BMO Capital Markets is a leading, full-service North American-based financial services provider offering corporate, institutional and government clients access to a complete range of products and services. These include equity and debt underwriting, corporate lending and project financing, merger and acquisitions advisory services, securitization, treasury management, market risk management, debt and equity research and institutional sales and trading. With approximately 2,400 professionals in ... (view full description)

BMO Capital Markets is a leading, full-service North American-based financial services provider offering corporate, institutional and government clients access to a complete range of products and services. These include equity and debt underwriting, corporate lending and project financing, merger and acquisitions advisory services, securitization, treasury management, market risk management, debt and equity research and institutional sales and trading. With approximately 2,400 professionals in 30 locations around the world, including 16 offices in North America, BMO Capital Markets works proactively with clients to provide innovative and integrated financial solutions.
BMO Capital Markets is a member of BMO Financial Group (NYSE, TSX: BMO), one of the largest diversified financial services providers in North America with US$569 billion total assets and over 45,000 employees as at July 31, 2017. For more information, visit www.bmocm.com.
Credit Suisse AG is one of the world's leading financial services providers and is part of the Credit Suisse group of companies. As an integrated bank, Credit Suisse offers clients its combined expertise in the areas of private banking, investment banking and asset management. Credit Suisse provides advisory services, comprehensive solutions and innovative products to companies, institutional clients and high-net-worth private clients globally, as well as to retail clients in Switzerland. Credit ... (view full description)

Credit Suisse AG is one of the world's leading financial services providers and is part of the Credit Suisse group of companies. As an integrated bank, Credit Suisse offers clients its combined expertise in the areas of private banking, investment banking and asset management. Credit Suisse provides advisory services, comprehensive solutions and innovative products to companies, institutional clients and high-net-worth private clients globally, as well as to retail clients in Switzerland. Credit Suisse is headquartered in Zurich and operates in over 50 countries worldwide. The registered shares (CSGN) of Credit Suisse's parent company, Credit Suisse Group AG, are listed in Switzerland and, in the form of American Depositary Shares (CS), in New York.
DBRS is an independent, privately held, globally recognized credit ratings agency with offices in Toronto, New York, London, Chicago and Mexico City. We strive to differentiate ourselves from competitors through a more pragmatic rather than mechanistic approach, in-depth research and unequalled mandate execution. Founded in 1976, we are a rapidly growing, international ratings agency with deep roots in Canada. Our four decades of experience and strong track record provide the foundation for us t ... (view full description)

DBRS is an independent, privately held, globally recognized credit ratings agency with offices in Toronto, New York, London, Chicago and Mexico City. We strive to differentiate ourselves from competitors through a more pragmatic rather than mechanistic approach, in-depth research and unequalled mandate execution.
Founded in 1976, we are a rapidly growing, international ratings agency with deep roots in Canada. Our four decades of experience and strong track record provide the foundation for us to seek out new opportunities and to make targeted investments that align with our core ratings operations. We don't seek to have scale in all markets, but when we choose to enter a new market segment, we strive to become a leading player known for trusted ratings, opinions and products.
Our approach and our size as the world's fourth-largest ratings agency allow us to be nimble enough to respond to customers' needs in their local markets, but large enough to provide the necessary expertise and resources they require. We build meaningful relations, which contribute to a convincing value proposition for investors and issuers to choose us as a globally accepted alternative to other ratings agencies.
Through a network of securitization specialists encompassing more than 40 countries, Deloitte, in the U.S. and globally through the member firms of Deloitte Touche Tohmatsu limited, has one of the largest groups of dedicated accountant, advisory and technology professionals in the world. Deloitte's specialists have the industry experience and know-how to serve clients throughout the securitization life cycle from origination, pooling, and capital raising to servicing, reporting, and operations s ... (view full description)

Through a network of securitization specialists encompassing more than 40 countries, Deloitte, in the U.S. and globally through the member firms of Deloitte Touche Tohmatsu limited, has one of the largest groups of dedicated accountant, advisory and technology professionals in the world. Deloitte's specialists have the industry experience and know-how to serve clients throughout the securitization life cycle from origination, pooling, and capital raising to servicing, reporting, and operations support. Deloitte appreciates that securitization is a highly complex and intricate process which affects all parts of your business. Our interdisciplinary approach in addressing the complexities of these subjects enables us to offer tailored services that apply to the specific conditions for, and directions of, each client. Working closely with you, and your other advisors, we are able to gain an understanding of your needs and your objectives from both a structural and business perspective. Deloitte is then able to help you shape the most appropriate innovation solutions to help address the administration, accounting, compliance, and surveillance demands of today's market. Understanding our clients' needs and responding to them quickly, with consistent, knowledgeable advice and strategic ideas is the cornerstone of our client service philosophy. It has made Deloitte a leading global provider of accounting related services to the securitization industry.
About Deloitte
Deloitte refers to one or more of Deloitte Touche Tohmatsu Limited, a UK private company limited by guarantee, and its network of member firms, each of which is a legally separate and independent entity. Please see www.deloitte.com/about for a detailed description of the legal structure of Deloitte Touche Tohmatsu Limited and its member firms. Please see www.deloitte.com/us/about for a detailed description of the legal structure of Deloitte LLP and its subsidiaries. Certain services may not be available to attest clients under the rules and regulations.
Deutsche Bank is a leading global investment bank offering unparalleled financial services throughout the world. The Bank’s Structured Finance group is a fully integrated, global unit providing global securitization services from teams based in New York and London. Combining an ability to commit capital with an integrated approach to the debt and equity needs of issuers and investors, the group provides a full range of securitization products and services to financial institution ... (view full description)

Deutsche Bank is a leading global investment bank offering unparalleled financial services throughout the world. The Bank’s Structured Finance group is a fully integrated, global unit providing global securitization services from teams based in New York and London. Combining an ability to commit capital with an integrated approach to the debt and equity needs of issuers and investors, the group provides a full range of securitization products and services to financial institutions, pension and asset management funds, corporations and government entities. Deutsche Bank offers banking and origination, new issue syndicate, secondary trading, analytics and illiquid asset trading in one fully integrated securitization platform. From flow asset markets such as credit cards and auto loans, to less-traditional assets, Deutsche Bank's innovative approach to its business is evidenced across all asset classes. Trust and Agency Services, a part of the Global Transaction Banking business, is one of the largest providers of trust, agency and administrative services to the capital markets globally. The team has earned a reputation for handling the most complex and innovative securitizations in the market, and operates ‘at arm’s length’ from all investment banking and lending businesses in the Deutsche Bank group. Most recently, Global Capital named Deutsche Bank ‘Best Securitization Trustee’ in 2016.
FICO powers decisions that help people and businesses around the world prosper. Founded in 1956 and based in Silicon Valley, the company is a pioneer in the use of predictive analytics and data science to improve decisions. FICO holds more than 180 US and foreign patents on technologies that increase profitability, customer satisfaction, and growth for businesses in financial services, telecommunications, health care, retail, and many other industries. FICO introduced analytic solutions such as ... (view full description)

FICO powers decisions that help people and businesses around the world prosper. Founded in 1956 and based in Silicon Valley, the company is a pioneer in the use of predictive analytics and data science to improve decisions. FICO holds more than 180 US and foreign patents on technologies that increase profitability, customer satisfaction, and growth for businesses in financial services, telecommunications, health care, retail, and many other industries. FICO introduced analytic solutions such as credit scoring that have made credit more widely available, not just in the United States but around the world. The world's top banks rely on FICO Scoring solutions to accelerate growth, control risk, boost profits and meet regulatory and competitive demands. Learn more at www.fico.com.
Fitch Ratings is a leading provider of credit ratings, commentary and research. Dedicated to providing value beyond the rating through independent and prospective credit opinions, Fitch Ratings offers global perspectives shaped by strong local market experience and credit market expertise. The additional context, perspective and insights we provide help investors to make important credit judgments with confidence. Fitch Group is a global leader in financial information services with operations i ... (view full description)

Fitch Ratings is a leading provider of credit ratings, commentary and research. Dedicated to providing value beyond the rating
through independent and prospective credit opinions, Fitch Ratings offers global perspectives shaped by strong local market
experience and credit market expertise. The additional context, perspective and insights we provide help investors to make
important credit judgments with confidence.
Fitch Group is a global leader in financial information services with
operations in more than 30 countries. Fitch Group is comprised
of: Fitch Ratings, a global leader in credit ratings and research; Fitch Solutions, a leading provider of credit market data, analytical
tools and risk services; BMI Research, an independent provider of country risk and industry analysis specializing in emerging and
frontier markets; and Fitch Learning, a preeminent training and professional development firm. With dual headquarters in London
and New York, Fitch Group is majority owned by Hearst.
For additional information, please visit fitchratings.com
.
JPMorgan Chase (NYSE: JPM) is one of the oldest financial institutions in the United States. With a history dating back over 200 years, here's where we stand today: We are a leading global financial services firm with assets of $2.6 trillion. We operate in more than 60 countries. We have over 240,000 employees. We serve millions of consumers, small businesses and many of the world's most prominent corporate, institutional and government clients. We are a leader in investment banking, financi ... (view full description)

JPMorgan Chase (NYSE: JPM) is one of the oldest financial institutions in the United States. With a history dating back over 200 years, here's where we stand today: We are a leading global financial services firm with assets of $2.6 trillion. We operate in more than 60 countries. We have over 240,000 employees. We serve millions of consumers, small businesses and many of the world's most prominent corporate, institutional and government clients. We are a leader in investment banking, financial services for consumers and small businesses, commercial banking, financial transaction processing and asset management. Our stock is a component of the Dow Jones Industrial Average.
KBRA is a global full service rating agency whose mission is to set a standard of excellence and integrity. Established in 2010, KBRA set forth an effort to restore trust in credit ratings by creating new standards for assessing risk and by offering accurate and transparent ratings. KBRA provides market participants with an alternative solution by delivering timely and in-depth research across various sectors. KBRA has over 275 employees and offices across the United States, located in New York, ... (view full description)

KBRA is a global full service rating agency whose mission is to set a standard of excellence and integrity. Established in 2010, KBRA set forth an effort to restore trust in credit ratings by creating new standards for assessing risk and by offering accurate and transparent ratings. KBRA provides market participants with an alternative solution by delivering timely and in-depth research across various sectors. KBRA has over 275 employees and offices across the United States, located in New York, Pennsylvania, and Maryland, and has published over 9,000 ratings totaling $775 billion. KBRA Europe’s team in Dublin, Ireland looks forward to providing the same standard of excellence and integrity in European credit ratings. KBRA strives to provide the investment community with the products and tools needed to make informed investment decisions.
Mizuho Americas is a leading financial institution that offers clients award-winning strategic and creative solutions in corporate and investment banking, financing, securities, treasury services, asset management, research and more. We have experts in offices throughout the US, Canada, Mexico, Brazil and Chile. Our operations in the Americas connect our broad client base of major corporations, financial institutions and public sector entities to local markets and the vast global network of our ... (view full description)

Mizuho Americas is a leading financial institution that offers clients award-winning strategic and creative solutions in corporate and investment banking, financing, securities, treasury services, asset management, research and more. We have experts in offices throughout the US, Canada, Mexico, Brazil and Chile. Our operations in the Americas connect our broad client base of major corporations, financial institutions and public sector entities to local markets and the vast global network of our parent company—Mizuho Financial Group.
Mizuho Financial Group is one of the largest financial institutions in the world, offering comprehensive financial and strategic services including private banking and venture capital through its subsidiaries. Based in Japan, the group has over 900 offices and 55,000 professionals worldwide in nearly 40 countries throughout Asia, EMEA, and the Americas. As of June 30, 2017, its total assets were $1.8 trillion.
Morgan Lewis's structured transactions practice serves the financing needs of the world's most sophisticated businesses around the globe. Our lawyers represent a broad range of leading financial institutions, investment funds, and issuers in the financial services, automotive, education, government, real estate, telecommunications, and technology industries. Since 2002, our structured transactions practice has advised on more than 7,500 deals with a combined value of more than $3 trillio ... (view full description)

Morgan Lewis's structured transactions practice serves the financing needs of the world's most sophisticated businesses around the globe. Our lawyers represent a broad range of leading financial institutions, investment funds, and issuers in the financial services, automotive, education, government, real estate, telecommunications, and technology industries. Since 2002, our structured transactions practice has advised on more than 7,500 deals with a combined value of more than $3 trillion, representing key issuers and underwriters in designing and executing offering programs and one-of-a-kind transactions, many of which were important industry firsts. Our team serves clients from offices in key financial centers such as New York, Washington, DC, London, Shanghai, Singapore, and Dubai, giving our practice a truly global presence to meet our clients' needs.
We assist clients with the development of innovative liquidity vehicles and provide counsel on the acquisition and disposition of financial companies and assets. Underwriters and issuers turn to us to advise on a broad range of transactions—from public offerings of asset-backed securities (ABS) to collateralized debt obligations (CDOs) and whole loan purchases. We also counsel private equity firms on issues such as the acquisition of distressed mortgage loans and residential mortgage-backed securities (RMBS).
Our practice has been ranked Band 1 by Chambers USA since 2011 and ranked in Chambers UK in 2018. We are recognized as "Law Firm of the Year" in Securitization and Structured Finance Law by US News & World Report – Best Lawyers, marking the fourth time in a five-year period that we have received this recognition.
In addition, we collaborate seamlessly across time zones and disciplines to offer in-depth insight into relevant corporate, tax, bankruptcy, and regulatory matters. We pride ourselves on our ability to tailor advice to meet the needs of clients in virtually any industry.
Areas of Service
Asset-Backed Securities Mortgage-Backed Securities Mortgage Finance Collateralized Loan Obligations (CLOs), CDOs, and Structured Products Derivatives Acquisition Finance Distressed Assets Whole Loan Purchases and SalesRBC Capital Markets is a premier global investment bank providing expertise in banking, finance and capital markets to corporations, institutional investors, asset managers and governments around the world. We serve clients from 70 offices in 15 countries across North America, the UK, Europe and the Asia-Pacific region. Our more than 7200 professionals deliver the experience and insights required to raise capital, access markets, mitigate risk and acquire or dispose of assets for clients worldw ... (view full description)

RBC Capital Markets is a premier global investment bank providing expertise in banking, finance and capital markets to corporations, institutional investors, asset managers and governments around the world. We serve clients from 70 offices in 15 countries across North America, the UK, Europe and the Asia-Pacific region.
Our more than 7200 professionals deliver the experience and insights required to raise capital, access markets, mitigate risk and acquire or dispose of assets for clients worldwide. We are consistently ranked, by third-party sources, among the 10 largest and most significant investment banks globally.
Royal Bank of Canada
RBC Capital Markets is part of a leading, diversified provider of financial services, Royal Bank of Canada (RBC). Operating since 1869, RBC is one of the largest banks in the world and the fifth largest in North America, as measured by market capitalization. With a strong capital base and consistent financial performance, RBC is among a small group of highly rated global banks.
At the core of Societe Generale’s universal banking business model, the Corporate & Investment Bank is a well-diversified and leading player with more than 12,000 professionals and a commercial offer in 37 countries with extensive European coverage and representative offices in Central and Eastern Europe, the Middle East, Africa, the Americas and the Asia-Pacific region. Supporting its clients across various sectors, the Corporate & Investment Bank offers bespoke financial solutions co ... (view full description)

At the core of Societe Generale’s universal banking business model, the Corporate & Investment Bank is a well-diversified and leading player with more than 12,000 professionals and a commercial offer in 37 countries with extensive European coverage and representative offices in Central and Eastern Europe, the Middle East, Africa, the Americas and the Asia-Pacific region.
Supporting its clients across various sectors, the Corporate & Investment Bank offers bespoke financial solutions combining innovation, advisory services and high execution quality in four areas of expertise: investment banking, financing, market activities and investor services.
For Corporates, Financial Institutions, Sovereigns and the Public Sector: providing strategic advice (M&A, debt, capital structure, and asset & liability management), as well as providing capital market access to finance projects and providing hedging solutions especially in foreign exchange and rate.
For Investors: offering reliable and sound investment opportunities and risk management solutions through its integrated global markets platform delivering seamless access to markets (equity, rates, credit, currencies, commodities and derivatives), as well as advice and solid financial engineering, quality of execution and forward-looking research across asset classes.
For more information, visit www.cib.societegenerale.com.
Wells Fargo Securities delivers a comprehensive set of capital markets products and services to customers, including originating and distributing public debt and equity, hedging interest rates, commodity and equity risks, advising on mergers and acquisitions, and originating structured lending facilities and municipal bonds. The institutional broker dealer is comprised of nearly 5,000 team members in more than 40 offices across the United States, Europe and Asia. Wells Fargo is the premier prov ... (view full description)

Wells Fargo Securities delivers a comprehensive set of capital markets products and services to customers, including originating and distributing public debt and equity, hedging interest rates, commodity and equity risks, advising on mergers and acquisitions, and originating structured lending facilities and municipal bonds. The institutional broker dealer is comprised of nearly 5,000 team members in more than 40 offices across the United States, Europe and Asia. Wells Fargo is the premier provider of corporate trust services to the capital markets, serving the needs of investors, bondholders, and lenders. We offer trustee, agency, fiduciary, escrow, and other financial services to private corporations and government entities globally. We can administer a wide array of assets and types of programs, including ABS, RMBS, CMBS, CLO securities and their underlying collateral, lease, fund services, Delaware statutory trusts, and various warehouse and conduit programs. https://www.wellsfargo.com/com/securities
Wells Fargo Securities is the trade name for the capital markets and investment banking services of Wells Fargo & Company and its subsidiaries, including Wells Fargo Securities, LLC, a member of NYSE, FINRA, NFA and SIPC, Wells Fargo Prime Services, LLC, a member of FINRA, NFA and SIPC and Wells Fargo Bank, National Association. Wells Fargo Securities, LLC and Wells Fargo Prime Services, LLC are distinct entities from affiliated banks and thrifts.
© 2017 Wells Fargo Securities, LLC. All rights reserved.
Auction.com is the nation’s leading online real estate transaction marketplace focused exclusively on the sale of bank-owned and foreclosure properties. The company brings a breadth of quality assets to the market, attracting prospective buyers through world-class marketing and leveraging a scalable technology platform to conduct transactions in a transparent, efficient manner. Auction.com and its parent company, Ten-X, are headquartered in Irvine and Silicon Valley, Calif., with offices in key ... (view full description)

Auction.com is the nation’s leading online real estate transaction marketplace focused exclusively on the sale of bank-owned and foreclosure properties. The company brings a breadth of quality assets to the market, attracting prospective buyers through world-class marketing and leveraging a scalable technology platform to conduct transactions in a transparent, efficient manner.
Auction.com and its parent company, Ten-X, are headquartered in Irvine and Silicon Valley, Calif., with offices in key markets nationwide. Investors include CapitalG (formerly Google Capital) and Stone Point Capital.
At Chapman and Cutler, we have an industry-leading asset securitization and structured finance practice focused on helping clients finance a broad range of financial assets. Our attorneys have a deep understanding of the nuances and complexities of executing highly sophisticated financing transactions in a rapidly changing marketplace. We are dedicated to bringing creative, practical, and efficient solutions to our clients’ asset-based financing needs in the U.S. and abroad. Our extensive experi ... (view full description)

At Chapman and Cutler, we have an industry-leading asset securitization and structured finance practice focused on helping clients finance a broad range of financial assets. Our attorneys have a deep understanding of the nuances and complexities of executing highly sophisticated financing transactions in a rapidly changing marketplace. We are dedicated to bringing creative, practical, and efficient solutions to our clients’ asset-based financing needs in the U.S. and abroad.
Our extensive experience includes:
representing issuers in establishing, structuring, and restructuring their securitization programs for traditional assets, such as credit cards, auto loans and leases, and consumer loans;
representing a substantial number of asset-backed commercial paper (ABCP) sponsors in structuring and restructuring their ABCP programs and representing commercial banks and their sponsored conduits in financing a wide array of financial assets;
handling numerous asset-backed transactions involving unique revenue streams, including those associated with esoteric asset classes;
representing issuers, underwriters, investors, and trustees in financing transactions of a variety of asset classes;
leading industry groups in market-wide initiatives addressing the most extensive regulatory reforms ever to impact the structured finance market;
representing numerous trustees, collateral agents, and servicers and back-up servicers in virtually all manner of securitization and structured finance transactions;
advising clients on derivatives and structured products that are essential components of securitization transactions; and
counseling clients on the acquisition of portfolios of credit card accounts and receivables, student loans, and other consumer loans, many of which are financed through securitizations.
Because we are uniquely focused on finance, Chapman’s securitization and structured finance attorneys complement the other practices in our firm and draw upon those other practices to deliver comprehensive service.
Clifford Chance US LLP combines the highest global standards with local expertise. We focus on the core areas of commercial activity, including capital markets; corporate and M&A; banking and finance; real estate; tax, pensions and employment; and litigation and dispute resolution. Our U.S. Structured Finance Group has more than 30 experts located in New York and Washington, D.C. Our U.S. experts in structured finance, securitization, real estate and structured funds continue to be at the f ... (view full description)

Clifford Chance US LLP combines the highest global standards with local expertise. We focus on the core areas of commercial activity, including capital markets; corporate and M&A; banking and finance; real estate; tax, pensions and employment; and litigation and dispute resolution.
Our U.S. Structured Finance Group has more than 30 experts located in New York and Washington, D.C. Our U.S. experts in structured finance, securitization, real estate and structured funds continue to be at the forefront of the market and are an integral part of our award-winning International Structured Debt Group, the largest international securitization group of any law firm with over 160 lawyers, and our leading Global Funds Group. The international practice group is uniquely positioned to provide superior structured finance legal services in multiple jurisdictions, including the world’s most important financial centers.
CoreLogic (NYSE: CLGX) is a leading property information, analytics and solutions provider in the United States and Australia. The company's combined data from public, contributory and proprietary sources includes over 4.5 billion records spanning more than 50 years, providing detailed coverage of property, mortgages and other encumbrances, consumer credit, tenancy, location, hazard risk and related performance information. CoreLogic serves the real estate, mortgage finance, insurance, capit ... (view full description)

CoreLogic (NYSE: CLGX) is a leading property information, analytics and solutions provider in the United States and Australia. The company's combined data from public, contributory and proprietary sources includes over 4.5 billion records spanning more than 50 years, providing detailed coverage of property, mortgages and other encumbrances, consumer credit, tenancy, location, hazard risk and related performance information. CoreLogic serves the real estate, mortgage finance, insurance, capital markets, transportation and government sectors. The company helps clients identify and manage growth opportunities, improve performance and mitigate risk. Headquartered in Irvine, Calif., CoreLogic operates in seven countries. For more information, please visit www.corelogic.com.
We understand the importance of asking great questions. It’s how you innovate, transform and achieve a better working world. One that benefits our clients, our people and our communities. Finance fuels our lives. No other sector can touch so many people or shape so many futures. That’s why globally we employ 26,000 people who focus on financial services and nothing else. Our connected financial services teams are dedicated to providing assurance, tax, transaction and advisory services to the ban ... (view full description)

We understand the importance of asking great questions. It’s how you innovate, transform and achieve a better working world. One that benefits our clients, our people and our communities. Finance fuels our lives. No other sector can touch so many people or shape so many futures. That’s why globally we employ 26,000 people who focus on financial services and nothing else. Our connected financial services teams are dedicated to providing assurance, tax, transaction and advisory services to the banking and capital markets, insurance, and wealth and asset management sectors. It’s our global connectivity and local knowledge that ensures we deliver the insights and quality services to help build trust and confidence in the capital markets and in economies the world over. By connecting people with the right mix of knowledge and insight, we are able to ask great questions. The better the question. The better the answer. The better the world works.
Freddie Mac provides liquidity, stability and affordability to the nation’s residential mortgage markets. Freddie Mac supports communities by providing mortgage capital to lenders. Today, Freddie Mac is making home possible for one in four home borrowers and is one of the largest sources of financing for multifamily housing. For more information, please visit www.FreddieMac.com and follow us on Twitter @FreddieMac. ... (view full description)

Freddie Mac provides liquidity, stability and affordability to the nation’s residential mortgage markets. Freddie Mac supports communities by providing mortgage capital to lenders. Today, Freddie Mac is making home possible for one in four home borrowers and is one of the largest sources of financing for multifamily housing. For more information, please visit www.FreddieMac.com and follow us on Twitter @FreddieMac.
Guggenheim Securities is the investment banking and capital markets business of Guggenheim Partners, a global investment and advisory firm. Guggenheim Securities offers a full range of services that fall into four broad categories: Advisory, Financing, Sales and Trading, and Research. Guggenheim Securities is headquartered in New York, with additional offices in Atlanta, Boston, Chicago, Los Angeles and San Francisco. For more information, please email us at GSinfo@guggenheimpartners.com or cal ... (view full description)

Guggenheim Securities is the investment banking and capital markets business of Guggenheim Partners, a global investment and advisory firm. Guggenheim Securities offers a full range of services that fall into four broad categories: Advisory, Financing, Sales and Trading, and Research. Guggenheim Securities is headquartered in New York, with additional offices in Atlanta, Boston, Chicago, Los Angeles and San Francisco. For more information, please email us at GSinfo@guggenheimpartners.com or call us at (212)518-9200.
KPMG’s Securitization Practice KPMG LLP (KPMG) has over 25 years’ experience in the securitization market, providing clients access to essential services to achieve their goals. KPMG is a key partner for numerous institutional and pioneering financial service organizations--- delivering innovative and best practices solutions, when responding to our clients’ needs. KPMG has a dedicated team of over 200 full-time securitization service professionals with extensive knowledge an ... (view full description)

KPMG’s Securitization Practice
KPMG LLP (KPMG) has over 25 years’ experience in the securitization market, providing clients access to essential services to achieve their goals.
KPMG is a key partner for numerous institutional and pioneering financial service organizations--- delivering innovative and best practices solutions, when responding to our clients’ needs.
KPMG has a dedicated team of over 200 full-time securitization service professionals with extensive knowledge and experience achieved by meeting the complex needs and requirements facing securitization market participants: issuers, underwriters, investors, trustees, servicers and administrators.
Morningstar Credit Ratings, LLC is a nationally recognized statistical rating organization (NRSRO) that has earned a reputation for innovation and excellence. Our goal is to help institutional investors identify and understand credit risk. Our analytical approach stresses transparency of the ratings process, strong fundamental credit analysis, and comprehensive investor-focused reporting that provides a concise Morningstar perspective on credit risk. Our ratings business currently covers commerc ... (view full description)

Morningstar Credit Ratings, LLC is a nationally recognized statistical rating organization (NRSRO) that has earned a reputation for innovation and excellence. Our goal is to help institutional investors identify and understand credit risk. Our analytical approach stresses transparency of the ratings process, strong fundamental credit analysis, and comprehensive investor-focused reporting that provides a concise Morningstar perspective on credit risk.
Our ratings business currently covers commercial mortgage-backed securities (CMBS), residential mortgage-backed securities (RMBS), agency credit risk transfer securities (CRT), single-family rental securities (SFR), asset-backed securities (ABS), collateralized loan obligations (CLO), corporate and financial institution ratings and real estate investment trusts (REIT).
Our Mission
Morningstar’s mission is to create great products that help investors. We accomplish this by providing unbiased and trustworthy credit ratings and credit risk analysis.
How We Help Investors
Morningstar’s credit analysis helps investors make better-informed investment decisions. Our analysis is based on a thorough understanding of critical risk factors which allows our analysts to develop clear and concise opinions that focus investors on the credit risks that truly matter.
What We Provide Investors
Our knowledgeable analytical staff, investor relations team, and business development staff provides investors and issuers with comprehensive credit analysis, unprecedented responsiveness, and the highest level of customer service. We also provide investors with access to research and analytical services, data, and technology solutions.
Morningstar Credit Ratings, LLC is a subsidiary of Morningstar, Inc. (NASDAQ: MORN), a leading provider of independent investment research in North America, Europe, Australia, and Asia.
Natixis is the international corporate and investment banking, asset management, insurance and financial services arm of Groupe BPCE, the 2nd-largest banking group in France with 31.2 million clients spread over two retail banking networks, Banque Populaire and Caisse d’Epargne. With more than 17,000 employees, Natixis has a number of areas of expertise that are organized into four main business lines: Asset & Wealth Management, Corporate & Investment Banking, Insurance and Specialized F ... (view full description)

Natixis is the international corporate and investment banking, asset management, insurance and financial services arm of Groupe BPCE, the 2nd-largest banking group in France with 31.2 million clients spread over two retail banking networks, Banque Populaire and Caisse d’Epargne.
With more than 17,000 employees, Natixis has a number of areas of expertise that are organized into four main business lines: Asset & Wealth Management, Corporate & Investment Banking, Insurance and Specialized Financial Services.
A global player, Natixis has its own client base of companies, financial institutions and institutional investors as well as the client base of individuals, professionals and small and medium-size businesses of Groupe BPCE’s banking networks.
Listed on the Paris stock exchange, it has a solid financial base with a CET1 capital under Basel 3(1) of €12.9 billion, a Basel 3 CET1 Ratio (1) of 11.5 % and quality long-term ratings (Standard & Poor’s: A / Moody’s: A2 / Fitch Ratings: A).
(1) Based on CRR-CRD4 rules as reported on June 26, 2013, including the Danish compromise - without phase-in except for DTAs on tax-loss carryforwards following ECB regulation 2016/445.
Figures as at September 30, 2017
The PNC Financial Services Group, Inc. (www.pnc.com) is one of the nation's largest diversified financial services organizations providing retail and business banking; residential mortgage banking; specialized services for corporations and government entities, including corporate banking, real estate finance and asset-based lending; wealth management and asset management. With more than $350 billion of assets, PNC serves the needs of corporate and institutional clients through offices across ... (view full description)

The PNC Financial Services Group, Inc. (www.pnc.com) is one of the nation's largest diversified financial services organizations providing retail and business banking; residential mortgage banking; specialized services for corporations and government entities, including corporate banking, real estate finance and asset-based lending; wealth management and asset management. With more than $350 billion of assets, PNC serves the needs of corporate and institutional clients through offices across the United States, in Canada and the United Kingdom. PNC ranks as one of the top treasury management providers and a top five arranger of traditional middle market loan syndications in the United States, and PNC's investment bank, Harris Williams, is a leading M&A advisory firm for middle market. PNC is recognized as trusted-advisor and thought leader in the securitization market with a focus on providing client securitization-financing solutions and driving broad industry advocacy efforts.
PwC's Financial Markets practice is a global network of teams consisting of more than 400 financial products specialists operating in more than a dozen cities across the United States and several key locations throughout the world. The Financial Markets practice interacts and has built lasting relationships with key stakeholders in the financial services and corporate industries. This, coupled with their ongoing conversations with regulators, makes the Financial Markets practice uniquely positio ... (view full description)

PwC's Financial Markets practice is a global network of teams consisting of more than 400 financial products specialists operating in more than a dozen cities across the United States and several key locations throughout the world.
The Financial Markets practice interacts and has built lasting relationships with key stakeholders in the financial services and corporate industries. This, coupled with their ongoing conversations with regulators, makes the Financial Markets practice uniquely positioned to work with clients to deliver sustainable solutions, whether that be in the regulated or non-regulated space.
Regulation, or a lack of, is the driving force of discussions throughout boardrooms across the world. The Financial Markets practice is working with their clients to understand how to manage the requirements of numerous regulations, as well as helping to implement effective plans to restructure businesses to meet these new needs on an ongoing basis. For non-regulated entities, the Financial markets practice is working with clients to help them take full advantage of the opportunities within the market.
Allen & Overy's U.S. asset-backed securities team has significant experience advising on and structuring a broad range of securitization transactions across the full range of asset classes including: collateralized loan obligations (CLOs), automobile loans and leases, dealer floor-plan receivables, credit card and other consumer finance receivables, equipment, mutual fund fees, litigation settlement fees, distressed assets, trade receivables, commercial real estate and residential mortgages. ... (view full description)

Allen & Overy's U.S. asset-backed securities team has significant experience advising on and structuring a broad range of securitization transactions across the full range of asset classes including: collateralized loan obligations (CLOs), automobile loans and leases, dealer floor-plan receivables, credit card and other consumer finance receivables, equipment, mutual fund fees, litigation settlement fees, distressed assets, trade receivables, commercial real estate and residential mortgages.
We offer our clients the leading global capital markets practice and access to specialists across North and South America, Europe, the Middle East and Asia, combined with deep knowledge of the domestic market.
Andrew Davidson & Co., Inc. is the leading provider of risk analytics and consulting for residential loans and MBS. We develop and license prepayment and credit models as well as risk measurement tools that are the benchmark analytics used by top mortgage and commercial banks, insurers, credit unions, broker-dealers and money management firms. With our unique blend of investment expertise and cutting edge quantitative methods, we produce highly advanced models and the most innovative solutio ... (view full description)

Andrew Davidson & Co., Inc. is the leading provider of risk analytics and consulting for residential loans and MBS. We develop and license prepayment and credit models as well as risk measurement tools that are the benchmark analytics used by top mortgage and commercial banks, insurers, credit unions, broker-dealers and money management firms. With our unique blend of investment expertise and cutting edge quantitative methods, we produce highly advanced models and the most innovative solutions to mortgage investment challenges.
Baker Tilly Virchow Krause, LLP (Baker Tilly) is a nationally recognized, full-service accounting and advisory firm whose specialized professionals connect with clients and their businesses through refreshing candor and clear industry insight. With approximately 2,700 employees across the United States, Baker Tilly is ranked as one of the 15 largest accounting and advisory firms in the country. Headquartered in Chicago, Baker Tilly is an independent member of Baker Tilly International, a worldwi ... (view full description)

Baker Tilly Virchow Krause, LLP (Baker Tilly) is a nationally recognized, full-service accounting and advisory firm whose specialized professionals connect with clients and their businesses through refreshing candor and clear industry insight. With approximately 2,700 employees across the United States, Baker Tilly is ranked as one of the 15 largest accounting and advisory firms in the country. Headquartered in Chicago, Baker Tilly is an independent member of Baker Tilly International, a worldwide network of independent accounting and business advisory firms in 147 countries, with 30,000 professionals. The combined worldwide revenue of independent member firms is $3.2 billion.
Banca IMI Securities Corp is the investment bank arm of Intesa Sanpaolo, responsible for distribution of all Banca IMI SpA products into North and South America. Our structured finance group creates solutions related to deleveraging, secured and asset-based financing and capital optimization needs within the Intesa Sanpaolo Group and its client base. Our core expertises include deleveraging of illiquid assets (NPLs, overdue receivables), financing of loans (mostly credit card and auto), credit ... (view full description)

Banca IMI Securities Corp is the investment bank arm of Intesa Sanpaolo, responsible for distribution of all Banca IMI SpA products into North and South America. Our structured finance group creates solutions related to deleveraging, secured and asset-based financing and capital optimization needs within the Intesa Sanpaolo Group and its client base. Our core expertises include deleveraging of illiquid assets (NPLs, overdue receivables), financing of loans (mostly credit card and auto), credit risk transfer transactions and conduit financing.
BANKEX is distributed liquidity framework (Bank-as-a-Service), which enables the creation of scalable capital flows that unlock intrinsic value of traditionally non-fungible assets. Our mission is to deliver an institutional level of liquidity to assets around the world that are underrated and underserved due to the information asymmetry on the markets by blockchain technology. BANKEX collaborates with financial institutions, large corporations, and asset owners all over the World to enable new ... (view full description)

BANKEX is distributed liquidity framework (Bank-as-a-Service), which enables the creation of scalable capital flows that unlock intrinsic value of traditionally non-fungible assets.
Our mission is to deliver an institutional level of liquidity to assets around the world that are underrated and underserved due to the information asymmetry on the markets by blockchain technology.
BANKEX collaborates with financial institutions, large corporations, and asset owners all over the World to enable new global standards of financing for such industries as metals & mining, hospitality, media, movie production, venture financing, educational loans, real estate and non-profits.
The BANKEX team develops infrastructure products including KYC, digital assets custodian, tokenization toolset, crypto trading terminal, hedging, market making, bounty automation, digital asset exchange built on Plasma-protocol.
Black Knight, (NYSE:BKI), is a leading provider of integrated technology, services and data that facilitate and automate many of the business processes across the mortgage lifecycle. Black Knight’s offerings include a comprehensive and highly accurate mortgage performance database as well as a leading mortgage behavioral model used to value CRT deals as well as all types of mortgage pools, securities, and MSRs. Black Knight delivers best-in-class technology, services and insight with a relentles ... (view full description)

Black Knight, (NYSE:BKI), is a leading provider of integrated technology, services and data that facilitate and automate many of the business processes across the mortgage lifecycle. Black Knight’s offerings include a comprehensive and highly accurate mortgage performance database as well as a leading mortgage behavioral model used to value CRT deals as well as all types of mortgage pools, securities, and MSRs. Black Knight delivers best-in-class technology, services and insight with a relentless commitment to excellence, innovation, integrity and leadership to effectively support the trading, risk, research, and compliance functions within the capital markets.
The Lender Finance Group within CapitalSource, a division of Pacific Western Bank, provides senior loans to consumer and commercial finance companies including marketplace lenders and loan acquirers, merchant cash advance companies, small business finance providers, real estate lenders, vacation ownership developers and entities operating in a wide variety of other asset classes. Their loans range from $5-$75 million. Pacific Western Bank, a Los Angeles-based commercial bank with over $25 billio ... (view full description)

The Lender Finance Group within CapitalSource, a division of Pacific Western Bank, provides senior loans to consumer and commercial finance companies including marketplace lenders and loan acquirers, merchant cash advance companies, small business finance providers, real estate lenders, vacation ownership developers and entities operating in a wide variety of other asset classes. Their loans range from $5-$75 million. Pacific Western Bank, a Los Angeles-based commercial bank with over $25 billion in assets. Pacific Western Bank is a wholly-owned subsidiary of PacWest Bancorp (NASDAQ:PACW). For more information, visit capitalsource.com/sfig18
Computershare Loan Services (CLS) is a leading international third party mortgage services provider. We currently service over $100 billion of loans globally and support hundreds of thousands of customers throughout the lifecycle of their loans. We provide a variety of services including credit risk solutions, secondary market services, property solutions and third-party servicing. We also operate a mortgage cooperative that gives middle market lenders increased buying power, and we help mort ... (view full description)

Computershare Loan Services (CLS) is a leading international third party mortgage services provider. We currently service over $100 billion of loans globally and support hundreds of thousands of customers throughout the lifecycle of their loans. We provide a variety of services including credit risk solutions, secondary market services, property solutions and third-party servicing. We also operate a mortgage cooperative that gives middle market lenders increased buying power, and we help mortgage lenders and investors optimize the performance of their portfolios. Our expertise, experience and understanding of the regulatory environment, credit and complex financial data help us provide insight and cost-effective services to mortgage originators, investors and real estate professionals. CLS is part of the Computershare group of companies.
Cortland is a leading independent investment servicing company with offices in Chicago, New York, Austin, Los Angeles, Indianapolis, London and Asia. Cortland provides investment servicing and fund administration to private investment funds, hedge funds, mutual funds, private equity real estate funds, institutional investors, family offices, direct lenders and managed accounts. Clients rely on Cortland’s experience to successfully provide administrative and successor agency, escrow agency, fund ... (view full description)

Cortland is a leading independent investment servicing company with offices in Chicago, New York, Austin, Los Angeles, Indianapolis, London and Asia. Cortland provides investment servicing and fund administration to private investment funds, hedge funds, mutual funds, private equity real estate funds, institutional investors, family offices, direct lenders and managed accounts. Clients rely on Cortland’s experience to successfully provide administrative and successor agency, escrow agency, fund accounting, shareholder servicing, NAV valuations, and back-and middle office operational solutions including leverage loan and CLO manager services. Cortland is SSAE 18 Type II SOC 1 audited. For more on Cortland please visit us at www.cortlandglobal.com.
CSC® is the unwavering partner for our clients, providing services for every phase of the transaction life cycle. Today, we’re one of the world's largest privately held businesses to offer debt-focused administration services to an institutional client base. We provide corporate administration, private trustee and agency and specialised outsourcing services to alternative finance lenders, fund managers, borrowers, and capital markets participants across the full range of asse ... (view full description)

CSC® is the unwavering partner for our clients, providing services for every phase of the transaction life cycle. Today, we’re one of the world's largest privately held businesses to offer debt-focused administration services to an institutional client base.
We provide corporate administration, private trustee and agency and specialised outsourcing services to alternative finance lenders, fund managers, borrowers, and capital markets participants across the full range of asset classes and jurisdictions.
The DealVector network connects fixed income professionals directly to authenticated, non-public holders of specific assets quickly and securely for the first time, enabling a more transparent and efficient market. With more than $2T in deal value, 1000+ firms, and over 600,000 deals loaded on its award-winning platform, DealVector provides an online global asset registry and communications platform for the $100 trillion fixed income market, empowering issuers, investors, advisors and brokers to ... (view full description)
The DealVector network connects fixed income professionals directly to authenticated, non-public holders of specific assets quickly and securely for the first time, enabling a more transparent and efficient market. With more than $2T in deal value, 1000+ firms, and over 600,000 deals loaded on its award-winning platform, DealVector provides an online global asset registry and communications platform for the $100 trillion fixed income market, empowering issuers, investors, advisors and brokers to efficiently address governance and restructuring issues, improve market surveillance, conduct price discovery, and source illiquid assets.
Equifax is a global information solutions company that uses unique data, innovative analytics, technology and industry expertise to power organizations and individuals around the world by transforming knowledge into insights that help make more informed business and personal decisions. Investors in ABS, MBS and Whole Loan pools need clear visibility into historical consumer behavior, current borrower health, current income & employment, and collateral values. Leaders in financial markets an ... (view full description)

Equifax is a global information solutions company that uses unique data, innovative analytics, technology and industry expertise to power organizations and individuals around the world by transforming knowledge into insights that help make more informed business and personal decisions.
Investors in ABS, MBS and Whole Loan pools need clear visibility into historical consumer behavior, current borrower health, current income & employment, and collateral values. Leaders in financial markets and industry disruptors in quantitative analytics and econometrics have been coming to Equifax Captial Markets for over 10 years for actional insight to help predict delinwquency, default and prepayment and identify directional market signals.
Headquartered in Atlanta, GA., Equifax operates or has investments in 24 countries in North America, Central and South America, Europe and the Asia Pacific region. It is a member of Standard & Poor's (S&P) 500 Index, and its common stock is traded on the New York STock Exchange (NYSE) under the symbol EFX. Equifax employss 10,100 employees worldwide.
Grant Thornton International Ltd Grant Thornton LLP is the U.S. member firm of Grant Thornton International (GTIL), a leading global organization of member firms providing audit, tax and advisory services for more than 90 years. Collectively, GTIL member firms are comprised of 50,000 people in 700+ offices in over 130 countries worldwide.About Advisory Grant Thornton LLP’s Advisory Services professionals are progressive thinkers who create, protect and transform value today so our clients have t ... (view full description)

Grant Thornton International Ltd
Grant Thornton LLP is the U.S. member firm of Grant Thornton International (GTIL), a leading global organization of member firms providing audit, tax and advisory services for more than 90 years. Collectively, GTIL member firms are comprised of 50,000 people in 700+ offices in over 130 countries worldwide.
About Advisory
Grant Thornton LLP’s Advisory Services professionals are progressive thinkers who create, protect and transform value today so our clients have the opportunity to thrive tomorrow. While business goals and strategies evolve, our services can support you wherever you are — whether you’re looking at a transaction to propel you forward, focusing on developing and implementing the right controls to mitigate risk, or advancing your company’s finance and technology infrastructure to match your aspirations. Learn more about how we help our clients at www.grantthornton.com
Greenberg Traurig, LLP (GTLaw) has more than 2,000 attorneys in 38 offices in the United States, Latin America, Europe, Asia and the Middle East and is celebrating its 50th anniversary. GTLaw has been recognized for its philanthropic giving, was named the largest firm in the U.S. by Law360 in 2017, and among the Top 20 on the 2016 Am Law Global 100. Web: www.gtlaw.com Twitter: @GT_Law.
GreensLedge is a leading independent investment bank that provides tailored advice and solutions to a diverse client base including corporations and financial sponsors worldwide. From our offices in New York, London, Tokyo and Seoul our team of over 40 professionals serve a wide range of clients looking for advice on and assistance with their most important strategic issues. We provide a full array of investment banking services including securitization, public and private debt and equity fina ... (view full description)

GreensLedge is a leading independent investment bank that provides tailored advice and solutions to a diverse client base including corporations and financial sponsors worldwide. From our offices in New York, London, Tokyo and Seoul our team of over 40 professionals serve a wide range of clients looking for advice on and assistance with their most important strategic issues. We provide a full array of investment banking services including securitization, public and private debt and equity financing, fund raising, recapitalization, financing restructuring, mergers, acquisitions, corporate valuations, expert financial opinions and corollary analysis and advisory services.
Hogan Lovells provides high quality legal advice to corporations and financial institutions across the full spectrum of their business and legal issues, and we have more than 2,800 lawyers on six continents. Hogan Lovells has broad experience in securitization, with its lawyers having represented issuers and underwriters in public and private transactions. We work on established securitization programs but also work with and understand the needs of new issuers in the market. Our style is commerc ... (view full description)

Hogan Lovells provides high quality legal advice to corporations and financial institutions across the full spectrum of their business and legal issues, and we have more than 2,800 lawyers on six continents. Hogan Lovells has broad experience in securitization, with its lawyers having represented issuers and underwriters in public and private transactions. We work on established securitization programs but also work with and understand the needs of new issuers in the market. Our style is commercial, service focused, and friendly. We believe that our commitment to client service and teamwork provides benefits to our clients and enhances effective business relationships.
Holland & Knight's Structured Finance Team handles every aspect of complex structured finance transactions, tailoring deals to the specific requirements of each client. We have the knowledge and hands-on experience to assist in both up and down markets throughout the entire life-cycle of financial assets, with a particular emphasis in representing liquidity sources, issuers and sponsors who finance, originate or acquire financial assets, as well as collateral managers, servicers and special ... (view full description)

Holland & Knight's Structured Finance Team handles every aspect of complex structured finance transactions, tailoring deals to the specific requirements of each client. We have the knowledge and hands-on experience to assist in both up and down markets throughout the entire life-cycle of financial assets, with a particular emphasis in representing liquidity sources, issuers and sponsors who finance, originate or acquire financial assets, as well as collateral managers, servicers and special servicers of such assets. Our strong relationships with major banks and investment banks, hedge funds, rating agencies, trustees and other industry participants brings significant value to our clients. We have closed deals involving numerous international jurisdictions. Notably, our Mexico City team has been a key participant in the formation of the Mexican securitization industry, developing structures that have become the market standard in Mexico. At Holland & Knight, we bring our "A" team to every engagement and avoid overstaffing our deals. You will always have the involvement and attention of a senior attorney. We are committed to providing the quality and creativity your business demands with the high level of service you deserve. Holland & Knight is a global law firm with more than 1,250 lawyers and other professionals in 24 U.S. offices, as well as Bogotá, London and Mexico City. Among the largest U.S.-based law firms, Holland & Knight provides representation in litigation, business, real estate and governmental law. Interdisciplinary practice groups and industry-based teams provide clients with access to attorneys throughout the firm, regardless of location. The BTI "Most Recommended Law Firms" 2017 report places Holland & Knight in an exclusive group of firms that have been recommended by corporate counsel, in an unprompted manner, for more than 15 years in a row for superior client service. The firm also is named to the 2017 BTI Client Service A-Team. In the 2018 BTI Litigation Outlook report, Holland & Knight ranked among the top five percent of all law firms in the United States based on feedback from legal decision-makers at the world's largest companies. The firm also was listed on BTI's Honor Roll of Most Feared Law Firms for 2018, and identified among those leading the litigation market in the areas of class actions and torts, IP litigation, complex commercial litigation and product liability litigation.
K&L Gates is a fully integrated global law firm that includes 350 finance lawyers on five continents. We represent issuers, investment banks, investors, servicers, trustees, rating agencies, and other participants in an array of capital markets transactions including securitization and structured finance, derivatives, and asset-backed finance. Our global team assists lenders and borrowers in achieving their financing objectives, mitigating transaction risks, and complying with regulations.
Kirkland & Ellis is one of the world's leading law firms, with approximately 2,100 lawyers practicing from thirteen offices in Beijing, Boston, Chicago, Hong Kong, Houston, London, Los Angeles, Munich, New York, Palo Alto, San Francisco, Shanghai and Washington, D.C. Our clients and experience cut across every major industry and discipline. Clients across the globe call upon Kirkland to handle their most important and complex corporate, litigation, intellectual property and restructuring mat ... (view full description)

Kirkland & Ellis is one of the world's leading law firms, with approximately 2,100 lawyers practicing from thirteen offices in Beijing, Boston, Chicago, Hong Kong, Houston, London, Los Angeles, Munich, New York, Palo Alto, San Francisco, Shanghai and Washington, D.C. Our clients and experience cut across every major industry and discipline. Clients across the globe call upon Kirkland to handle their most important and complex corporate, litigation, intellectual property and restructuring matters. In every year since 1995, Kirkland has ranked as one of the most frequently used firms by Fortune 100 companies in the Corporate Counsel survey 'Who Represents America's Biggest Companies'. Kirkland also ranks among the country's top ten corporate law firms in Corporate Board Member magazine's most recent annual 'America's Best Corporate Law Firms' study, a comprehensive ranking by U.S. corporate directors and general counsel.
Locke Lord LLP is a full-service, international law firm of 20 offices designed to meet clients’ needs around the world. The Firm has a history that spans more than 125 years advising clients across a broad spectrum of industries while providing a wealth of experience through its complex litigation, intellectual property, tax, regulatory and transactional teams. Locke Lord has earned a leading reputation in complex transactions, litigation and regulatory work. We serve our clients’ interests ... (view full description)

Locke Lord LLP is a full-service, international law firm of 20 offices designed to meet clients’ needs around the world. The Firm has a history that spans more than 125 years advising clients across a broad spectrum of industries while providing a wealth of experience through its complex litigation, intellectual property, tax, regulatory and transactional teams. Locke Lord has earned a leading reputation in complex transactions, litigation and regulatory work. We serve our clients’ interests first, and these clients range from Fortune 500 and middle market public and private companies to start-ups and emerging businesses. Through its wide-ranging international footprint, Locke Lord has received numerous industry recognitions as a global leader. Locke Lord’s team builds collaborative relationships and crafts creative solutions to solve problems — all designed and executed with long-term strategic goals in mind. Among Locke Lord’s many strong practice areas are appellate, aviation, bankruptcy/restructuring/insolvency, business litigation and dispute resolution, class action litigation, consumer finance, corporate and finance transactions, corporate trust cross border transactions, employee benefits, energy, environmental, financial services, fund formation, health care and life sciences, insurance and reinsurance, intellectual property, international, labor and employment, mergers and acquisitions, privacy and cybersecurity, private equity, public finance, public law, real estate, regulatory, REIT, securitizations and structured finance, tax, technology, telecommunications, venture capital, and white collar criminal defense and internal investigations.
Lowenstein Sandler is a national law firm with approximately 300 lawyers working from five offices in New York, Palo Alto, New Jersey, Utah, and Washington, D.C. We represent clients in virtually every sector of the global economy, with particular strength in the areas of technology, life sciences, and the financial management and fund industries that fuel economic growth. We have built a reputation for pursuing every matter with creativity and passion. Our industry knowledge, entrepreneuri ... (view full description)

Lowenstein Sandler is a national law firm with approximately 300 lawyers working from five offices in New York, Palo Alto, New Jersey, Utah, and Washington, D.C. We represent clients in virtually every sector of the global economy, with particular strength in the areas of technology, life sciences, and the financial management and fund industries that fuel economic growth.
We have built a reputation for pursuing every matter with creativity and passion. Our industry knowledge, entrepreneurial drive and proven commitment to our communities deliver a different and better law firm experience to our clients. We focus on building long-standing relationships and anticipating our clients’ needs, rather than responding to them. Working side-by-side with our clients, we serve not only as lawyers, but as trusted advisors.
We approach each case, each client and each other with integrity and respect. And, our award winning pro-bono work enables us to connect individuals and communities with unimaginable success.
We see our colleagues as family and commit to the personal development, support and mentorship of all those under our roof. We work tirelessly to create a fully inclusive environment in which differing views and perspectives are welcomed and honored.
Macquarie (MQG) is a diversified financial group providing clients with asset management and finance, banking, advisory and risk and capital solutions across debt, equity and commodities. Operating globally with offices in many of the world's major financial centers, Macquarie promotes innovation and entrepreneurial drive within a strong risk management framework, contributing to the organization’s 48-year record of unbroken profitability. Commodities and Global Markets (CGM) provides clients ... (view full description)

Macquarie (MQG) is a diversified financial group providing clients with asset management and finance, banking, advisory and risk and capital solutions across debt, equity and commodities. Operating globally with offices in many of the world's major financial centers, Macquarie promotes innovation and entrepreneurial drive within a strong risk management framework, contributing to the organization’s 48-year record of unbroken profitability.
Commodities and Global Markets (CGM) provides clients with an integrated, end-to-end offering across global markets including equities, fixed income, foreign exchange, commodities and credit. The platform covers more than 25 markets and over 160 products, and has evolved over more than three decades to provide clients with access to markets, financing, financial hedging and physical execution.
The Credit Markets Division (CMD) was established within CGM in 2008, and is focused providing funding, capital and structuring solutions to originators and investors creating and investing in credit assets. The division’s experience lies in the residential mortgage, consumer loan, student loan, small business, green energy, and receivables spaces, in both performing and non-performing debt.
Piper Jaffray Companies (PJC: NYSE) is a full-service investment bank founded in 1895 and headquartered in Minneapolis. With a robust distribution network and more than 200 sales & trading professionals nationwide, our clients gain access to the full array of fixed income taxable and tax-exempt investment products. Through our strategic analytics group, we also provide invaluable resources from balance sheet and portfolio strategies to macroeconomic and regulatory guidance. Learn more at pip ... (view full description)

Piper Jaffray Companies (PJC: NYSE) is a full-service investment bank founded in 1895 and headquartered in Minneapolis. With a robust distribution network and more than 200 sales & trading professionals nationwide, our clients gain access to the full array of fixed income taxable and tax-exempt investment products. Through our strategic analytics group, we also provide invaluable resources from balance sheet and portfolio strategies to macroeconomic and regulatory guidance. Learn more at piperjaffray.com/fis.
Raymond James Structured Credit Analytics platform provides clients with cutting edge technology to analyze and monitor their structured credit portfolios. This proprietary solution was developed to incorporate the highest quality data and analytics available in the market today.
RiskSpan enables leading financial institutions to derive actionable insights by solving their toughest data and analytical challenges. Our scalable platform streamline loan data management by fusing large volumes of disparate datasets. We further arm analysts and business leaders with powerful predictive analytics to make informed data-driven decisions.
For more than 30 years, Skadden's Structured Finance Group have worked with clients to develop many of the key innovations in securitization and structured derivatives markets. Our practice encompasses credit card receivable, marketplace loan, auto loan and lease, and residential and commercial mortgage loan securitizations; whole-company securitizations; collateralized loan obligations; insurance-related securitizations; commercial paper programs; credit derivatives; and principal finance. We h ... (view full description)

For more than 30 years, Skadden's Structured Finance Group have worked with clients to develop many of the key innovations in securitization and structured derivatives markets. Our practice encompasses credit card receivable, marketplace loan, auto loan and lease, and residential and commercial mortgage loan securitizations; whole-company securitizations; collateralized loan obligations; insurance-related securitizations; commercial paper programs; credit derivatives; and principal finance. We have pioneered a range of first-of-their-kind securitizations, from the first securitizations of movie syndication revenues and small business loans to the first securitizations using master trust structures and CDO structures. Through the use of structured finance techniques, more recently, we also have led the way in developing rated marketplace loan securitizations, many of the recent innovations in whole company securitizations and the equity market for solar securitizations.
Stifel Financial Corp. is a diversified financial services holding company that conducts its banking, securities, and financial services business through several wholly owned subsidiaries. Stifel’s broker-dealer clients are served in the United States through Stifel, Nicolaus & Company, Incorporated; Keefe, Bruyette & Woods, Inc.; Miller Buckfire & Co., LLC; and Century Securities Associates, Inc. and in the United Kingdom and Europe through Stifel Nicolaus Europe Limited.  ... (view full description)

Stifel Financial Corp. is a diversified financial services holding company that conducts its banking, securities, and financial services business through several wholly owned subsidiaries. Stifel’s broker-dealer clients are served in the United States through Stifel, Nicolaus & Company, Incorporated; Keefe, Bruyette & Woods, Inc.; Miller Buckfire & Co., LLC; and Century Securities Associates, Inc. and in the United Kingdom and Europe through Stifel Nicolaus Europe Limited. Stifel Bank & Trust offers a full range of consumer and commercial lending solutions. Stifel Trust Company, N.A. and 1919 Investment Counsel & Trust Company offer trust and related services. The Company’s broker-dealer affiliates provide securities brokerage, investment banking, trading, investment advisory, and related financial services to individual investors, professional money managers, businesses, and municipalities since the firm was established in 1890.
Stifel Financial Corp. was formed as a holding company in July 1983 and is publicly traded on the New York Stock Exchange under the symbol "SF."
TMF Group TMF Group is the global expert in local business. With a network of offices across over 80 countries, TMF Group has the in-country expertise and knowledge to help businesses (of all sizes) expand and operate both within and beyond their home markets. We believe that complexity should not be a barrier to opportunity. Regulation and administration should not hold businesses back. And we are dedicated to make sure they don’t.What services do we offer? Our hallmark is the delivery of solut ... (view full description)

TMF Group
TMF Group is the global expert in local business. With a network of offices across over 80 countries, TMF Group has the in-country expertise and knowledge to help businesses (of all sizes) expand and operate both within and beyond their home markets.
We believe that complexity should not be a barrier to opportunity. Regulation and administration should not hold businesses back. And we are dedicated to make sure they don’t.
What services do we offer?
Our hallmark is the delivery of solutions tailored to each precise location. Providing services that will allow you to operate smoothly from day one. TMF Group’s distinct in-country delivery model leverages local market knowledge and enhances regulatory compliance.
Our structured finance services
As one of the largest and most experienced administrators of structured finance entities in the world, we provide services to more than 4,000 SPVs across all leading onshore and offshore jurisdictions. Our experience spans the full range of asset classes (including performing and distressed loans), and includes static and managed structures, cash and synthetic transactions. We support various types of derivatives, including interest rate and currency swaps, total return swaps, credit default swaps and options.
We are committed to offering the full range of services required for the establishment, operation and management of SPVs, and appoint experienced, knowledgeable directors from within our teams to manage our portfolio. TMF Group’s experienced legal and accounting departments ensure that our corporate governance and financial management meet the highest standards of compliance.
Walkers and Walkers Fiduciary Services support arranging banks, sponsors and asset managers on all aspects of their structured transactions through one integrated legal and fiduciary business. Our legal team is recognised as a leader by clients, peers and partners in the legal, financial and asset management industries, having been active in the securitisation market since its inception. Our directors are experienced, well-informed and financially sophisticated, enabling us to contribute confide ... (view full description)

Walkers and Walkers Fiduciary Services support arranging banks, sponsors and asset managers on all aspects of their structured transactions through one integrated legal and fiduciary business. Our legal team is recognised as a leader by clients, peers and partners in the legal, financial and asset management industries, having been active in the securitisation market since its inception. Our directors are experienced, well-informed and financially sophisticated, enabling us to contribute confidence to transactions and to provide a sure hand when important or urgent decisions need to be taken.
In re-launching our fiduciary business, we have made significant investments in market-leading technology and have developed smart processes, building a truly integrated business which is streamlined and efficient. This means that we are free to focus our attention on providing incisive, responsive and dependable service and that we are able to do so within a competitive, predictable and transparent fee model over the long term, without ever compromising on quality or cutting corners.
With approximately 1,100 lawyers across three continents, Weil, Gotshal & Manges LLP is a leader in the marketplace for sophisticated, global legal services. The Firm’s pioneering “one firm” approach allows us to partner with many of the world’s most successful organizations on their most complex and high-profile matters. With more than 30 lawyers worldwide and support from our leading finance, capital markets, bankruptcy, tax, ERISA, securities litigation and other practice groups, Weil’s S ... (view full description)

With approximately 1,100 lawyers across three continents, Weil, Gotshal & Manges LLP is a leader in the marketplace for sophisticated, global legal services. The Firm’s pioneering “one firm” approach allows us to partner with many of the world’s most successful organizations on their most complex and high-profile matters. With more than 30 lawyers worldwide and support from our leading finance, capital markets, bankruptcy, tax, ERISA, securities litigation and other practice groups, Weil’s Structured Finance & Derivatives practice provides seamlessly integrated advice to clients as they address their most complicated and important challenges. Our global reputation is based on our attorneys’ technical expertise and their long track record of developing innovative, groundbreaking and cutting-edge structures at the forefront of the ever-changing current marketplace. Our securitization practice involves a wide array of assets, including, among many others, personal loans, small business loans, equipment loans and leases, trade receivables, commercial real estate properties and related leases, commercial and mortgage loans, home equity loans, diamonds and the related consignment sales revenue, health care receivables, franchisee loans, credit card receivables, auto loans and leases, student loans, rental car fleets, intellectual property rights, insurance premium finance contracts, mutual fund fees, life settlements, structured settlements and lottery prizes. Our group also has unparalleled experience in the establishment of CLO vehicles (including synthetic structures and structured investment vehicles) and possesses superlative capabilities in the structuring, negotiation and documentation of derivatives. In addition, we have extensive experience advising clients along the lifecycle of structured products, including development, origination, syndication, trading, and restructuring/remediation/commutation. Our Structured Finance & Derivatives practice and its partners are consistently recognized as market leaders by Chambers Global, Chambers USA, Chambers UK, IFLR1000 and Legal 500 and are prized by clients for being able to bring a fresh perspective to novel issues.
Wilmington Trust Global Capital Markets provides trust services for capital markets financing structures through various roles including, independent director, indenture trustee, document custodian, backup servicer, owner trustee and tax and accounting. Our team of industry recognized professionals brings a unique blend of knowledge, experience, resources, and a high caliber. Our business has an international client base, covering more than 90 countries, with office locations in the world’s key ... (view full description)

Wilmington Trust Global Capital Markets provides trust services for capital markets financing structures through various roles including, independent director, indenture trustee, document custodian, backup servicer, owner trustee and tax and accounting. Our team of industry recognized professionals brings a unique blend of knowledge, experience, resources, and a high caliber. Our business has an international client base, covering more than 90 countries, with office locations in the world’s key jurisdictions.
Wilmington Trust is well-equipped to act as a corporate trustee in a variety of asset sizes. We have been providing corporate trustee services for more than a century and we are proud to be part of M&T Bank Corporation, one of the most financially sound and successful companies in the U.S. financial services industry.
Learn more about our team and services at www.wilmingtontrust.com.
Black Mountain is a software company that offers highly configurable solutions including portfolio management, trade order management, compliance, research management, direct lending, portfolio accounting & agent, performance attribution and data warehouse reporting. Our clients consist of many of the world's leading investment managers, credit funds, hedge funds, private equity, direct lenders and banks who use our platform to manage all varieties of loans, fixed income, alternatives, deriv ... (view full description)

Black Mountain is a software company that offers highly configurable solutions including portfolio management, trade order management, compliance, research management, direct lending, portfolio accounting & agent, performance attribution and data warehouse reporting. Our clients consist of many of the world's leading investment managers, credit funds, hedge funds, private equity, direct lenders and banks who use our platform to manage all varieties of loans, fixed income, alternatives, derivatives, equities, and FX. Black Mountain’s software can be configured to model any business process, store any data, integrate with any system, and provide transparency for all of the above in any format.
Blakes is one of Canada's leading and largest law firms with full service offices in each of the major Canadian commercial and regulatory centers as well as representative offices in several key international locations. Blakes structured finance team has industry-leading know-how, having pioneered many of the techniques and deal structures that are used in Canada today. Their dedicated team of lawyers includes several partners with more than 20 years of experience doing structured finance deals ... (view full description)

Blakes is one of Canada's leading and largest law firms with full service offices in each of the major Canadian commercial and regulatory centers as well as representative offices in several key international locations.
Blakes structured finance team has industry-leading know-how, having pioneered many of the techniques and deal structures that are used in Canada today. Their dedicated team of lawyers includes several partners with more than 20 years of experience doing structured finance deals covering all asset classes. The breadth of Blakes structured finance practice is complemented by our knowledge of the regulatory processes and regular interactions with policy makers, regulators and rating agencies.
The Blakes team regularly works as lead or supporting counsel alongside U.S. and international advisors on cross-border transactions that require an understanding and appreciation of Canadian, U.S. and other international requirements.
As a pre-eminent firm dedicated and committed to the structured finance market, Blakes is very well positioned to provide informed, practical and creative advice to assist clients to efficiently access opportunities and innovate.
For more information, visit blakes.com.
Citadel SPV provides a comprehensive array of entity formation, governance, administration, accounting and investor reporting services to the global capital markets. We take pride in our unique capacities for specialized services in complex financing structures including securitization, project finance and alternative or special situations finance. Citadel SPV leverages more than 25 years of market experience to deliver consultative solutions for complex financing structures, including customize ... (view full description)

Citadel SPV provides a comprehensive array of entity formation, governance, administration, accounting and investor reporting services to the global capital markets. We take pride in our unique capacities for specialized services in complex financing structures including securitization, project finance and alternative or special situations finance. Citadel SPV leverages more than 25 years of market experience to deliver consultative solutions for complex financing structures, including customized structural alternatives, a complete array of independent director and officer services, sophisticated program management solutions and customized accounting and investor reporting solutions. Headquartered in New York, Citadel SPV offers its clients a comprehensive network of global service delivery locations, either directly or via our partner network including, Delaware, Texas, Cayman, United Kingdom, Ireland, Jersey, Isle of Man, Luxembourg, Netherlands, Switzerland, Singapore and Japan.
Equiant is a Scottsdale, Arizona-based receivables servicer with an active managed portfolio that exceeds $1.5 billion and includes more than 200,000 individual consumer loans. Over the past 28 years, Equiant has serviced more than 1.5 million loans accounts. Its array of products and services includes outsourcing for servicing loan and other interest bearing receivables, Platform as a Service (PaaS) receivables technology, point of sale merchant processing, delinquency control, document custody ... (view full description)

Equiant is a Scottsdale, Arizona-based receivables servicer with an active managed portfolio that exceeds $1.5 billion and includes more than 200,000 individual consumer loans. Over the past 28 years, Equiant has serviced more than 1.5 million loans accounts. Its array of products and services includes outsourcing for servicing loan and other interest bearing receivables, Platform as a Service (PaaS) receivables technology, point of sale merchant processing, delinquency control, document custody (including digital), and analytic reporting. To learn more about Equiant’s technology solutions for servicing loan and other receivables as well as document custody, call Peter Moody, senior vice president of sales and client relations, at (480) 636-4888.
FINSIGHT is the technology company behind 3 leading platforms in US ABS: 1) Finsight.com: a free new issue pricing deal database for US ABS 2) Deal Roadshow: the leading electronic roadshow platform in US ABS. Used by the industry’s leading issuers and investment banks, Deal Roadshow provides real-time visibility into the syndication process and is more accessible, secure, user-friendly and more cost-effective than alternative platforms. 3) 17g5.com: a fully-equipped, secure, and cost effect ... (view full description)

FINSIGHT is the technology company behind 3 leading platforms in US ABS:
1) Finsight.com: a free new issue pricing deal database for US ABS
2) Deal Roadshow: the leading electronic roadshow platform in US ABS. Used by the industry’s leading issuers and investment banks, Deal Roadshow provides real-time visibility into the syndication process and is more accessible, secure, user-friendly and more cost-effective than alternative platforms.
3) 17g5.com: a fully-equipped, secure, and cost effective SEC Rule 17g-5 compliant data room. Built by structured product industry veterans, it adheres to traditional workflows while providing state-of-the-art web technologies that streamline the creation, management, and auditing of your SEC Rule 17g-5 data room.
To save thousands on your next transaction, contact support@finsight.com or call 1-888-997 6610.
First Associates Loan Servicing offers in-depth industry expertise, cutting-edge technology and a comprehensive array of services across a variety of asset classes. We are the fastest growing servicer of loan and lease portfolios in the United States and are expanding our reach and services across the globe. Our model is built with your success in mind and delivers accelerated performance, enhanced capabilities and economic advantage. First Associates Loan Servicing is also the only company in i ... (view full description)

First Associates Loan Servicing offers in-depth industry expertise, cutting-edge technology and a comprehensive array of services across a variety of asset classes. We are the fastest growing servicer of loan and lease portfolios in the United States and are expanding our reach and services across the globe. Our model is built with your success in mind and delivers accelerated performance, enhanced capabilities and economic advantage.
First Associates Loan Servicing is also the only company in its class to earn the top Morningstar MOR RV1 ranking of ‘stable’ which is the highest certification available to assess mitigated operational risk and overall excellence in loan servicing. This accomplishment is quite an honor and a direct reflection of the stellar reputation we’ve earned over the past 30+ years as a trusted service provider.
At Intertrust we understand the complex nature of capital markets and the importance of providing accurate, valuable, actionable information and investor reports. We’re experts in management and administration services to securitization, structured finance and alternative finance transactions across the globe. As an independent provider of capital markets services, we have a unique proposition amongst our competitors positioning us at the forefront of the market. We lead in adopting govern ... (view full description)

At Intertrust we understand the complex nature of capital markets and the importance of providing accurate, valuable, actionable information and investor reports. We’re experts in management and administration services to securitization, structured finance and alternative finance transactions across the globe. As an independent provider of capital markets services, we have a unique proposition amongst our competitors positioning us at the forefront of the market. We lead in adopting governance and compliance standards and with a strong internal network; we can service large transactions across multiple jurisdictions.
How we can help you:
Liquidaty is a software startup that automates data tasks such as receiving emails, cracking tapes, running pricing models (internal, third party or both), creating comparative stratifications and generating data-derived predictive models using machine learning technology.
Millennium Trust Company is your ally in the custody of investments—both traditional and alternative. Whether launching a new fund and planning to raise capital or operating an established fund with significant assets under management, we help funds and organizations meet custody requirements and investor demand for transparency.
Paul Hastings provides innovative legal solutions to many of the world’s top financial institutions and Fortune 500 companies in markets across Asia, Europe, Latin America, and the United States. We offer a complete portfolio of services to support our clients’ complex, often mission-critical needs—from structuring first-of-their-kind transactions to resolving complicated disputes to providing the savvy legal counsel that keeps business moving forward. Since the firm’s founding in 1951, Paul Has ... (view full description)

Paul Hastings provides innovative legal solutions to many of the world’s top financial institutions and Fortune 500 companies in markets across Asia, Europe, Latin America, and the United States.
We offer a complete portfolio of services to support our clients’ complex, often mission-critical needs—from structuring first-of-their-kind transactions to resolving complicated disputes to providing the savvy legal counsel that keeps business moving forward.
Since the firm’s founding in 1951, Paul Hastings has grown steadily and strategically along with our clients and the markets we serve. We established successful practices in key U.S. and European cities, creating a broad network of professionals to support our clients’ ambitions. In addition, we were one of the first U.S. law firms to establish a presence in Asia, and today we continue to be a leader in the region. Over the past decade, we have significantly expanded our global network of lawyers to assist our clients in financial centers around the world, including the emerging markets of Latin America.
Today we serve our clients’ local and international business needs from offices in Atlanta, Beijing, Brussels, Chicago, Frankfurt, Hong Kong, Houston, London, Los Angeles, Milan, New York, Orange County, Palo Alto, Paris, San Diego, San Francisco, São Paulo , Seoul, Shanghai, Tokyo, and Washington, D.C.
Drawing on the firm’s dynamic, collaborative, and entrepreneurial culture, our lawyers work across practices, offices, and borders to provide innovative, seamless legal counsel—where and when our clients need us.
PeerIQ is a data and analytics company that bridges the gap between lenders and the capital markets, offering transparency, data validation, and loan-level credit analytics so parties can transact with confidence. Our platform simplifies workflows across the consumer credit funding cycle—from whole loans to credit facilities to ABS—enabling the safe and secure movement of capital into the lending markets. More information is available at www.peeriq.com.
Potter Anderson & Corroon LLP — potteranderson.com — is one of the largest and most highly regarded Delaware law firms, providing specialized legal services to regional, national and international clients. With nearly 100 attorneys, the firm’s practice is centered on corporate law, corporate litigation, intellectual property, commercial litigation, restructuring/bankruptcy, healthcare, and labor and employment.
RSM US LLP is the leading provider of audit, tax and consulting services focused on the middle market. We have a well-established practice catering specifically to the specialty finance industry and have helped clients complete securitizations involving a wide variety of asset types. RSM offers a full suite of securitization services, including accounting and auditing, tax planning and optimization strategies, agreed-upon procedures for asset portfolios, compliance services, process re-engineeri ... (view full description)

RSM US LLP is the leading provider of audit, tax and consulting services focused on the middle market. We have a well-established practice catering specifically to the specialty finance industry and have helped clients complete securitizations involving a wide variety of asset types. RSM offers a full suite of securitization services, including accounting and auditing, tax planning and optimization strategies, agreed-upon procedures for asset portfolios, compliance services, process re-engineering, system implementation and pre- and post-transaction due diligence services.
Schulte Roth & Zabel LLP is a market-leading, multidisciplinary law firm serving the financial services industry from offices in New York, Washington, D.C. and London. Our Structured Finance & Derivatives Group is widely recognized as one of the most sophisticated in the legal profession. We structure and negotiate a variety of complex finance and securitization transactions — including collateralized loan obligations and asset-backed securitizations, as well as regulatory capital offeri ... (view full description)

Schulte Roth & Zabel LLP is a market-leading, multidisciplinary law firm serving the financial services industry from offices in New York, Washington, D.C. and London. Our Structured Finance & Derivatives Group is widely recognized as one of the most sophisticated in the legal profession. We structure and negotiate a variety of complex finance and securitization transactions — including collateralized loan obligations and asset-backed securitizations, as well as regulatory capital offerings — on behalf of a wide range of market participants including investment managers, issuers, purchasers and sellers of assets, underwriters, placement agents, borrowers and investors. We have extensive expertise structuring, negotiating and drafting all types of structured finance transactions in connection with public and private mortgage-backed and asset-backed securities offerings and other structured financing transactions. We have also advised clients on synthetic securitizations involving high-yield loans and bonds, and investment-grade loans and bonds, including regulatory capital transactions and warehouse/portfolio financings structured as total return swap or repurchase facilities. In addition to structuring, drafting and negotiating, we also represent clients with regulatory filings, compliance issues and investigations. We also advise clients in complying with the new risk retention regulations in the United States and the EU, including assisting clients in the creation of risk retention vehicles.
Sky Road develops cloud-based investment and trade management solutions for the financial services industry. Leveraging the deep capabilities in structured credit and fixed income available in Sky Road’s Motion Platform, investment firms use Motion for end to end streamlining and automation of their trade workflows. Sky Road offers a unique engagement approach called "build to suit" in which Motion components are combined and extended to meet a client's spec ... (view full description)

Sky Road develops cloud-based investment and trade management solutions for the financial services industry. Leveraging the deep capabilities in structured credit and fixed income available in Sky Road’s Motion Platform, investment firms use Motion for end to end streamlining and automation of their trade workflows. Sky Road offers a unique engagement approach called "build to suit" in which Motion components are combined and extended to meet a client's specific needs. Each client instance of Motion satisfies a firm's current operating model and is positioned to evolve with future challenges and opportunities. Motion combines order management and portfolio management in a single platform, unifying together key business functions such as security master, compliance, allocations, trade workflow, portfolio attribution and reporting. Clients consist of leading fixed income alternative asset management firms who trade multi-strategy portfolios in structured credit, loans, CLO and distressed debt.
SmartRoom is a next-generation virtual data room that doesn’t compromise between functionality and security. Built from the ground up, every feature has been thoughtfully designed to deliver greater efficiency and maximum security for file sharing and collaboration. Appeasing both end-users and IT departments, SmartRoom facilitates success for the entire organization and all parties involved.
Founded in 2011, Solve is a New York-based financial technology firm and a leading provider of real-time observable market data and aggregation across multiple Fixed Income asset classes including all Structured Products (ABS, MBS, CLOs,etc.), Syndicated Bank Loans, Corporates, and Municipals). SolveQuotes by Solve Advisors was developed to improve price transparency and efficiency in illiquid markets through “smart” parsing and data aggregation of unstructured messages. Solve ... (view full description)

Founded in 2011, Solve is a New York-based financial technology firm and a leading provider of real-time observable market data and aggregation across multiple Fixed Income asset classes including all Structured Products (ABS, MBS, CLOs,etc.), Syndicated Bank Loans, Corporates, and Municipals). SolveQuotes by Solve Advisors was developed to improve price transparency and efficiency in illiquid markets through “smart” parsing and data aggregation of unstructured messages.
SolveQuotes normalizes and organizes observable market data in real-time within a user-friendly interface allowing users to utilize their data more efficiently and effectively. Overlaying parsed data with our contributed Solve data increases price transparency helping with idea generation (trends, dislocation, Rel Val), better trade execution, and ultimately increased profitability.
Solve’s product umbrella includes:
Parsing: Advanced proprietary real-time message parsing that extracts bids/offers, yield, size, BWIC Px Talk, Covers, and dealer inventories. SolveQuotes’ language recognition algorithms don’t depend on templates and can pick up pricing from regular interactions. Market Data: Real-time observable market data contributed by both Buy and Sell-side clients that supplements your parsed pricing data to increase price transparency. Our Structured Products coverage includes +2mm quotes daily and 100,000 Cusips daily. Workflow Tools: BWIC and Inventory automation, matchers, security and price alerts, portfolio management, comparable securities, and collaboration features all help improve day to day management and increase productivity. Middle/Back-Office: Streamlines the month-end process by parsing and aggregating marks from broker statements and identifying exceptions. Real-Time Composite Pricing for Syndicated Bank Loans: A distilled, real-time price computed algorithmically based on observable market data from various providers and other factors such as time decay, quote strength, etc... for quick price discovery and actionable insight for better trade execution. Custom Solutions: Solve’s experienced technology team partners with clients to understand their needs and develop custom software and analytics accordingly. Solve’s proprietary message-oriented middleware platform can be licensed to facilitate inter-process communication or enterprise applications.Solve’s clients range from Front Office (traders, portfolio managers, research, and sales), to Middle/Back Office, IPV, Risk, Valuations, Product Control, Finance, Compliance, Audit/Accounting, rating agencies, as well as ATS and OMS systems.
For more information, visit www.solveadvisors.com or call (646) 699-5041.
Join the Solve team at our booth at SFIG Vegas to discuss your data needs, learn more about Solve Advisors, and receive a demo or trial.
T-REX is a leading enterprise software solutions provider for the complex financing of esoteric asset backed securities (ABS) and energy project finance. Its configurable and scalable SaaS platform provides specialized structuring tools and services which enhance efficiency, transparency, collaboration, and security across the entire investment lifecycle -- from asset owners and issuers to investment banks, ratings agencies, accounting firms, trustees and custodians, all the way through to the e ... (view full description)

T-REX is a leading enterprise software solutions provider for the complex financing of esoteric asset backed securities (ABS) and energy project finance. Its configurable and scalable SaaS platform provides specialized structuring tools and services which enhance efficiency, transparency, collaboration, and security across the entire investment lifecycle -- from asset owners and issuers to investment banks, ratings agencies, accounting firms, trustees and custodians, all the way through to the end investors. By using T-REX, users significantly reduce risks associated with existing manual, spreadsheet-based processes, leading to greater analytical precision, improved compliance, better decision-making, and more revenue opportunities.
TAO Solutions is the leading global vendor of dynamic structured finance software solutions designed to assist banks and financial institutions with the intractable challenges of interfacing asset portfolios to capital markets funding. Our suite of tools, mortgageHUB and secureHUB, provide robust functionality allowing users to efficiently manage assets, structure liabilities and perform all necessary on-going reporting and administration within contemporary regulatory and accounting frameworks.
Christiana Trust is a Division of WSFS Bank and a wholly owned subsidiary of WSFS Financial Corporation, founded in 1832. Christiana provides a wide range of trust, directed trust, asset management and agency services in Delaware and Nevada. Christiana's mission is to provide a high level of personal service, responsive and flexible decision making by a knowledgeable team of professionals whose objective is to facilitate and implement each client's transaction efficiently and effectively.
Asset Securitization Report, a SourceMedia brand, is a leading provider of news and analysis for the asset-backed and structured finance markets through its daily website (StructuredFinanceNews.com) and monthly magazine.
Securitization professionals rely on each weekly issue of Asset-Backed Alert for its hard-to-get news and statistics on asset-backed and mortgage-backed securitization activities throughout the world. The newsletter's coverage takes a forward-looking approach, routinely tipping off subscribers to emerging risks and opportunities in securitization. To start your free-trial subscription, call 201-659-1700 or visit www.ABAlert.com.
BarclayHedge is a leading independent, research based provider of information services to the alternative investment industry. Founded in 1985, no other firm has been in the alternative investment database business for as long as we have. Barclay began publishing fund data for CTAs and hedge funds in 1989 and currently maintains data on more than 33,500+ alternative investment vehicles. BarclayHedge provides access to its hedge fund, fund of funds, and managed futures databases to thousands of i ... (view full description)

BarclayHedge is a leading independent, research based provider of information services to the alternative investment industry. Founded in 1985, no other firm has been in the alternative investment database business for as long as we have. Barclay began publishing fund data for CTAs and hedge funds in 1989 and currently maintains data on more than 33,500+ alternative investment vehicles. BarclayHedge provides access to its hedge fund, fund of funds, and managed futures databases to thousands of investors worldwide in Excel, Access, and formats compatible with most third party analysis packages. Barclay’s 17 hedge fund indices, 8 managed futures indices, and 7 UCITS indices are universally recognized as alternative investment performance benchmarks and are utilized by investment professionals around the globe.
Every week, Commercial Mortgage Alert delivers hard-to-get news, analysis and statistics on the CMBS and REIT-debt markets, as well as the traditional real estate finance business. The newsletter's reputation as the market bible stems from its forward-looking coverage, which routinely tips off subscribers to upcoming financing opportunities and important moves planned by big lenders and borrowers. To start your free-trial subscription, call 201-659-1700 or visit www.CMAlert.com.
Debtwire ABS delivers up-to-the minute news and analysis across the US RMBS, ABS and CMBS markets and provides insight into opportunistic situations in the structured finance market. In addition to our unparalleled editorial coverage, subscribers have access to a bid list library alongside primary insurance and commercial real estate (CRE) databases. With an ever evolving market, Debtwire ABS tracks and reports on faulty legacy loans as well as emerging asset classes such as marketplace lending. ... (view full description)

Debtwire ABS delivers up-to-the minute news and analysis across the US RMBS, ABS and CMBS markets and provides insight into opportunistic situations in the structured finance market. In addition to our unparalleled editorial coverage, subscribers have access to a bid list library alongside primary insurance and commercial real estate (CRE) databases. With an ever evolving market, Debtwire ABS tracks and reports on faulty legacy loans as well as emerging asset classes such as marketplace lending.
Established in 2002, Global Legal Group (GLG) is an independent, London-based media company specialising in the legal market. Through print and digital channels we provide legal, regulatory and policy information to senior executives, general counsel, law firms and government agencies.
The Global Legal Insights series provides essential insights into the current legal issues, providing readers with expert analysis of legal, economic and policy developments through the eyes of the world's leading lawyers.
GlobalCapital is a leading news, opinion and data service for people and institutions using and working in the international capital markets. It provides you with clearly-voiced, lively coverage of key markets based on the comments of those who work in them, together with a wealth of transaction data and archive material. Whether you wish to pick up the pulse of your market, to research in detail an issuer, intermediary or asset class in a particular sector, or to check out how your instit ... (view full description)

GlobalCapital is a leading news, opinion and data service for people and institutions using and working in the international capital markets. It provides you with clearly-voiced, lively coverage of key markets based on the comments of those who work in them, together with a wealth of transaction data and archive material. Whether you wish to pick up the pulse of your market, to research in detail an issuer, intermediary or asset class in a particular sector, or to check out how your institution is performing relative to its peers, our service is for you.
GlobalCapital descends directly from EuroWeek (“the voice of the markets”), which has been covering new issues in primary markets for 26 years. Joining the platform are also several key capital markets publications from the Euromoney Institutional Investor Group: Asiamoney, Total Securitization and Derivatives Week. GlobalCapital also sees the introduction of a brand new service on the internationalisation of the RMB.
The combination of these elements on state-of-the-art new web technology provides a device-neutral, flexible global news and data service where relevant related articles and data are a click away.
GlobalCapital.com delivers daily services dedicated to the following key market sectors: FIG/Bank Finance including Covered Bonds, Corporate Bonds, Syndicated Loans, Equity, Leveraged Finance, Sovereign and Supranational and Agency Bonds (SSA), SRI/Green Bonds, Global Emerging Markets, Securitization, Asia Pacific Markets, Derivatives, and Offshore RMB. The service comes with sector specific priced deals data sets, league tables, deal pipelines and people moves.
The ICLG series provides current and practical comparative legal information on a range of practice areas. Our comprehensive guides follow a question and answer format to ensure thorough coverage of each topic within different legal systems worldwide. Each guide draws together the collective expertise of our contributors to provide a valuable and convenient resource, updated annually. The ICLG series provides a practical insight for general counsel, government agencies and private practice la ... (view full description)

The ICLG series provides current and practical comparative legal information on a range of practice areas.
Our comprehensive guides follow a question and answer format to ensure thorough coverage of each topic within different legal systems worldwide.
Each guide draws together the collective expertise of our contributors to provide a valuable and convenient resource, updated annually.
The ICLG series provides a practical insight for general counsel, government agencies and private practice lawyers keeping them abreast of law and policy globally.
Institutional Investor Journals (IIJ), headquartered in New York, NY, is a boutique publisher of financial research journals and has been well-respected in the financial industry since the launch of its flagship publication The Journal of Portfolio Management in 1974. The current portfolio consists of 12 journals covering a variety of investment areas, including derivatives, fixed income, index investing, and alternative investments. Institutional Investor Journals is committed to publishing the ... (view full description)

Institutional Investor Journals (IIJ), headquartered in New York, NY, is a boutique publisher of financial research journals and has been well-respected in the financial industry since the launch of its flagship publication The Journal of Portfolio Management in 1974. The current portfolio consists of 12 journals covering a variety of investment areas, including derivatives, fixed income, index investing, and alternative investments. Institutional Investor Journals is committed to publishing the best in finance, at the highest editorial standards, from contributors worldwide.
Investor’s Business Daily (IBD®) is an authoritative financial news and research organization recognized for its proprietary investing screens, investment ratings and strong record of identifying market leaders as they emerge. Its award winning website, Investors.com, offers premium subscription tools, expert analysis and personalized research features for investors of all levels. Founded in 1984 by famed Wall Street investment expert and entrepreneur William J. O’Neil, Investor& ... (view full description)

Investor’s Business Daily (IBD®) is an authoritative financial news and research organization recognized for its proprietary investing screens, investment ratings and strong record of identifying market leaders as they emerge. Its award winning website, Investors.com, offers premium subscription tools, expert analysis and personalized research features for investors of all levels. Founded in 1984 by famed Wall Street investment expert and entrepreneur William J. O’Neil, Investor’s Business Daily and Investors.com provide performance-driven financial professionals and sophisticated investors with distinctive market analysis and research that cannot be found elsewhere.
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*Website Access. Access to this website is restricted by password and only authorized IMN registrants may use the website. Any unauthorized access shall be the responsibility of the Registrant and his or her company and IMN shall not be liable for any damages arising out of such unauthorized access. You agree to: (1) Keep your password confidential; (2) prohibit others from using your account; (3) refrain from using other Users’ accounts; (4) refrain from selling, trading, or otherwise transferring your account to another party; and (5) refrain from charging anyone for access to any portion of DirectConnect, or any information arising therefrom. You are also responsible for anything that happens through your account unless you can demonstrate that your account was accessed without your knowledge or fault.
*User Communication. To the extent permitted while using DirectConnect, you can use and participate in groups, free to post and delete comment on the website. You are solely responsible for your interactions with other users. IMN may limit the number of connections you may have to other users and may at its sole discretion prohibit you from contacting other users through use of the Services or otherwise limit your use of the Services.
If you violate this Agreement while posting, that content may be removed without further notice or the rights of others posting here. Nothing you post here is confidential or proprietary and you are cautioned that other posters or viewers may use any information posted here. By posting here you agree that IMN is not responsible for the misappropriation or misuse of any information posted on this website.
*Privacy. Any submissions, including private personal information, like names, addresses and so on, are voluntary and you waive any and all rights you have to the protection of that information. By submitting ideas, suggestions, documents or other matter ("Submissions"), you agree that: (a) the Submissions are not confidential or proprietary information; (b) IMN has no obligation to keep the submissions confidential; (c) IMN can use or disclose the Submissions for any purpose, in any way, in any media worldwide; (d) if asked, you will irrevocably assign to IMN all rights to your Submissions; and (f) you are not entitled to any compensation of any kind from IMN under any circumstances.
*Content by Becoming a User of DirectConnect: As part of obtaining registration access to DirectConnect, unless you opt out, you may receive invitations to network from other conference attendees. We may also send you emails to keep you updated on developments in the site and services. Your registration for and/or subscription to such an email service and your use of the content received through these email services will be subject to these terms. You can unsubscribe to our email service by changing your email preferences on the website.
*License. If you comply with all your obligations under this Agreement, IMN grants you a limited, revocable, nonexclusive license and right to access the Services, through a generally available web browser, mobile device or application view information and use the web pages and in accordance with this Agreement for your use only. Any other use of DirectConnect is strictly prohibited. All rights not expressly granted in this Agreement, including, without limitation, title, ownership, intellectual property rights, and all other rights are retained by IMN.
*Anti-Hacking. You expressly agree not to use or attempt to use any "virus," "spyware," "malware," "adware," "Trojan horse" "deep-link," "scraper," "bot," "spider," "data-mining," "computer code" or any other automated device, program, tool, algorithm, process, or methodology or manual process having similar processes or functionality, to access, acquire, copy, or monitor any portion of this website or content. You also agree not to obtain or attempt to obtain through any means any materials or information on the website that have not been intentionally made available either by their public display on the Web Site or through their accessibility by a visible link or portal. You further agree not to violate the security of the website or attempt to gain unauthorized access to the website, data, materials, information, computer systems or networks connected to any server, through hacking, password mining or any other method.
*No Linkage. You expressly agree not to link or attempt to link to this website or the web pages contained herein.
*Third Party Information. Some of the information you access here is the property of third parties, made available here with the express permission of those third parties. IMN is not responsible for the content of any third party information provided on this website. You are cautioned that any further use of that information by you may be subject to the rights of those third parties and you may be required to obtain a license to use any such information. Failure to obtain third party permission may be a violation of federal law. You should contact the third party provider of the information to ascertain the requirements for using the information.
*Copyright and Trademarks. The layout of the website pages, graphics and pictures used and the collection of individual contributions are protected by copyright. All copyrights belong either to IMN, the third-party content providers or both. Either IMN or the third-party content providers own all trademarks and service marks depicted here.
*Indemnification. You agree to indemnify hold harmless and defend IMN, including our employees, officers, agents and contractors and our related entities and their employees, officers, partners, agents and contractors ("Indemnified") and continue to keep the Indemnified indemnified from and against any actions, proceedings, claims, demands, costs (on a full indemnity basis including, without limitation, reasonable legal and accounting fees) brought or made against the Indemnified by any person arising in connection with your use of the Website or content, or a breach of your representations and warranties in the Terms and Conditions of Use or this Agreement, or your violation of any of the Terms and Conditions of Use or this Agreement or any other activity in which you engage on or through, and from and against any damage, loss(whether personal or property, and whether direct or consequential, including without limitation consequential financial loss), cost or expense suffered or incurred by any Indemnified as a direct or indirect consequence thereof.
*Changes in Terms and Conditions. IMN may at any time revise the terms and conditions by which you may access the website or use IMN products or services. By using this website and IMN products and services, you agree to be bound by any such revisions and should therefore periodically visit this page to determine the then current version of this document.
*Limitation of Liability. Neither we, nor any of our suppliers, officers, employees, partners, affiliates, subsidiaries, successors and assigns, agents or representatives (our "Representatives") will be liable to you for:
(a) any incidental, punitive, indirect, special or consequential damage, loss or expenses, including but not limited to any loss of business, contracts, revenue, or profits, any business interruption, security breach, loss of data, loss of goodwill or reputation or other pecuniary loss suffered by you, even if we or any of our Representatives have been advised of their possible existence; nor? (b) any direct damage loss or expenses arising from loss of customers, loss of profits, loss of anticipated profits or loss of savings.
*Termination. You may terminate this Agreement, for any or no reason, at any time, when IMN receives notice from you. IMN may terminate the Agreement and your account for any reason or no reason, at any time, with or without notice. This cancellation shall be effective immediately or as may be specified in the notice and may include disabling your current and future access to DirectConnect. IMN may also suspend or terminate this Agreement if you invite other users with whom you do not know to connect; abuse the any DirectConnect messaging services; creating multiple or false profiles; infringe on any intellectual property rights, violating any provisions in this Agreement, disparage IMN or its executives, Board members, affiliates, staff or other related entities or persons, or exhibit any other behavior that IMN, in its sole discretion, deems contrary to the purpose of the website.
*No Waiver. Failure by either party to exercise any right or remedy under these Terms does not constitute a waiver of that right or remedy.
*Entire Agreement. These terms (including any terms incorporated by reference in these terms), constitute the entire agreement between you and us with respect to your access to and use of the website or receipt of any service and supersede all prior agreements, negotiations and discussions between you and us relating to the same.
*Law and Jurisdiction. Where you visit, register and/or subscribe to a this site or related service (as indicated on this website or otherwise notified to you), these terms (and any dispute or claim arising out of or in connection with these terms, including non-contractual disputes or claims), to the maximum extent permissible under the law of the territory that you are located in, will be governed by the laws of the State of New York. Any action to enforce these terms shall be brought in a federal court or a state court located in the state of New York, county of New York, and you agree to submit yourself to the personal jurisdiction of those courts in any such action.
*Force Majeure. We shall not be deemed to be in breach of these Terms by reason of any delay in performing, or any failure to perform any service or our obligations in relation to these Terms, if the delay or failure was due to any cause beyond our reasonable control, including but not limited to acts of God, explosions, floods, fire or accident, war or threat of war, terrorism or threat of terrorism, sabotage, civil disturbance, epidemics, prohibitions or measures of any kind on the part of any governmental, parliamentary or local authority, import or export regulations or embargoes, or industrial actions or trade disputes (whether involving our employees or of third parties).
*Severability. If any provision of these Terms is found to be wholly or partially invalid, void or unenforceable by any court having competent jurisdiction or by virtue of any legislation or any other reason, that provision shall be invalid, void or unenforceable to that extent only and no further and the validity and enforceability of the remaining provisions of these Terms shall not be affected.
*Notices. Any notice given pursuant to these Terms shall be made by email or first class post, in the case of you, to the address provided on your registration form and, in the case of us, to the address posted on the website or otherwise notified to you in relation to any relevant service. Any such notice shall be deemed to have arrived if sent by post within three (3) days of posting and if sent by email at the time of transmission.
Euromoney Institutional Investor PLC (“Euromoney”, “we”, “us” or “our”) is an international business-information group covering asset management, price discovery, data and market intelligence, and banking and finance. The group also runs an extensive portfolio of events for the telecoms, financial and commodities markets.
For a full list of our brands and group companies, please click on this link. Euromoney and its group companies are committed to respecting the privacy of every person who visits, registers with or subscribes to our websites, publications, events and other products or services.
Euromoney is the primary data controller of personal data collected through this website or that we may collect in different ways as described in this Privacy Notice. If you are contacted by our other group companies, they will also be controllers of your personal data. This means that they are responsible for how your personal data is used, just as we are. You may contact any of these companies directly, or you can contact Euromoney by emailing dataprotectionofficer@euromoneyplc.com or writing to the Data Protection Officer at Euromoney Institutional Investor PLC, 8 Bouverie Street, London EC4Y 8AX, United Kingdom.
This Privacy Notice was updated on 23 May 2018
This Privacy Notice outlines the information we may collect about you in relation to your use of our products and services (“personal data”). It also explains the legal rights that you have in relation to your data and how you may exercise these rights.
Some of our group companies may collect and use personal data for different purposes; those companies have their own websites and privacy notices.
We will process your data for the following lawful purposes: with your consent; to fulfil our obligations to you; and where there is a legitimate interest to do so.
When possible, we rely on your consent to use your data for the purposes described in this Privacy Notice. We also process personal data to fulfil our contractual obligations to you, for example, when you register for any of our services, subscribe to a publication, sign-up for an event or purchase a product from us, we will need to process some of your personal data. This will also include details of the person/people responsible for payment (if different).
We may determine that processing your personal data serves both of our legitimate interests. This is the case in relation to many of our research, customer survey, sales, marketing and advertising activities described in this Privacy Notice. These activities allow us to better understand your requirements, which in turn enables us to provide you with a better service. We review the bases for our processing decisions carefully and you can object to these activities at any time (see the “Your Rights” section of this Privacy Notice).
Our primary goal in collecting personal data from you is to give you a relevant customised experience of our products and services.
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Registration, Free Trials & Subscriptions
When you register with our website and/or sign up for a free trial of our products or services, we may ask you to provide your name, address, email address and telephone number, and details relevant to your occupation or employer.
If you subscribe to one of our products or services, we will also ask for payment details. Credit/debit card payments are processed using a third party supplier and we do not retain the credit card data (see the Third Party Sites of this Privacy Notice). Address details may be shared with third party service providers engaged by us for order fulfilment, delivery and payment collection. This personal data is used by us to complete subscription requests.
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Events & Conferences
If you have registered for an event through a group website we may collect personal data including: name, job title, company, address, telephone number and email.
This information is necessary so that we can complete your registration for the event and provide you with relevant event materials.
We may also provide delegate details (e.g. name, email) to event sponsors who, subject to your consent, may contact you for their own advertising and marketing purposes.
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Advertising & Marketing
We use the personal data you provide us and which we collect from you to inform you about similar products and services which we provide. We may send you marketing communications that are sponsored by our partners and which are targeted to your interests based on information you have provided us such as job title, employer and/or industry. If you have consented to receive information from other Euromoney group companies, we may share your personal data with these companies so that they can fulfil your request to receive marketing materials in accordance with your preferences. We will not share your personal data with any third parties for their own marketing purposes unless you have provided your consent.
Each of the Euromoney group companies that may contact you is a data controller in relation to the personal data that you have agreed to share with them. If you have any questions or concerns, you may contact the individual company, or us – using the contact details set out in the “Who We Are” section.
You can opt out from receiving such materials at any time.
The personal data we may use for advertising and marketing purposes includes your name, email address, job title, phone number, company name/employer, geo location, postal address and data collected using cookies and other similar technology (Please read our separate Cookies Policy to find out more about which cookies we use, how they work and how you can control your cookie options).
Marketing materials are sent electronically, by post and we may occasionally call you.
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Online Targeted Advertising
We use targeted advertising on our websites to display advertisements that are relevant to what we believe are your interests. In order to deliver relevant advertisements, we use third parties to deliver cookies that collect information about your IP address and how you interact with our sites (e.g. browsing information, which articles you have read etc.). This data is used by the third parties to determine which advertisements may be of interest to you.
We may also share your personal data with third parties to deliver targeted advertising to you on other websites (e.g. Twitter Tailored Audiences or Facebook Custom Audiences). This could include your email address, cookie data, and information obtained from third parties. Third party cookies may also be used to enable us to target advertisements to you on other websites that you visit.
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Lead Generation and Scoring
We occasionally use the services of trusted third parties in order to ensure that the personal data we use for advertising and marketing purposes is accurate and up-to-date. To do this, we transfer personal data of individual leads (such as name, email, job title, location and phone number) to these third parties who conduct research to verify the data – primarily against public information.
We also use algorithmic software technology to help us improve the quality and relevance of marketing activities. The personal data analysed by the software includes email address, phone number, job title, address, purchase history and account information. This allows us to provide meaningful offers that are relevant to your specific profile.
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Surveys, Market Research & Customer Feedback
We want to understand the needs of our readers and customers. We may therefore use the information you provide us – including your name and contact details – to contact you to request your feedback, or to participate in our customer and market research.
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Public forums, message boards and blogs
Some of the pages on our group websites may include message boards, blogs or other facilities for generating content from users. Any information that is disclosed in these areas becomes public information and you should always be careful when deciding to post any personal data. User generated content is also subject to our site Terms & Conditions.
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Business or Asset Sale
If we sell a business or assets we may need to disclose your personal data to the prospective buyer of such business or assets.
If Euromoney, or any of our group companies is sold or sells our assets or is acquired by a third party, then personal data about our customers will be acquired by that third party. A transfer of your personal data in these circumstances would be necessary so that the services you have contracted for can still be delivered, or so that you can continue to enjoy the benefits of our free products and services. You will receive notice if a new controller assumes responsibility for your personal data.
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Additional Third Party Disclosures
We may disclose your personal data to other third parties in the following situations:
- To third party partners who help us by providing services such as technology, marketing, advisory or other services. These third parties only receive encrypted data and may only process personal data to provide those services to us.
- Where we are required by law or regulation to do so. In each case we will seek, where practicable, to minimise the amount of data that is disclosed.
- If required to protect the rights and interests of other users and/or Euromoney and its affiliates (including our employees, agents and contractors), or as otherwise set out in our Terms & Conditions. This may include exchanging information with other companies and organisations for the purposes of fraud protection.
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Email Tracking
We may include small pixel tags (small image files) within the emails we send you in order to determine whether our emails are opened and/or whether the hyperlinks inside our emails are clicked through. We may also collect browser, location and the device used to engage with our email communications. This information allows us to better understand whether we are meeting our users’ needs and how we can improve our communications. No other information is collected. You can opt out of receiving our direct marketing emails either by following the instructions in each email, or by contacting us (see the “Who We Are” section of this Privacy Notice).
Some of the Euromoney group companies are based outside the European Economic Area (EEA). If you have consented to being contacted by our group companies, then the transfer of your personal data will be made according to the terms of an international data sharing agreement that contains obligations approved by European data protection regulators. Any of our group companies that receive your personal data will be co-controllers of that data, which means they may determine how they process your personal data – although they may only use it for the purposes for which it was shared, unless you are informed of new or additional processing activities.
We may also transfer personal data to third party service providers as described in this Privacy Notice which are located outside the EEA. Where we conduct these transfers, we take all steps necessary to ensure that your data is treated securely and in accordance with applicable privacy legislation, either by only sending your personal data to jurisdictions that provide an adequate degree of legal protection for your data or by imposing approved contractual terms on these third parties.
We have a data retention policy that ensures we don’t use or store your personal data for longer than necessary. We consider the following issues to determine retention periods:
- Guidance from the UK Information Commissioner or other regulatory agency, or industry best practice recommendations;
- The business rationale for collection and expiry of the purpose for which personal data was collected;
- Our ongoing ability to ensure the accuracy of the data; and
- Legal and regulatory requirements.
We may occasionally need to keep personal data for either shorter or longer periods than specified in our retention policy. In such circumstances, application of the retention period to the data will be temporarily suspended. The suspension of an applicable retention period will be carried out in a manner that respects the rights and interests of all persons concerned.
You can use our Preference Centre to select the topics that are of interest to you so that we can send you publications and information about our products and services that are especially relevant to you. You can also choose the channels we use to contact you (email, phone, post, etc.) and can also opt-out of receiving marketing communications.
You have certain rights in relation to your personal data which include the following:
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Access & Portability
You may request access to any personal data of yours for which Euromoney is responsible as controller. Unless there are legal or regulatory reasons for not doing so, we will confirm whether we process any of your personal data and if we do, we will provide you with the following information: the purposes of the processing, the categories of personal data, any recipients of your personal data, the applicable retention period and the data source. Copies of your personal data will be made available to you in a structured, machine-readable format.
You may also request that we transfer the personal data that you have submitted to us, to another controller, where it is technically feasible for us to do so.
If you have consented to our processing of your personal data, or if we are processing your personal data in order to fulfil our contractual obligations to you, then you can submit a request that we transfer your personal data to another data controller.
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Rectification, Restriction, Objection
You have the right to request that Euromoney rectify any errors in the personal data that we process. In some circumstances, you may also be able to ask for the erasure of personal data, and/or request that the processing of your personal data be restricted. You may also object to the processing of your personal data for sales or marketing purposes.
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How to Exercise Your Rights
To exercise any of these rights, please contact us by post or email at the following addresses:
Euromoney Institutional Investor PLC
8 Bouverie Street
London, EC4Y 8AX
United KingdomEmail: dataprotectionofficer@euromoneyplc.com
Web form: Complete Subject Data Request Form
We may need to check your identity prior to processing a request.
Euromoney will do our best to respond to any questions and address any of your concerns. You are also able to register any complaints regarding the processing of your personal data directly with the UK Information Commissioner.
Euromoney is committed to keeping your personal data secure and we will take appropriate technical and organisational measures to protect your personal data from loss, unauthorised use, disclosure or destruction. Although we do our best to protect your personal data, we cannot guarantee that any transmission of data is without risk. We have therefore implemented information security policies and rules, staff training on information security, and technical measures to ensure the integrity of data that we have under our control.
All our employees, contractors and data processors (i.e. those third parties that process personal data on our behalf) are required to keep such data confidential and not to use it for any purpose other than the performance of services we have requested.
Our site may contain links to other websites – including, for example, providers of payment processing services. Euromoney is not responsible for the privacy and data collection practices of third party sites and we therefore recommend that you review the privacy policies and terms of service of each site you visit.
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