager, an energy trader and analyst.  Mr. Smith’s duties included selling energy and consulting services, trading energy commodities and derivatives and executing risk management activities.  Mr. ... (view full description)

Rupert Taylor

Founder & CEO
AltFi Data

Rupert Taylor is the founder and CEO of AltFi Data. AltFi Data is the sole provider of a standardised full track record for platform lenders. In the UK and Europe, unlike the US, the risk and return of different lending types can be compared like for like. This standard is now gaining traction in the US allowing investors to mechanise processes relating to DD, risk management/monitoring and valuation. Prior to founding AltFi in 2013 Rupert spent 13 years working in finance. After starting in institutional equities he moved into cross-asset sales and eventually proprietary trading. His experience trading a range of asset classes, together with extensive experience of angel investm ... (view full description)

Josh Tonderys

President
Marlette Funding

Josh Tonderys is the President of Marlette Funding, a modern finance company. Josh is responsible for leading credit, marketing, operations and new products. Josh joined Marlette with more than 16 years of experience in financial services, having most recently served as COO and CRO at Prosper.

Before joining Prosper, Josh was Senior Director at Barclaycard US, responsible for the Open Market credit card business. Prior to Barclaycard, Josh held various credit risk roles at BankOne, now Chase Card Services.

Josh earned a MBA from UNC at Chapel Hill and a B.A. in Economics from Hobart and Williams Smith College.
 

Kevin Walsh

Chief Commercial Officer
PeerIQ

An executive with 20 years experience in consumer credit risk analytics, Kevin serves as PeerIQ’s Chief Commercial Officer, where he is responsible for new revenue generation, forging strategic partnerships, and managing PeerIQ’s sales, marketing, and client delivery teams. Prior to PeerIQ, Kevin ran direct to consumer mortgage lending for Ocwen Financial, where he led $3B in annual production.  Kevin began his career in analytical consulting at Inductis and Opera Solutions, where he delivered engagements in underwriting, pricing, marketing, and fraud management in consumer and small business credit. He also served as SVP, Credit and Marketing Analytics at Advanta Bank Corp.  Kevin received ... (view full description)

Chuck Weilamann

Chief Credit Officer
DBRS

Chuck Weilamann is currently a Managing Director with DBRS, Inc. providing credit ratings for U.S. and international structured finance transactions in the consumer, commercial and esoteric asset-backed sectors.  Prior to his position at DBRS, Chuck was a Partner at WoodLake Advisors, LLC, an independent financial advisor focused on providing advisory services to clients in energy infrastructure, securitization, leasing and project finance.  Prior to founding WoodLake Advisors, Chuck was a Vice President at Credit Suisse Securities (USA) LLC, where he was been responsible for the underwriting of products collateralized by esoteric assets valued at over $10 bill ... (view full description)

Brian Weinstein

Managing Partner
Blue Elephant Capital Management

Brian is an experienced financial executive with a career spanning 17 years in fixed-income trading and asset allocation. As a Managing Director on BlackRock's fixed income team, he most recently served as head of multi-sector fixed income. In this capacity he oversaw 40 portfolio managers managing more than $300 billion in assets across short duration, financial institutions and multi-sector fixed income portfolios. He worked extensively with pension funds, endowments, insurers and other institutional clients. Brian is an expert in understanding long-term valuation trends across the spectrum of fixed income instruments, and was a senior member of the team that established BlackR ... (view full description)

Gregory White

Managing Director
Oppenheimer & Co. Inc.

Gregory White is a Managing Director of Short Term Trading at Oppenheimer & Co. Inc. based in New York City. His responsibilities include oversight of short duration fixed income investments both for Oppenheimer’s Institutional clients and its HNW individual clients. Greg also works with the firms Asset Management Division to create and distribute innovative solutions to meet the needs of Oppenheimer’s clients and was recently tasked with determining whether to create and/or offer a MPL product for these institutional investors. Oppenheimer has 100 Institutional Fixed Income salespeople that focus on middle market investors with assets from $1-10 Billion such as endowments, p ... (view full description)

Andreas Wilgen

Group Credit Officer,Global SF
Fitch Ratings

Andreas Wilgen is Group Credit Officer for Global Structured Finance at Fitch Ratings. Based in New York, he oversees a team of credit analysts responsible for overseeing Fitch’s ratings process for global structured finance. Credit Officers are part of a team acting as a check and balance on the ratings team, providing additional perspectives and research to protect the quality of Fitch’s ratings. Prior to his current role Andreas was the co-Head of US ABS where he was responsible for managing the New York and Chicago-based staffs; overseeing criteria, research, and analytical development; and interacting with a variety of market participants, particularly investors. Prior to th ... (view full description)
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Event Contacts for 3rd Annual Investors' Conference on Marketplace Lending

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Information Management Network - Privacy Notice

Introduction - Who we are

Euromoney Institutional Investor PLC (“Euromoney”, “we”, “us” or “our”) is an international business-information group covering asset management, price discovery, data and market intelligence, and banking and finance. The group also runs an extensive portfolio of events for the telecoms, financial and commodities markets.

For a full list of our brands and group companies, please click on this link. Euromoney and its group companies are committed to respecting the privacy of every person who visits, registers with or subscribes to our websites, publications, events and other products or services.

Euromoney is the primary data controller of personal data collected through this website or that we may collect in different ways as described in this Privacy Notice. If you are contacted by our other group companies, they will also be controllers of your personal data. This means that they are responsible for how your personal data is used, just as we are. You may contact any of these companies directly, or you can contact Euromoney by emailing dataprotectionofficer@euromoneyplc.com or writing to the Data Protection Officer at Euromoney Institutional Investor PLC, 8 Bouverie Street, London EC4Y 8AX, United Kingdom.

This Privacy Notice was updated on 23 May 2018

Our Approach to Your Privacy

This Privacy Notice outlines the information we may collect about you in relation to your use of our products and services (“personal data”). It also explains the legal rights that you have in relation to your data and how you may exercise these rights.

Some of our group companies may collect and use personal data for different purposes; those companies have their own websites and privacy notices.

We will process your data for the following lawful purposes: with your consent; to fulfil our obligations to you; and where there is a legitimate interest to do so.

When possible, we rely on your consent to use your data for the purposes described in this Privacy Notice. We also process personal data to fulfil our contractual obligations to you, for example, when you register for any of our services, subscribe to a publication, sign-up for an event or purchase a product from us, we will need to process some of your personal data. This will also include details of the person/people responsible for payment (if different).

We may determine that processing your personal data serves both of our legitimate interests. This is the case in relation to many of our research, customer survey, sales, marketing and advertising activities described in this Privacy Notice. These activities allow us to better understand your requirements, which in turn enables us to provide you with a better service. We review the bases for our processing decisions carefully and you can object to these activities at any time (see the “Your Rights” section of this Privacy Notice).

What Personal Data We Collect & Why

Our primary goal in collecting personal data from you is to give you a relevant customised experience of our products and services.

  • Registration, Free Trials & Subscriptions

    When you register with our website and/or sign up for a free trial of our products or services, we may ask you to provide your name, address, email address and telephone number, and details relevant to your occupation or employer.

    If you subscribe to one of our products or services, we will also ask for payment details. Credit/debit card payments are processed using a third party supplier and we do not retain the credit card data (see the Third Party Sites of this Privacy Notice). Address details may be shared with third party service providers engaged by us for order fulfilment, delivery and payment collection. This personal data is used by us to complete subscription requests.

  • Events & Conferences

    If you have registered for an event through a group website we may collect personal data including: name, job title, company, address, telephone number and email.

    This information is necessary so that we can complete your registration for the event and provide you with relevant event materials.

    We may also provide delegate details (e.g. name, email) to event sponsors who, subject to your consent, may contact you for their own advertising and marketing purposes.

  • Advertising & Marketing

    We use the personal data you provide us and which we collect from you to inform you about similar products and services which we provide. We may send you marketing communications that are sponsored by our partners and which are targeted to your interests based on information you have provided us such as job title, employer and/or industry. If you have consented to receive information from other Euromoney group companies, we may share your personal data with these companies so that they can fulfil your request to receive marketing materials in accordance with your preferences. We will not share your personal data with any third parties for their own marketing purposes unless you have provided your consent.

    Each of the Euromoney group companies that may contact you is a data controller in relation to the personal data that you have agreed to share with them. If you have any questions or concerns, you may contact the individual company, or us – using the contact details set out in the “Who We Are” section.

    You can opt out from receiving such materials at any time.

    The personal data we may use for advertising and marketing purposes includes your name, email address, job title, phone number, company name/employer, geo location, postal address and data collected using cookies and other similar technology (Please read our separate Cookies Policy to find out more about which cookies we use, how they work and how you can control your cookie options).

    Marketing materials are sent electronically, by post and we may occasionally call you.

  • Online Targeted Advertising

    We use targeted advertising on our websites to display advertisements that are relevant to what we believe are your interests. In order to deliver relevant advertisements, we use third parties to deliver cookies that collect information about your IP address and how you interact with our sites (e.g. browsing information, which articles you have read etc.). This data is used by the third parties to determine which advertisements may be of interest to you.

    We may also share your personal data with third parties to deliver targeted advertising to you on other websites (e.g. Twitter Tailored Audiences or Facebook Custom Audiences). This could include your email address, cookie data, and information obtained from third parties. Third party cookies may also be used to enable us to target advertisements to you on other websites that you visit.

  • Lead Generation and Scoring

    We occasionally use the services of trusted third parties in order to ensure that the personal data we use for advertising and marketing purposes is accurate and up-to-date. To do this, we transfer personal data of individual leads (such as name, email, job title, location and phone number) to these third parties who conduct research to verify the data – primarily against public information.

    We also use algorithmic software technology to help us improve the quality and relevance of marketing activities. The personal data analysed by the software includes email address, phone number, job title, address, purchase history and account information. This allows us to provide meaningful offers that are relevant to your specific profile.

  • Surveys, Market Research & Customer Feedback

    We want to understand the needs of our readers and customers. We may therefore use the information you provide us – including your name and contact details – to contact you to request your feedback, or to participate in our customer and market research.

  • Public forums, message boards and blogs

    Some of the pages on our group websites may include message boards, blogs or other facilities for generating content from users. Any information that is disclosed in these areas becomes public information and you should always be careful when deciding to post any personal data. User generated content is also subject to our site Terms & Conditions.

  • Business or Asset Sale

    If we sell a business or assets we may need to disclose your personal data to the prospective buyer of such business or assets.

    If Euromoney, or any of our group companies is sold or sells our assets or is acquired by a third party, then personal data about our customers will be acquired by that third party. A transfer of your personal data in these circumstances would be necessary so that the services you have contracted for can still be delivered, or so that you can continue to enjoy the benefits of our free products and services. You will receive notice if a new controller assumes responsibility for your personal data.

  • Additional Third Party Disclosures

    We may disclose your personal data to other third parties in the following situations:

    • To third party partners who help us by providing services such as technology, marketing, advisory or other services. These third parties only receive encrypted data and may only process personal data to provide those services to us.
    • Where we are required by law or regulation to do so. In each case we will seek, where practicable, to minimise the amount of data that is disclosed.
    • If required to protect the rights and interests of other users and/or Euromoney and its affiliates (including our employees, agents and contractors), or as otherwise set out in our Terms & Conditions. This may include exchanging information with other companies and organisations for the purposes of fraud protection.
  • Email Tracking

    We may include small pixel tags (small image files) within the emails we send you in order to determine whether our emails are opened and/or whether the hyperlinks inside our emails are clicked through. We may also collect browser, location and the device used to engage with our email communications. This information allows us to better understand whether we are meeting our users’ needs and how we can improve our communications. No other information is collected. You can opt out of receiving our direct marketing emails either by following the instructions in each email, or by contacting us (see the “Who We Are” section of this Privacy Notice).

International Transfers

Some of the Euromoney group companies are based outside the European Economic Area (EEA). If you have consented to being contacted by our group companies, then the transfer of your personal data will be made according to the terms of an international data sharing agreement that contains obligations approved by European data protection regulators. Any of our group companies that receive your personal data will be co-controllers of that data, which means they may determine how they process your personal data – although they may only use it for the purposes for which it was shared, unless you are informed of new or additional processing activities.

We may also transfer personal data to third party service providers as described in this Privacy Notice which are located outside the EEA. Where we conduct these transfers, we take all steps necessary to ensure that your data is treated securely and in accordance with applicable privacy legislation, either by only sending your personal data to jurisdictions that provide an adequate degree of legal protection for your data or by imposing approved contractual terms on these third parties.

Retention Periods

We have a data retention policy that ensures we don’t use or store your personal data for longer than necessary. We consider the following issues to determine retention periods:

  • Guidance from the UK Information Commissioner or other regulatory agency, or industry best practice recommendations;
  • The business rationale for collection and expiry of the purpose for which personal data was collected;
  • Our ongoing ability to ensure the accuracy of the data; and
  • Legal and regulatory requirements.

We may occasionally need to keep personal data for either shorter or longer periods than specified in our retention policy. In such circumstances, application of the retention period to the data will be temporarily suspended. The suspension of an applicable retention period will be carried out in a manner that respects the rights and interests of all persons concerned.

How You Can Set Your Data & Privacy Preferences

You can use our Preference Centre to select the topics that are of interest to you so that we can send you publications and information about our products and services that are especially relevant to you. You can also choose the channels we use to contact you (email, phone, post, etc.) and can also opt-out of receiving marketing communications.

Your Rights

You have certain rights in relation to your personal data which include the following:

  • Access & Portability

    You may request access to any personal data of yours for which Euromoney is responsible as controller. Unless there are legal or regulatory reasons for not doing so, we will confirm whether we process any of your personal data and if we do, we will provide you with the following information: the purposes of the processing, the categories of personal data, any recipients of your personal data, the applicable retention period and the data source. Copies of your personal data will be made available to you in a structured, machine-readable format.

    You may also request that we transfer the personal data that you have submitted to us, to another controller, where it is technically feasible for us to do so.

    If you have consented to our processing of your personal data, or if we are processing your personal data in order to fulfil our contractual obligations to you, then you can submit a request that we transfer your personal data to another data controller.

  • Rectification, Restriction, Objection

    You have the right to request that Euromoney rectify any errors in the personal data that we process. In some circumstances, you may also be able to ask for the erasure of personal data, and/or request that the processing of your personal data be restricted. You may also object to the processing of your personal data for sales or marketing purposes.

  • How to Exercise Your Rights

    To exercise any of these rights, please contact us by post or email at the following addresses:

    Euromoney Institutional Investor PLC
    8 Bouverie Street
    London, EC4Y 8AX
    United Kingdom

    Email: dataprotectionofficer@euromoneyplc.com

    Web form: Complete Subject Data Request Form

    We may need to check your identity prior to processing a request.

    Euromoney will do our best to respond to any questions and address any of your concerns. You are also able to register any complaints regarding the processing of your personal data directly with the UK Information Commissioner.

Protecting Your Data

Euromoney is committed to keeping your personal data secure and we will take appropriate technical and organisational measures to protect your personal data from loss, unauthorised use, disclosure or destruction. Although we do our best to protect your personal data, we cannot guarantee that any transmission of data is without risk. We have therefore implemented information security policies and rules, staff training on information security, and technical measures to ensure the integrity of data that we have under our control.

All our employees, contractors and data processors (i.e. those third parties that process personal data on our behalf) are required to keep such data confidential and not to use it for any purpose other than the performance of services we have requested.

Third Party Sites

Our site may contain links to other websites – including, for example, providers of payment processing services. Euromoney is not responsible for the privacy and data collection practices of third party sites and we therefore recommend that you review the privacy policies and terms of service of each site you visit.

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